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Nasdaq · USD

VLY

VALLEY NATIONAL BANCORP

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Tapewire entity
3674
SEC CIK
0000714310
Parsed reports
516

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202601
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2021 Filed Feb 18, 2021 14:42 UTC
Hagedorn Michael DSEVP, Chief Financial Officer
GrantCommon Stock 16,968 $0.00 $0.00
Disclosure

SEC source: 0000714310-21-000037 · wf-form4_161365932947426.xml · nonDerivative · entry 1

Hagedorn Michael D · CIK 0001321912 · SEVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,032

F1 · shares: Restricted stock units (RSUs) granted under the Valley National Bancorp 2016 Long Term Incentive Stock Plan. The RSUs are time-based with three-year equal vesting, with vesting on each February 1 for the next three years.

Read SEC document
February 10, 2021 Filed Apr 20, 2021 20:18 UTC GiftCommon Stock 213,000 $0.00 $0.00
Disclosure

SEC source: 0000714310-21-000075 · wf-form4_161894992014294.xml · nonDerivative · entry 1

Steans Jennifer W · CIK 0001445741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,158,484

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:09 UTC
Robbins IraDirector · Chief Executive Officer
Tax withholdingCommon Stock 5,321 $10.21 $54,327.41
Disclosure

SEC source: 0000714310-21-000031 · wf-form4_161239376547971.xml · nonDerivative · entry 5

Robbins Ira · CIK 0001478939 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,027

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:09 UTC
Robbins IraDirector · Chief Executive Officer
Tax withholdingCommon Stock 6,145 $10.21 $62,740.45
Disclosure

SEC source: 0000714310-21-000031 · wf-form4_161239376547971.xml · nonDerivative · entry 4

Robbins Ira · CIK 0001478939 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,348

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:09 UTC
Robbins IraDirector · Chief Executive Officer
Tax withholdingCommon Stock 5,795 $10.21 $59,166.95
Disclosure

SEC source: 0000714310-21-000031 · wf-form4_161239376547971.xml · nonDerivative · entry 3

Robbins Ira · CIK 0001478939 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,493

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:09 UTC
Robbins IraDirector · Chief Executive Officer
Tax withholdingCommon Stock 44,465 $10.99 $488,670.35
Disclosure

SEC source: 0000714310-21-000031 · wf-form4_161239376547971.xml · nonDerivative · entry 2

Robbins Ira · CIK 0001478939 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,288

Read SEC document
February 01, 2021 Filed Feb 3, 2021 23:09 UTC
Robbins IraDirector · Chief Executive Officer
GrantCommon Stock 91,339 $10.99 $1,003,815.61
Disclosure

SEC source: 0000714310-21-000031 · wf-form4_161239376547971.xml · nonDerivative · entry 1

Robbins Ira · CIK 0001478939 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,753

F1 · shares: Payout of performance stock unit granted in early 2018.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:57 UTC
SAEGER MARKEVP, CCO
Tax withholdingCommon Stock 1,401 $10.21 $14,304.21
Disclosure

SEC source: 0000714310-21-000029 · wf-form4_161239302732120.xml · nonDerivative · entry 5

SAEGER MARK · CIK 0001730250 · EVP, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,178

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:57 UTC
SAEGER MARKEVP, CCO
Tax withholdingCommon Stock 1,178 $10.21 $12,027.38
Disclosure

SEC source: 0000714310-21-000029 · wf-form4_161239302732120.xml · nonDerivative · entry 4

SAEGER MARK · CIK 0001730250 · EVP, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,579

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:57 UTC
SAEGER MARKEVP, CCO
Tax withholdingCommon Stock 1,222 $10.21 $12,476.62
Disclosure

SEC source: 0000714310-21-000029 · wf-form4_161239302732120.xml · nonDerivative · entry 3

SAEGER MARK · CIK 0001730250 · EVP, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,757

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:57 UTC
SAEGER MARKEVP, CCO
Tax withholdingCommon Stock 5,027 $10.99 $55,246.73
Disclosure

SEC source: 0000714310-21-000029 · wf-form4_161239302732120.xml · nonDerivative · entry 2

SAEGER MARK · CIK 0001730250 · EVP, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,979

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:57 UTC
SAEGER MARKEVP, CCO
GrantCommon Stock 12,033 $10.99 $132,242.67
Disclosure

SEC source: 0000714310-21-000029 · wf-form4_161239302732120.xml · nonDerivative · entry 1

SAEGER MARK · CIK 0001730250 · EVP, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,006

F1 · shares: Payout of performance stock unit granted in early 2018.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:53 UTC
SCOFIELD MELISSA FEVP - Chief Risk Officer
Tax withholdingCommon Stock 1,322 $10.21 $13,497.62
Disclosure

SEC source: 0000714310-21-000027 · wf-form4_161239278666914.xml · nonDerivative · entry 5

SCOFIELD MELISSA F · CIK 0001638195 · EVP - Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,812

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:53 UTC
SCOFIELD MELISSA FEVP - Chief Risk Officer
Tax withholdingCommon Stock 1,502 $10.21 $15,335.42
Disclosure

SEC source: 0000714310-21-000027 · wf-form4_161239278666914.xml · nonDerivative · entry 4

SCOFIELD MELISSA F · CIK 0001638195 · EVP - Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,134

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:53 UTC
SCOFIELD MELISSA FEVP - Chief Risk Officer
Tax withholdingCommon Stock 1,385 $10.21 $14,140.85
Disclosure

SEC source: 0000714310-21-000027 · wf-form4_161239278666914.xml · nonDerivative · entry 3

SCOFIELD MELISSA F · CIK 0001638195 · EVP - Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,636

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:53 UTC
SCOFIELD MELISSA FEVP - Chief Risk Officer
Tax withholdingCommon Stock 11,667 $10.99 $128,220.33
Disclosure

SEC source: 0000714310-21-000027 · wf-form4_161239278666914.xml · nonDerivative · entry 2

SCOFIELD MELISSA F · CIK 0001638195 · EVP - Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,021

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:53 UTC
SCOFIELD MELISSA FEVP - Chief Risk Officer
GrantCommon Stock 25,706 $10.99 $282,508.94
Disclosure

SEC source: 0000714310-21-000027 · wf-form4_161239278666914.xml · nonDerivative · entry 1

SCOFIELD MELISSA F · CIK 0001638195 · EVP - Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,688

F1 · shares: Payout of performance stock unit granted in early 2018.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:48 UTC
Bardusch Robert JEVP, Chief Operating Officer
Tax withholdingCommon Stock 1,287 $10.21 $13,140.27
Disclosure

SEC source: 0000714310-21-000025 · wf-form4_161239249381251.xml · nonDerivative · entry 5

Bardusch Robert J · CIK 0001618913 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,551

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:48 UTC
Bardusch Robert JEVP, Chief Operating Officer
Tax withholdingCommon Stock 1,868 $10.21 $19,072.28
Disclosure

SEC source: 0000714310-21-000025 · wf-form4_161239249381251.xml · nonDerivative · entry 4

Bardusch Robert J · CIK 0001618913 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,838

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:48 UTC
Bardusch Robert JEVP, Chief Operating Officer
Tax withholdingCommon Stock 1,777 $10.21 $18,143.17
Disclosure

SEC source: 0000714310-21-000025 · wf-form4_161239249381251.xml · nonDerivative · entry 3

Bardusch Robert J · CIK 0001618913 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,706

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:48 UTC
Bardusch Robert JEVP, Chief Operating Officer
Tax withholdingCommon Stock 11,493 $10.99 $126,308.07
Disclosure

SEC source: 0000714310-21-000025 · wf-form4_161239249381251.xml · nonDerivative · entry 2

Bardusch Robert J · CIK 0001618913 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,483

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:48 UTC
Bardusch Robert JEVP, Chief Operating Officer
GrantCommon Stock 27,346 $10.99 $300,532.54
Disclosure

SEC source: 0000714310-21-000025 · wf-form4_161239249381251.xml · nonDerivative · entry 1

Bardusch Robert J · CIK 0001618913 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,976

F1 · shares: Payout of performance stock unit granted in early 2018.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:30 UTC
Iadanza Thomas ASr. EVP-Chief Banking Officer
Tax withholdingCommon Stock 2,532 $10.21 $25,851.72
Disclosure

SEC source: 0000714310-21-000023 · wf-form4_161239143549551.xml · nonDerivative · entry 5

Iadanza Thomas A · CIK 0001491389 · Sr. EVP-Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,230

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:30 UTC
Iadanza Thomas ASr. EVP-Chief Banking Officer
Tax withholdingCommon Stock 3,006 $10.21 $30,691.26
Disclosure

SEC source: 0000714310-21-000023 · wf-form4_161239143549551.xml · nonDerivative · entry 4

Iadanza Thomas A · CIK 0001491389 · Sr. EVP-Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,762

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:30 UTC
Iadanza Thomas ASr. EVP-Chief Banking Officer
Tax withholdingCommon Stock 2,712 $10.21 $27,689.52
Disclosure

SEC source: 0000714310-21-000023 · wf-form4_161239143549551.xml · nonDerivative · entry 3

Iadanza Thomas A · CIK 0001491389 · Sr. EVP-Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,768

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:30 UTC
Iadanza Thomas ASr. EVP-Chief Banking Officer
Tax withholdingCommon Stock 21,314 $10.99 $234,240.86
Disclosure

SEC source: 0000714310-21-000023 · wf-form4_161239143549551.xml · nonDerivative · entry 2

Iadanza Thomas A · CIK 0001491389 · Sr. EVP-Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,480

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:30 UTC
Iadanza Thomas ASr. EVP-Chief Banking Officer
GrantCommon Stock 49,225 $10.99 $540,982.75
Disclosure

SEC source: 0000714310-21-000023 · wf-form4_161239143549551.xml · nonDerivative · entry 1

Iadanza Thomas A · CIK 0001491389 · Sr. EVP-Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,794

F1 · shares: Payout of performance stock unit granted in early 2018.

F2 · balance_after: Shares reconciled to current holdings to correct administrative errors on holdings.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:20 UTC Tax withholdingCommon Stock 832 $10.21 $8,494.72
Disclosure

SEC source: 0000714310-21-000021 · wf-form4_161239078953679.xml · nonDerivative · entry 5

Surowiec Yvonne M. · CIK 0001620289 · EVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,787

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:20 UTC Tax withholdingCommon Stock 1,250 $10.21 $12,762.50
Disclosure

SEC source: 0000714310-21-000021 · wf-form4_161239078953679.xml · nonDerivative · entry 4

Surowiec Yvonne M. · CIK 0001620289 · EVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,619

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:20 UTC Tax withholdingCommon Stock 1,127 $10.21 $11,506.67
Disclosure

SEC source: 0000714310-21-000021 · wf-form4_161239078953679.xml · nonDerivative · entry 3

Surowiec Yvonne M. · CIK 0001620289 · EVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,869

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:20 UTC Tax withholdingCommon Stock 7,336 $10.99 $80,622.64
Disclosure

SEC source: 0000714310-21-000021 · wf-form4_161239078953679.xml · nonDerivative · entry 2

Surowiec Yvonne M. · CIK 0001620289 · EVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,996

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:20 UTC GrantCommon Stock 21,878 $10.99 $240,439.22
Disclosure

SEC source: 0000714310-21-000021 · wf-form4_161239078953679.xml · nonDerivative · entry 1

Surowiec Yvonne M. · CIK 0001620289 · EVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,332

F1 · shares: Payout of performance stock unit granted in early 2018.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 17:41 UTC
CHILLURA JOSEPHSEVP, Chief Customer Officer
Tax withholdingCommon Stock (with Spouse) 914 $10.21 $9,331.94
Disclosure

SEC source: 0000714310-21-000019 · wf-form4_161237406169421.xml · nonDerivative · entry 3

CHILLURA JOSEPH · CIK 0001811871 · SEVP, Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603,091

Read SEC document
February 01, 2021 Filed Feb 3, 2021 17:41 UTC
CHILLURA JOSEPHSEVP, Chief Customer Officer
Tax withholdingCommon Stock (with Spouse) 830 $10.21 $8,474.30
Disclosure

SEC source: 0000714310-21-000019 · wf-form4_161237406169421.xml · nonDerivative · entry 2

CHILLURA JOSEPH · CIK 0001811871 · SEVP, Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604,005

Read SEC document
February 01, 2021 Filed Feb 3, 2021 16:36 UTC
Hagedorn Michael DSEVP, Chief Financial Officer
Tax withholdingCommon Stock 3,158 $10.21 $32,243.18
Disclosure

SEC source: 0000714310-21-000015 · wf-form4_161237017795248.xml · nonDerivative · entry 1

Hagedorn Michael D · CIK 0001321912 · SEVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,064

Read SEC document
February 01, 2021 Filed Feb 3, 2021 16:19 UTC
CRANDELL MITCHELL LEVP & Chief Accounting Officer
Tax withholdingCommon Stock 1,090 $10.21 $11,128.90
Disclosure

SEC source: 0000714310-21-000013 · wf-form4_161236918642327.xml · nonDerivative · entry 3

CRANDELL MITCHELL L · CIK 0001639692 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,285

Read SEC document
February 01, 2021 Filed Feb 3, 2021 16:19 UTC
CRANDELL MITCHELL LEVP & Chief Accounting Officer
Tax withholdingCommon Stock 844 $10.21 $8,617.24
Disclosure

SEC source: 0000714310-21-000013 · wf-form4_161236918642327.xml · nonDerivative · entry 2

CRANDELL MITCHELL L · CIK 0001639692 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,375

Read SEC document
February 01, 2021 Filed Feb 3, 2021 16:19 UTC
CRANDELL MITCHELL LEVP & Chief Accounting Officer
Tax withholdingCommon Stock 1,576 $10.21 $16,090.96
Disclosure

SEC source: 0000714310-21-000013 · wf-form4_161236918642327.xml · nonDerivative · entry 1

CRANDELL MITCHELL L · CIK 0001639692 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,219

Read SEC document
February 01, 2021 Filed Feb 3, 2021 15:49 UTC
Janis Ronald H.Senior EVP & General Counsel
Tax withholdingCommon Stock 2,613 $10.21 $26,678.73
Disclosure

SEC source: 0000714310-21-000011 · wf-form4_161236732843540.xml · nonDerivative · entry 5

Janis Ronald H. · CIK 0001693323 · Senior EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,947

Read SEC document
February 01, 2021 Filed Feb 3, 2021 15:49 UTC
Janis Ronald H.Senior EVP & General Counsel
Tax withholdingCommon Stock 2,656 $10.21 $27,117.76
Disclosure

SEC source: 0000714310-21-000011 · wf-form4_161236732843540.xml · nonDerivative · entry 4

Janis Ronald H. · CIK 0001693323 · Senior EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,560

Read SEC document
February 01, 2021 Filed Feb 3, 2021 15:49 UTC
Janis Ronald H.Senior EVP & General Counsel
Tax withholdingCommon Stock 2,755 $10.21 $28,128.55
Disclosure

SEC source: 0000714310-21-000011 · wf-form4_161236732843540.xml · nonDerivative · entry 3

Janis Ronald H. · CIK 0001693323 · Senior EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,216

Read SEC document
February 01, 2021 Filed Feb 3, 2021 15:49 UTC
Janis Ronald H.Senior EVP & General Counsel
Tax withholdingCommon Stock 22,015 $10.99 $241,944.85
Disclosure

SEC source: 0000714310-21-000011 · wf-form4_161236732843540.xml · nonDerivative · entry 2

Janis Ronald H. · CIK 0001693323 · Senior EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,971

Read SEC document
February 01, 2021 Filed Feb 3, 2021 15:49 UTC
Janis Ronald H.Senior EVP & General Counsel
GrantCommon Stock 43,756 $10.99 $480,878.44
Disclosure

SEC source: 0000714310-21-000011 · wf-form4_161236732843540.xml · nonDerivative · entry 1

Janis Ronald H. · CIK 0001693323 · Senior EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,986

F1 · shares: Payout of performance stock unit granted in early 2018.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 22:50 UTC Exercise / conversionStock Options · Derivative 300,000 $0.00 Strike: $7.47 $0.00
Disclosure

SEC source: 0000714310-21-000004 · wf-form4_161109662914314.xml · derivative · entry 6

Lynch Kevin J · CIK 0001387248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 717,326

Underlying: Common Stock · 300,000 shares

Expires 2021-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transactions on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on December 14, 2020.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 22:50 UTC SaleCommon Stock 300,000 $10.66 $3,198,000.00
Disclosure

SEC source: 0000714310-21-000004 · wf-form4_161109662914314.xml · nonDerivative · entry 4

Lynch Kevin J · CIK 0001387248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,395

F1 · security: The transactions on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on December 14, 2020.

F3 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.405 to $10.795, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 22:50 UTC Exercise / conversionCommon Stock 300,000 $7.47 $2,241,000.00
Disclosure

SEC source: 0000714310-21-000004 · wf-form4_161109662914314.xml · nonDerivative · entry 3

Lynch Kevin J · CIK 0001387248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transactions on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on December 14, 2020.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 22:50 UTC Exercise / conversionStock Options · Derivative 300,000 $0.00 Strike: $7.47 $0.00
Disclosure

SEC source: 0000714310-21-000004 · wf-form4_161109662914314.xml · derivative · entry 5

Lynch Kevin J · CIK 0001387248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,017,326

Underlying: Common Stock · 300,000 shares

Expires 2021-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transactions on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on December 14, 2020.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 22:50 UTC SaleCommon Stock 300,000 $10.94 $3,282,000.00
Disclosure

SEC source: 0000714310-21-000004 · wf-form4_161109662914314.xml · nonDerivative · entry 2

Lynch Kevin J · CIK 0001387248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,395

F1 · security: The transactions on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on December 14, 2020.

F2 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.74 to $10.995, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 14, 2021 Filed Jan 19, 2021 22:50 UTC Exercise / conversionCommon Stock 300,000 $7.47 $2,241,000.00
Disclosure

SEC source: 0000714310-21-000004 · wf-form4_161109662914314.xml · nonDerivative · entry 1

Lynch Kevin J · CIK 0001387248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The transactions on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on December 14, 2020.

Read SEC document
January 14, 2021 Filed Jan 26, 2021 22:29 UTC Amendment Exercise / conversionStock Options · Derivative 300,000 $0.00 Strike: $7.47 $0.00
Disclosure

SEC source: 0000714310-21-000006 · wf-form4a_161170012274176.xml · derivative · entry 3

Lynch Kevin J · CIK 0001387248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,017,326

Underlying: Common Stock · 300,000 shares

Expires 2021-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On January 19, 2021, a Form 4 (the "Original Form 4") was filed to report the reporting person's exercise of 300,000 stock options and sale of the underlying shares on January 14, 2021 and the exercise of an additional 300,000 stock options and sale of the underlying shares on January 15, 2021, in each case pursuant to a 10b5-1 plan entered into on December 14, 2020. The January 15th exercise and sale transactions were executed by the reporting person's broker in error. These transactions were subsequently unwound through the broker's error account and therefore did not occur for purposes of the reporting person's account. This Form 4/A amends and restates the Original Form 4 by re-reporting the January 14th exercise and sale transactions and omitting the January 15th exercise and sale transactions.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.