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Nasdaq · USD

VKTX

Viking Therapeutics, Inc.

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Tapewire entity
4067
SEC CIK
0001607678
Parsed reports
183

Last 12 months

Inside the activity.

1 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 2026013
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202603
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 30, 2023 Filed Apr 3, 2023 19:24 UTC
ZANTE GREGChief Financial Officer
Exercise / conversionCommon Stock, par value $0.00001 per share 32,000 $8.52 $272,640.00
Disclosure

SEC source: 0001209191-23-022398 · doc4.xml · nonDerivative · entry 1

ZANTE GREG · CIK 0001264949 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 23:26 UTC
Lian BrianDirector · President & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 19,530 $0.00 Strike: $9.49 $0.00
Disclosure

SEC source: 0001209191-23-022400 · doc4.xml · derivative · entry 11

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,970

Underlying: Common Stock · 19,530 shares

Expires 2025-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person

F5 · derivative.exercise_date: 25% of the shares subject to the option vested upon grant and 25% of the shares subject to the option vested on each one year anniversary of the grant date.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 23:26 UTC
Lian BrianDirector · President & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 115,852 $0.00 Strike: $1.23 $0.00
Disclosure

SEC source: 0001209191-23-022400 · doc4.xml · derivative · entry 10

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,148

Underlying: Common Stock · 115,852 shares

Expires 2027-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on each one year anniversary of the grant date.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 23:26 UTC
Lian BrianDirector · President & CEO
SaleCommon Stock, par value $0.00001 per share 65,382 $17.45 $1,140,915.90
Disclosure

SEC source: 0001209191-23-022400 · doc4.xml · nonDerivative · entry 4

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,254,963

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person

Read SEC document
March 30, 2023 Filed Apr 3, 2023 23:26 UTC
Lian BrianDirector · President & CEO
SaleCommon Stock, par value $0.00001 per share 88,000 $16.95 $1,491,600.00
Disclosure

SEC source: 0001209191-23-022400 · doc4.xml · nonDerivative · entry 3

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,320,345

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person

Read SEC document
March 30, 2023 Filed Apr 3, 2023 23:26 UTC
Lian BrianDirector · President & CEO
Exercise / conversionCommon Stock, par value $0.00001 per share 19,530 $9.49 $185,339.70
Disclosure

SEC source: 0001209191-23-022400 · doc4.xml · nonDerivative · entry 2

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,408,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person

Read SEC document
March 30, 2023 Filed Apr 3, 2023 23:26 UTC
Lian BrianDirector · President & CEO
Exercise / conversionCommon Stock, par value $0.00001 per share 115,852 $1.23 $142,497.96
Disclosure

SEC source: 0001209191-23-022400 · doc4.xml · nonDerivative · entry 1

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,388,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person

Read SEC document
March 30, 2023 Filed Apr 3, 2023 23:22 UTC
Mancini MariannaChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $6.47 $0.00
Disclosure

SEC source: 0001209191-23-022396 · doc4.xml · derivative · entry 9

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 3,000 shares

Expires 2029-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on each one year anniversary of the grant date.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 23:22 UTC
Mancini MariannaChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $7.69 $0.00
Disclosure

SEC source: 0001209191-23-022396 · doc4.xml · derivative · entry 8

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2029-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: One-third of the shares subject to the option vested on each one year anniversary of the grant date.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 23:22 UTC
Mancini MariannaChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 23,100 $0.00 Strike: $8.52 $0.00
Disclosure

SEC source: 0001209191-23-022396 · doc4.xml · derivative · entry 7

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,100 shares

Expires 2029-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on each one year anniversary of the grant date.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 23:22 UTC
Mancini MariannaChief Operating Officer
Tax withholdingCommon Stock, par value $0.00001 per share 30,799 $17.57 $541,138.43
Disclosure

SEC source: 0001209191-23-022396 · doc4.xml · nonDerivative · entry 6

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,763

F3 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of certain shares of common stock subject to certain performance restricted stock units.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 23:22 UTC
Mancini MariannaChief Operating Officer
GrantCommon Stock, par value $0.00001 per share 56,667 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022396 · doc4.xml · nonDerivative · entry 5

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,562

F2 · shares: The reported securities were subject to a performance restricted stock unit award that was granted on January 3, 2022, 66.67% of which vested on April 3, 2023 upon the achievement of two non-financial performance goals.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 23:22 UTC
Mancini MariannaChief Operating Officer
Exercise / conversionCommon Stock, par value $0.00001 per share 36,100 $17.01 $614,028.51
Disclosure

SEC source: 0001209191-23-022396 · doc4.xml · nonDerivative · entry 4

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 23:22 UTC
Mancini MariannaChief Operating Officer
Exercise / conversionCommon Stock, par value $0.00001 per share 3,000 $6.47 $19,410.00
Disclosure

SEC source: 0001209191-23-022396 · doc4.xml · nonDerivative · entry 3

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 23:22 UTC
Mancini MariannaChief Operating Officer
Exercise / conversionCommon Stock, par value $0.00001 per share 10,000 $7.69 $76,900.00
Disclosure

SEC source: 0001209191-23-022396 · doc4.xml · nonDerivative · entry 2

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 23:22 UTC
Mancini MariannaChief Operating Officer
Exercise / conversionCommon Stock, par value $0.00001 per share 23,100 $8.52 $196,812.00
Disclosure

SEC source: 0001209191-23-022396 · doc4.xml · nonDerivative · entry 1

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 284,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 01:04 UTC
Mancini MariannaChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $9.13 $0.00
Disclosure

SEC source: 0001209191-23-021743 · doc4.xml · derivative · entry 20

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2025-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person.

F2 · derivative.exercise_date: 25% of the shares subject to the option vested on each one year anniversary of the grant date.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 01:04 UTC
Mancini MariannaChief Operating Officer
SaleCommon Stock, par value $0.00001 per share 41,242 $16.00 $659,872.00
Disclosure

SEC source: 0001209191-23-021743 · doc4.xml · nonDerivative · entry 11

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,895

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 01:04 UTC
Mancini MariannaChief Operating Officer
Exercise / conversionCommon Stock, par value $0.00001 per share 15,000 $9.13 $136,950.00
Disclosure

SEC source: 0001209191-23-021743 · doc4.xml · nonDerivative · entry 10

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 28, 2023 Filed Mar 31, 2023 01:04 UTC
Mancini MariannaChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $4.37 $0.00
Disclosure

SEC source: 0001209191-23-021743 · doc4.xml · derivative · entry 19

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2028-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: One-third of the shares subject to the option vested on each one year anniversary of the grant date.

Read SEC document
March 28, 2023 Filed Mar 31, 2023 01:04 UTC
Mancini MariannaChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 24,500 $0.00 Strike: $4.65 $0.00
Disclosure

SEC source: 0001209191-23-021743 · doc4.xml · derivative · entry 18

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,500 shares

Expires 2028-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person.

F2 · derivative.exercise_date: 25% of the shares subject to the option vested on each one year anniversary of the grant date.

Read SEC document
March 28, 2023 Filed Mar 31, 2023 01:04 UTC
Mancini MariannaChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.04 $0.00
Disclosure

SEC source: 0001209191-23-021743 · doc4.xml · derivative · entry 17

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2027-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person.

F2 · derivative.exercise_date: 25% of the shares subject to the option vested on each one year anniversary of the grant date.

Read SEC document
March 28, 2023 Filed Mar 31, 2023 01:04 UTC
Mancini MariannaChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001209191-23-021743 · doc4.xml · derivative · entry 16

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2027-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person.

F2 · derivative.exercise_date: 25% of the shares subject to the option vested on each one year anniversary of the grant date.

Read SEC document
March 28, 2023 Filed Mar 31, 2023 01:04 UTC
Mancini MariannaChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 53,054 $0.00 Strike: $1.23 $0.00
Disclosure

SEC source: 0001209191-23-021743 · doc4.xml · derivative · entry 15

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,054 shares

Expires 2027-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: 23,054 shares vested on the grant date of 01/05/2017 and 25% of the remaining 30,000 shares subject to the option vested on each one year anniversary of the grant date.

Read SEC document
March 28, 2023 Filed Mar 31, 2023 01:04 UTC
Mancini MariannaChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001209191-23-021743 · doc4.xml · derivative · entry 14

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2026-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person.

F2 · derivative.exercise_date: 25% of the shares subject to the option vested on each one year anniversary of the grant date.

Read SEC document
March 28, 2023 Filed Mar 31, 2023 01:04 UTC
Mancini MariannaChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 4,873 $0.00 Strike: $1.88 $0.00
Disclosure

SEC source: 0001209191-23-021743 · doc4.xml · derivative · entry 13

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,873 shares

Expires 2026-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option vested on the grant date.

Read SEC document
March 28, 2023 Filed Mar 31, 2023 01:04 UTC
Mancini MariannaChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001209191-23-021743 · doc4.xml · derivative · entry 12

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2026-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person.

F2 · derivative.exercise_date: 25% of the shares subject to the option vested on each one year anniversary of the grant date.

Read SEC document
March 28, 2023 Filed Mar 31, 2023 01:04 UTC
Mancini MariannaChief Operating Officer
SaleCommon Stock, par value $0.00001 per share 196,563 $15.00 $2,948,445.00
Disclosure

SEC source: 0001209191-23-021743 · doc4.xml · nonDerivative · entry 9

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,137

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 28, 2023 Filed Mar 31, 2023 01:04 UTC
Mancini MariannaChief Operating Officer
Exercise / conversionCommon Stock, par value $0.00001 per share 30,000 $4.37 $131,100.00
Disclosure

SEC source: 0001209191-23-021743 · doc4.xml · nonDerivative · entry 8

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 484,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 28, 2023 Filed Mar 31, 2023 01:04 UTC
Mancini MariannaChief Operating Officer
Exercise / conversionCommon Stock, par value $0.00001 per share 24,500 $4.65 $113,925.00
Disclosure

SEC source: 0001209191-23-021743 · doc4.xml · nonDerivative · entry 7

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 454,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 28, 2023 Filed Mar 31, 2023 01:04 UTC
Mancini MariannaChief Operating Officer
Exercise / conversionCommon Stock, par value $0.00001 per share 10,000 $1.04 $10,400.00
Disclosure

SEC source: 0001209191-23-021743 · doc4.xml · nonDerivative · entry 6

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 430,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 28, 2023 Filed Mar 31, 2023 01:04 UTC
Mancini MariannaChief Operating Officer
Exercise / conversionCommon Stock, par value $0.00001 per share 15,000 $1.08 $16,200.00
Disclosure

SEC source: 0001209191-23-021743 · doc4.xml · nonDerivative · entry 5

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 28, 2023 Filed Mar 31, 2023 01:04 UTC
Mancini MariannaChief Operating Officer
Exercise / conversionCommon Stock, par value $0.00001 per share 53,054 $1.23 $65,256.42
Disclosure

SEC source: 0001209191-23-021743 · doc4.xml · nonDerivative · entry 4

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 405,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 28, 2023 Filed Mar 31, 2023 01:04 UTC
Mancini MariannaChief Operating Officer
Exercise / conversionCommon Stock, par value $0.00001 per share 15,000 $1.26 $18,900.00
Disclosure

SEC source: 0001209191-23-021743 · doc4.xml · nonDerivative · entry 3

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 352,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 28, 2023 Filed Mar 31, 2023 01:04 UTC
Mancini MariannaChief Operating Officer
Exercise / conversionCommon Stock, par value $0.00001 per share 4,873 $1.88 $9,161.24
Disclosure

SEC source: 0001209191-23-021743 · doc4.xml · nonDerivative · entry 2

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person.

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March 28, 2023 Filed Mar 31, 2023 01:04 UTC
Mancini MariannaChief Operating Officer
Exercise / conversionCommon Stock, par value $0.00001 per share 15,000 $2.15 $32,250.00
Disclosure

SEC source: 0001209191-23-021743 · doc4.xml · nonDerivative · entry 1

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule10b5-1 trading plan adopted by the Reporting Person.

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January 15, 2023 Filed Jan 18, 2023 00:39 UTC
Mancini MariannaChief Operating Officer
Tax withholdingCommon Stock, par value $0.00001 per share 1,079 $8.95 $9,657.05
Disclosure

SEC source: 0001209191-23-003606 · doc4.xml · nonDerivative · entry 1

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,273

F1 · kind: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain shares of restricted stock units.

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January 04, 2023 Filed Jan 4, 2023 18:25 UTC
ZANTE GREGChief Financial Officer
Tax withholdingCommon Stock, par value $0.00001 per share 20,708 $8.42 $174,361.36
Disclosure

SEC source: 0001209191-23-001343 · doc4.xml · nonDerivative · entry 5

ZANTE GREG · CIK 0001264949 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,057

F5 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain shares of restricted stock units.

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January 04, 2023 Filed Jan 4, 2023 23:24 UTC
Mancini MariannaChief Operating Officer
Tax withholdingCommon Stock, par value $0.00001 per share 13,994 $8.42 $117,829.48
Disclosure

SEC source: 0001209191-23-001342 · doc4.xml · nonDerivative · entry 5

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,352

F5 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain shares of restricted stock units.

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January 04, 2023 Filed Jan 4, 2023 23:24 UTC
Lian BrianDirector · President & CEO
Tax withholdingCommon Stock, par value $0.00001 per share 28,619 $8.42 $240,971.98
Disclosure

SEC source: 0001209191-23-001340 · doc4.xml · nonDerivative · entry 5

Lian Brian · CIK 0001614578 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,272,963

F5 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain shares of restricted stock units.

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January 03, 2023 Filed Jan 4, 2023 18:25 UTC
ZANTE GREGChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 204,000 $0.00 Strike: $8.52 $0.00
Disclosure

SEC source: 0001209191-23-001343 · doc4.xml · derivative · entry 6

ZANTE GREG · CIK 0001264949 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,000

Underlying: Common Stock · 204,000 shares

Expires 2033-01-03

F6 · derivative.exercise_date: 25% of the shares subject to the option will vest on each anniversary of the grant date.

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January 03, 2023 Filed Jan 4, 2023 18:25 UTC
ZANTE GREGChief Financial Officer
Tax withholdingCommon Stock, par value $0.00001 per share 23,933 $8.52 $203,909.16
Disclosure

SEC source: 0001209191-23-001343 · doc4.xml · nonDerivative · entry 4

ZANTE GREG · CIK 0001264949 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,765

F5 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain shares of restricted stock units.

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January 03, 2023 Filed Jan 4, 2023 18:25 UTC
ZANTE GREGChief Financial Officer
GrantCommon Stock, par value $0.00001 per share 90,667 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001343 · doc4.xml · nonDerivative · entry 3

ZANTE GREG · CIK 0001264949 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,698

F4 · shares: Represents a restricted stock unit award ("RSU") of common stock under the Issuer's 2014 Equity Incentive Plan. One-third of the shares subject to the RSU shall vest on each one year anniversary of the grant date of the award.

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January 03, 2023 Filed Jan 4, 2023 18:13 UTC GrantStock Option (Right to Buy) · Derivative 22,000 $0.00 Strike: $8.52 $0.00
Disclosure

SEC source: 0001209191-23-001314 · doc4.xml · derivative · entry 1

SINGLETON J MATTHEW · CIK 0001243514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2033-01-03

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:03 UTC GrantStock Option (Right to Buy) · Derivative 22,000 $0.00 Strike: $8.52 $0.00
Disclosure

SEC source: 0001209191-23-001297 · doc4.xml · derivative · entry 1

FOEHR MATTHEW W · CIK 0001237556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2033-01-03

Read SEC document
January 03, 2023 Filed Jan 4, 2023 18:12 UTC GrantStock Option (Right to Buy) · Derivative 22,000 $0.00 Strike: $8.52 $0.00
Disclosure

SEC source: 0001209191-23-001313 · doc4.xml · derivative · entry 1

Rowland Charles A Jr · CIK 0001383292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2033-01-03

Read SEC document
January 03, 2023 Filed Jan 4, 2023 18:11 UTC GrantStock Option (Right to Buy) · Derivative 22,000 $0.00 Strike: $8.52 $0.00
Disclosure

SEC source: 0001209191-23-001311 · doc4.xml · derivative · entry 1

MACARTNEY LAWSON · CIK 0001606831 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2033-01-03

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January 03, 2023 Filed Jan 4, 2023 23:24 UTC
Mancini MariannaChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 204,000 $0.00 Strike: $8.52 $0.00
Disclosure

SEC source: 0001209191-23-001342 · doc4.xml · derivative · entry 6

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,000

Underlying: Common Stock · 204,000 shares

Expires 2033-01-03

F6 · derivative.exercise_date: 25% of the shares subject to the option will vest on each anniversary of the grant date.

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January 03, 2023 Filed Jan 4, 2023 23:24 UTC
Mancini MariannaChief Operating Officer
Tax withholdingCommon Stock, par value $0.00001 per share 18,854 $8.52 $160,636.08
Disclosure

SEC source: 0001209191-23-001342 · doc4.xml · nonDerivative · entry 4

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,346

F5 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations upon the vesting of certain shares of restricted stock units.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:24 UTC
Mancini MariannaChief Operating Officer
GrantCommon Stock, par value $0.00001 per share 90,667 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001342 · doc4.xml · nonDerivative · entry 3

Mancini Marianna · CIK 0001838112 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,200

F4 · shares: Represents a restricted stock unit award ("RSU") of common stock under the Issuer's 2014 Equity Incentive Plan. One-third of the shares subject to the RSU shall vest on each one year anniversary of the grant date of the award.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.