Last 12 months
Inside the activity.
1 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 06, 2022 Filed May 10, 2022 16:09 UTC |
DRENDEL FRANK MDirector
|
GrantCommon Stock | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028053 · doc4.xml · nonDerivative · entry 1 DRENDEL FRANK M · CIK 0001196634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,388,895 F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 6, 2023; and (ii) the date of the issuer's 2023 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| May 06, 2022 Filed May 10, 2022 20:17 UTC |
Manning TomDirector
|
GrantCommon Stock | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028066 · doc4.xml · nonDerivative · entry 1 Manning Tom · CIK 0001343053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,820 F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 6, 2023; and (ii) the date of the issuer's 2023 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| May 06, 2022 Filed May 10, 2022 20:16 UTC |
Yates Timothy TDirector
|
GrantCommon Stock | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028064 · doc4.xml · nonDerivative · entry 1 Yates Timothy T · CIK 0001354697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,581 F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 6, 2023; and (ii) the date of the issuer's 2023 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| May 06, 2022 Filed May 10, 2022 20:20 UTC |
Maguire Joanne MDirector
|
GrantCommon Stock | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028070 · doc4.xml · nonDerivative · entry 1 Maguire Joanne M · CIK 0001368472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,323 F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 6, 2023; and (ii) the date of the issuer's 2023 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| May 06, 2022 Filed May 10, 2022 20:25 UTC |
Roman Derrick A.Director
|
GrantCommon Stock | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028075 · doc4.xml · nonDerivative · entry 1 Roman Derrick A. · CIK 0001848498 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,932 F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 6, 2023; and (ii) the date of the issuer's 2023 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| May 06, 2022 Filed May 10, 2022 20:23 UTC |
Chan Mary SDirector
|
GrantCommon Stock | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028073 · doc4.xml · nonDerivative · entry 1 Chan Mary S · CIK 0001641154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,089 F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 6, 2023; and (ii) the date of the issuer's 2023 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| May 03, 2022 Filed May 5, 2022 16:03 UTC |
Choi Justin CSVP, Chief Legal Officer & Sec
|
Exercise / conversionPerformance Share Units · Derivative | 22,680 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027340 · doc4.xml · derivative · entry 3 Choi Justin C · CIK 0001355816 · SVP, Chief Legal Officer & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,920 Underlying: Common Stock · 22,680 shares Expires 2024-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 3, 2021, the reporting person was granted 75,600 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/03/2021 to 10/01/2024. On July 27, 2021, each of the $17.50 stock price hurdle and the $20.00 stock price hurdle was achieved and, on May 3, 2022, the continued employment requirement was met, resulting in vesting of 22,680 performance share units. F4 · derivative.exercise_date: Each performance share unit reflects the right to receive one share of common stock. The performance share units vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/03/2021 to 10/01/2024. Read SEC document |
| May 03, 2022 Filed May 5, 2022 16:03 UTC |
Choi Justin CSVP, Chief Legal Officer & Sec
|
Tax withholdingCommon Stock | 11,814 | $6.39 | $75,491.46 |
DisclosureSEC source: 0001209191-22-027340 · doc4.xml · nonDerivative · entry 2 Choi Justin C · CIK 0001355816 · SVP, Chief Legal Officer & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,675 F3 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of the performance share units and restricted stock units. F2 · balance_after: As previously reported, includes (a) 35,267 restricted stock units that were granted on 05/03/2021 and will vest ratably on 05/03/2023 and 05/03/2024, and (b) 52,100 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| May 03, 2022 Filed May 5, 2022 16:03 UTC |
Choi Justin CSVP, Chief Legal Officer & Sec
|
Exercise / conversionCommon Stock | 22,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027340 · doc4.xml · nonDerivative · entry 1 Choi Justin C · CIK 0001355816 · SVP, Chief Legal Officer & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 3, 2021, the reporting person was granted 75,600 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $17.50 to a high of $40, and the reporting person's continued employment with the issuer, over the period from 05/03/2021 to 10/01/2024. On July 27, 2021, each of the $17.50 stock price hurdle and the $20.00 stock price hurdle was achieved and, on May 3, 2022, the continued employment requirement was met, resulting in vesting of 22,680 performance share units. F2 · balance_after: As previously reported, includes (a) 35,267 restricted stock units that were granted on 05/03/2021 and will vest ratably on 05/03/2023 and 05/03/2024, and (b) 52,100 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:13 UTC |
Treadway Charles L.Director · President and CEO
|
Exercise / conversionPerformance Share Units · Derivative | 220,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-022977 · doc4.xml · derivative · entry 3 Treadway Charles L. · CIK 0001458881 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 770,000 Underlying: Common Stock · 220,000 shares Expires 2024-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 1, 2020, the reporting person was granted 1,100,000 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 10/01/2020 to 10/01/2024. On July 27, 2021, the $20.00 stock price hurdle was achieved and, on April 1, 2022, the continued employment requirement was met, resulting in vesting of 220,000 performance share units. F4 · derivative.exercise_date: Each performance share unit reflects the right to receive one share of common stock. The performance share units vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 10/01/2020 to 10/01/2024. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:13 UTC |
Treadway Charles L.Director · President and CEO
|
Tax withholdingCommon Stock | 75,296 | $7.69 | $579,026.24 |
DisclosureSEC source: 0001209191-22-022977 · doc4.xml · nonDerivative · entry 2 Treadway Charles L. · CIK 0001458881 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,152,375 F3 · kind: Reflects shares withheld to cover taxes incurred upon the vesting of the performance share units. F2 · balance_after: As previously reported, includes (a) 333,334 restricted stock units that were granted on 10/01/2020 and will vest in equal installments on 10/01/2022 and 10/01/2023, and (b) 391,700 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:13 UTC |
Treadway Charles L.Director · President and CEO
|
Exercise / conversionCommon Stock | 220,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-022977 · doc4.xml · nonDerivative · entry 1 Treadway Charles L. · CIK 0001458881 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,227,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 1, 2020, the reporting person was granted 1,100,000 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 10/01/2020 to 10/01/2024. On July 27, 2021, the $20.00 stock price hurdle was achieved and, on April 1, 2022, the continued employment requirement was met, resulting in vesting of 220,000 performance share units. F2 · balance_after: As previously reported, includes (a) 333,334 restricted stock units that were granted on 10/01/2020 and will vest in equal installments on 10/01/2022 and 10/01/2023, and (b) 391,700 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:15 UTC |
Watts Claudius E. IVDirector
|
Exercise / conversionPerformance Share Units · Derivative | 44,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-022991 · doc4.xml · derivative · entry 2 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,000 Underlying: Common Stock · 44,000 shares Expires 2024-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 1, 2020, the reporting person was granted 220,000 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 10/01/2020 to 10/01/2024. On July 27, 2021, the $20.00 stock price hurdle was achieved and, on April 1, 2022, the continued employment requirement was met, resulting in vesting of 44,000 performance share units. The reporting person declined the opportunity to have shares withheld to cover taxes incurred in connection with the vesting of the performance share units and, instead, personally paid the required tax obligation in cash. F3 · derivative.exercise_date: Each performance share unit reflects the right to receive one share of common stock. The performance share units vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 10/01/2020 to 10/01/2024. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:15 UTC |
Watts Claudius E. IVDirector
|
Exercise / conversionCommon Stock | 44,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-022991 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 1, 2020, the reporting person was granted 220,000 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 10/01/2020 to 10/01/2024. On July 27, 2021, the $20.00 stock price hurdle was achieved and, on April 1, 2022, the continued employment requirement was met, resulting in vesting of 44,000 performance share units. The reporting person declined the opportunity to have shares withheld to cover taxes incurred in connection with the vesting of the performance share units and, instead, personally paid the required tax obligation in cash. F2 · balance_after: As previously reported, includes (a) 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, and (b) 78,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 31, 2022 Filed Jul 27, 2022 16:30 UTC |
Carlyle Group Inc.10% owner
Carlyle Holdings I GP Inc.10% owner
Carlyle Holdings I GP Sub L.L.C.10% owner
Carlyle Holdings I L.P.10% owner
CG Subsidiary Holdings L.L.C.10% owner
TC Group, LLC10% owner
TC Group Sub L.P.10% owner
TC Group VII S1, L.L.C.10% owner
TC Group VII S1, L.P.10% owner
|
OtherSeries A Convertible Preferred Stock · Derivative | 14,521 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-026843 · doc4.xml · derivative · entry 5 Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group, LLC · CIK 0000933790 · 10% owner TC Group Sub L.P. · CIK 0001548639 · 10% owner TC Group VII S1, L.L.C. · CIK 0001772672 · 10% owner TC Group VII S1, L.P. · CIK 0001772631 · 10% owner Carlyle Partners VII S1 Holdings, L.P. · CIK 0001772667 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,070,665 Underlying: Common Stock · 528,036 shares Expires not disclosed F1 · derivative.exercise_price: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met. F2 · kind: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears. F2 · price: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears. F1 · derivative.exercise_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met. F1 · derivative.expiration_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met. F3 · ownership.nature: Carlyle Partners VII S1 Holdings, L.P. is the record holder of the securities reported herein. F4 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VII S1, L.L.C., which is the general partner of TC Group VII S1, L.P., which is the general partner of Carlyle Partners VII S1 Holdings, L.P. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 20:28 UTC |
Treadway Charles L.Director · President and CEO
|
PurchaseCommon Stock | 73,965 | $6.78 | $501,541.87 |
DisclosureSEC source: 0001209191-22-018474 · doc4.xml · nonDerivative · entry 1 Treadway Charles L. · CIK 0001458881 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,007,671 F1 · price: The price shown is the weighted average prices of the shares purchased in this transaction. The price range for this transaction is $6.745 to $6.7892. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 333,334 restricted stock units that were granted on 10/01/2020 and will vest in equal installments on 10/01/2022 and 10/01/2023, and (b) 391,700 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 16:07 UTC |
DRENDEL FRANK MDirector
|
PurchaseCommon Stock | 44,000 | $6.83 | $300,511.20 |
DisclosureSEC source: 0001209191-22-018785 · doc4.xml · nonDerivative · entry 1 DRENDEL FRANK M · CIK 0001196634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,372,228 F1 · balance_after: As previously reported, includes 9,793 restricted stock units that were granted on 05/07/2021 and will vest the earlier to occur of (i) May 7, 2022; and (ii) the date of the issuer's 2022 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 20:04 UTC |
Watts Claudius E. IVDirector
|
PurchaseCommon Stock | 6,000 | $7.26 | $43,584.60 |
DisclosureSEC source: 0001209191-22-018432 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,030 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $7.145 to $7.325. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, and (b) 78,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 08, 2022 Filed Mar 8, 2022 22:58 UTC |
Watts Claudius E. IVDirector
|
PurchaseCommon Stock | 4,000 | $7.44 | $29,740.00 |
DisclosureSEC source: 0001209191-22-017220 · doc4.xml · nonDerivative · entry 2 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,030 F3 · price: The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, and (b) 78,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 22:58 UTC |
Watts Claudius E. IVDirector
|
PurchaseCommon Stock | 6,000 | $8.87 | $53,215.80 |
DisclosureSEC source: 0001209191-22-017220 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,030 F1 · price: The price shown is the weighted average prices of the shares purchased in this transaction. The price range for this transaction is $8.775 to $8.95. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction. F2 · balance_after: As previously reported, includes (a) 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, and (b) 78,400 restricted stock units that were granted on 03/01/2022 and will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 03, 2022 Filed Mar 3, 2022 16:10 UTC |
Choi Justin CSVP, Chief Legal Officer & Sec
|
PurchaseCommon Stock | 8,000 | $9.05 | $72,397.60 |
DisclosureSEC source: 0001209191-22-015389 · doc4.xml · nonDerivative · entry 2 Choi Justin C · CIK 0001355816 · SVP, Chief Legal Officer & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,809 F3 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $9.0450 to $9.0499. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes 52,900 restricted stock units that will vest ratably on 05/03/2022, 05/03/2023, and 05/03/2024, subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:21 UTC |
Clark Brooke B.SVP & Chief Accounting Officer
|
Tax withholdingCommon Stock | 3,181 | $8.68 | $27,611.08 |
DisclosureSEC source: 0001209191-22-015419 · doc4.xml · nonDerivative · entry 2 Clark Brooke B. · CIK 0001749670 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,870 F2 · balance_after: As previously reported, includes (a) 3,250 restricted stock units that were granted on 02/01/2021 and will vest on 02/01/2023; (b) 9,773 restricted stock units that were granted 06/01/2020 and will vest on 03/01/2023; and (c) 19,379 restricted stock units that were granted on 06/01/2021 and will vest ratably on 06/01/2022, 06/01/2023 and 06/01/2024, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:21 UTC |
Clark Brooke B.SVP & Chief Accounting Officer
|
GrantCommon Stock | 16,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-015419 · doc4.xml · nonDerivative · entry 1 Clark Brooke B. · CIK 0001749670 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,051 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 3,250 restricted stock units that were granted on 02/01/2021 and will vest on 02/01/2023; (b) 9,773 restricted stock units that were granted 06/01/2020 and will vest on 03/01/2023; and (c) 19,379 restricted stock units that were granted on 06/01/2021 and will vest ratably on 06/01/2022, 06/01/2023 and 06/01/2024, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:07 UTC |
Treadway Charles L.Director · President and CEO
|
GrantCommon Stock | 391,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-015383 · doc4.xml · nonDerivative · entry 1 Treadway Charles L. · CIK 0001458881 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 933,706 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes 333,334 restricted stock units that were granted on 10/01/2020 and will vest in equal installments on 10/01/2022 and 10/01/2023, subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:13 UTC |
Lorentzen Kyle DavidEVP & CFO
|
GrantCommon Stock | 83,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-015398 · doc4.xml · nonDerivative · entry 1 Lorentzen Kyle David · CIK 0001441085 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,511 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes (a) 41,267 restricted stock units that were granted on 01/04/2021 and will vest ratably on 01/04/2023 and 01/04/2024, and (b) 17,500 restricted stock units that wree granted on 12/01/2021 and will vest ratably on 12/01/2022, 12/01/2023 and 12/02/2024, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 16:10 UTC |
Choi Justin CSVP, Chief Legal Officer & Sec
|
GrantCommon Stock | 52,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-015389 · doc4.xml · nonDerivative · entry 1 Choi Justin C · CIK 0001355816 · SVP, Chief Legal Officer & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,809 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes 52,900 restricted stock units that will vest ratably on 05/03/2022, 05/03/2023, and 05/03/2024, subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:05 UTC |
Watts Claudius E. IVDirector
|
GrantCommon Stock | 78,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-015369 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,030 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:24 UTC |
Mingle Robyn TSVP and Chief HR Officer
|
GrantCommon Stock | 45,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-015425 · doc4.xml · nonDerivative · entry 1 Mingle Robyn T · CIK 0001531828 · SVP and Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,811 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, subject to the reporting person's continued employment with the issuer. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:16 UTC |
Carlson John R.SVP & Chief Commercial Officer
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-015404 · doc4.xml · nonDerivative · entry 1 Carlson John R. · CIK 0001832384 · SVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,157 F1 · shares: Reflects restricted stock units that will vest ratably on 06/01/2023, 06/01/2024 and 06/01/2025, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes 53,334 restricted stock units that were granted on 12/01/2020 and will vest in equal installments on 12/01/2022 and 12/01/2023, subject to the reporting person's continued employment with the issuer. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 21:10 UTC |
Roman Derrick A.Director
|
PurchaseCommon Stock | 7,500 | $9.96 | $74,699.25 |
DisclosureSEC source: 0001209191-22-013975 · doc4.xml · nonDerivative · entry 1 Roman Derrick A. · CIK 0001848498 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,265 F1 · balance_after: As previously reported, includes 9,793 restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 7, 2022; and (ii) the date of the issuer's 2022 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 21:02 UTC |
Yates Timothy TDirector
|
PurchaseCommon Stock | 5,000 | $9.73 | $48,627.50 |
DisclosureSEC source: 0001209191-22-013105 · doc4.xml · nonDerivative · entry 2 Yates Timothy T · CIK 0001354697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,914 F3 · price: The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $9.50 to $9.96. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes 9,793 restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 7, 2022; and (ii) the date of the issuer's 2022 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 21:02 UTC |
Yates Timothy TDirector
|
PurchaseCommon Stock | 5,000 | $10.06 | $50,304.00 |
DisclosureSEC source: 0001209191-22-013105 · doc4.xml · nonDerivative · entry 1 Yates Timothy T · CIK 0001354697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,914 F1 · price: The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $9.92 to $10.17. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes 9,793 restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 7, 2022; and (ii) the date of the issuer's 2022 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| February 01, 2022 Filed Feb 2, 2022 16:03 UTC |
Clark Brooke B.SVP & Chief Accounting Officer
|
Tax withholdingCommon Stock | 1,138 | $9.60 | $10,924.80 |
DisclosureSEC source: 0001209191-22-006335 · doc4.xml · nonDerivative · entry 1 Clark Brooke B. · CIK 0001749670 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,351 F1 · balance_after: As previously reported, includes (a) 3,250 restricted stock units that were granted on 02/01/2021 and will vest on 02/01/2023; (b) 19,546 restricted stock units that were granted on 06/01/2020 and will vest on 03/01/2022 and 03/01/2023; and (c) 19,379 restricted stock units that were granted on 06/01/2021 and will vest equally on 06/01/2022, 06/01/2023 and 06/01/2024; each subject to the reporting person's continued employment with the issuer. Read SEC document |
| January 04, 2022 Filed Jan 7, 2022 13:17 UTC |
Lorentzen Kyle DavidEVP & CFO
|
Exercise / conversionPerformance Share Units · Derivative | 12,380 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-002337 · doc4.xml · derivative · entry 3 Lorentzen Kyle David · CIK 0001441085 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,420 Underlying: Common Stock · 12,380 shares Expires 2025-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On January 4, 2021, the reporting person was granted 123,800 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 01/04/2021 to 01/04/2025. On March 31, 2021, the $15.00 stock price hurdle was achieved and, on January 4, 2022, the continued employment requirement was met, resulting in vesting of 12,380 performance share units. F3 · derivative.exercise_date: Each performance share unit reflects the right to receive one share of common stock. The performance share units vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 01/04/2021 to 01/04/2025. Read SEC document |
| January 04, 2022 Filed Jan 7, 2022 13:17 UTC |
Lorentzen Kyle DavidEVP & CFO
|
Tax withholdingCommon Stock | 8,669 | $11.63 | $100,820.47 |
DisclosureSEC source: 0001209191-22-002337 · doc4.xml · nonDerivative · entry 2 Lorentzen Kyle David · CIK 0001441085 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,111 F2 · balance_after: As previously reported, includes (a) 41,267 restricted stock units that were granted on 01/04/2021 and will vest equally on 01/04/2023 and 01/04/2024, and (b) 17,500 restricted stock units that were granted on 12/01/2021 and will vest in three equal installments on 12/01/2022, 12/02/2023 and 12/01/2024, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| January 04, 2022 Filed Jan 7, 2022 13:17 UTC |
Lorentzen Kyle DavidEVP & CFO
|
Exercise / conversionCommon Stock | 12,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-002337 · doc4.xml · nonDerivative · entry 1 Lorentzen Kyle David · CIK 0001441085 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On January 4, 2021, the reporting person was granted 123,800 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 01/04/2021 to 01/04/2025. On March 31, 2021, the $15.00 stock price hurdle was achieved and, on January 4, 2022, the continued employment requirement was met, resulting in vesting of 12,380 performance share units. F2 · balance_after: As previously reported, includes (a) 41,267 restricted stock units that were granted on 01/04/2021 and will vest equally on 01/04/2023 and 01/04/2024, and (b) 17,500 restricted stock units that were granted on 12/01/2021 and will vest in three equal installments on 12/01/2022, 12/02/2023 and 12/01/2024, each subject to the reporting person's continued employment with the issuer. Read SEC document |
| December 31, 2021 Filed Jul 27, 2022 16:30 UTC |
Carlyle Group Inc.10% owner
Carlyle Holdings I GP Inc.10% owner
Carlyle Holdings I GP Sub L.L.C.10% owner
Carlyle Holdings I L.P.10% owner
CG Subsidiary Holdings L.L.C.10% owner
TC Group, LLC10% owner
TC Group Sub L.P.10% owner
TC Group VII S1, L.L.C.10% owner
TC Group VII S1, L.P.10% owner
|
OtherSeries A Convertible Preferred Stock · Derivative | 14,325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-026843 · doc4.xml · derivative · entry 4 Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group, LLC · CIK 0000933790 · 10% owner TC Group Sub L.P. · CIK 0001548639 · 10% owner TC Group VII S1, L.L.C. · CIK 0001772672 · 10% owner TC Group VII S1, L.P. · CIK 0001772631 · 10% owner Carlyle Partners VII S1 Holdings, L.P. · CIK 0001772667 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,056,144 Underlying: Common Stock · 520,909 shares Expires not disclosed F1 · derivative.exercise_price: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met. F2 · kind: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears. F2 · price: The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears. F1 · derivative.exercise_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met. F1 · derivative.expiration_date: The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met. F3 · ownership.nature: Carlyle Partners VII S1 Holdings, L.P. is the record holder of the securities reported herein. F4 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VII S1, L.L.C., which is the general partner of TC Group VII S1, L.P., which is the general partner of Carlyle Partners VII S1 Holdings, L.P. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 16:31 UTC |
Lorentzen Kyle DavidEVP & CFO
|
GrantCommon Stock | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-067835 · doc4.xml · nonDerivative · entry 1 Lorentzen Kyle David · CIK 0001441085 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,400 F1 · kind: Reflects restricted stock units that vest in three equal installments on 12/01/2022, 12/01/2023 and 12/01/2024, subject to the reporting person's continued employment with the issuer. F2 · balance_after: As previously reported, includes 61,900 restricted stock units that were granted on 01/04/2021 and will vest in equal installments on 01/04/2022, 01/04/2023 and 01/04/2024, subject to the reporting person's continued employment with the issuer. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 21:29 UTC |
Carlson John R.SVP & Chief Commercial Officer
|
Exercise / conversionPerformance Share Units · Derivative | 16,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-067831 · doc4.xml · derivative · entry 3 Carlson John R. · CIK 0001832384 · SVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,000 Underlying: Common Stock · 16,000 shares Expires 2024-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On December 1, 2020, the reporting person was granted 160,000 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 12/01/2020 to 12/01/2024. On March 31, 2021, the $15.00 stock price hurdle was achieved and, on December 1, 2021, the continued employment requirement was met, resulting in vesting of 16,000 performance share units. F3 · derivative.exercise_date: Each performance share unit reflects the right to receive one share of common stock. The performance share units vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 12/01/2020 to 12/01/2024. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 21:29 UTC |
Carlson John R.SVP & Chief Commercial Officer
|
Tax withholdingCommon Stock | 12,843 | $10.03 | $128,815.29 |
DisclosureSEC source: 0001209191-21-067831 · doc4.xml · nonDerivative · entry 2 Carlson John R. · CIK 0001832384 · SVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,157 F2 · balance_after: As previously reported, includes 53,334 restricted stock units that were granted on 12/01/2020 and will vest in equal installments on 12/01/2022 and 12/01/2023, subject to the reporting person's continued employment with the issuer. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 21:29 UTC |
Carlson John R.SVP & Chief Commercial Officer
|
Exercise / conversionCommon Stock | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-067831 · doc4.xml · nonDerivative · entry 1 Carlson John R. · CIK 0001832384 · SVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On December 1, 2020, the reporting person was granted 160,000 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 12/01/2020 to 12/01/2024. On March 31, 2021, the $15.00 stock price hurdle was achieved and, on December 1, 2021, the continued employment requirement was met, resulting in vesting of 16,000 performance share units. F2 · balance_after: As previously reported, includes 53,334 restricted stock units that were granted on 12/01/2020 and will vest in equal installments on 12/01/2022 and 12/01/2023, subject to the reporting person's continued employment with the issuer. Read SEC document |
| November 22, 2021 Filed Nov 22, 2021 22:51 UTC |
Watts Claudius E. IVDirector
|
PurchaseCommon Stock | 5,000 | $9.77 | $48,874.00 |
DisclosureSEC source: 0001209191-21-066175 · doc4.xml · nonDerivative · entry 3 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,677 F4 · price: The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $9.765 to $9.79. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction. F2 · balance_after: As previously reported, includes 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, subject to the reporting person's continued employment with the issuer. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 22:51 UTC |
Watts Claudius E. IVDirector
|
PurchaseCommon Stock | 20,000 | $9.73 | $194,564.00 |
DisclosureSEC source: 0001209191-21-066175 · doc4.xml · nonDerivative · entry 2 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,677 F3 · price: The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $9.705 to $9.76. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction. F2 · balance_after: As previously reported, includes 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, subject to the reporting person's continued employment with the issuer. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 20:48 UTC |
Lorentzen Kyle DavidEVP & CFO
|
PurchaseCommon Stock | 25,000 | $9.80 | $244,905.00 |
DisclosureSEC source: 0001209191-21-066276 · doc4.xml · nonDerivative · entry 1 Lorentzen Kyle David · CIK 0001441085 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,900 F1 · price: The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $9.785 to $9.815. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction. F2 · balance_after: As previously reported, includes 61,900 restricted stock units that were granted on 01/04/2021 and will vest in equal installments on 01/04/2022, 01/04/2023 and 01/04/2024, subject to the reporting person's continued employment with the issuer. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 22:51 UTC |
Watts Claudius E. IVDirector
|
PurchaseCommon Stock | 10,000 | $9.88 | $98,802.00 |
DisclosureSEC source: 0001209191-21-066175 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,677 F1 · price: The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $9.87 to $9.89. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction. F2 · balance_after: As previously reported, includes 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, subject to the reporting person's continued employment with the issuer. Read SEC document |
| November 10, 2021 Filed Nov 11, 2021 02:02 UTC |
Watts Claudius E. IVDirector
|
PurchaseCommon Stock | 20,000 | $9.55 | $190,964.00 |
DisclosureSEC source: 0001209191-21-064006 · doc4.xml · nonDerivative · entry 3 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,677 F4 · price: The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $9.39 to $9.75. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction. F2 · balance_after: As previously reported, includes 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, subject to the reporting person's continued employment with the issuer. Read SEC document |
| November 09, 2021 Filed Nov 11, 2021 02:02 UTC |
Watts Claudius E. IVDirector
|
PurchaseCommon Stock | 15,000 | $9.77 | $146,617.50 |
DisclosureSEC source: 0001209191-21-064006 · doc4.xml · nonDerivative · entry 2 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,677 F3 · price: The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $9.65 to $9.90. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction. F2 · balance_after: As previously reported, includes 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, subject to the reporting person's continued employment with the issuer. Read SEC document |
| November 08, 2021 Filed Nov 9, 2021 16:09 UTC |
Choi Justin CSVP, Chief Legal Officer & Sec
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PurchaseCommon Stock | 15,384 | $9.75 | $149,989.38 |
DisclosureSEC source: 0001209191-21-063600 · doc4.xml · nonDerivative · entry 1 Choi Justin C · CIK 0001355816 · SVP, Chief Legal Officer & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,709 F1 · price: The price shown is the weighted average price of the shares purchased in this transaction. The price range for this transaction is $9.745 to $9.75 The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price for this transaction. F2 · balance_after: As previously reported, includes 52,900 restricted stock units that will vest in three equal installments on 05/03/2022, 05/03/2023, and 05/03/2024, subject to the reporting person's continued employment with the issuer. Read SEC document |
| November 08, 2021 Filed Nov 11, 2021 02:02 UTC |
Watts Claudius E. IVDirector
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PurchaseCommon Stock | 30,000 | $9.96 | $298,719.00 |
DisclosureSEC source: 0001209191-21-064006 · doc4.xml · nonDerivative · entry 1 Watts Claudius E. IV · CIK 0001408738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,677 F1 · price: The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $9.73 to $10.10. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction. F2 · balance_after: As previously reported, includes 66,667 restricted stock units that were granted on 10/01/2020 and will vest ratably on 10/01/2022 and 10/01/2023, subject to the reporting person's continued employment with the issuer. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 21:53 UTC |
Treadway Charles L.Director · President and CEO
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Exercise / conversionPerformance Share Units · Derivative | 110,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-059636 · doc4.xml · derivative · entry 3 Treadway Charles L. · CIK 0001458881 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990,000 Underlying: Common Stock · 110,000 shares Expires 2024-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On October 1, 2020, the reporting person was granted 1,100,000 performance share units, which vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 10/01/2020 to 10/01/2024. On March 31, 2021, the $15.00 stock price hurdle was achieved and, on October 1, 2021, the continued employment requirement was met, resulting in vesting of 110,000 performance share units. F3 · derivative.exercise_date: Each performance share unit reflects the right to receive one share of common stock. The performance share units vest upon the achievement of certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer, over the four-year period from 10/01/2020 to 10/01/2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.