Tapewire

Nasdaq · USD

VICR

VICOR CORP

Export transactions ↓
Tapewire entity
1442
SEC CIK
0000751978
Parsed reports
659

Last 12 months

Inside the activity.

0 purchase rows · 981 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025012
Dec 2025034
Jan 202604
Feb 2026023
Mar 20260221
Apr 2026030
May 20260120
Jun 20260430
Jul 2026057
Aug 2026011
Sep 202604
Oct 2026035

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2020 Filed Jun 9, 2020 13:46 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 2,593 $69.33 $179,760.76
Disclosure

SEC source: 0001403540-20-000009 · primary_doc.xml · nonDerivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,326

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 13:46 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionCommon Stock 5,000 $8.06 $40,310.00
Disclosure

SEC source: 0001403540-20-000009 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 13:46 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 320 $69.98 $22,393.22
Disclosure

SEC source: 0001403540-20-000009 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,919

Read SEC document
June 05, 2020 Filed Jun 9, 2020 13:00 UTC
Gusinov AlexCorp. Vice President Eng.
Exercise / conversionNon Qualified Stock Option · Derivative 916 $0.00 Strike: $12.19 $0.00
Disclosure

SEC source: 0001654925-20-000002 · primary_doc.xml · derivative · entry 6

Gusinov Alex · CIK 0001654925 · Corp. Vice President Eng.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,372

Underlying: Common Stock · 916 shares

Expires 2024-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The remaining 1,372 stock options vest on 7/21/2020, 7/21/2021 and 7/21/2022.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 13:00 UTC
Gusinov AlexCorp. Vice President Eng.
Exercise / conversionNon Qualified Stock Option · Derivative 3,660 $0.00 Strike: $17.30 $0.00
Disclosure

SEC source: 0001654925-20-000002 · primary_doc.xml · derivative · entry 5

Gusinov Alex · CIK 0001654925 · Corp. Vice President Eng.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,442

Underlying: Common Stock · 3,660 shares

Expires 2023-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The remaining 2,442 stock options vest on 9/13/2020 and 9/13/2021.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 13:00 UTC
Gusinov AlexCorp. Vice President Eng.
SaleCommon Stock 483 $69.00 $33,327.00
Disclosure

SEC source: 0001654925-20-000002 · primary_doc.xml · nonDerivative · entry 4

Gusinov Alex · CIK 0001654925 · Corp. Vice President Eng.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,593

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 13:00 UTC
Gusinov AlexCorp. Vice President Eng.
Exercise / conversionCommon Stock 916 $12.19 $11,167.23
Disclosure

SEC source: 0001654925-20-000002 · primary_doc.xml · nonDerivative · entry 3

Gusinov Alex · CIK 0001654925 · Corp. Vice President Eng.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 13:00 UTC
Gusinov AlexCorp. Vice President Eng.
SaleCommon Stock 2,089 $69.00 $144,141.00
Disclosure

SEC source: 0001654925-20-000002 · primary_doc.xml · nonDerivative · entry 2

Gusinov Alex · CIK 0001654925 · Corp. Vice President Eng.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,520

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 13:00 UTC
Gusinov AlexCorp. Vice President Eng.
Exercise / conversionCommon Stock 3,660 $17.30 $63,331.91
Disclosure

SEC source: 0001654925-20-000002 · primary_doc.xml · nonDerivative · entry 1

Gusinov Alex · CIK 0001654925 · Corp. Vice President Eng.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 13:54 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionNon Qualified Stock Option · Derivative 6,000 $0.00 Strike: $8.06 $0.00
Disclosure

SEC source: 0001403540-20-000008 · primary_doc.xml · derivative · entry 4

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,327

Underlying: Common Stock · 6,000 shares

Expires 2024-04-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 13:54 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 3,134 $65.41 $204,985.54
Disclosure

SEC source: 0001403540-20-000008 · primary_doc.xml · nonDerivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,239

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 13:54 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionCommon Stock 6,000 $8.06 $48,372.00
Disclosure

SEC source: 0001403540-20-000008 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 13:54 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 3,006 $65.43 $196,673.26
Disclosure

SEC source: 0001403540-20-000008 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,373

Read SEC document
June 03, 2020 Filed Jun 5, 2020 13:23 UTC SaleCommon Stock 416 $68.00 $28,288.00
Disclosure

SEC source: 0001111769-20-000005 · primary_doc.xml · nonDerivative · entry 4

EICHTEN ESTIA J · CIK 0001111769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,663

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2020.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 13:23 UTC SaleCommon Stock 4,000 $66.00 $264,000.00
Disclosure

SEC source: 0001111769-20-000005 · primary_doc.xml · nonDerivative · entry 3

EICHTEN ESTIA J · CIK 0001111769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,079

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2020.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 13:23 UTC SaleCommon Stock 4,000 $64.00 $256,000.00
Disclosure

SEC source: 0001111769-20-000005 · primary_doc.xml · nonDerivative · entry 2

EICHTEN ESTIA J · CIK 0001111769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,079

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2020.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 13:23 UTC SaleCommon Stock 4,000 $62.00 $248,000.00
Disclosure

SEC source: 0001111769-20-000005 · primary_doc.xml · nonDerivative · entry 1

EICHTEN ESTIA J · CIK 0001111769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,079

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2020.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 17:09 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionNon Qualified Stock Option · Derivative 5,000 $0.00 Strike: $8.06 $0.00
Disclosure

SEC source: 0001403540-20-000007 · primary_doc.xml · derivative · entry 6

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,327

Underlying: Common Stock · 5,000 shares

Expires 2024-04-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 17:09 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionNon Qualified Stock Option · Derivative 2,500 $0.00 Strike: $5.67 $0.00
Disclosure

SEC source: 0001403540-20-000007 · primary_doc.xml · derivative · entry 5

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,319

Underlying: Common Stock · 2,500 shares

Expires 2023-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 17:09 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 2,632 $61.51 $161,893.79
Disclosure

SEC source: 0001403540-20-000007 · primary_doc.xml · nonDerivative · entry 4

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,379

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 17:09 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionCommon Stock 5,000 $8.06 $40,310.00
Disclosure

SEC source: 0001403540-20-000007 · primary_doc.xml · nonDerivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 17:09 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 2,500 $61.53 $153,826.50
Disclosure

SEC source: 0001403540-20-000007 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,011

Read SEC document
June 01, 2020 Filed Jun 3, 2020 17:09 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionCommon Stock 2,500 $5.67 $14,175.00
Disclosure

SEC source: 0001403540-20-000007 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2020 Filed Jun 1, 2020 15:05 UTC
GENDRON ROBERTCorp. VP - Marketing
SaleCommon Stock 827 $60.55 $50,070.72
Disclosure

SEC source: 0001654669-20-000002 · primary_doc.xml · nonDerivative · entry 2

GENDRON ROBERT · CIK 0001654669 · Corp. VP - Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,690

Read SEC document
May 28, 2020 Filed Jun 1, 2020 15:05 UTC
GENDRON ROBERTCorp. VP - Marketing
SaleCommon Stock 1,527 $60.00 $91,620.00
Disclosure

SEC source: 0001654669-20-000002 · primary_doc.xml · nonDerivative · entry 1

GENDRON ROBERT · CIK 0001654669 · Corp. VP - Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,517

Read SEC document
May 28, 2020 Filed Jun 1, 2020 14:16 UTC
Davies Philip DDirector · VP Global Sales & Marketing
Exercise / conversionNon Qualified Stock Option · Derivative 11,250 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001512868-20-000002 · primary_doc.xml · derivative · entry 3

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,250

Underlying: Common Stock · 11,250 shares

Expires 2023-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 14:16 UTC
Davies Philip DDirector · VP Global Sales & Marketing
SaleCommon Stock 11,250 $60.46 $680,217.75
Disclosure

SEC source: 0001512868-20-000002 · primary_doc.xml · nonDerivative · entry 2

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 28, 2020 Filed Jun 1, 2020 14:16 UTC
Davies Philip DDirector · VP Global Sales & Marketing
Exercise / conversionCommon Stock 11,250 $5.35 $60,187.50
Disclosure

SEC source: 0001512868-20-000002 · primary_doc.xml · nonDerivative · entry 1

Davies Philip D · CIK 0001512868 · Director · VP Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2020 Filed May 28, 2020 13:22 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionNon Qualified Stock Option · Derivative 5,000 $0.00 Strike: $12.57 $0.00
Disclosure

SEC source: 0001403540-20-000006 · primary_doc.xml · derivative · entry 6

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2022-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
May 26, 2020 Filed May 28, 2020 13:22 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionNon Qualified Stock Option · Derivative 3,000 $0.00 Strike: $5.67 $0.00
Disclosure

SEC source: 0001403540-20-000006 · primary_doc.xml · derivative · entry 5

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,819

Underlying: Common Stock · 3,000 shares

Expires 2023-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
May 26, 2020 Filed May 28, 2020 13:22 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 2,857 $58.28 $166,495.67
Disclosure

SEC source: 0001403540-20-000006 · primary_doc.xml · nonDerivative · entry 4

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,011

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

Read SEC document
May 26, 2020 Filed May 28, 2020 13:22 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionCommon Stock 5,000 $12.57 $62,873.50
Disclosure

SEC source: 0001403540-20-000006 · primary_doc.xml · nonDerivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2020 Filed May 28, 2020 13:22 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 3,000 $58.25 $174,738.30
Disclosure

SEC source: 0001403540-20-000006 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,868

Read SEC document
May 26, 2020 Filed May 28, 2020 13:22 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionCommon Stock 3,000 $5.67 $17,010.00
Disclosure

SEC source: 0001403540-20-000006 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 21, 2020 17:28 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionNon Qualified Stock Option · Derivative 4,000 $0.00 Strike: $12.57 $0.00
Disclosure

SEC source: 0001403540-20-000005 · primary_doc.xml · derivative · entry 6

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 4,000 shares

Expires 2022-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
May 20, 2020 Filed May 21, 2020 17:28 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionNon Qualified Stock Option · Derivative 1,000 $0.00 Strike: $5.67 $0.00
Disclosure

SEC source: 0001403540-20-000005 · primary_doc.xml · derivative · entry 5

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,819

Underlying: Common Stock · 1,000 shares

Expires 2023-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
May 20, 2020 Filed May 21, 2020 17:28 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 2,283 $59.78 $136,481.39
Disclosure

SEC source: 0001403540-20-000005 · primary_doc.xml · nonDerivative · entry 4

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,868

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

Read SEC document
May 20, 2020 Filed May 21, 2020 17:28 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionCommon Stock 4,000 $12.57 $50,298.80
Disclosure

SEC source: 0001403540-20-000005 · primary_doc.xml · nonDerivative · entry 3

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 21, 2020 17:28 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 1,000 $59.74 $59,739.00
Disclosure

SEC source: 0001403540-20-000005 · primary_doc.xml · nonDerivative · entry 2

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,151

Read SEC document
May 20, 2020 Filed May 21, 2020 17:28 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionCommon Stock 1,000 $5.67 $5,670.00
Disclosure

SEC source: 0001403540-20-000005 · primary_doc.xml · nonDerivative · entry 1

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 21, 2020 16:16 UTC SaleCommon Stock 4,000 $60.00 $240,000.00
Disclosure

SEC source: 0001111769-20-000004 · primary_doc.xml · nonDerivative · entry 1

EICHTEN ESTIA J · CIK 0001111769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,079

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2020.

Read SEC document
May 19, 2020 Filed May 20, 2020 17:47 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionNon Qualified Stock Option · Derivative 1,220 $0.00 Strike: $8.06 $0.00
Disclosure

SEC source: 0001403540-20-000004 · primary_doc.xml · derivative · entry 15

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,327

Underlying: Common Stock · 1,220 shares

Expires 2024-04-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
May 19, 2020 Filed May 20, 2020 17:47 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionNon Qualified Stock Option · Derivative 3,878 $0.00 Strike: $12.57 $0.00
Disclosure

SEC source: 0001403540-20-000004 · primary_doc.xml · derivative · entry 14

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,878 shares

Expires 2022-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
May 19, 2020 Filed May 20, 2020 17:47 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionNon Qualified Stock Option · Derivative 1,500 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001403540-20-000004 · primary_doc.xml · derivative · entry 13

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,224

Underlying: Common Stock · 1,500 shares

Expires 2023-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This stock option is exercisable in full.

Read SEC document
May 19, 2020 Filed May 20, 2020 17:47 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 647 $58.42 $37,799.55
Disclosure

SEC source: 0001403540-20-000004 · primary_doc.xml · nonDerivative · entry 10

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,151

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

Read SEC document
May 19, 2020 Filed May 20, 2020 17:47 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionCommon Stock 1,220 $8.06 $9,835.64
Disclosure

SEC source: 0001403540-20-000004 · primary_doc.xml · nonDerivative · entry 9

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2020 Filed May 20, 2020 17:47 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 2,223 $58.42 $129,873.88
Disclosure

SEC source: 0001403540-20-000004 · primary_doc.xml · nonDerivative · entry 8

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,578

F1 · security: This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.

Read SEC document
May 19, 2020 Filed May 20, 2020 17:47 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionCommon Stock 3,878 $12.57 $48,764.69
Disclosure

SEC source: 0001403540-20-000004 · primary_doc.xml · nonDerivative · entry 7

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2020 Filed May 20, 2020 17:47 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
SaleCommon Stock 1,500 $58.41 $87,611.40
Disclosure

SEC source: 0001403540-20-000004 · primary_doc.xml · nonDerivative · entry 6

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,923

Read SEC document
May 19, 2020 Filed May 20, 2020 17:47 UTC
Tuozzolo ClaudioDirector · Corp. Vice President
Exercise / conversionCommon Stock 1,500 $6.29 $9,435.00
Disclosure

SEC source: 0001403540-20-000004 · primary_doc.xml · nonDerivative · entry 5

Tuozzolo Claudio · CIK 0001403540 · Director · Corp. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.