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Nasdaq · USD

VIAV

VIAVI SOLUTIONS INC.

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Tapewire entity
3595
SEC CIK
0000912093
Parsed reports
745

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 2025013
Jan 202600
Feb 2026020
Mar 202602
Apr 202600
May 2026011
Jun 202600
Jul 202600
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 15, 2017 Filed Apr 17, 2017 23:43 UTC Exercise / conversionRestricted Stock Unit · Derivative 8,567 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-016036 · doc1.xml · derivative · entry 2

CAMPOS TIMOTHY · CIK 0001605813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,567 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
April 15, 2017 Filed Apr 17, 2017 23:43 UTC Exercise / conversionCommon Stock 8,567 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-016036 · doc1.xml · nonDerivative · entry 1

CAMPOS TIMOTHY · CIK 0001605813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 01:47 UTC
SCRIVANICH LUKE MSVP General Manager OSP
SaleCommon Stock 4,236 $10.01 $42,402.36
Disclosure

SEC source: 0001140361-17-010385 · doc1.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,938

F1 · kind: Shares were sold pursuant to a rule 10b5-1 Stock Trading Plan.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 19:37 UTC
BELLUZZO RICHARDDirector · Interim President & CEO
Exercise / conversionRestricted Stock Unit · Derivative 26,481 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009039 · doc1.xml · derivative · entry 2

BELLUZZO RICHARD · CIK 0001204925 · Director · Interim President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,481 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 19:37 UTC
BELLUZZO RICHARDDirector · Interim President & CEO
Exercise / conversionCommon Stock 26,481 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009039 · doc1.xml · nonDerivative · entry 1

BELLUZZO RICHARD · CIK 0001204925 · Director · Interim President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 17:39 UTC
RONDINONE RALPHSVP Global Operations NSE
SaleCommon Stock 4,568 $10.69 $48,831.92
Disclosure

SEC source: 0001140361-17-009006 · doc1.xml · nonDerivative · entry 6

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 02:32 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,559 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008941 · doc1.xml · derivative · entry 3

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,357

Underlying: Common Stock · 3,559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 02:32 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 1,559 $10.71 $16,696.89
Disclosure

SEC source: 0001140361-17-008941 · doc1.xml · nonDerivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,237

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 02:32 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 3,559 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008941 · doc1.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 18:58 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 1,100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009034 · doc1.xml · derivative · entry 7

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,204

Underlying: Common Stock · 1,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 18:58 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 2,178 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009034 · doc1.xml · derivative · entry 6

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,065

Underlying: Common Stock · 2,178 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 18:58 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
SaleCommon Stock 2,176 $10.66 $23,196.16
Disclosure

SEC source: 0001140361-17-009034 · doc1.xml · nonDerivative · entry 5

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 18:58 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Tax withholdingCommon Stock 370 $10.71 $3,962.70
Disclosure

SEC source: 0001140361-17-009034 · doc1.xml · nonDerivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,176

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 18:58 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Exercise / conversionCommon Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009034 · doc1.xml · nonDerivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 18:58 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Tax withholdingCommon Stock 732 $10.71 $7,839.72
Disclosure

SEC source: 0001140361-17-009034 · doc1.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,446

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 18:58 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Exercise / conversionCommon Stock 2,178 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009034 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 18:15 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Unit · Derivative 3,748 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009028 · doc1.xml · derivative · entry 6

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,496

Underlying: Common Stock · 3,748 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 18:15 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Unit · Derivative 3,769 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009028 · doc1.xml · derivative · entry 5

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,613

Underlying: Common Stock · 3,769 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 18:15 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 1,641 $10.71 $17,575.11
Disclosure

SEC source: 0001140361-17-009028 · doc1.xml · nonDerivative · entry 4

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,174

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 18:15 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 3,748 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009028 · doc1.xml · nonDerivative · entry 3

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 18:15 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 1,640 $10.71 $17,564.40
Disclosure

SEC source: 0001140361-17-009028 · doc1.xml · nonDerivative · entry 2

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,067

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 18:15 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 3,769 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009028 · doc1.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 17:39 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Unit · Derivative 4,172 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009006 · doc1.xml · derivative · entry 8

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,343

Underlying: Common Stock · 4,172 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 17:39 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Unit · Derivative 2,596 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009006 · doc1.xml · derivative · entry 7

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,578

Underlying: Common Stock · 2,596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 17:39 UTC
RONDINONE RALPHSVP Global Operations NSE
SaleCommon Stock 5,988 $10.66 $63,832.08
Disclosure

SEC source: 0001140361-17-009006 · doc1.xml · nonDerivative · entry 5

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,568

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 17:39 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 1,356 $10.71 $14,522.76
Disclosure

SEC source: 0001140361-17-009006 · doc1.xml · nonDerivative · entry 4

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,556

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 17:39 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 4,172 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009006 · doc1.xml · nonDerivative · entry 3

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 17:39 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 844 $10.71 $9,039.24
Disclosure

SEC source: 0001140361-17-009006 · doc1.xml · nonDerivative · entry 2

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,740

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 17:39 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 2,596 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-009006 · doc1.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 21, 2017 Filed May 12, 2017 00:06 UTC Amendment
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,559 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-019836 · doc1.xml · derivative · entry 3

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,357

Underlying: Common Stock · 3,559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 21, 2017 Filed May 12, 2017 00:06 UTC Amendment
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 1,559 $10.71 $16,696.89
Disclosure

SEC source: 0001140361-17-019836 · doc1.xml · nonDerivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,702

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F3 · balance_after: This amendment is being filed solely to correct the amount of securities beneficially owned following reported transaction(s) reported in column 5 of Table I. The amount reported originally was incorrect due to an administrative error. There are no changes to the transaction.

Read SEC document
February 21, 2017 Filed May 12, 2017 00:06 UTC Amendment
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 3,559 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-019836 · doc1.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · balance_after: This amendment is being filed solely to correct the amount of securities beneficially owned following reported transaction(s) reported in column 5 of Table I. The amount reported originally was incorrect due to an administrative error. There are no changes to the transaction.

Read SEC document
February 21, 2017 Filed Feb 22, 2018 21:17 UTC
RONDINONE RALPHSVP Global Operations NSE
SaleCommon Stock 4,251 $9.81 $41,718.46
Disclosure

SEC source: 0001140361-18-009600 · doc1.xml · nonDerivative · entry 5

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,930

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.75 to $9.9 inclusive.The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 02:29 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionRestricted Stock Unit · Derivative 66,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008719 · doc1.xml · derivative · entry 3

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,400

Underlying: Common Stock · 66,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 02:29 UTC
KHAYKIN OLEGPresident & CEO
Tax withholdingCommon Stock 34,752 $9.23 $320,760.96
Disclosure

SEC source: 0001140361-17-008719 · doc1.xml · nonDerivative · entry 2

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,402

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 02:29 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionCommon Stock 66,600 $9.23 $614,718.00
Disclosure

SEC source: 0001140361-17-008719 · doc1.xml · nonDerivative · entry 1

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 16, 2017 Filed Feb 18, 2017 01:35 UTC
RONDINONE RALPHSVP Global Operations NSE
SaleCommon Stock 3,710 $10.77 $39,956.70
Disclosure

SEC source: 0001140361-17-008220 · doc1.xml · nonDerivative · entry 5

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,988

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.73 to $10.82 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

Read SEC document
February 16, 2017 Filed Feb 18, 2017 01:32 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
SaleCommon Stock 10,500 $10.77 $113,085.00
Disclosure

SEC source: 0001140361-17-008218 · doc1.xml · nonDerivative · entry 5

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.73 to $10.83 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:35 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Unit · Derivative 8,949 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008220 · doc1.xml · derivative · entry 7

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,968

Underlying: Common Stock · 8,949 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:35 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Unit · Derivative 5,966 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008220 · doc1.xml · derivative · entry 6

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,968

Underlying: Common Stock · 5,966 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:35 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 2,961 $10.76 $31,860.36
Disclosure

SEC source: 0001140361-17-008220 · doc1.xml · nonDerivative · entry 4

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,698

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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February 15, 2017 Filed Feb 18, 2017 01:35 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 8,949 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008220 · doc1.xml · nonDerivative · entry 3

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:35 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 2,256 $10.76 $24,274.56
Disclosure

SEC source: 0001140361-17-008220 · doc1.xml · nonDerivative · entry 2

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,710

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:35 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 5,966 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008220 · doc1.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.73 to $10.82 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

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February 15, 2017 Filed Feb 18, 2017 01:32 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Exercise / conversionCommon Stock · Derivative 11,935 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008218 · doc1.xml · derivative · entry 7

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,935

Underlying: Common Stock · 11,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · deemedExecutionDate: Each unit converts upon vesting into one share of common stock.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:32 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 4,475 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008218 · doc1.xml · derivative · entry 6

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:32 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Tax withholdingCommon Stock 4,169 $10.76 $44,858.44
Disclosure

SEC source: 0001140361-17-008218 · doc1.xml · nonDerivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:32 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Exercise / conversionCommon Stock 11,935 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008218 · doc1.xml · nonDerivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:32 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Tax withholdingCommon Stock 1,741 $10.76 $18,733.16
Disclosure

SEC source: 0001140361-17-008218 · doc1.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,734

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 01:32 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Exercise / conversionCommon Stock 4,475 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008218 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.