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Nasdaq · USD

VIAV

VIAVI SOLUTIONS INC.

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Tapewire entity
3595
SEC CIK
0000912093
Parsed reports
745

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 2025013
Jan 202600
Feb 2026020
Mar 202602
Apr 202600
May 2026011
Jun 202600
Jul 202600
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 17, 2017 Filed Aug 22, 2017 01:29 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Tax withholdingCommon Stock 2,218 $10.22 $22,656.87
Disclosure

SEC source: 0001140361-17-032909 · doc1.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,382

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 17, 2017 Filed Aug 22, 2017 01:29 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Exercise / conversionCommon Stock 6,600 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032909 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 17, 2017 Filed Aug 22, 2017 00:59 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Unit · Derivative 10,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032907 · doc1.xml · derivative · entry 7

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,775

Underlying: Common Stock · 10,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 17, 2017 Filed Aug 22, 2017 00:59 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 3,486 $10.22 $35,609.49
Disclosure

SEC source: 0001140361-17-032907 · doc1.xml · nonDerivative · entry 2

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,239

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 17, 2017 Filed Aug 22, 2017 00:59 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 10,725 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032907 · doc1.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 17, 2017 Filed Aug 22, 2017 00:39 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Unit · Derivative 10,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032904 · doc1.xml · derivative · entry 5

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,775

Underlying: Common Stock · 10,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 17, 2017 Filed Aug 22, 2017 00:39 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 4,031 $10.22 $41,176.67
Disclosure

SEC source: 0001140361-17-032904 · doc1.xml · nonDerivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,694

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 17, 2017 Filed Aug 22, 2017 00:39 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 10,725 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032904 · doc1.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 17, 2017 Filed Aug 21, 2017 23:59 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionRestricted Stock Unit · Derivative 18,945 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032900 · doc1.xml · derivative · entry 3

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,463

Underlying: Common Stock · 18,945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 17, 2017 Filed Aug 21, 2017 23:59 UTC
KHAYKIN OLEGPresident & CEO
Tax withholdingCommon Stock 9,886 $10.22 $100,985.49
Disclosure

SEC source: 0001140361-17-032900 · doc1.xml · nonDerivative · entry 2

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,128

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 17, 2017 Filed Aug 21, 2017 23:59 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionCommon Stock 18,945 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032900 · doc1.xml · nonDerivative · entry 1

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 17, 2017 Filed Aug 22, 2017 00:19 UTC Exercise / conversionRestricted Stock Unit · Derivative 16,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032902 · doc1.xml · derivative · entry 3

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,500

Underlying: Common Stock · 16,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 17, 2017 Filed Aug 22, 2017 00:19 UTC Tax withholdingCommon Stock 6,201 $10.22 $63,343.22
Disclosure

SEC source: 0001140361-17-032902 · doc1.xml · nonDerivative · entry 2

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,737

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 17, 2017 Filed Aug 22, 2017 00:19 UTC Exercise / conversionCommon Stock 16,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032902 · doc1.xml · nonDerivative · entry 1

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 03, 2017 Filed Aug 4, 2017 19:54 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionRestricted Stock Unit · Derivative 16,700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-030242 · doc1.xml · derivative · entry 4

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 03, 2017 Filed Aug 4, 2017 19:54 UTC
KHAYKIN OLEGPresident & CEO
Tax withholdingCommon Stock 8,714 $10.77 $93,849.78
Disclosure

SEC source: 0001140361-17-030242 · doc1.xml · nonDerivative · entry 3

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,069

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 03, 2017 Filed Aug 4, 2017 19:54 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionCommon Stock 16,700 $10.77 $179,859.00
Disclosure

SEC source: 0001140361-17-030242 · doc1.xml · nonDerivative · entry 2

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 22:09 UTC
SCRIVANICH LUKE MSVP General Manager OSP
SaleCommon Stock 543 $11.03 $5,989.29
Disclosure

SEC source: 0001140361-17-030106 · doc1.xml · nonDerivative · entry 2

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,938

F2 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
July 31, 2017 Filed Aug 3, 2017 22:09 UTC
SCRIVANICH LUKE MSVP General Manager OSP
GrantCommon Stock 543 $8.83 $4,792.25
Disclosure

SEC source: 0001140361-17-030106 · doc1.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,481

F1 · kind: These shares were acquired through the Company's Employee Stock Purchase Plan.

Read SEC document
July 31, 2017 Filed Aug 4, 2017 19:54 UTC
KHAYKIN OLEGPresident & CEO
GrantCommon Stock 2,691 $8.83 $23,749.42
Disclosure

SEC source: 0001140361-17-030242 · doc1.xml · nonDerivative · entry 1

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,083

F3 · kind: These shares were acquired through the Company's Employee Stock Purchase Plan.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 01:10 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
SaleCommon Stock 2,222 $11.13 $24,730.86
Disclosure

SEC source: 0001140361-17-025527 · doc1.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan

Read SEC document
May 23, 2017 Filed May 24, 2017 01:35 UTC
SCRIVANICH LUKE MSVP General Manager OSP
SaleCommon Stock 4,691 $11.39 $53,430.49
Disclosure

SEC source: 0001140361-17-022067 · doc1.xml · nonDerivative · entry 5

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,938

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
May 23, 2017 Filed May 24, 2017 01:21 UTC
RONDINONE RALPHSVP Global Operations NSE
SaleCommon Stock 1,752 $11.28 $19,762.56
Disclosure

SEC source: 0001140361-17-022064 · doc1.xml · nonDerivative · entry 6

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
May 23, 2017 Filed May 24, 2017 01:21 UTC
RONDINONE RALPHSVP Global Operations NSE
SaleCommon Stock 2,815 $11.39 $32,062.85
Disclosure

SEC source: 0001140361-17-022064 · doc1.xml · nonDerivative · entry 5

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,752

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
May 22, 2017 Filed May 24, 2017 01:35 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Unit · Derivative 3,748 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-022067 · doc1.xml · derivative · entry 7

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,748

Underlying: Common Stock · 3,748 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
May 22, 2017 Filed May 24, 2017 01:35 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Unit · Derivative 3,769 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-022067 · doc1.xml · derivative · entry 6

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,844

Underlying: Common Stock · 3,769 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
May 22, 2017 Filed May 24, 2017 01:35 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 1,409 $10.95 $15,428.55
Disclosure

SEC source: 0001140361-17-022067 · doc1.xml · nonDerivative · entry 4

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,629

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
May 22, 2017 Filed May 24, 2017 01:35 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 3,748 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-022067 · doc1.xml · nonDerivative · entry 3

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
May 22, 2017 Filed May 24, 2017 01:35 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 1,417 $10.95 $15,516.15
Disclosure

SEC source: 0001140361-17-022067 · doc1.xml · nonDerivative · entry 2

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,290

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
May 22, 2017 Filed May 24, 2017 01:35 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 3,769 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-022067 · doc1.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
May 22, 2017 Filed May 24, 2017 01:21 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Unit · Derivative 4,171 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-022064 · doc1.xml · derivative · entry 8

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,172

Underlying: Common Stock · 4,171 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
May 22, 2017 Filed May 24, 2017 01:21 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Unit · Derivative 2,596 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-022064 · doc1.xml · derivative · entry 7

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,982

Underlying: Common Stock · 2,596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
May 22, 2017 Filed May 24, 2017 01:21 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 1,356 $10.95 $14,848.20
Disclosure

SEC source: 0001140361-17-022064 · doc1.xml · nonDerivative · entry 4

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,567

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
May 22, 2017 Filed May 24, 2017 01:21 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 4,171 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-022064 · doc1.xml · nonDerivative · entry 3

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
May 22, 2017 Filed May 24, 2017 01:21 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 844 $10.95 $9,241.80
Disclosure

SEC source: 0001140361-17-022064 · doc1.xml · nonDerivative · entry 2

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,752

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
May 22, 2017 Filed May 24, 2017 01:21 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 2,596 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-022064 · doc1.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
May 22, 2017 Filed May 24, 2017 00:54 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 1,102 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-022061 · doc1.xml · derivative · entry 7

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,102

Underlying: Common Stock · 1,102 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
May 22, 2017 Filed May 24, 2017 00:54 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 2,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-022061 · doc1.xml · derivative · entry 6

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,888

Underlying: Common Stock · 2,177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
May 22, 2017 Filed May 24, 2017 00:54 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
SaleCommon Stock 2,176 $10.96 $23,848.96
Disclosure

SEC source: 0001140361-17-022061 · doc1.xml · nonDerivative · entry 5

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
May 22, 2017 Filed May 24, 2017 00:54 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Tax withholdingCommon Stock 371 $10.95 $4,062.45
Disclosure

SEC source: 0001140361-17-022061 · doc1.xml · nonDerivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,176

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
May 22, 2017 Filed May 24, 2017 00:54 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Exercise / conversionCommon Stock 1,102 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-022061 · doc1.xml · nonDerivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

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May 22, 2017 Filed May 24, 2017 00:54 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Tax withholdingCommon Stock 732 $10.95 $8,015.40
Disclosure

SEC source: 0001140361-17-022061 · doc1.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,445

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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May 22, 2017 Filed May 24, 2017 00:54 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Exercise / conversionCommon Stock 2,177 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-022061 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

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May 22, 2017 Filed May 24, 2017 00:27 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,560 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-022057 · doc1.xml · derivative · entry 3

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,797

Underlying: Common Stock · 3,560 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

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May 22, 2017 Filed May 24, 2017 00:27 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 1,338 $10.95 $14,651.10
Disclosure

SEC source: 0001140361-17-022057 · doc1.xml · nonDerivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,222

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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May 22, 2017 Filed May 24, 2017 00:27 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 3,560 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-022057 · doc1.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

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May 09, 2017 Filed May 12, 2017 00:27 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
SaleCommon Stock 3,702 $11.52 $42,647.04
Disclosure

SEC source: 0001140361-17-019864 · doc1.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: All shares were sold at an exact price.

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May 03, 2017 Filed May 5, 2017 20:39 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionRestricted Stock Unit · Derivative 16,700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-018624 · doc1.xml · derivative · entry 3

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,700

Underlying: Common Stock · 16,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
May 03, 2017 Filed May 5, 2017 20:39 UTC
KHAYKIN OLEGPresident & CEO
Tax withholdingCommon Stock 8,710 $10.39 $90,496.90
Disclosure

SEC source: 0001140361-17-018624 · doc1.xml · nonDerivative · entry 2

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,392

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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May 03, 2017 Filed May 5, 2017 20:39 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionCommon Stock 16,700 $10.39 $173,513.00
Disclosure

SEC source: 0001140361-17-018624 · doc1.xml · nonDerivative · entry 1

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.