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Nasdaq · USD

VIAV

VIAVI SOLUTIONS INC.

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Tapewire entity
3595
SEC CIK
0000912093
Parsed reports
745

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 2025013
Jan 202600
Feb 2026020
Mar 202602
Apr 202600
May 2026011
Jun 202600
Jul 202600
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 28, 2017 Filed Aug 31, 2017 01:47 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
GrantRestricted Stock Unit · Derivative 22,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-033865 · doc1.xml · derivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires not disclosed

F3 · derivative.exercise_date: See Exhibit 99.17B.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2017 Filed Aug 31, 2017 01:47 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
GrantRestricted Stock Unit · Derivative 22,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-033865 · doc1.xml · derivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires not disclosed

F2 · derivative.exercise_date: 33% of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2017 Filed Aug 31, 2017 01:39 UTC
Staley Gary WSVP Global Sales NSE
GrantRestricted Stock Unit · Derivative 27,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-033860 · doc1.xml · derivative · entry 2

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires not disclosed

F3 · derivative.exercise_date: See Exhibit 99.17B.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2017 Filed Aug 31, 2017 01:39 UTC
Staley Gary WSVP Global Sales NSE
GrantRestricted Stock Unit · Derivative 27,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-033860 · doc1.xml · derivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires not disclosed

F2 · derivative.exercise_date: 33% of the units subject to the Award shall vest on the first anniversary of the grant date and the remaining units vest quarterly in eight equal installments over the following two years.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2017 Filed Aug 31, 2017 01:30 UTC
RONDINONE RALPHSVP Global Operations NSE
GrantRestricted Stock Unit · Derivative 27,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-033852 · doc1.xml · derivative · entry 2

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires not disclosed

F3 · derivative.exercise_date: See Exhibit 99.17B.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2017 Filed Aug 31, 2017 01:30 UTC
RONDINONE RALPHSVP Global Operations NSE
GrantRestricted Stock Unit · Derivative 27,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-033852 · doc1.xml · derivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires not disclosed

F2 · derivative.exercise_date: 33% of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2017 Filed Aug 31, 2017 01:21 UTC
SCRIVANICH LUKE MSVP General Manager OSP
GrantRestricted Stock Unit · Derivative 27,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-033844 · doc1.xml · derivative · entry 2

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires not disclosed

F3 · derivative.exercise_date: See Exhibit 99.17B.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2017 Filed Aug 31, 2017 01:21 UTC
SCRIVANICH LUKE MSVP General Manager OSP
GrantRestricted Stock Unit · Derivative 27,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-033844 · doc1.xml · derivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires not disclosed

F2 · derivative.exercise_date: 33% of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2017 Filed Aug 31, 2017 01:13 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
GrantRestricted Stock Unit · Derivative 27,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-033842 · doc1.xml · derivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires not disclosed

F3 · derivative.exercise_date: See Exhibit 99.17B

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2017 Filed Aug 31, 2017 01:13 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
GrantRestricted Stock Unit · Derivative 27,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-033842 · doc1.xml · derivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires not disclosed

F2 · derivative.exercise_date: 33% of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2017 Filed Aug 31, 2017 01:02 UTC GrantRestricted Stock Unit · Derivative 45,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-033840 · doc1.xml · derivative · entry 3

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires not disclosed

F4 · derivative.exercise_date: See Exhibit 99.17C

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2017 Filed Aug 31, 2017 01:02 UTC GrantRestricted Stock Unit · Derivative 62,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-033840 · doc1.xml · derivative · entry 2

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,000

Underlying: Common Stock · 62,000 shares

Expires not disclosed

F3 · derivative.exercise_date: See Exhibit 99.17B

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2017 Filed Aug 31, 2017 01:02 UTC GrantRestricted Stock Unit · Derivative 62,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-033840 · doc1.xml · derivative · entry 1

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,000

Underlying: Common Stock · 62,000 shares

Expires not disclosed

F2 · derivative.exercise_date: 33% of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2017 Filed Aug 31, 2017 00:45 UTC
KHAYKIN OLEGPresident & CEO
GrantRestricted Stock Unit · Derivative 90,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-033836 · doc1.xml · derivative · entry 3

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires not disclosed

F4 · derivative.exercise_date: See Exhibit 99.17C

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2017 Filed Aug 31, 2017 00:45 UTC
KHAYKIN OLEGPresident & CEO
GrantRestricted Stock Unit · Derivative 150,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-033836 · doc1.xml · derivative · entry 2

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F3 · derivative.exercise_date: See Exhibit 99.17B

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2017 Filed Aug 31, 2017 00:45 UTC
KHAYKIN OLEGPresident & CEO
GrantRestricted Stock Unit · Derivative 150,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-033836 · doc1.xml · derivative · entry 1

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F2 · derivative.exercise_date: 33% of the units subject to the Award shall vest on the first anniversary of the grant date and the remaining units vest quarterly in eight equal installments over the following two years.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2017 Filed Sep 1, 2017 00:23 UTC Amendment
Staley Gary WSVP Global Sales NSE
GrantRestricted Stock Unit · Derivative 29,644 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-034031 · doc1.xml · derivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,644

Underlying: Common Stock · 29,644 shares

Expires not disclosed

F2 · derivative.exercise_date: See Exhibit 99.17D.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 25, 2017 Filed Aug 29, 2017 22:15 UTC
SCRIVANICH LUKE MSVP General Manager OSP
SaleCommon Stock 6,179 $10.21 $63,111.69
Disclosure

SEC source: 0001140361-17-033581 · doc1.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,938

F1 · kind: Shares were sold outside of Rule 10b5-1 Stock Trading Plan during open trading window.

Read SEC document
August 23, 2017 Filed Aug 24, 2017 23:05 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
SaleCommon Stock 8,915 $10.04 $89,520.86
Disclosure

SEC source: 0001140361-17-033216 · doc1.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.09 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

Read SEC document
August 22, 2017 Filed Aug 25, 2017 00:26 UTC
SCRIVANICH LUKE MSVP General Manager OSP
SaleCommon Stock 4,691 $9.83 $46,112.53
Disclosure

SEC source: 0001140361-17-033221 · doc1.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,117

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
August 22, 2017 Filed Aug 24, 2017 22:51 UTC
RONDINONE RALPHSVP Global Operations NSE
SaleCommon Stock 4,569 $9.83 $44,913.27
Disclosure

SEC source: 0001140361-17-033214 · doc1.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,239

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
August 21, 2017 Filed Aug 22, 2017 01:29 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
SaleCommon Stock 1,524 $10.03 $15,285.72
Disclosure

SEC source: 0001140361-17-032909 · doc1.xml · nonDerivative · entry 8

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,968

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 01:49 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Unit · Derivative 3,748 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032913 · doc1.xml · derivative · entry 9

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,748 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 01:49 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Unit · Derivative 3,769 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032913 · doc1.xml · derivative · entry 8

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,075

Underlying: Common Stock · 3,769 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 01:49 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 1,409 $10.09 $14,216.81
Disclosure

SEC source: 0001140361-17-032913 · doc1.xml · nonDerivative · entry 6

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,808

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 01:49 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 3,748 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032913 · doc1.xml · nonDerivative · entry 5

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 01:49 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 1,417 $10.09 $14,297.53
Disclosure

SEC source: 0001140361-17-032913 · doc1.xml · nonDerivative · entry 4

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,469

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 01:49 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 3,769 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032913 · doc1.xml · nonDerivative · entry 3

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 01:29 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 1,102 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032909 · doc1.xml · derivative · entry 11

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,102 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 01:29 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 2,178 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032909 · doc1.xml · derivative · entry 10

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,710

Underlying: Common Stock · 2,178 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 01:29 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Tax withholdingCommon Stock 371 $10.09 $3,743.39
Disclosure

SEC source: 0001140361-17-032909 · doc1.xml · nonDerivative · entry 7

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,492

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 01:29 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Exercise / conversionCommon Stock 1,102 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032909 · doc1.xml · nonDerivative · entry 6

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 01:29 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Tax withholdingCommon Stock 732 $10.09 $7,385.88
Disclosure

SEC source: 0001140361-17-032909 · doc1.xml · nonDerivative · entry 5

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,761

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 01:29 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Exercise / conversionCommon Stock 2,178 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032909 · doc1.xml · nonDerivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 00:59 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Unit · Derivative 4,172 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032907 · doc1.xml · derivative · entry 9

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,172 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 00:59 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Unit · Derivative 2,597 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032907 · doc1.xml · derivative · entry 8

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,385

Underlying: Common Stock · 2,597 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 00:59 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 1,356 $10.09 $13,682.04
Disclosure

SEC source: 0001140361-17-032907 · doc1.xml · nonDerivative · entry 6

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,808

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 00:59 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 4,172 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032907 · doc1.xml · nonDerivative · entry 5

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 00:59 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 844 $10.09 $8,515.96
Disclosure

SEC source: 0001140361-17-032907 · doc1.xml · nonDerivative · entry 4

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,992

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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August 20, 2017 Filed Aug 22, 2017 00:59 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 2,597 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032907 · doc1.xml · nonDerivative · entry 3

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

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August 20, 2017 Filed Aug 22, 2017 00:39 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,559 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032904 · doc1.xml · derivative · entry 6

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,238

Underlying: Common Stock · 3,559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

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August 20, 2017 Filed Aug 22, 2017 00:39 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 1,338 $10.09 $13,500.42
Disclosure

SEC source: 0001140361-17-032904 · doc1.xml · nonDerivative · entry 4

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,915

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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August 20, 2017 Filed Aug 22, 2017 00:39 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 3,559 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032904 · doc1.xml · nonDerivative · entry 3

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

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August 20, 2017 Filed Aug 21, 2017 23:27 UTC Exercise / conversionRestricted Stock Unit · Derivative 11,556 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032882 · doc1.xml · derivative · entry 2

Strayer Pamela J · CIK 0001529968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,556

Underlying: Common Stock · 11,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

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August 20, 2017 Filed Aug 21, 2017 23:27 UTC Exercise / conversionCommon Stock 11,556 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032882 · doc1.xml · nonDerivative · entry 1

Strayer Pamela J · CIK 0001529968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

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August 18, 2017 Filed Aug 22, 2017 01:29 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
SaleCommon Stock 3,067 $10.16 $31,151.52
Disclosure

SEC source: 0001140361-17-032909 · doc1.xml · nonDerivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,315

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.10 to $10.21 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

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August 17, 2017 Filed Aug 22, 2017 01:49 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Unit · Derivative 9,900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032913 · doc1.xml · derivative · entry 7

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,100

Underlying: Common Stock · 9,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

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August 17, 2017 Filed Aug 22, 2017 01:49 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 3,721 $10.22 $38,010.02
Disclosure

SEC source: 0001140361-17-032913 · doc1.xml · nonDerivative · entry 2

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,117

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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August 17, 2017 Filed Aug 22, 2017 01:49 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 9,900 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032913 · doc1.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

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August 17, 2017 Filed Aug 22, 2017 01:29 UTC
Siebert Kevin ChristopherVP General Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 6,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032909 · doc1.xml · derivative · entry 9

Siebert Kevin Christopher · CIK 0001634069 · VP General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,400

Underlying: Common Stock · 6,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.