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Nasdaq · USD

VIAV

VIAVI SOLUTIONS INC.

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Tapewire entity
3595
SEC CIK
0000912093
Parsed reports
745

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 2025013
Jan 202600
Feb 2026020
Mar 202602
Apr 202600
May 2026011
Jun 202600
Jul 202600
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 28, 2018 Filed Oct 2, 2018 20:40 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 4,418 $11.34 $50,100.12
Disclosure

SEC source: 0001567619-18-003520 · doc1.xml · nonDerivative · entry 6

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,554

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:40 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 8,910 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003520 · doc1.xml · nonDerivative · entry 5

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:40 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 6,607 $11.34 $74,923.38
Disclosure

SEC source: 0001567619-18-003520 · doc1.xml · nonDerivative · entry 4

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,062

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:40 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 13,325 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003520 · doc1.xml · nonDerivative · entry 3

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:40 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 11,156 $11.34 $126,509.04
Disclosure

SEC source: 0001567619-18-003520 · doc1.xml · nonDerivative · entry 2

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,344

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:40 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003520 · doc1.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:34 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionRestricted Stock Unit · Derivative 7,336 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003516 · doc1.xml · derivative · entry 6

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,233

Underlying: Common Stock · 7,336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · shares: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted in August 28, 2017 at 99% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:34 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionRestricted Stock Unit · Derivative 8,910 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003516 · doc1.xml · derivative · entry 5

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 8,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · shares: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted in August 28, 2017 at 99% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:34 UTC
Staley Gary WSVP Global Sales NSE
Tax withholdingCommon Stock 2,887 $11.34 $32,738.58
Disclosure

SEC source: 0001567619-18-003516 · doc1.xml · nonDerivative · entry 4

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,038

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:34 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionCommon Stock 7,336 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003516 · doc1.xml · nonDerivative · entry 3

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:34 UTC
Staley Gary WSVP Global Sales NSE
Tax withholdingCommon Stock 3,507 $11.34 $39,769.38
Disclosure

SEC source: 0001567619-18-003516 · doc1.xml · nonDerivative · entry 2

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,589

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:34 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionCommon Stock 8,910 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003516 · doc1.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:31 UTC Exercise / conversionRestricted Stock Unit · Derivative 20,459 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003514 · doc1.xml · derivative · entry 9

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,334

Underlying: Common Stock · 20,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F6 · shares: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted in August 28, 2017 at 99% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:31 UTC Exercise / conversionRestricted Stock Unit · Derivative 22,208 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003514 · doc1.xml · derivative · entry 8

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 22,208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · shares: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted in August 17, 2016 at 133.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:31 UTC Exercise / conversionRestricted Stock Unit · Derivative 71,590 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003514 · doc1.xml · derivative · entry 7

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,728

Underlying: Common Stock · 71,590 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · shares: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted in September 15, 2015 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:31 UTC Tax withholdingCommon Stock 10,144 $11.34 $115,032.96
Disclosure

SEC source: 0001567619-18-003514 · doc1.xml · nonDerivative · entry 6

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,859

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:31 UTC Exercise / conversionCommon Stock 20,459 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003514 · doc1.xml · nonDerivative · entry 5

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:31 UTC Tax withholdingCommon Stock 11,011 $11.34 $124,864.74
Disclosure

SEC source: 0001567619-18-003514 · doc1.xml · nonDerivative · entry 4

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,544

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:31 UTC Exercise / conversionCommon Stock 22,208 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003514 · doc1.xml · nonDerivative · entry 3

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:31 UTC Tax withholdingCommon Stock 35,495 $11.34 $402,513.30
Disclosure

SEC source: 0001567619-18-003514 · doc1.xml · nonDerivative · entry 2

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,347

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:31 UTC Exercise / conversionCommon Stock 71,590 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003514 · doc1.xml · nonDerivative · entry 1

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 27, 2018 Filed Oct 1, 2018 23:53 UTC
Staley Gary WSVP Global Sales NSE
SaleCommon Stock 2,484 $11.22 $27,870.48
Disclosure

SEC source: 0001567619-18-003421 · doc1.xml · nonDerivative · entry 2

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,186

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
September 27, 2018 Filed Oct 1, 2018 23:53 UTC
Staley Gary WSVP Global Sales NSE
SaleCommon Stock 2,701 $11.22 $30,305.22
Disclosure

SEC source: 0001567619-18-003421 · doc1.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,670

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:04 UTC Exercise / conversionRestricted Stock Unit · Derivative 47,727 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-002840 · doc1.xml · derivative · entry 3

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,728

Underlying: Common Stock · 47,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:04 UTC Tax withholdingCommon Stock 23,663 $11.26 $266,445.38
Disclosure

SEC source: 0001567619-18-002840 · doc1.xml · nonDerivative · entry 2

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,252

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:04 UTC Exercise / conversionCommon Stock 47,727 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-002840 · doc1.xml · nonDerivative · entry 1

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:02 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Units · Derivative 44,755 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-002839 · doc1.xml · derivative · entry 3

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:02 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 15,477 $11.26 $174,271.02
Disclosure

SEC source: 0001567619-18-002839 · doc1.xml · nonDerivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,324

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 15, 2018 Filed Sep 18, 2018 22:02 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 44,755 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-002839 · doc1.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 30, 2018 Filed Sep 4, 2018 20:13 UTC
SCRIVANICH LUKE MSVP General Manager OSP
SaleCommon Stock 4,492 $11.44 $51,378.15
Disclosure

SEC source: 0001567619-18-002039 · doc1.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,000

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.35 to $11.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 30, 2018 Filed Sep 4, 2018 20:10 UTC
RONDINONE RALPHSVP Global Operations NSE
SaleCommon Stock 4,949 $11.43 $56,591.32
Disclosure

SEC source: 0001567619-18-002037 · doc1.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,695

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.33 to $11.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 21:35 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionRestricted Stock Unit · Derivative 8,910 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001954 · doc1.xml · derivative · entry 6

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,090

Underlying: Common Stock · 8,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F6 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 21:35 UTC
Staley Gary WSVP Global Sales NSE
GrantRestricted Stock Unit · Derivative 20,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001954 · doc1.xml · derivative · entry 5

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F5 · derivative.exercise_date: 50% vesting on 1st anniversary of Grant Date and 25% vesting on 2nd & 3rd anniversary of Grant Date.

F6 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 21:35 UTC
Staley Gary WSVP Global Sales NSE
GrantRestricted Stock Unit · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001954 · doc1.xml · derivative · entry 4

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F4 · derivative.exercise_date: See Exhibit 99.18A

F6 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 21:35 UTC
Staley Gary WSVP Global Sales NSE
GrantRestricted Stock Unit · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001954 · doc1.xml · derivative · entry 3

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F3 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F6 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 21:35 UTC
Staley Gary WSVP Global Sales NSE
Tax withholdingCommon Stock 3,507 $11.48 $40,260.36
Disclosure

SEC source: 0001567619-18-001954 · doc1.xml · nonDerivative · entry 2

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,371

F2 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 21:35 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionCommon Stock 8,910 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001954 · doc1.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 21:30 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Unit · Derivative 8,910 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001950 · doc1.xml · derivative · entry 5

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,090

Underlying: Common Stock · 8,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 21:30 UTC
SCRIVANICH LUKE MSVP General Manager OSP
GrantRestricted Stock Unit · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001950 · doc1.xml · derivative · entry 4

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F4 · derivative.exercise_date: See Exhibit 99.18A

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 21:30 UTC
SCRIVANICH LUKE MSVP General Manager OSP
GrantRestricted Stock Unit · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001950 · doc1.xml · derivative · entry 3

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F3 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 21:30 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 4,418 $11.48 $50,718.64
Disclosure

SEC source: 0001567619-18-001950 · doc1.xml · nonDerivative · entry 2

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,492

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 21:30 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 8,910 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001950 · doc1.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 21:28 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Unit · Derivative 8,910 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001948 · doc1.xml · derivative · entry 5

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,090

Underlying: Common Stock · 8,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 21:28 UTC
RONDINONE RALPHSVP Global Operations NSE
GrantRestricted Stock Unit · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001948 · doc1.xml · derivative · entry 4

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F4 · derivative.exercise_date: See Exhibit 99.18A

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 21:28 UTC
RONDINONE RALPHSVP Global Operations NSE
GrantRestricted Stock Unit · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001948 · doc1.xml · derivative · entry 3

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F3 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 21:28 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 3,961 $11.48 $45,472.28
Disclosure

SEC source: 0001567619-18-001948 · doc1.xml · nonDerivative · entry 2

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,644

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 21:28 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 8,910 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001948 · doc1.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 21:32 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
Exercise / conversionRestricted Stock Unit · Derivative 7,260 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001952 · doc1.xml · derivative · entry 5

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,740

Underlying: Common Stock · 7,260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 21:32 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
GrantRestricted Stock Unit · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001952 · doc1.xml · derivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F4 · derivative.exercise_date: See Exhibit 99.18A

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 21:32 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
GrantRestricted Stock Unit · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001952 · doc1.xml · derivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F3 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.