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Nasdaq · USD

VIAV

VIAVI SOLUTIONS INC.

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Tapewire entity
3595
SEC CIK
0000912093
Parsed reports
745

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 2025013
Jan 202600
Feb 2026020
Mar 202602
Apr 202600
May 2026011
Jun 202600
Jul 202600
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 04, 2018 Filed Oct 5, 2018 20:46 UTC
SCRIVANICH LUKE MSVP General Manager OSP
SaleCommon Stock 22,554 $12.57 $283,411.31
Disclosure

SEC source: 0001567619-18-003763 · doc1.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,000

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $12.50 to $12.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 04, 2018 Filed Oct 5, 2018 20:43 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
SaleCommon Stock 57,668 $12.56 $724,488.85
Disclosure

SEC source: 0001567619-18-003759 · doc1.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $12.49 to $12.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 04, 2018 Filed Oct 5, 2018 20:40 UTC
RONDINONE RALPHSVP Global Operations NSE
SaleCommon Stock 21,577 $12.57 $271,119.32
Disclosure

SEC source: 0001567619-18-003756 · doc1.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,695

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $12.50 to $12.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 04, 2018 Filed Oct 5, 2018 20:33 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
SaleCommon Stock 14,259 $12.56 $179,137.24
Disclosure

SEC source: 0001567619-18-003753 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,114

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $12.50 to $12.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 04, 2018 Filed Oct 5, 2018 20:27 UTC
Staley Gary WSVP Global Sales NSE
SaleCommon Stock 4,927 $12.55 $61,848.63
Disclosure

SEC source: 0001567619-18-003749 · doc1.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,111

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $12.49 to $12.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 21:02 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
SaleCommon Stock 29,278 $11.69 $342,265.68
Disclosure

SEC source: 0001567619-18-003655 · doc1.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,668

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:51 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Unit · Derivative 8,910 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003528 · doc1.xml · derivative · entry 9

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 8,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F6 · shares: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted in August 28, 2017 at 99% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:51 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Unit · Derivative 14,434 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003528 · doc1.xml · derivative · entry 8

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,834

Underlying: Common Stock · 14,434 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · shares: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted in August 17, 2016 at 133.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:51 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Unit · Derivative 15,501 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003528 · doc1.xml · derivative · entry 7

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,501 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · shares: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted in August 20, 2015 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:51 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 3,961 $11.34 $44,917.74
Disclosure

SEC source: 0001567619-18-003528 · doc1.xml · nonDerivative · entry 6

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,272

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:51 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 8,910 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003528 · doc1.xml · nonDerivative · entry 5

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:51 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 6,416 $11.34 $72,757.44
Disclosure

SEC source: 0001567619-18-003528 · doc1.xml · nonDerivative · entry 4

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,323

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:51 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 14,434 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003528 · doc1.xml · nonDerivative · entry 3

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:51 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 6,891 $11.34 $78,143.94
Disclosure

SEC source: 0001567619-18-003528 · doc1.xml · nonDerivative · entry 2

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,305

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:51 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 15,501 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003528 · doc1.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:48 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Unit · Derivative 8,910 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003525 · doc1.xml · derivative · entry 17

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 8,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F8 · shares: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted in August 28, 2017 at 99% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F5 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:48 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Unit · Derivative 14,434 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003525 · doc1.xml · derivative · entry 16

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,834

Underlying: Common Stock · 14,434 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F7 · shares: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted in August 17, 2016 at 133.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F5 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:48 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Unit · Derivative 21,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003525 · doc1.xml · derivative · entry 15

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F6 · shares: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted in August 20, 2015 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F5 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:48 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Unit · Derivative 67,132 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003525 · doc1.xml · derivative · entry 14

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 67,132 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F4 · shares: Shares reflect the vesting of the 4th tranche of market-leveraged stock units granted in August 1, 2015 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F5 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:48 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
SaleCommon Stock 5,829 $11.25 $65,590.24
Disclosure

SEC source: 0001567619-18-003525 · doc1.xml · nonDerivative · entry 13

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,946

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:48 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
SaleCommon Stock 1,780 $11.25 $20,029.27
Disclosure

SEC source: 0001567619-18-003525 · doc1.xml · nonDerivative · entry 12

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,775

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:48 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
SaleCommon Stock 1,780 $11.25 $20,029.27
Disclosure

SEC source: 0001567619-18-003525 · doc1.xml · nonDerivative · entry 11

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,555

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:48 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
SaleCommon Stock 2,329 $11.25 $26,206.84
Disclosure

SEC source: 0001567619-18-003525 · doc1.xml · nonDerivative · entry 10

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,335

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:48 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
SaleCommon Stock 2,328 $11.25 $26,195.59
Disclosure

SEC source: 0001567619-18-003525 · doc1.xml · nonDerivative · entry 9

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,664

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:48 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 4,418 $11.34 $50,100.12
Disclosure

SEC source: 0001567619-18-003525 · doc1.xml · nonDerivative · entry 8

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,992

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:48 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 8,910 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003525 · doc1.xml · nonDerivative · entry 7

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:48 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 7,157 $11.34 $81,160.38
Disclosure

SEC source: 0001567619-18-003525 · doc1.xml · nonDerivative · entry 6

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,500

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:48 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 14,434 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003525 · doc1.xml · nonDerivative · entry 5

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:48 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 10,536 $11.34 $119,478.24
Disclosure

SEC source: 0001567619-18-003525 · doc1.xml · nonDerivative · entry 4

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,223

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:48 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 21,250 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003525 · doc1.xml · nonDerivative · entry 3

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:48 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 31,947 $11.34 $362,278.98
Disclosure

SEC source: 0001567619-18-003525 · doc1.xml · nonDerivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,509

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:48 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 67,132 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003525 · doc1.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:46 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionRestricted Stock Unit · Derivative 49,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003523 · doc1.xml · derivative · entry 6

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 49,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · shares: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted in August 28, 2017 at 99% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:46 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionRestricted Stock Unit · Derivative 25,498 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003523 · doc1.xml · derivative · entry 5

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,136

Underlying: Common Stock · 25,498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · shares: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 17, 2016 at 133.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:46 UTC
KHAYKIN OLEGPresident & CEO
Tax withholdingCommon Stock 24,543 $11.34 $278,317.62
Disclosure

SEC source: 0001567619-18-003523 · doc1.xml · nonDerivative · entry 4

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,121

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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September 28, 2018 Filed Oct 2, 2018 20:46 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionCommon Stock 49,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003523 · doc1.xml · nonDerivative · entry 3

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:46 UTC
KHAYKIN OLEGPresident & CEO
Tax withholdingCommon Stock 12,642 $11.34 $143,360.28
Disclosure

SEC source: 0001567619-18-003523 · doc1.xml · nonDerivative · entry 2

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,164

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:46 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionCommon Stock 25,498 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003523 · doc1.xml · nonDerivative · entry 1

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:36 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
Exercise / conversionRestricted Stock Unit · Derivative 7,259 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003518 · doc1.xml · derivative · entry 9

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,667

Underlying: Common Stock · 7,259 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F6 · shares: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted in August 28, 2017 at 99% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:36 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
Exercise / conversionRestricted Stock Unit · Derivative 8,883 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003518 · doc1.xml · derivative · entry 8

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 8,883 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · shares: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted in August 17, 2016 at 133.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:36 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
Exercise / conversionRestricted Stock Unit · Derivative 13,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003518 · doc1.xml · derivative · entry 7

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · shares: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted in August 20, 2015 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:36 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
Tax withholdingCommon Stock 2,185 $11.34 $24,777.90
Disclosure

SEC source: 0001567619-18-003518 · doc1.xml · nonDerivative · entry 6

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,373

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:36 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
Exercise / conversionCommon Stock 7,259 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003518 · doc1.xml · nonDerivative · entry 5

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:36 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
Tax withholdingCommon Stock 2,674 $11.34 $30,323.16
Disclosure

SEC source: 0001567619-18-003518 · doc1.xml · nonDerivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,299

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:36 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
Exercise / conversionCommon Stock 8,883 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003518 · doc1.xml · nonDerivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:36 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
Tax withholdingCommon Stock 3,913 $11.34 $44,373.42
Disclosure

SEC source: 0001567619-18-003518 · doc1.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,090

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:36 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
Exercise / conversionCommon Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003518 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:40 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Unit · Derivative 8,910 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003520 · doc1.xml · derivative · entry 9

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 8,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F6 · shares: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted in August 28, 2017 at 99% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:40 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Unit · Derivative 13,325 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003520 · doc1.xml · derivative · entry 8

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 13,325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · shares: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted in August 17, 2016 at 133.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:40 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Unit · Derivative 22,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-003520 · doc1.xml · derivative · entry 7

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · shares: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted in August 20, 2015 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.