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Nasdaq · USD

VIAV

VIAVI SOLUTIONS INC.

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Tapewire entity
3595
SEC CIK
0000912093
Parsed reports
745

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 2025013
Jan 202600
Feb 2026020
Mar 202602
Apr 202600
May 2026011
Jun 202600
Jul 202600
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2019 Filed Mar 1, 2019 22:10 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
Exercise / conversionCommon Stock 1,843 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005838 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:07 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Units · Derivative 2,261 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005834 · doc1.xml · derivative · entry 3

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,568

Underlying: Common Stock · 2,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:07 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 1,264 $13.13 $16,596.32
Disclosure

SEC source: 0001567619-19-005834 · doc1.xml · nonDerivative · entry 2

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,292

F3 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:07 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 2,261 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005834 · doc1.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F2 · balance_after: Total includes 839 shares purchased pursuant to the ESPP plan.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:04 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestrricted Stock Units · Derivative 2,261 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005829 · doc1.xml · derivative · entry 3

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,568

Underlying: Common Stock · 2,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:04 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 1,125 $13.13 $14,771.25
Disclosure

SEC source: 0001567619-19-005829 · doc1.xml · nonDerivative · entry 2

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,710

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:04 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 2,261 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005829 · doc1.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:01 UTC Exercise / conversionRestricted Stock Units · Derivative 5,193 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005824 · doc1.xml · derivative · entry 3

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,155

Underlying: Common Stock · 5,193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:01 UTC Tax withholdingCommon Stock 2,829 $13.13 $37,144.77
Disclosure

SEC source: 0001567619-19-005824 · doc1.xml · nonDerivative · entry 2

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,798

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:01 UTC Exercise / conversionCommon Stock 5,193 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005824 · doc1.xml · nonDerivative · entry 1

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:58 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Units · Derivative 2,261 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005820 · doc1.xml · derivative · entry 3

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,568

Underlying: Common Stock · 2,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:58 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 1,264 $13.13 $16,596.32
Disclosure

SEC source: 0001567619-19-005820 · doc1.xml · nonDerivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,710

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:58 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 2,261 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005820 · doc1.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:49 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionRestricted Stock Units · Derivative 12,563 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005809 · doc1.xml · derivative · entry 3

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,375

Underlying: Common Stock · 12,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:49 UTC
KHAYKIN OLEGPresident & CEO
Tax withholdingCommon Stock 6,229 $13.13 $81,786.77
Disclosure

SEC source: 0001567619-19-005809 · doc1.xml · nonDerivative · entry 2

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,812

F3 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:49 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionCommon Stock 12,563 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005809 · doc1.xml · nonDerivative · entry 1

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F2 · balance_after: Total includes 2,463 shares purchased pursuant to the ESPP plan.

Read SEC document
February 22, 2019 Filed Feb 22, 2019 23:21 UTC
SCRIVANICH LUKE MSVP General Manager OSP
SaleCommon Stock 4,810 $13.29 $63,944.14
Disclosure

SEC source: 0001567619-19-005291 · doc1.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,456

F1 · price: This transaction was executed in multiple trades at prices ranging from $13.291 to $13.297. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 20, 2019 Filed Feb 20, 2019 22:58 UTC
Staley Gary WSVP Global Sales NSE
SaleCommon Stock 1,955 $13.15 $25,708.25
Disclosure

SEC source: 0001567619-19-005028 · doc1.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,751

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
February 20, 2019 Filed Feb 20, 2019 22:58 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
SaleCommon Stock 757 $13.15 $9,954.55
Disclosure

SEC source: 0001567619-19-005027 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,176

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
February 20, 2019 Filed Feb 20, 2019 22:57 UTC
SCRIVANICH LUKE MSVP General Manager OSP
SaleCommon Stock 1,108 $13.15 $14,570.20
Disclosure

SEC source: 0001567619-19-005026 · doc1.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,266

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 22:17 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,188 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005006 · doc1.xml · derivative · entry 3

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,375

Underlying: Common Stock · 4,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 22:17 UTC Tax withholdingCommon Stock 2,341 $12.80 $29,964.80
Disclosure

SEC source: 0001567619-19-005006 · doc1.xml · nonDerivative · entry 2

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,434

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 22:17 UTC Exercise / conversionCommon Stock 4,188 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005006 · doc1.xml · nonDerivative · entry 1

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 22:30 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
Exercise / conversionRestricted Stock Units · Derivative 1,675 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005016 · doc1.xml · derivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,350

Underlying: Common Stock · 1,675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 22:30 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
Tax withholdingCommon Stock 593 $12.80 $7,590.40
Disclosure

SEC source: 0001567619-19-005016 · doc1.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,933

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 22:30 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
Exercise / conversionCommon Stock 1,675 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005016 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 22:30 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Units · Derivative 2,513 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005015 · doc1.xml · derivative · entry 3

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,025

Underlying: Common Stock · 2,513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 22:30 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 1,405 $12.80 $17,984.00
Disclosure

SEC source: 0001567619-19-005015 · doc1.xml · nonDerivative · entry 2

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,374

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 22:30 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 2,513 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005015 · doc1.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 22:29 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Units · Derivative 2,722 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005014 · doc1.xml · derivative · entry 3

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,444

Underlying: Common Stock · 2,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 22:29 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 1,355 $12.80 $17,344.00
Disclosure

SEC source: 0001567619-19-005014 · doc1.xml · nonDerivative · entry 2

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,574

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 22:29 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 2,722 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005014 · doc1.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 22:26 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionRestricted Stock Units · Derivative 4,808 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005010 · doc1.xml · derivative · entry 3

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,616

Underlying: Common Stock · 4,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 22:26 UTC
KHAYKIN OLEGPresident & CEO
Tax withholdingCommon Stock 2,384 $12.80 $30,515.20
Disclosure

SEC source: 0001567619-19-005010 · doc1.xml · nonDerivative · entry 2

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,478

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 22:26 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionCommon Stock 4,808 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005010 · doc1.xml · nonDerivative · entry 1

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 22:21 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Units · Derivative 2,722 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005008 · doc1.xml · derivative · entry 3

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,444

Underlying: Common Stock · 2,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 22:21 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 1,521 $12.80 $19,468.80
Disclosure

SEC source: 0001567619-19-005008 · doc1.xml · nonDerivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,713

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 17, 2019 Filed Feb 20, 2019 22:21 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 2,722 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005008 · doc1.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:18 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionRestricted Stock Units · Derivative 7,062 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004816 · doc1.xml · derivative · entry 3

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,124

Underlying: Common Stock · 7,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

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February 15, 2019 Filed Feb 19, 2019 21:18 UTC
Staley Gary WSVP Global Sales NSE
Tax withholdingCommon Stock 3,152 $12.80 $40,345.60
Disclosure

SEC source: 0001567619-19-004816 · doc1.xml · nonDerivative · entry 2

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,706

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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February 15, 2019 Filed Feb 19, 2019 21:18 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionCommon Stock 7,062 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004816 · doc1.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 03, 2019 Filed Feb 20, 2019 01:45 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionRestricted Stock Units · Derivative 86,660 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004938 · doc1.xml · derivative · entry 6

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,660

Underlying: Common Stock · 86,660 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
February 03, 2019 Filed Feb 20, 2019 01:45 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionMarket Stock Units · Derivative 40,874 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004938 · doc1.xml · derivative · entry 5

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,886

Underlying: Common Stock · 40,874 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · shares: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on February 15, 2016 at 141.5% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
February 03, 2019 Filed Feb 20, 2019 01:45 UTC
KHAYKIN OLEGPresident & CEO
Tax withholdingCommon Stock 43,092 $10.98 $473,150.16
Disclosure

SEC source: 0001567619-19-004938 · doc1.xml · nonDerivative · entry 4

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,054

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 03, 2019 Filed Feb 20, 2019 01:45 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionCommon Stock 86,660 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004938 · doc1.xml · nonDerivative · entry 3

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 03, 2019 Filed Feb 20, 2019 01:45 UTC
KHAYKIN OLEGPresident & CEO
Tax withholdingCommon Stock 20,266 $10.98 $222,520.68
Disclosure

SEC source: 0001567619-19-004938 · doc1.xml · nonDerivative · entry 2

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,486

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 03, 2019 Filed Feb 20, 2019 01:45 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionCommon Stock 40,874 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-004938 · doc1.xml · nonDerivative · entry 1

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 30, 2018 Filed Nov 30, 2018 22:25 UTC
Staley Gary WSVP Global Sales NSE
SaleCommon Stock 686 $10.00 $6,860.00
Disclosure

SEC source: 0001567619-18-007186 · doc1.xml · nonDerivative · entry 3

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,796

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

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November 30, 2018 Filed Nov 30, 2018 22:24 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
SaleCommon Stock 901 $10.00 $9,010.00
Disclosure

SEC source: 0001567619-18-007185 · doc1.xml · nonDerivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,851

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
November 30, 2018 Filed Nov 30, 2018 22:23 UTC
SCRIVANICH LUKE MSVP General Manager OSP
SaleCommon Stock 1,140 $10.00 $11,400.00
Disclosure

SEC source: 0001567619-18-007183 · doc1.xml · nonDerivative · entry 3

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,266

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.