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Nasdaq · USD

VIAV

VIAVI SOLUTIONS INC.

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Tapewire entity
3595
SEC CIK
0000912093
Parsed reports
745

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 2025013
Jan 202600
Feb 2026020
Mar 202602
Apr 202600
May 2026011
Jun 202600
Jul 202600
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 28, 2019 Filed May 29, 2019 21:25 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Units · Derivative 2,261 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012368 · doc1.xml · derivative · entry 3

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,307

Underlying: Common Stock · 2,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
May 28, 2019 Filed May 29, 2019 21:25 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 1,121 $12.12 $13,586.52
Disclosure

SEC source: 0001567619-19-012368 · doc1.xml · nonDerivative · entry 2

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,435

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
May 28, 2019 Filed May 29, 2019 21:25 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 2,261 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012368 · doc1.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
May 28, 2019 Filed May 29, 2019 21:24 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Units · Derivative 2,261 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012366 · doc1.xml · derivative · entry 3

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,307

Underlying: Common Stock · 2,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
May 28, 2019 Filed May 29, 2019 21:24 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 1,121 $12.12 $13,586.52
Disclosure

SEC source: 0001567619-19-012366 · doc1.xml · nonDerivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,222

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
May 28, 2019 Filed May 29, 2019 21:24 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 2,261 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012366 · doc1.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
May 28, 2019 Filed May 29, 2019 21:22 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Units · Derivative 2,261 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012363 · doc1.xml · derivative · entry 3

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,307

Underlying: Common Stock · 2,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
May 28, 2019 Filed May 29, 2019 21:22 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 1,005 $12.12 $12,180.60
Disclosure

SEC source: 0001567619-19-012363 · doc1.xml · nonDerivative · entry 2

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,342

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
May 28, 2019 Filed May 29, 2019 21:22 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 2,261 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012363 · doc1.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
May 28, 2019 Filed May 29, 2019 21:17 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionRestricted Stock Units · Derivative 12,562 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012356 · doc1.xml · derivative · entry 3

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,813

Underlying: Common Stock · 12,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
May 28, 2019 Filed May 29, 2019 21:17 UTC
KHAYKIN OLEGPresident & CEO
Tax withholdingCommon Stock 6,229 $12.12 $75,495.48
Disclosure

SEC source: 0001567619-19-012356 · doc1.xml · nonDerivative · entry 2

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,721

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
May 28, 2019 Filed May 29, 2019 21:17 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionCommon Stock 12,562 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012356 · doc1.xml · nonDerivative · entry 1

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
May 28, 2019 Filed May 29, 2019 21:19 UTC Exercise / conversionRestricted Stock Units · Derivative 5,192 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012358 · doc1.xml · derivative · entry 3

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,963

Underlying: Common Stock · 5,192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
May 28, 2019 Filed May 29, 2019 21:19 UTC Tax withholdingCommon Stock 2,575 $12.12 $31,209.00
Disclosure

SEC source: 0001567619-19-012358 · doc1.xml · nonDerivative · entry 2

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,870

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
May 28, 2019 Filed May 29, 2019 21:19 UTC Exercise / conversionCommon Stock 5,192 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012358 · doc1.xml · nonDerivative · entry 1

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
May 21, 2019 Filed May 22, 2019 21:14 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
SaleCommon Stock 819 $12.68 $10,383.53
Disclosure

SEC source: 0001567619-19-011860 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,884

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $12.63 to $12.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 21, 2019 Filed May 22, 2019 21:12 UTC
SCRIVANICH LUKE MSVP General Manager OSP
SaleCommon Stock 1,266 $12.68 $16,052.88
Disclosure

SEC source: 0001567619-19-011856 · doc1.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,295

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $12.63 to $12.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 17, 2019 Filed May 20, 2019 22:55 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
Exercise / conversionRestricted Stock Units · Derivative 1,675 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-011713 · doc1.xml · derivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,675

Underlying: Common Stock · 1,675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
May 17, 2019 Filed May 20, 2019 22:55 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
Tax withholdingCommon Stock 505 $12.80 $6,464.00
Disclosure

SEC source: 0001567619-19-011713 · doc1.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,703

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
May 17, 2019 Filed May 20, 2019 22:55 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
Exercise / conversionCommon Stock 1,675 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-011713 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
May 17, 2019 Filed May 20, 2019 22:54 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Units · Derivative 2,512 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-011711 · doc1.xml · derivative · entry 3

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,513

Underlying: Common Stock · 2,512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
May 17, 2019 Filed May 20, 2019 22:54 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 1,246 $12.80 $15,948.80
Disclosure

SEC source: 0001567619-19-011711 · doc1.xml · nonDerivative · entry 2

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,561

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
May 17, 2019 Filed May 20, 2019 22:54 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 2,512 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-011711 · doc1.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
May 17, 2019 Filed May 20, 2019 22:53 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Units · Derivative 2,722 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-011710 · doc1.xml · derivative · entry 3

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,722

Underlying: Common Stock · 2,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
May 17, 2019 Filed May 20, 2019 22:53 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 1,210 $12.80 $15,488.00
Disclosure

SEC source: 0001567619-19-011710 · doc1.xml · nonDerivative · entry 2

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,086

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
May 17, 2019 Filed May 20, 2019 22:53 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 2,722 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-011710 · doc1.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
May 17, 2019 Filed May 20, 2019 22:51 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Units · Derivative 2,722 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-011707 · doc1.xml · derivative · entry 3

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,722

Underlying: Common Stock · 2,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
May 17, 2019 Filed May 20, 2019 22:51 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 1,350 $12.80 $17,280.00
Disclosure

SEC source: 0001567619-19-011707 · doc1.xml · nonDerivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,082

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
May 17, 2019 Filed May 20, 2019 22:51 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 2,722 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-011707 · doc1.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
May 17, 2019 Filed May 20, 2019 22:49 UTC Exercise / conversionRestricted Stock Units · Derivative 4,187 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-011705 · doc1.xml · derivative · entry 6

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,188

Underlying: Common Stock · 4,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F4 · derivative.expiration_date: There are no expiration dates on PSUs or RSUs.

Read SEC document
May 17, 2019 Filed May 20, 2019 22:49 UTC Tax withholdingCommon Stock 2,076 $12.80 $26,572.80
Disclosure

SEC source: 0001567619-19-011705 · doc1.xml · nonDerivative · entry 4

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,253

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
May 17, 2019 Filed May 20, 2019 22:49 UTC Exercise / conversionCommon Stock 4,187 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-011705 · doc1.xml · nonDerivative · entry 3

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
May 17, 2019 Filed May 20, 2019 22:47 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionRestricted Stock Unit · Derivative 4,808 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-011703 · doc1.xml · derivative · entry 6

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,808

Underlying: Common Stock · 4,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F4 · derivative.expiration_date: There are no expiration dates on PSUs or RSUs.

Read SEC document
May 17, 2019 Filed May 20, 2019 22:47 UTC
KHAYKIN OLEGPresident & CEO
Tax withholdingCommon Stock 2,384 $12.80 $30,515.20
Disclosure

SEC source: 0001567619-19-011703 · doc1.xml · nonDerivative · entry 4

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,388

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
May 17, 2019 Filed May 20, 2019 22:47 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionCommon Stock 4,808 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-011703 · doc1.xml · nonDerivative · entry 3

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
May 16, 2019 Filed May 20, 2019 22:49 UTC Exercise / conversionPerformance Stock Units · Derivative 22,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-011705 · doc1.xml · derivative · entry 5

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · shares: Shares reflect the vesting of the 1st tranche of Performance Stock Units granted on August 28, 2017 at 100% of target based on achievement of the target Network and Service Enablement ("NSE") operating income margin rate during two consecutive quarters of the performance period as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on PSUs or RSUs.

Read SEC document
May 16, 2019 Filed May 20, 2019 22:49 UTC Tax withholdingCommon Stock 11,156 $13.27 $148,040.12
Disclosure

SEC source: 0001567619-19-011705 · doc1.xml · nonDerivative · entry 2

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,142

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
May 16, 2019 Filed May 20, 2019 22:49 UTC Exercise / conversionCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-011705 · doc1.xml · nonDerivative · entry 1

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

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May 16, 2019 Filed May 20, 2019 22:47 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionPerformance Stock Unit · Derivative 45,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-011703 · doc1.xml · derivative · entry 5

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · shares: Shares reflect the vesting of the 1st tranche of Performance Stock Units granted on August 28, 2017 at 100% of target based on achievement of the target Network and Service Enablement ("NSE") operating income margin rate during two consecutive quarters of the performance period as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on PSUs or RSUs.

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May 16, 2019 Filed May 20, 2019 22:47 UTC
KHAYKIN OLEGPresident & CEO
Tax withholdingCommon Stock 22,311 $13.27 $296,066.97
Disclosure

SEC source: 0001567619-19-011703 · doc1.xml · nonDerivative · entry 2

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,964

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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May 16, 2019 Filed May 20, 2019 22:47 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionCommon Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-011703 · doc1.xml · nonDerivative · entry 1

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 23:30 UTC
Staley Gary WSVP Global Sales NSE
SaleCommon Stock 696 $13.23 $9,208.08
Disclosure

SEC source: 0001567619-19-006216 · doc1.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,905

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

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March 04, 2019 Filed Mar 5, 2019 23:28 UTC
RONDINONE RALPHSVP Global Operations NSE
SaleCommon Stock 1,136 $13.23 $15,031.89
Disclosure

SEC source: 0001567619-19-006213 · doc1.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,574

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $13.20 to $13.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 04, 2019 Filed Mar 5, 2019 23:28 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
SaleCommon Stock 833 $13.23 $11,022.26
Disclosure

SEC source: 0001567619-19-006212 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,533

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $13.20 to $13.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 04, 2019 Filed Mar 5, 2019 23:23 UTC
SCRIVANICH LUKE MSVP General Manager OSP
SaleCommon Stock 997 $13.23 $13,193.30
Disclosure

SEC source: 0001567619-19-006204 · doc1.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,295

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $13.21 to $13.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 28, 2019 Filed Mar 1, 2019 22:15 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionRestricted Stock Unit · Derivative 2,261 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005844 · doc1.xml · derivative · entry 3

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,568

Underlying: Common Stock · 2,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:15 UTC
Staley Gary WSVP Global Sales NSE
Tax withholdingCommon Stock 870 $13.13 $11,423.10
Disclosure

SEC source: 0001567619-19-005844 · doc1.xml · nonDerivative · entry 2

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,601

F3 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:15 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionCommon Stock 2,261 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005844 · doc1.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F2 · balance_after: Total includes 2,459 shares purchased pursuant to ESPP plan.

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February 28, 2019 Filed Mar 1, 2019 22:10 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
Exercise / conversionRestricted Stock Units · Derivative 1,843 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005838 · doc1.xml · derivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,055

Underlying: Common Stock · 1,843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 22:10 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
Tax withholdingCommon Stock 653 $13.13 $8,573.89
Disclosure

SEC source: 0001567619-19-005838 · doc1.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,366

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.