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Nasdaq · USD

VIAV

VIAVI SOLUTIONS INC.

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Tapewire entity
3595
SEC CIK
0000912093
Parsed reports
745

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 2025013
Jan 202600
Feb 2026020
Mar 202602
Apr 202600
May 2026011
Jun 202600
Jul 202600
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 28, 2019 Filed Aug 30, 2019 20:49 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
GrantRestricted Stock Units · Derivative 35,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000027 · wf-form4_156719815022544.xml · derivative · entry 5

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires not disclosed

F4 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:49 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Units · Derivative 9,900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000027 · wf-form4_156719815022544.xml · derivative · entry 4

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,100

Underlying: Common Stock · 9,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:49 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Units · Derivative 2,262 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000027 · wf-form4_156719815022544.xml · derivative · entry 3

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,045

Underlying: Common Stock · 2,262 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:49 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 6,031 $13.64 $82,262.84
Disclosure

SEC source: 0000912093-19-000027 · wf-form4_156719815022544.xml · nonDerivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,725

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:49 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 12,162 $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000027 · wf-form4_156719815022544.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:48 UTC GrantMarket Stock Units · Derivative 95,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000026 · wf-form4_156719808200106.xml · derivative · entry 7

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 95,000 shares

Expires not disclosed

F5 · derivative.exercise_date: See Exhibit 99 - FY2020 MSU Exhibit

F6 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:48 UTC GrantRestricted Stock Units · Derivative 95,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000026 · wf-form4_156719808200106.xml · derivative · entry 6

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 95,000 shares

Expires not disclosed

F4 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:48 UTC Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000026 · wf-form4_156719808200106.xml · derivative · entry 5

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:48 UTC Exercise / conversionRestricted Stock Units · Derivative 23,100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000026 · wf-form4_156719808200106.xml · derivative · entry 4

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,900

Underlying: Common Stock · 23,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:48 UTC Exercise / conversionRestricted Stock Units · Derivative 5,193 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000026 · wf-form4_156719808200106.xml · derivative · entry 3

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,770

Underlying: Common Stock · 5,193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:48 UTC Tax withholdingCommon Stock 21,465 $13.64 $292,782.60
Disclosure

SEC source: 0000912093-19-000026 · wf-form4_156719808200106.xml · nonDerivative · entry 2

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,659

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:48 UTC Exercise / conversionCommon Stock 43,293 $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000026 · wf-form4_156719808200106.xml · nonDerivative · entry 1

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:47 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
GrantMarket Stock Units · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000025 · wf-form4_156719801720355.xml · derivative · entry 6

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F5 · derivative.exercise_date: See Exhibit 99 - FY2020 MSU Exhibit

F6 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:47 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
GrantRestricted Stock Units · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000025 · wf-form4_156719801720355.xml · derivative · entry 5

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F4 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:47 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 8,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000025 · wf-form4_156719801720355.xml · derivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,750

Underlying: Common Stock · 8,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:47 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 1,843 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000025 · wf-form4_156719801720355.xml · derivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,370

Underlying: Common Stock · 1,843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:47 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Tax withholdingCommon Stock 3,039 $13.64 $41,451.96
Disclosure

SEC source: 0000912093-19-000025 · wf-form4_156719801720355.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,675

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:47 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionCommon Stock 10,093 $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000025 · wf-form4_156719801720355.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 20, 2019 Filed Aug 20, 2019 21:36 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
SaleCommon Stock 819 $14.27 $11,687.13
Disclosure

SEC source: 0000912093-19-000021 · wf-form4_156633700181582.xml · nonDerivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,621

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
August 17, 2019 Filed Aug 20, 2019 21:32 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Unit · Derivative 2,513 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000020 · wf-form4_156633673644104.xml · derivative · entry 3

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 17, 2019 Filed Aug 20, 2019 21:32 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 1,246 $13.77 $17,157.42
Disclosure

SEC source: 0000912093-19-000020 · wf-form4_156633673644104.xml · nonDerivative · entry 2

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,562

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 17, 2019 Filed Aug 20, 2019 21:32 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 2,513 $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000020 · wf-form4_156633673644104.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 17, 2019 Filed Aug 20, 2019 22:31 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionRestricted Stock Unit · Derivative 4,808 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000022 · wf-form4_156634027406605.xml · derivative · entry 3

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 17, 2019 Filed Aug 20, 2019 22:31 UTC
KHAYKIN OLEGPresident & CEO
Tax withholdingCommon Stock 2,384 $13.77 $32,827.68
Disclosure

SEC source: 0000912093-19-000022 · wf-form4_156634027406605.xml · nonDerivative · entry 2

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,145

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 17, 2019 Filed Aug 20, 2019 22:31 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionCommon Stock 4,808 $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000022 · wf-form4_156634027406605.xml · nonDerivative · entry 1

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 17, 2019 Filed Aug 20, 2019 21:36 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 1,675 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000021 · wf-form4_156633700181582.xml · derivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 17, 2019 Filed Aug 20, 2019 21:36 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Tax withholdingCommon Stock 505 $13.77 $6,953.85
Disclosure

SEC source: 0000912093-19-000021 · wf-form4_156633700181582.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,440

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 17, 2019 Filed Aug 20, 2019 21:36 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionCommon Stock 1,675 $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000021 · wf-form4_156633700181582.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 17, 2019 Filed Aug 20, 2019 21:27 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Unit · Derivative 2,722 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000019 · wf-form4_156633643058785.xml · derivative · entry 3

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 17, 2019 Filed Aug 20, 2019 21:27 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 1,210 $13.77 $16,661.70
Disclosure

SEC source: 0000912093-19-000019 · wf-form4_156633643058785.xml · nonDerivative · entry 2

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,598

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 17, 2019 Filed Aug 20, 2019 21:27 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 2,722 $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000019 · wf-form4_156633643058785.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 17, 2019 Filed Aug 20, 2019 21:11 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,722 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000018 · wf-form4_156633544452359.xml · derivative · entry 3

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 17, 2019 Filed Aug 20, 2019 21:11 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 1,350 $13.77 $18,589.50
Disclosure

SEC source: 0000912093-19-000018 · wf-form4_156633544452359.xml · nonDerivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,594

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 17, 2019 Filed Aug 20, 2019 21:11 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 2,722 $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000018 · wf-form4_156633544452359.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 17, 2019 Filed Aug 20, 2019 21:05 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,188 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000017 · wf-form4_156633513342162.xml · derivative · entry 3

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on PSUs or RSUs.

Read SEC document
August 17, 2019 Filed Aug 20, 2019 21:05 UTC Tax withholdingCommon Stock 2,077 $13.77 $28,600.29
Disclosure

SEC source: 0000912093-19-000017 · wf-form4_156633513342162.xml · nonDerivative · entry 2

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,831

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 17, 2019 Filed Aug 20, 2019 21:05 UTC Exercise / conversionCommon Stock 4,188 $0.00 $0.00
Disclosure

SEC source: 0000912093-19-000017 · wf-form4_156633513342162.xml · nonDerivative · entry 1

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

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July 01, 2019 Filed Jul 3, 2019 19:36 UTC SaleCommon Stock 2,806 $14.00 $39,284.00
Disclosure

SEC source: 0001628280-19-008568 · wf-form4_156218256761344.xml · nonDerivative · entry 1

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,720

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

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June 20, 2019 Filed Jun 21, 2019 21:57 UTC SaleCommon Stock 14,844 $13.79 $204,734.39
Disclosure

SEC source: 0001567619-19-013842 · doc1.xml · nonDerivative · entry 1

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,526

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $13.75 to $13.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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June 10, 2019 Filed Jun 11, 2019 21:22 UTC SaleCommon Stock 2,500 $13.31 $33,275.00
Disclosure

SEC source: 0001567619-19-013230 · doc1.xml · nonDerivative · entry 1

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,370

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May 31, 2019 Filed Jun 4, 2019 21:24 UTC
Staley Gary WSVP Global Sales NSE
SaleCommon Stock 686 $12.10 $8,300.60
Disclosure

SEC source: 0001567619-19-012727 · doc1.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,590

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

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May 31, 2019 Filed Jun 4, 2019 21:22 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
SaleCommon Stock 901 $12.10 $10,902.10
Disclosure

SEC source: 0001567619-19-012721 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,270

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

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May 31, 2019 Filed Jun 4, 2019 21:21 UTC
RONDINONE RALPHSVP Global Operations NSE
SaleCommon Stock 1,256 $12.09 $15,182.53
Disclosure

SEC source: 0001567619-19-012716 · doc1.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,086

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $12.05 to $12.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 31, 2019 Filed Jun 4, 2019 21:18 UTC
SCRIVANICH LUKE MSVP General Manager OSP
SaleCommon Stock 1,140 $12.09 $13,776.90
Disclosure

SEC source: 0001567619-19-012712 · doc1.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,295

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $12.05 to $12.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 28, 2019 Filed May 29, 2019 21:28 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionRestricted Stock Units · Derivative 2,261 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012372 · doc1.xml · derivative · entry 3

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,307

Underlying: Common Stock · 2,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

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May 28, 2019 Filed May 29, 2019 21:28 UTC
Staley Gary WSVP Global Sales NSE
Tax withholdingCommon Stock 890 $12.12 $10,786.80
Disclosure

SEC source: 0001567619-19-012372 · doc1.xml · nonDerivative · entry 2

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,276

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
May 28, 2019 Filed May 29, 2019 21:28 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionCommon Stock 2,261 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012372 · doc1.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
May 28, 2019 Filed May 29, 2019 21:27 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
Exercise / conversionRestricted Stock Units · Derivative 1,842 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012370 · doc1.xml · derivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,213

Underlying: Common Stock · 1,842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
May 28, 2019 Filed May 29, 2019 21:27 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
Tax withholdingCommon Stock 555 $12.12 $6,726.60
Disclosure

SEC source: 0001567619-19-012370 · doc1.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,171

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
May 28, 2019 Filed May 29, 2019 21:27 UTC
Siebert Kevin ChristopherSVP General Counsel & Sec
Exercise / conversionCommon Stock 1,842 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012370 · doc1.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.