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Nasdaq · USD

VIAV

VIAVI SOLUTIONS INC.

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Tapewire entity
3595
SEC CIK
0000912093
Parsed reports
745

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 2025013
Jan 202600
Feb 2026020
Mar 202602
Apr 202600
May 2026011
Jun 202600
Jul 202600
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 25, 2020 Filed Sep 30, 2020 00:46 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 33,116 $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000074 · wf-form4_160142679077619.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 00:46 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionMarket Stock Units · Derivative 6,933 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000073 · wf-form4_160142674828332.xml · derivative · entry 6

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 6,933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F8 · shares: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2019 at 69.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F6 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 00:46 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionMarket Stock Units · Derivative 15,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000073 · wf-form4_160142674828332.xml · derivative · entry 5

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F7 · shares: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2018 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F6 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 00:46 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionMarket Stock Units · Derivative 11,183 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000073 · wf-form4_160142674828332.xml · derivative · entry 4

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · shares: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2017 at 124.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F6 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 00:46 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 14,721 $11.56 $170,174.76
Disclosure

SEC source: 0000912093-20-000073 · wf-form4_160142674828332.xml · nonDerivative · entry 2

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,793

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 00:46 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 33,116 $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000073 · wf-form4_160142674828332.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 00:45 UTC Exercise / conversionMarket Stock Units · Derivative 21,954 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000072 · wf-form4_160142670805800.xml · derivative · entry 5

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,334

Underlying: Common Stock · 21,954 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F6 · shares: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2019 at 69.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 00:45 UTC Exercise / conversionMarket Stock Units · Derivative 35,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000072 · wf-form4_160142670805800.xml · derivative · entry 4

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,334

Underlying: Common Stock · 35,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · shares: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2018 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 00:45 UTC Exercise / conversionMarket Stock Units · Derivative 25,680 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000072 · wf-form4_160142670805800.xml · derivative · entry 3

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · shares: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2017 at 124.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 00:45 UTC Tax withholdingCommon Stock 40,971 $11.56 $473,624.76
Disclosure

SEC source: 0000912093-20-000072 · wf-form4_160142670805800.xml · nonDerivative · entry 2

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,777

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 00:45 UTC Exercise / conversionCommon Stock 82,634 $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000072 · wf-form4_160142670805800.xml · nonDerivative · entry 1

Maletira Amar · CIK 0001652379 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 00:44 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionMarket Stock Units · Derivative 44,914 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000071 · wf-form4_160142666013948.xml · derivative · entry 5

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,567

Underlying: Common Stock · 44,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F6 · shares: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2019 at 69.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 00:44 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionMarket Stock Units · Derivative 103,211 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000071 · wf-form4_160142666013948.xml · derivative · entry 4

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,807

Underlying: Common Stock · 103,211 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · shares: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2018 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 00:44 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionMarket Stock Units · Derivative 62,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000071 · wf-form4_160142666013948.xml · derivative · entry 3

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · shares: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2017 at 124.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 00:44 UTC
KHAYKIN OLEGPresident & CEO
Tax withholdingCommon Stock 104,243 $11.56 $1,205,049.08
Disclosure

SEC source: 0000912093-20-000071 · wf-form4_160142666013948.xml · nonDerivative · entry 2

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 841,129

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 25, 2020 Filed Sep 30, 2020 00:44 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionCommon Stock 210,250 $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000071 · wf-form4_160142666013948.xml · nonDerivative · entry 1

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 945,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 20:49 UTC
Staley Gary WSVP Global Sales NSE
SaleCommon Stock 6,717 $13.13 $88,194.21
Disclosure

SEC source: 0000912093-20-000069 · wf-form4_159925255287963.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,758

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 20:48 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
SaleCommon Stock 6,813 $13.13 $89,454.69
Disclosure

SEC source: 0000912093-20-000068 · wf-form4_159925251141591.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,476

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 20:48 UTC
SCRIVANICH LUKE MSVP General Manager OSP
SaleCommon Stock 2,407 $13.13 $31,603.91
Disclosure

SEC source: 0000912093-20-000067 · wf-form4_159925246959141.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,215

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 20:47 UTC
RONDINONE RALPHSVP Global Operations NSE
SaleCommon Stock 8,151 $13.13 $107,022.63
Disclosure

SEC source: 0000912093-20-000066 · wf-form4_159925242286583.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,398

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:36 UTC
Staley Gary WSVP Global Sales NSE
GrantMarket Stock Units · Derivative 37,651 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000065 · wf-form4_159900335773819.xml · derivative · entry 8

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,651

Underlying: Common Stock · 37,651 shares

Expires not disclosed

F6 · derivative.exercise_date: See Exhibit 99 - FY2021 MSU Exhibit

F7 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:36 UTC
Staley Gary WSVP Global Sales NSE
GrantRestricted Stock Units · Derivative 37,651 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000065 · wf-form4_159900335773819.xml · derivative · entry 7

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,651

Underlying: Common Stock · 37,651 shares

Expires not disclosed

F5 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:36 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionRestricted Stock Units · Derivative 12,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000065 · wf-form4_159900335773819.xml · derivative · entry 6

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,125

Underlying: Common Stock · 12,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:36 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000065 · wf-form4_159900335773819.xml · derivative · entry 5

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:36 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionRestricted Stock Units · Derivative 2,513 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000065 · wf-form4_159900335773819.xml · derivative · entry 4

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,050

Underlying: Common Stock · 2,513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:36 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionRestricted Stock Units · Derivative 2,262 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000065 · wf-form4_159900335773819.xml · derivative · entry 3

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,262 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:36 UTC
Staley Gary WSVP Global Sales NSE
Tax withholdingCommon Stock 8,718 $13.21 $115,164.78
Disclosure

SEC source: 0000912093-20-000065 · wf-form4_159900335773819.xml · nonDerivative · entry 2

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,475

F3 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:36 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionCommon Stock 22,150 $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000065 · wf-form4_159900335773819.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F2 · balance_after: Total includes 2,707 shares purchased pursuant to the ESPP plan.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:30 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
GrantMarket Stock Units · Derivative 24,473 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000064 · wf-form4_159900303656648.xml · derivative · entry 7

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,473

Underlying: Common Stock · 24,473 shares

Expires not disclosed

F5 · derivative.exercise_date: See Exhibit 99 - FY2021 MSU Exhibit

F6 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:30 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
GrantRestricted Stock Units · Derivative 24,473 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000064 · wf-form4_159900303656648.xml · derivative · entry 6

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,473

Underlying: Common Stock · 24,473 shares

Expires not disclosed

F4 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:30 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 8,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000064 · wf-form4_159900303656648.xml · derivative · entry 5

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,750

Underlying: Common Stock · 8,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:30 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,094 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000064 · wf-form4_159900303656648.xml · derivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,375

Underlying: Common Stock · 2,094 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:30 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 1,843 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000064 · wf-form4_159900303656648.xml · derivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:30 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Tax withholdingCommon Stock 3,670 $13.21 $48,480.70
Disclosure

SEC source: 0000912093-20-000064 · wf-form4_159900303656648.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,289

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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August 28, 2020 Filed Sep 1, 2020 23:30 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionCommon Stock 12,187 $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000064 · wf-form4_159900303656648.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:23 UTC
SCRIVANICH LUKE MSVP General Manager OSP
GrantMarket Stock Units · Derivative 32,003 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000063 · wf-form4_159900261355305.xml · derivative · entry 7

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,003

Underlying: Common Stock · 32,003 shares

Expires not disclosed

F6 · derivative.exercise_date: See Exhibit 99 - FY2021 MSU Exhibit

F7 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:23 UTC
SCRIVANICH LUKE MSVP General Manager OSP
GrantRestricted Stock Units · Derivative 32,003 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000063 · wf-form4_159900261355305.xml · derivative · entry 6

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,003

Underlying: Common Stock · 32,003 shares

Expires not disclosed

F5 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:23 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Units · Derivative 9,900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000063 · wf-form4_159900261355305.xml · derivative · entry 5

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,100

Underlying: Common Stock · 9,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:23 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Units · Derivative 2,513 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000063 · wf-form4_159900261355305.xml · derivative · entry 4

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,050

Underlying: Common Stock · 2,513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:23 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Units · Derivative 2,262 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000063 · wf-form4_159900261355305.xml · derivative · entry 3

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,262 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:23 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 7,277 $13.21 $96,129.17
Disclosure

SEC source: 0000912093-20-000063 · wf-form4_159900261355305.xml · nonDerivative · entry 2

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,622

F3 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:23 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 14,675 $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000063 · wf-form4_159900261355305.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F2 · balance_after: Total includes 2,230 shares purchased pursuant to the ESPP plan.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:08 UTC
RONDINONE RALPHSVP Global Operations NSE
GrantMarket Stock Units · Derivative 26,355 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000062 · wf-form4_159900168861639.xml · derivative · entry 7

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,355

Underlying: Common Stock · 26,355 shares

Expires not disclosed

F5 · derivative.exercise_date: See Exhibit 99 - FY2021 MSU Exhibit

F6 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:08 UTC
RONDINONE RALPHSVP Global Operations NSE
GrantRestricted Stock Units · Derivative 26,355 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000062 · wf-form4_159900168861639.xml · derivative · entry 6

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,355

Underlying: Common Stock · 26,355 shares

Expires not disclosed

F4 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:08 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Units · Derivative 9,900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000062 · wf-form4_159900168861639.xml · derivative · entry 5

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,100

Underlying: Common Stock · 9,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:08 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Units · Derivative 2,513 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000062 · wf-form4_159900168861639.xml · derivative · entry 4

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,050

Underlying: Common Stock · 2,513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:08 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Units · Derivative 2,262 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000062 · wf-form4_159900168861639.xml · derivative · entry 3

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,262 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:08 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 6,524 $13.21 $86,182.04
Disclosure

SEC source: 0000912093-20-000062 · wf-form4_159900168861639.xml · nonDerivative · entry 2

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,549

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:08 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 14,675 $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000062 · wf-form4_159900168861639.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 23:02 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
GrantMarket Stock Units · Derivative 30,120 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-20-000061 · wf-form4_159900136128770.xml · derivative · entry 7

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,120

Underlying: Common Stock · 30,120 shares

Expires not disclosed

F5 · derivative.exercise_date: See Exhibit 99 - FY2021 MSU Exhibit

F6 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.