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Nasdaq · USD

VIAV

VIAVI SOLUTIONS INC.

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Tapewire entity
3595
SEC CIK
0000912093
Parsed reports
745

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 2025013
Jan 202600
Feb 2026020
Mar 202602
Apr 202600
May 2026011
Jun 202600
Jul 202600
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2021 Filed Mar 10, 2021 01:29 UTC
SCRIVANICH LUKE MSVP General Manager OSP
SaleCommon Stock 6,421 $15.50 $99,525.50
Disclosure

SEC source: 0000912093-21-000049 · wf-form4_161533973668215.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,298

Read SEC document
March 02, 2021 Filed Mar 3, 2021 02:10 UTC
SCRIVANICH LUKE MSVP General Manager OSP
SaleCommon Stock 2,213 $16.49 $36,492.37
Disclosure

SEC source: 0000912093-21-000043 · wf-form4_161473742750600.xml · nonDerivative · entry 5

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,719

F4 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 02:08 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
SaleCommon Stock 2,164 $16.49 $35,684.36
Disclosure

SEC source: 0000912093-21-000041 · wf-form4_161473727218427.xml · nonDerivative · entry 5

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,612

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 02:00 UTC
Staley Gary WSVP Global Sales NSE
SaleCommon Stock 1,722 $16.49 $28,395.78
Disclosure

SEC source: 0000912093-21-000035 · wf-form4_161473679228293.xml · nonDerivative · entry 5

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,315

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:15 UTC
Avent Pamela K.Interim CFO
Exercise / conversionRestricted Stock Units · Derivative 3,392 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000047 · wf-form4_161473771933902.xml · derivative · entry 3

Avent Pamela K. · CIK 0001832901 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,484

Underlying: Common Stock · 3,392 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F4 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:15 UTC
Avent Pamela K.Interim CFO
Tax withholdingCommon Stock 1,395 $16.19 $22,585.05
Disclosure

SEC source: 0000912093-21-000047 · wf-form4_161473771933902.xml · nonDerivative · entry 2

Avent Pamela K. · CIK 0001832901 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,452

F3 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:15 UTC
Avent Pamela K.Interim CFO
Exercise / conversionCommon Stock 3,392 $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000047 · wf-form4_161473771933902.xml · nonDerivative · entry 1

Avent Pamela K. · CIK 0001832901 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F2 · balance_after: Total includes 1,574 shares purchased pursuant to the ESPP plan.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:13 UTC
KHAYKIN OLEGPresident & CEO
GrantPerformance Stock Units · Derivative 122,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000045 · wf-form4_161473759534231.xml · derivative · entry 8

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,500

Underlying: Common Stock · 122,500 shares

Expires not disclosed

F6 · derivative.exercise_date: This Award is a performance stock award subject to achievement of a stock price target. Units subject to the Award shall be earned when the average share price of the Company's common stock equals or exceeds $20 over a period of 90 consecutive calendar days at any time during the four year term of the Award. Once the performance condition is achieved, 50% of the Units subject to the Award shall vest immediately and the remaining 50% of the Units subject to the Award shall vest upon the earlier of (i) the first anniversary of achievement of the performance condition or (ii) the four year anniversary of the grant date.

F7 · derivative.expiration_date: There are no expiration dates on PSUs.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:13 UTC
KHAYKIN OLEGPresident & CEO
GrantRestricted Stock Units · Derivative 245,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000045 · wf-form4_161473759534231.xml · derivative · entry 7

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,000

Underlying: Common Stock · 245,000 shares

Expires not disclosed

F5 · derivative.exercise_date: Units subject to the Award shall vest on the four year anniversary of the grant date.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:13 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionRestricted Stock Units · Derivative 16,277 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000045 · wf-form4_161473759534231.xml · derivative · entry 6

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,661

Underlying: Common Stock · 16,277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:13 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionRestricted Stock Unit · Derivative 17,288 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000045 · wf-form4_161473759534231.xml · derivative · entry 5

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,576

Underlying: Common Stock · 17,288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:13 UTC
KHAYKIN OLEGPresident & CEO
Tax withholdingCommon Stock 6,405 $16.19 $103,696.95
Disclosure

SEC source: 0000912093-21-000045 · wf-form4_161473759534231.xml · nonDerivative · entry 4

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730,583

F3 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:13 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionCommon Stock 16,277 $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000045 · wf-form4_161473759534231.xml · nonDerivative · entry 3

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:13 UTC
KHAYKIN OLEGPresident & CEO
Tax withholdingCommon Stock 6,840 $16.19 $110,739.60
Disclosure

SEC source: 0000912093-21-000045 · wf-form4_161473759534231.xml · nonDerivative · entry 2

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720,711

F3 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:13 UTC
KHAYKIN OLEGPresident & CEO
Exercise / conversionCommon Stock 17,288 $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000045 · wf-form4_161473759534231.xml · nonDerivative · entry 1

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 727,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F2 · balance_after: Total includes 1,760 shares purchased pursuant to the ESPP plan.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:10 UTC
SCRIVANICH LUKE MSVP General Manager OSP
GrantPerformance Stock Units · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000043 · wf-form4_161473742750600.xml · derivative · entry 9

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F8 · derivative.exercise_date: This Award is a performance stock award subject to achievement of a stock price target. Units subject to the Award shall be earned when the average share price of the Company's common stock equals or exceeds $20 over a period of 90 consecutive calendar days at any time during the four year term of the Award. Once the performance condition is achieved, 50% of the Units subject to the Award shall vest immediately and the remaining 50% of the Units subject to the Award shall vest upon the earlier of (i) the first anniversary of achievement of the performance condition or (ii) the four year anniversary of the grant date.

F9 · derivative.expiration_date: There are no expiration dates on PSUs.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:10 UTC
SCRIVANICH LUKE MSVP General Manager OSP
GrantRestricted Stock Units · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000043 · wf-form4_161473742750600.xml · derivative · entry 8

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F7 · derivative.exercise_date: Units subject to the Award shall vest on the four year anniversary of the grant date.

F6 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:10 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Units · Derivative 2,513 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000043 · wf-form4_161473742750600.xml · derivative · entry 7

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,075

Underlying: Common Stock · 2,513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F6 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:10 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Units · Derivative 2,513 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000043 · wf-form4_161473742750600.xml · derivative · entry 6

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,025

Underlying: Common Stock · 2,513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F6 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:10 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 1,410 $16.19 $22,827.90
Disclosure

SEC source: 0000912093-21-000043 · wf-form4_161473742750600.xml · nonDerivative · entry 4

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,932

F3 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:10 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 2,513 $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000043 · wf-form4_161473742750600.xml · nonDerivative · entry 3

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:10 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 1,403 $16.19 $22,714.57
Disclosure

SEC source: 0000912093-21-000043 · wf-form4_161473742750600.xml · nonDerivative · entry 2

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,829

F3 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:10 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 2,513 $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000043 · wf-form4_161473742750600.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F2 · balance_after: Total includes 770 shares purchased pursuant to the ESPP plan.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:08 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
GrantPerformance Stock Units · Derivative 20,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000041 · wf-form4_161473727218427.xml · derivative · entry 9

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F7 · derivative.exercise_date: This Award is a performance stock award subject to achievement of a stock price target. Units subject to the Award shall be earned when the average share price of the Company's common stock equals or exceeds $20 over a period of 90 consecutive calendar days at any time during the four year term of the Award. Once the performance condition is achieved, 50% of the Units subject to the Award shall vest immediately and the remaining 50% of the Units subject to the Award shall vest upon the earlier of (i) the first anniversary of achievement of the performance condition or (ii) the four year anniversary of the grant date.

F8 · derivative.expiration_date: There are no expiration dates on PSUs.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:08 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
GrantRestricted Stock Units · Derivative 20,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000041 · wf-form4_161473727218427.xml · derivative · entry 8

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F6 · derivative.exercise_date: Units subject to the Award shall vest on the four year anniversary of the grant date.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:08 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 2,094 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000041 · wf-form4_161473727218427.xml · derivative · entry 7

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,563

Underlying: Common Stock · 2,094 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F4 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:08 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,094 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000041 · wf-form4_161473727218427.xml · derivative · entry 6

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,188

Underlying: Common Stock · 2,094 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F4 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:08 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Tax withholdingCommon Stock 742 $16.19 $12,012.98
Disclosure

SEC source: 0000912093-21-000041 · wf-form4_161473727218427.xml · nonDerivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,776

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:08 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionCommon Stock 2,094 $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000041 · wf-form4_161473727218427.xml · nonDerivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:08 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Tax withholdingCommon Stock 742 $16.19 $12,012.98
Disclosure

SEC source: 0000912093-21-000041 · wf-form4_161473727218427.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,424

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:08 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionCommon Stock 2,094 $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000041 · wf-form4_161473727218427.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:06 UTC
RONDINONE RALPHSVP Global Operations NSE
GrantPerformance Stock Units · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000039 · wf-form4_161473716269841.xml · derivative · entry 8

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F6 · derivative.exercise_date: This Award is a performance stock award subject to achievement of a stock price target. Units subject to the Award shall be earned when the average share price of the Company's common stock equals or exceeds $20 over a period of 90 consecutive calendar days at any time during the four year term of the Award. Once the performance condition is achieved, 50% of the Units subject to the Award shall vest immediately and the remaining 50% of the Units subject to the Award shall vest upon the earlier of (i) the first anniversary of achievement of the performance condition or (ii) the four year anniversary of the grant date.

F7 · derivative.expiration_date: There are no expiration dates on PSUs.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:06 UTC
RONDINONE RALPHSVP Global Operations NSE
GrantRestricted Stock Units · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000039 · wf-form4_161473716269841.xml · derivative · entry 7

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F5 · derivative.exercise_date: Units subject to the Award shall vest on the four year anniversary of the grant date.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:06 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Units · Derivative 2,513 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000039 · wf-form4_161473716269841.xml · derivative · entry 6

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,075

Underlying: Common Stock · 2,513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:06 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Units · Derivative 2,513 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000039 · wf-form4_161473716269841.xml · derivative · entry 5

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,025

Underlying: Common Stock · 2,513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:06 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 1,248 $16.19 $20,205.12
Disclosure

SEC source: 0000912093-21-000039 · wf-form4_161473716269841.xml · nonDerivative · entry 4

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,928

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:06 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 2,513 $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000039 · wf-form4_161473716269841.xml · nonDerivative · entry 3

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:06 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 1,248 $16.19 $20,205.12
Disclosure

SEC source: 0000912093-21-000039 · wf-form4_161473716269841.xml · nonDerivative · entry 2

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,663

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:06 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 2,513 $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000039 · wf-form4_161473716269841.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:03 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
GrantPerformance Stock Units · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000037 · wf-form4_161473701139971.xml · derivative · entry 8

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F5 · derivative.exercise_date: This Award is a performance stock award subject to achievement of a stock price target. Units subject to the Award shall be earned when the average share price of the Company's common stock equals or exceeds $20 over a period of 90 consecutive calendar days at any time during the four year term of the Award. Once the performance condition is achieved, 50% of the Units subject to the Award shall vest immediately and the remaining 50% of the Units subject to the Award shall vest upon the earlier of (i) the first anniversary of achievement of the performance condition or (ii) the four year anniversary of the grant date.

F6 · derivative.expiration_date: There are no expiration dates on PSUs.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:03 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
GrantRestricted Stock Units · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000037 · wf-form4_161473701139971.xml · derivative · entry 7

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F4 · derivative.exercise_date: Units subject to the Award shall vest on the four year anniversary of the grant date.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:03 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Units · Derivative 2,931 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000037 · wf-form4_161473701139971.xml · derivative · entry 6

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,588

Underlying: Common Stock · 2,931 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:03 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Units · Derivative 2,513 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000037 · wf-form4_161473701139971.xml · derivative · entry 5

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,025

Underlying: Common Stock · 2,513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:03 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 1,580 $16.19 $25,580.20
Disclosure

SEC source: 0000912093-21-000037 · wf-form4_161473701139971.xml · nonDerivative · entry 4

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,799

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:03 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 2,931 $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000037 · wf-form4_161473701139971.xml · nonDerivative · entry 3

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:03 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 1,410 $16.19 $22,827.90
Disclosure

SEC source: 0000912093-21-000037 · wf-form4_161473701139971.xml · nonDerivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,448

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:03 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 2,513 $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000037 · wf-form4_161473701139971.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:00 UTC
Staley Gary WSVP Global Sales NSE
GrantPerformance Stock Units · Derivative 37,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000035 · wf-form4_161473679228293.xml · derivative · entry 9

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires not disclosed

F7 · derivative.exercise_date: This Award is a performance stock award subject to achievement of a stock price target. Units subject to the Award shall be earned when the average share price of the Company's common stock equals or exceeds $20 over a period of 90 consecutive calendar days at any time during the four year term of the Award. Once the performance condition is achieved, 50% of the Units subject to the Award shall vest immediately and the remaining 50% of the Units subject to the Award shall vest upon the earlier of (i) the first anniversary of achievement of the performance condition or (ii) the four year anniversary of the grant date.

F8 · derivative.expiration_date: There are no expiration dates on PSUs.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:00 UTC
Staley Gary WSVP Global Sales NSE
GrantRestricted Stock Units · Derivative 37,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000035 · wf-form4_161473679228293.xml · derivative · entry 8

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires not disclosed

F6 · derivative.exercise_date: Units subject to the Award shall vest on the four year anniversary of the grant date.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
February 28, 2021 Filed Mar 3, 2021 02:00 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionRestricted Stock Units · Derivative 3,141 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000035 · wf-form4_161473679228293.xml · derivative · entry 7

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,844

Underlying: Common Stock · 3,141 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F4 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.