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Nasdaq · USD

VIAV

VIAVI SOLUTIONS INC.

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Tapewire entity
3595
SEC CIK
0000912093
Parsed reports
745

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 2025013
Jan 202600
Feb 2026020
Mar 202602
Apr 202600
May 2026011
Jun 202600
Jul 202600
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 28, 2021 Filed Sep 1, 2021 00:16 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 2,513 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024611 · form4.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F2 · balance_after: Total includes 880 shares purchased pursuant to the ESPP plan.

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:22 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
GrantMarket Stock Units · Derivative 25,207 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024617 · form4.xml · derivative · entry 11

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,207

Underlying: Common Stock · 25,207 shares

Expires not disclosed

F5 · derivative.exercise_date: See Exhibit 99 - FY2022 MSU Exhibit for vesting schedule and terms

F6 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:22 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
GrantRestricted Stock Units · Derivative 25,207 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024617 · form4.xml · derivative · entry 10

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,207

Underlying: Common Stock · 25,207 shares

Expires not disclosed

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:22 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Units · Derivative 10,040 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024617 · form4.xml · derivative · entry 9

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,080

Underlying: Common Stock · 10,040 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:22 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Units · Derivative 2,932 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024617 · form4.xml · derivative · entry 8

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,725

Underlying: Common Stock · 2,932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:22 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Units · Derivative 2,513 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024617 · form4.xml · derivative · entry 7

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:22 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 4,978 $16.67 $82,983.26
Disclosure

SEC source: 0001127602-21-024617 · form4.xml · nonDerivative · entry 6

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,688

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:22 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 10,040 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024617 · form4.xml · nonDerivative · entry 5

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:22 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 1,454 $16.67 $24,238.18
Disclosure

SEC source: 0001127602-21-024617 · form4.xml · nonDerivative · entry 4

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,626

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:22 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 2,932 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024617 · form4.xml · nonDerivative · entry 3

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:22 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 1,246 $16.67 $20,770.82
Disclosure

SEC source: 0001127602-21-024617 · form4.xml · nonDerivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,148

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:22 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 2,513 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024617 · form4.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:20 UTC
RONDINONE RALPHSVP Global Operations NSE
GrantMarket Stock Units · Derivative 20,759 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024615 · form4.xml · derivative · entry 11

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,759

Underlying: Common Stock · 20,759 shares

Expires not disclosed

F5 · derivative.exercise_date: See Exhibit 99 - FY2022 MSU Exhibit for vesting schedule and terms

F6 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:20 UTC
RONDINONE RALPHSVP Global Operations NSE
GrantRestricted Stock Units · Derivative 20,759 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024615 · form4.xml · derivative · entry 10

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,759

Underlying: Common Stock · 20,759 shares

Expires not disclosed

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:20 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Units · Derivative 8,785 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024615 · form4.xml · derivative · entry 9

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,570

Underlying: Common Stock · 8,785 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:20 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Units · Derivative 2,513 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024615 · form4.xml · derivative · entry 8

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,050

Underlying: Common Stock · 2,513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:20 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Units · Derivative 2,513 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024615 · form4.xml · derivative · entry 7

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:20 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 3,897 $16.67 $64,962.99
Disclosure

SEC source: 0001127602-21-024615 · form4.xml · nonDerivative · entry 6

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,406

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:20 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 8,785 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024615 · form4.xml · nonDerivative · entry 5

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:20 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 1,115 $16.67 $18,587.05
Disclosure

SEC source: 0001127602-21-024615 · form4.xml · nonDerivative · entry 4

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,518

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:20 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 2,513 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024615 · form4.xml · nonDerivative · entry 3

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:20 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 1,115 $16.67 $18,587.05
Disclosure

SEC source: 0001127602-21-024615 · form4.xml · nonDerivative · entry 2

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,120

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:20 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 2,513 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024615 · form4.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:07 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
GrantMarket Stock Units · Derivative 20,759 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024605 · form4.xml · derivative · entry 11

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,759

Underlying: Common Stock · 20,759 shares

Expires not disclosed

F5 · derivative.exercise_date: See Exhibit 99 - FY2022 MSU Exhibit for vesting schedule and terms

F6 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:07 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
GrantRestricted Stock Units · Derivative 20,759 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024605 · form4.xml · derivative · entry 10

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,759

Underlying: Common Stock · 20,759 shares

Expires not disclosed

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:07 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 8,157 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024605 · form4.xml · derivative · entry 9

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,316

Underlying: Common Stock · 8,157 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:07 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,094 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024605 · form4.xml · derivative · entry 8

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,375

Underlying: Common Stock · 2,094 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:07 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 2,094 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024605 · form4.xml · derivative · entry 7

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,094 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:07 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Tax withholdingCommon Stock 2,456 $16.67 $40,941.52
Disclosure

SEC source: 0001127602-21-024605 · form4.xml · nonDerivative · entry 6

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,825

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:07 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionCommon Stock 8,157 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024605 · form4.xml · nonDerivative · entry 5

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:07 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Tax withholdingCommon Stock 631 $16.67 $10,518.77
Disclosure

SEC source: 0001127602-21-024605 · form4.xml · nonDerivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,124

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:07 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionCommon Stock 2,094 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024605 · form4.xml · nonDerivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:07 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Tax withholdingCommon Stock 631 $16.67 $10,518.77
Disclosure

SEC source: 0001127602-21-024605 · form4.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,661

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:07 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionCommon Stock 2,094 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024605 · form4.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:04 UTC
Derksen HenkEVP, CFO
GrantMarket Stock Units · Derivative 29,655 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024603 · form4.xml · derivative · entry 2

Derksen Henk · CIK 0001480409 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,655

Underlying: Common Stock · 29,655 shares

Expires not disclosed

F3 · derivative.exercise_date: See Exhibit 99 - FY2022 MSU Exhibit for vesting schedule and terms

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
August 28, 2021 Filed Sep 1, 2021 00:04 UTC
Derksen HenkEVP, CFO
GrantRestricted Stock Units · Derivative 29,655 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024603 · form4.xml · derivative · entry 1

Derksen Henk · CIK 0001480409 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,655

Underlying: Common Stock · 29,655 shares

Expires not disclosed

F1 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F2 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 25, 2021 Filed Aug 26, 2021 19:14 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
SaleCommon Stock 4,549 $16.52 $75,146.30
Disclosure

SEC source: 0001127602-21-024343 · form4.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,881

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.515 $16.525 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.

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August 05, 2021 Filed Aug 5, 2021 22:57 UTC SaleCommon Stock 2,450 $16.33 $40,004.58
Disclosure

SEC source: 0000912093-21-000111 · wf-form4_162820418997909.xml · nonDerivative · entry 1

BELLUZZO RICHARD · CIK 0001204925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,205

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $16.27 to $16.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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July 07, 2021 Filed Jul 9, 2021 17:46 UTC SaleCommon Stock 2,450 $17.24 $42,228.20
Disclosure

SEC source: 0000912093-21-000108 · wf-form4_162585279501721.xml · nonDerivative · entry 1

BELLUZZO RICHARD · CIK 0001204925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,655

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $17.04 to $17.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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June 11, 2021 Filed Jun 15, 2021 23:01 UTC
KHAYKIN OLEGPresident & CEO
SaleCommon Stock 4,974 $17.54 $87,243.96
Disclosure

SEC source: 0000912093-21-000103 · wf-form4_162379807631664.xml · nonDerivative · entry 1

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,262

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

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June 10, 2021 Filed Jun 11, 2021 00:19 UTC
KHAYKIN OLEGPresident & CEO
SaleCommon Stock 20,000 $17.50 $350,000.00
Disclosure

SEC source: 0000912093-21-000100 · wf-form4_162337074913039.xml · nonDerivative · entry 2

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,236

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

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June 08, 2021 Filed Jun 11, 2021 00:19 UTC
KHAYKIN OLEGPresident & CEO
SaleCommon Stock 2,010 $17.50 $35,175.00
Disclosure

SEC source: 0000912093-21-000100 · wf-form4_162337074913039.xml · nonDerivative · entry 1

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,236

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

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June 07, 2021 Filed Jun 8, 2021 19:04 UTC SaleCommon Stock 2,450 $17.34 $42,483.00
Disclosure

SEC source: 0000912093-21-000098 · wf-form4_162317905868470.xml · nonDerivative · entry 1

BELLUZZO RICHARD · CIK 0001204925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,105

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

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June 02, 2021 Filed Jun 2, 2021 20:53 UTC
Staley Gary WSVP Global Sales NSE
SaleCommon Stock 1,714 $17.39 $29,806.46
Disclosure

SEC source: 0000912093-21-000094 · wf-form4_162266718190370.xml · nonDerivative · entry 5

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,028

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

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June 02, 2021 Filed Jun 2, 2021 20:51 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
SaleCommon Stock 2,340 $17.39 $40,692.60
Disclosure

SEC source: 0000912093-21-000092 · wf-form4_162266704394940.xml · nonDerivative · entry 5

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,198

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

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June 02, 2021 Filed Jun 2, 2021 20:49 UTC
SCRIVANICH LUKE MSVP General Manager OSP
SaleCommon Stock 2,532 $17.39 $44,031.48
Disclosure

SEC source: 0000912093-21-000090 · wf-form4_162266695141023.xml · nonDerivative · entry 5

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,298

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

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June 02, 2021 Filed Jun 2, 2021 20:41 UTC
KHAYKIN OLEGPresident & CEO
SaleCommon Stock 20,000 $17.50 $350,000.00
Disclosure

SEC source: 0000912093-21-000084 · wf-form4_162266647948218.xml · nonDerivative · entry 7

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,246

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

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June 01, 2021 Filed Jun 2, 2021 20:41 UTC
KHAYKIN OLEGPresident & CEO
SaleCommon Stock 7,694 $17.53 $134,870.43
Disclosure

SEC source: 0000912093-21-000084 · wf-form4_162266647948218.xml · nonDerivative · entry 6

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,246

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

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May 28, 2021 Filed Jun 2, 2021 20:56 UTC
Derksen HenkEVP, CFO
GrantMarket Stock Units · Derivative 91,631 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000096 · wf-form4_162266739681143.xml · derivative · entry 2

Derksen Henk · CIK 0001480409 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,631

Underlying: Common Stock · 91,631 shares

Expires not disclosed

F3 · derivative.exercise_date: See Exhibit 99.1

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

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May 28, 2021 Filed Jun 2, 2021 20:56 UTC
Derksen HenkEVP, CFO
GrantRestricted Stock Units · Derivative 91,631 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912093-21-000096 · wf-form4_162266739681143.xml · derivative · entry 1

Derksen Henk · CIK 0001480409 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,631

Underlying: Common Stock · 91,631 shares

Expires not disclosed

F1 · derivative.exercise_date: The units subject to the Award shall vest in equal amounts on the next four anniversaries of the grant date.

F2 · derivative.expiration_date: There are no expiration dates on RSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.