VIAV

SEC source: 0001127602-21-026238 · form4.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,822

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $15.51 to $15.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-21-026235 · form4.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,055

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $15.51 to $15.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-21-025919 · form4.xml · derivative · entry 12

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,101

Underlying: Common Stock · 10,457 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F10 · shares: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2020 at 83.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F1 · price: Each unit converts upon vesting into one share of common stock.

F11 · derivative.exercise_date: See Exhibit 99 - FY2021 MSU Exhibit for vesting schedule and terms

F5 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-21-025919 · form4.xml · derivative · entry 11

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 4,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F8 · shares: Shares reflect the vesting of the 2st tranche of market-leveraged stock units granted on August 28, 2019 at 37% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F1 · price: Each unit converts upon vesting into one share of common stock.

F9 · derivative.exercise_date: See Exhibit 99 - FY2020 MSU Exhibit for vesting schedule and terms

F5 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-21-025919 · form4.xml · derivative · entry 10

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F6 · shares: Shares reflect the vesting of the 3st tranche of market-leveraged stock units granted on August 28, 2018 at 130.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F1 · price: Each unit converts upon vesting into one share of common stock.

F7 · derivative.exercise_date: See Exhibit 99.17A.

F5 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-21-025919 · form4.xml · derivative · entry 9

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · shares: Shares reflect the vesting of the 4st tranche of market-leveraged stock units granted on August 28, 2017 at 115.50% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F1 · price: Each unit converts upon vesting into one share of common stock.

F4 · derivative.exercise_date: See Exhibit 99.17B.

F5 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-21-025919 · form4.xml · nonDerivative · entry 8

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,175

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-21-025919 · form4.xml · nonDerivative · entry 7

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F1 · price: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-21-025919 · form4.xml · nonDerivative · entry 6

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,833

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-21-025919 · form4.xml · nonDerivative · entry 5

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F1 · price: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-21-025919 · form4.xml · nonDerivative · entry 4

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,028

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-21-025919 · form4.xml · nonDerivative · entry 3

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F1 · price: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-21-025919 · form4.xml · nonDerivative · entry 2

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,129

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-21-025919 · form4.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F1 · price: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-21-025917 · form4.xml · derivative · entry 9

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,316

Underlying: Common Stock · 6,797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F8 · shares: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2020 at 83.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F1 · price: Each unit converts upon vesting into one share of common stock.

F9 · derivative.exercise_date: See Exhibit 99 - FY2021 MSU Exhibit

F5 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-21-025917 · form4.xml · derivative · entry 8

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,334

Underlying: Common Stock · 3,083 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F6 · shares: Shares reflect the vesting of the 2st tranche of market-leveraged stock units granted on August 28, 2019 at 37% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F1 · price: Each unit converts upon vesting into one share of common stock.

F7 · derivative.exercise_date: See Exhibit 99.15

F5 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-21-025917 · form4.xml · derivative · entry 7

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,855 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · shares: Shares reflect the vesting of the 3st tranche of market-leveraged stock units granted on August 28, 2018 at 130.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F1 · price: Each unit converts upon vesting into one share of common stock.

F4 · derivative.exercise_date: See Exhibit 99.17A.

F5 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-21-025917 · form4.xml · nonDerivative · entry 6

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,417

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-21-025917 · form4.xml · nonDerivative · entry 5

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F1 · price: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-21-025917 · form4.xml · nonDerivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,666

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-21-025917 · form4.xml · nonDerivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F1 · price: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-21-025917 · form4.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,511

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-21-025917 · form4.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F1 · price: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-21-025915 · form4.xml · derivative · entry 9

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,336

Underlying: Common Stock · 8,888 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F8 · shares: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2020 at 83.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F1 · price: Each unit converts upon vesting into one share of common stock.

F9 · derivative.exercise_date: See Exhibit 99 - FY2021 MSU Exhibit

F5 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-21-025915 · form4.xml · derivative · entry 8

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 3,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F6 · shares: Shares reflect the vesting of the 2st tranche of market-leveraged stock units granted on August 28, 2019 at 37% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F1 · price: Each unit converts upon vesting into one share of common stock.

F7 · derivative.exercise_date: See Exhibit 99 - FY2020 MSU Exhibit for vesting schedule and terms

F5 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-21-025915 · form4.xml · derivative · entry 7

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · shares: Shares reflect the vesting of the 3st tranche of market-leveraged stock units granted on August 28, 2018 at 130.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F1 · price: Each unit converts upon vesting into one share of common stock.

F4 · derivative.exercise_date: See Exhibit 99.17A.

F5 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-21-025915 · form4.xml · nonDerivative · entry 6

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,091

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-21-025915 · form4.xml · nonDerivative · entry 5

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F1 · price: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-21-025915 · form4.xml · nonDerivative · entry 4

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,610

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-21-025915 · form4.xml · nonDerivative · entry 3

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F1 · price: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-21-025915 · form4.xml · nonDerivative · entry 2

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,745

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-21-025915 · form4.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F1 · price: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-21-025912 · form4.xml · derivative · entry 9

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 3,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F8 · shares: Shares reflect the vesting of the 2st tranche of market-leveraged stock units granted on August 28, 2019 at 37% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F9 · derivative.exercise_date: See Exhibit 99.15

F5 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-21-025912 · form4.xml · derivative · entry 8

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,570

Underlying: Common Stock · 7,320 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F6 · shares: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2020 at 83.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F1 · price: Each unit converts upon vesting into one share of common stock.

F7 · derivative.exercise_date: See Exhibit 99 - FY2021 MSU Exhibit

F5 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-21-025912 · form4.xml · derivative · entry 7

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · shares: Shares reflect the vesting of the 3st tranche of market-leveraged stock units granted on August 28, 2018 at 130.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F1 · price: Each unit converts upon vesting into one share of common stock.

F4 · derivative.exercise_date: See Exhibit 99.17A.

F5 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-21-025912 · form4.xml · nonDerivative · entry 6

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,102

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-21-025912 · form4.xml · nonDerivative · entry 5

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-21-025912 · form4.xml · nonDerivative · entry 4

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,043

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-21-025912 · form4.xml · nonDerivative · entry 3

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F1 · price: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-21-025912 · form4.xml · nonDerivative · entry 2

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,970

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-21-025912 · form4.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F1 · price: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-21-025910 · form4.xml · derivative · entry 9

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,080

Underlying: Common Stock · 8,366 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F8 · shares: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2020 at 83.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F1 · price: Each unit converts upon vesting into one share of common stock.

F9 · derivative.exercise_date: See Exhibit 99 - FY2021 MSU Exhibit

F5 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-21-025910 · form4.xml · derivative · entry 8

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,667

Underlying: Common Stock · 4,316 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F6 · shares: Shares reflect the vesting of the 2st tranche of market-leveraged stock units granted on August 28, 2019 at 37% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F1 · price: Each unit converts upon vesting into one share of common stock.

F7 · derivative.exercise_date: See Exhibit 99 - FY2020 MSU Exhibit for vesting schedule and terms

F5 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-21-025910 · form4.xml · derivative · entry 7

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · shares: Shares reflect the vesting of the 3st tranche of market-leveraged stock units granted on August 28, 2018 at 130.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F1 · price: Each unit converts upon vesting into one share of common stock.

F4 · derivative.exercise_date: See Exhibit 99.17A.

F5 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-21-025910 · form4.xml · nonDerivative · entry 6

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,649

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-21-025910 · form4.xml · nonDerivative · entry 5

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F1 · price: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-21-025910 · form4.xml · nonDerivative · entry 4

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,431

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-21-025910 · form4.xml · nonDerivative · entry 3

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F1 · price: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-21-025910 · form4.xml · nonDerivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,255

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-21-025910 · form4.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F1 · price: Each unit converts upon vesting into one share of common stock.