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Nasdaq · USD

VIAV

VIAVI SOLUTIONS INC.

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Tapewire entity
3595
SEC CIK
0000912093
Parsed reports
745

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 2025013
Jan 202600
Feb 2026020
Mar 202602
Apr 202600
May 2026011
Jun 202600
Jul 202600
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 28, 2022 Filed Aug 30, 2022 20:39 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 2,906 $14.55 $42,282.30
Disclosure

SEC source: 0001127602-22-021786 · form4.xml · nonDerivative · entry 6

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,160

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2022 Filed Aug 30, 2022 20:39 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 8,402 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021786 · form4.xml · nonDerivative · entry 5

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2022 Filed Aug 30, 2022 20:39 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 3,472 $14.55 $50,517.60
Disclosure

SEC source: 0001127602-22-021786 · form4.xml · nonDerivative · entry 4

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,664

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2022 Filed Aug 30, 2022 20:39 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 10,040 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021786 · form4.xml · nonDerivative · entry 3

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2022 Filed Aug 30, 2022 20:39 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 1,014 $14.55 $14,753.70
Disclosure

SEC source: 0001127602-22-021786 · form4.xml · nonDerivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,096

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2022 Filed Aug 30, 2022 20:39 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 2,932 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021786 · form4.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2022 Filed Aug 30, 2022 20:37 UTC
Derksen HenkEVP, CFO
Exercise / conversionRestricted Stock Units · Derivative 9,885 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021782 · form4.xml · derivative · entry 3

Derksen Henk · CIK 0001480409 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,770

Underlying: Common Stock · 9,885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2022 Filed Aug 30, 2022 20:37 UTC
Derksen HenkEVP, CFO
Tax withholdingCommon Stock 2,912 $14.55 $42,369.60
Disclosure

SEC source: 0001127602-22-021782 · form4.xml · nonDerivative · entry 2

Derksen Henk · CIK 0001480409 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,071

F3 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2022 Filed Aug 30, 2022 20:37 UTC
Derksen HenkEVP, CFO
Exercise / conversionCommon Stock 9,885 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021782 · form4.xml · nonDerivative · entry 1

Derksen Henk · CIK 0001480409 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F2 · balance_after: Total includes 278 shares purchased pursuant to the ESPP plan.

Read SEC document
August 28, 2022 Filed Aug 30, 2022 20:34 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionRestricted Stock Units · Derivative 9,885 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021779 · form4.xml · derivative · entry 9

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,770

Underlying: Common Stock · 9,885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F8 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F7 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2022 Filed Aug 30, 2022 20:34 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionRestricted Stock Units · Derivative 12,550 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021779 · form4.xml · derivative · entry 8

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

Underlying: Common Stock · 12,550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F6 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F7 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2022 Filed Aug 30, 2022 20:34 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionRestricted Stock Units · Derivative 3,141 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021779 · form4.xml · derivative · entry 7

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,141 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F4 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2022 Filed Aug 30, 2022 20:34 UTC
Staley Gary WSVP Global Sales NSE
Tax withholdingCommon Stock 3,890 $14.55 $56,599.50
Disclosure

SEC source: 0001127602-22-021779 · form4.xml · nonDerivative · entry 6

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,853

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F3 · balance_after: Total includes 507 shares purchased pursuant to the ESPP plan.

Read SEC document
August 28, 2022 Filed Aug 30, 2022 20:34 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionCommon Stock 9,885 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021779 · form4.xml · nonDerivative · entry 5

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2022 Filed Aug 30, 2022 20:34 UTC
Staley Gary WSVP Global Sales NSE
Tax withholdingCommon Stock 4,939 $14.55 $71,862.45
Disclosure

SEC source: 0001127602-22-021779 · form4.xml · nonDerivative · entry 4

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,858

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2022 Filed Aug 30, 2022 20:34 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionCommon Stock 12,550 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021779 · form4.xml · nonDerivative · entry 3

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2022 Filed Aug 30, 2022 20:34 UTC
Staley Gary WSVP Global Sales NSE
Tax withholdingCommon Stock 1,236 $14.55 $17,983.80
Disclosure

SEC source: 0001127602-22-021779 · form4.xml · nonDerivative · entry 2

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,247

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2022 Filed Aug 30, 2022 20:34 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionCommon Stock 3,141 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021779 · form4.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2022 Filed Aug 30, 2022 20:31 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Units · Derivative 8,896 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021777 · form4.xml · derivative · entry 9

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,794

Underlying: Common Stock · 8,896 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F6 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F7 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2022 Filed Aug 30, 2022 20:31 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Units · Derivative 10,668 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021777 · form4.xml · derivative · entry 8

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,668

Underlying: Common Stock · 10,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F6 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2022 Filed Aug 30, 2022 20:31 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Units · Derivative 2,513 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021777 · form4.xml · derivative · entry 7

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F4 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2022 Filed Aug 30, 2022 20:31 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 4,411 $14.55 $64,180.05
Disclosure

SEC source: 0001127602-22-021777 · form4.xml · nonDerivative · entry 6

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,125

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F3 · balance_after: Total includes 37 shares purchased pursuant to the ESPP plan.

Read SEC document
August 28, 2022 Filed Aug 30, 2022 20:31 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 8,896 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021777 · form4.xml · nonDerivative · entry 5

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2022 Filed Aug 30, 2022 20:31 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 5,290 $14.55 $76,969.50
Disclosure

SEC source: 0001127602-22-021777 · form4.xml · nonDerivative · entry 4

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,640

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2022 Filed Aug 30, 2022 20:31 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 10,668 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021777 · form4.xml · nonDerivative · entry 3

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2022 Filed Aug 30, 2022 20:31 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 1,246 $14.55 $18,129.30
Disclosure

SEC source: 0001127602-22-021777 · form4.xml · nonDerivative · entry 2

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,262

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2022 Filed Aug 30, 2022 20:31 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 2,513 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021777 · form4.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2022 Filed Sep 16, 2022 18:07 UTC
RONDINONE RALPHSVP Global Operations NSE
GrantMarket Stock Units · Derivative 24,475 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022532 · form4.xml · derivative · entry 2

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,475

Underlying: Common Stock · 24,475 shares

Expires not disclosed

F3 · derivative.exercise_date: See Exhibit 99 - FY2023 MSU Exhibit for vesting and schedule and terms

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
August 28, 2022 Filed Sep 16, 2022 18:07 UTC
RONDINONE RALPHSVP Global Operations NSE
GrantRestricted Stock Unit · Derivative 24,475 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022532 · form4.xml · derivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,475

Underlying: Common Stock · 24,475 shares

Expires not disclosed

F1 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F2 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2022 Filed Sep 16, 2022 18:05 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
GrantMarket Stock Units · Derivative 24,475 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022530 · form4.xml · derivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,475

Underlying: Common Stock · 24,475 shares

Expires not disclosed

F3 · derivative.exercise_date: See Exhibit 99 - FY2023 MSU Exhibit for vesting schedule and terms

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
August 28, 2022 Filed Sep 16, 2022 18:05 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
GrantRestricted Stock Unit · Derivative 24,475 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022530 · form4.xml · derivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,475

Underlying: Common Stock · 24,475 shares

Expires not disclosed

F1 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F2 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2022 Filed Sep 16, 2022 17:58 UTC
SCRIVANICH LUKE MSVP General Manager OSP
GrantMarket Stock Units · Derivative 31,468 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022528 · form4.xml · derivative · entry 2

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,468

Underlying: Common Stock · 31,468 shares

Expires not disclosed

F3 · derivative.exercise_date: See Exhibit 99- FY2023 MSU Exhibit for vesting schedule and terms

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
August 28, 2022 Filed Sep 16, 2022 17:58 UTC
SCRIVANICH LUKE MSVP General Manager OSP
GrantRestricted Stock Unit · Derivative 31,468 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022528 · form4.xml · derivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,468

Underlying: Common Stock · 31,468 shares

Expires not disclosed

F1 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F2 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2022 Filed Sep 16, 2022 17:56 UTC
Staley Gary WSVP Global Sales NSE
GrantMarket Stock Units · Derivative 34,965 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022526 · form4.xml · derivative · entry 2

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,965

Underlying: Common Stock · 34,965 shares

Expires not disclosed

F3 · derivative.exercise_date: See Exhibit 99 - FY2023 MSU Exhibit for vesting schedule and terms

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
August 28, 2022 Filed Sep 16, 2022 17:56 UTC
Staley Gary WSVP Global Sales NSE
GrantRestricted Stock Unit · Derivative 34,965 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022526 · form4.xml · derivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,965

Underlying: Common Stock · 34,965 shares

Expires not disclosed

F1 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F2 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2022 Filed Sep 16, 2022 17:54 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
GrantMarket Stock Units · Derivative 29,720 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022524 · form4.xml · derivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,720

Underlying: Common Stock · 29,720 shares

Expires not disclosed

F3 · derivative.exercise_date: See Exhibit 99 - FY2023 MSU Exhibit for vesting schedule and terms

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
August 28, 2022 Filed Sep 16, 2022 17:54 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
GrantRestricted Stock Unit · Derivative 29,720 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022524 · form4.xml · derivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,720

Underlying: Common Stock · 29,720 shares

Expires not disclosed

F1 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F2 · derivative.expiration_date: There are no expiration dates on RSUs

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August 28, 2022 Filed Sep 16, 2022 17:51 UTC
Derksen HenkEVP, CFO
GrantMarket Stock Units · Derivative 69,930 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022522 · form4.xml · derivative · entry 2

Derksen Henk · CIK 0001480409 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,930

Underlying: Common Stock · 69,930 shares

Expires not disclosed

F3 · derivative.exercise_date: See Exhibit 99- FY2023 MSU Exhibit for vesting schedule and terms

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
August 28, 2022 Filed Sep 16, 2022 17:51 UTC
Derksen HenkEVP, CFO
GrantRestricted Stock Unit · Derivative 69,930 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022522 · form4.xml · derivative · entry 1

Derksen Henk · CIK 0001480409 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,930

Underlying: Common Stock · 69,930 shares

Expires not disclosed

F1 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F2 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2022 Filed Sep 16, 2022 17:49 UTC
KHAYKIN OLEGPresident & CEO
GrantMarket Stock Units · Derivative 255,244 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022520 · form4.xml · derivative · entry 2

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,244

Underlying: Common Stock · 255,244 shares

Expires not disclosed

F3 · derivative.exercise_date: See Exhibit 99 - FY2023 MSU Exhibit for vesting schedule and terms

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
August 28, 2022 Filed Sep 16, 2022 17:49 UTC
KHAYKIN OLEGPresident & CEO
GrantRestricted Stock Unit · Derivative 255,244 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-022520 · form4.xml · derivative · entry 1

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,244

Underlying: Common Stock · 255,244 shares

Expires not disclosed

F1 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F2 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 02, 2022 Filed Aug 3, 2022 18:46 UTC
RONDINONE RALPHSVP Global Operations NSE
SaleCommon Stock 1,530 $14.94 $22,858.20
Disclosure

SEC source: 0001127602-22-020343 · form4.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,722

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · balance_after: This reporting person previously filed a Form 4 on June 3, 2022, which incorrectly reported the number of shares of common stock beneficially owned by the reporting person following the applicable transaction. This Form 4 reports the correct amount of number of shares of common stock beneficially owned by the reporting person after taking into account all applicable transactions to date.

F3 · balance_after: Total includes 1,530 shares purchased pursuant to the ESPP plan.

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June 09, 2022 Filed Jun 10, 2022 18:22 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
SaleCommon Stock 12,103 $14.46 $175,009.38
Disclosure

SEC source: 0001127602-22-017216 · form4.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,178

F1 · kind: This transaction was executed in multiple trades at prices ranging from $14.46 to $14.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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June 01, 2022 Filed Jun 3, 2022 12:32 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
SaleCommon Stock 1,170 $14.58 $17,058.60
Disclosure

SEC source: 0001127602-22-016551 · form4.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,765

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 12:29 UTC
RONDINONE RALPHSVP Global Operations NSE
SaleCommon Stock 1,397 $14.58 $20,368.26
Disclosure

SEC source: 0001127602-22-016548 · form4.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,698

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 12:28 UTC
SCRIVANICH LUKE MSVP General Manager OSP
SaleCommon Stock 1,266 $14.58 $18,458.28
Disclosure

SEC source: 0001127602-22-016545 · form4.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,958

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 12:26 UTC
Staley Gary WSVP Global Sales NSE
SaleCommon Stock 953 $14.58 $13,894.74
Disclosure

SEC source: 0001127602-22-016543 · form4.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,835

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

Read SEC document
May 28, 2022 Filed Jun 1, 2022 22:31 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Units · Derivative 2,931 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-016234 · form4.xml · derivative · entry 3

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,932

Underlying: Common Stock · 2,931 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
May 28, 2022 Filed Jun 1, 2022 22:31 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 1,014 $14.82 $15,027.48
Disclosure

SEC source: 0001127602-22-016234 · form4.xml · nonDerivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,281

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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May 28, 2022 Filed Jun 1, 2022 22:31 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 2,931 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-016234 · form4.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.