VIAV

SEC source: 0001127602-22-022933 · form4.xml · derivative · entry 7

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,630 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Shares reflect the vesting of the 3st tranche of market-leveraged stock units granted on August 28, 2019 at 108.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-22-022933 · form4.xml · nonDerivative · entry 6

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,827

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-22-022933 · form4.xml · nonDerivative · entry 5

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-22-022933 · form4.xml · nonDerivative · entry 4

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,535

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-22-022933 · form4.xml · nonDerivative · entry 3

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-22-022933 · form4.xml · nonDerivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,696

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-22-022933 · form4.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-22-022931 · form4.xml · derivative · entry 9

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,394

Underlying: Common Stock · 101,028 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F6 · derivative.exercise_date: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2021 at 146% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-22-022931 · form4.xml · derivative · entry 8

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,852

Underlying: Common Stock · 127,383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F5 · derivative.exercise_date: Shares reflect the vesting of the 2st tranche of market-leveraged stock units granted on August 28, 2020 at 145% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-22-022931 · form4.xml · derivative · entry 7

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,129 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Shares reflect the vesting of the 3st tranche of market-leveraged stock units granted on August 28, 2019 at 108.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-22-022931 · form4.xml · nonDerivative · entry 6

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013,083

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-22-022931 · form4.xml · nonDerivative · entry 5

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-22-022931 · form4.xml · nonDerivative · entry 4

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954,144

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-22-022931 · form4.xml · nonDerivative · entry 3

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,007,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-22-022931 · form4.xml · nonDerivative · entry 2

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879,829

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-22-022931 · form4.xml · nonDerivative · entry 1

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-22-021882 · form4.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,995

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $13.725 to $13.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-22-021888 · form4.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,078

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $14.11 to $14.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-22-021886 · form4.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,096

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $14.11 to $14.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-22-021884 · form4.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,722

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.

F2 · shares: This transaction was executed in multiple trades at prices ranging from $14.11 to $14.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-22-021798 · form4.xml · derivative · entry 9

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,394

Underlying: Common Stock · 69,197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F5 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

SEC source: 0001127602-22-021798 · form4.xml · derivative · entry 8

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,852

Underlying: Common Stock · 87,851 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F5 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

SEC source: 0001127602-22-021798 · form4.xml · derivative · entry 7

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

SEC source: 0001127602-22-021798 · form4.xml · nonDerivative · entry 6

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 838,916

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-22-021798 · form4.xml · nonDerivative · entry 5

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-22-021798 · form4.xml · nonDerivative · entry 4

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,478

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-22-021798 · form4.xml · nonDerivative · entry 3

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 839,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-22-021798 · form4.xml · nonDerivative · entry 2

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 751,677

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-22-021798 · form4.xml · nonDerivative · entry 1

KHAYKIN OLEG · CIK 0001278725 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 758,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-22-021796 · form4.xml · derivative · entry 9

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,840

Underlying: Common Stock · 6,919 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F7 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs

SEC source: 0001127602-22-021796 · form4.xml · derivative · entry 8

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,158

Underlying: Common Stock · 8,158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F6 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs

SEC source: 0001127602-22-021796 · form4.xml · derivative · entry 7

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,094 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F4 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs

SEC source: 0001127602-22-021796 · form4.xml · nonDerivative · entry 6

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,679

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F3 · balance_after: This reporting person previously filed a Form 4 on June 3, 2022, which incorrectly reported the number of shares of common stock beneficially owned by the reporting person following the applicable transaction. This Form 4 reports the correct amount of number of shares of common stock beneficially owned by the reporting person after taking into account all applicable transactions to date.

SEC source: 0001127602-22-021796 · form4.xml · nonDerivative · entry 5

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-22-021796 · form4.xml · nonDerivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,843

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-22-021796 · form4.xml · nonDerivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-22-021796 · form4.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,141

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-22-021796 · form4.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-22-021794 · form4.xml · derivative · entry 9

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,840

Underlying: Common Stock · 6,919 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F7 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F6 · derivative.expiration_date: There are no expiration dates on RSUs

SEC source: 0001127602-22-021794 · form4.xml · derivative · entry 8

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,785

Underlying: Common Stock · 8,785 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F5 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F6 · derivative.expiration_date: There are no expiration dates on RSUs

SEC source: 0001127602-22-021794 · form4.xml · derivative · entry 7

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

SEC source: 0001127602-22-021794 · form4.xml · nonDerivative · entry 6

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,858

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-22-021794 · form4.xml · nonDerivative · entry 5

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-22-021794 · form4.xml · nonDerivative · entry 4

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,008

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-22-021794 · form4.xml · nonDerivative · entry 3

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-22-021794 · form4.xml · nonDerivative · entry 2

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,120

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-22-021794 · form4.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

SEC source: 0001127602-22-021786 · form4.xml · derivative · entry 9

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,805

Underlying: Common Stock · 8,402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F5 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

SEC source: 0001127602-22-021786 · form4.xml · derivative · entry 8

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,040

Underlying: Common Stock · 10,040 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F5 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

SEC source: 0001127602-22-021786 · form4.xml · derivative · entry 7

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: 1/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs