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Nasdaq · USD

VIAV

VIAVI SOLUTIONS INC.

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Tapewire entity
3595
SEC CIK
0000912093
Parsed reports
745

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 2025013
Jan 202600
Feb 2026020
Mar 202602
Apr 202600
May 2026011
Jun 202600
Jul 202600
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 28, 2023 Filed Aug 30, 2023 21:43 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 8,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023447 · form4.xml · derivative · entry 9

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in thee equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:43 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
GrantMarket Stock Units · Derivative 31,818 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023447 · form4.xml · derivative · entry 8

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,818

Underlying: Common Stock · 31,818 shares

Expires not disclosed

F5 · derivative.exercise_date: See Exhibit 99 - FY2024 MSU for vesting schedule and terms

F6 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:43 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
GrantRestricted Stock Unit · Derivative 31,818 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023447 · form4.xml · derivative · entry 7

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,818

Underlying: Common Stock · 31,818 shares

Expires not disclosed

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in thee equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:43 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Tax withholdingCommon Stock 2,456 $10.21 $25,075.76
Disclosure

SEC source: 0001127602-23-023447 · form4.xml · nonDerivative · entry 6

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,763

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:43 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionCommon Stock 8,159 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023447 · form4.xml · nonDerivative · entry 5

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:43 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Tax withholdingCommon Stock 2,083 $10.21 $21,267.43
Disclosure

SEC source: 0001127602-23-023447 · form4.xml · nonDerivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,060

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:43 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionCommon Stock 6,920 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023447 · form4.xml · nonDerivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:43 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Tax withholdingCommon Stock 2,456 $10.21 $25,075.76
Disclosure

SEC source: 0001127602-23-023447 · form4.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,223

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:43 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionCommon Stock 8,158 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023447 · form4.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:41 UTC
SCRIVANICH LUKE MSVP General Manager OSP
GrantMarket Stock Units · Derivative 40,909 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023445 · form4.xml · derivative · entry 11

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,909

Underlying: Common Stock · 40,909 shares

Expires not disclosed

F6 · derivative.exercise_date: See Exhibit 99 - FY2024 MSU for vesting schedule and terms

F7 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:41 UTC
SCRIVANICH LUKE MSVP General Manager OSP
GrantRestricted Stock Unit · Derivative 40,909 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023445 · form4.xml · derivative · entry 10

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,909

Underlying: Common Stock · 40,909 shares

Expires not disclosed

F4 · derivative.exercise_date: Units subject to the Award shall vest annually in thee equal installments over three years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:41 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Unit · Derivative 10,490 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023445 · form4.xml · derivative · entry 9

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,978

Underlying: Common Stock · 10,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F4 · derivative.exercise_date: Units subject to the Award shall vest annually in thee equal installments over three years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:41 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Units · Derivative 8,897 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023445 · form4.xml · derivative · entry 8

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,897

Underlying: Common Stock · 8,897 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F4 · derivative.exercise_date: Units subject to the Award shall vest annually in thee equal installments over three years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:41 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Units · Derivative 10,668 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023445 · form4.xml · derivative · entry 7

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F4 · derivative.exercise_date: Units subject to the Award shall vest annually in thee equal installments over three years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:41 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 5,201 $10.21 $53,102.21
Disclosure

SEC source: 0001127602-23-023445 · form4.xml · nonDerivative · entry 6

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,816

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F3 · balance_after: Total includes 1,699 shares purchased pursuant to the ESPP plan.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:41 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 10,490 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023445 · form4.xml · nonDerivative · entry 5

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:41 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 4,412 $10.21 $45,046.52
Disclosure

SEC source: 0001127602-23-023445 · form4.xml · nonDerivative · entry 4

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,527

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:41 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 8,897 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023445 · form4.xml · nonDerivative · entry 3

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:41 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 5,290 $10.21 $54,010.90
Disclosure

SEC source: 0001127602-23-023445 · form4.xml · nonDerivative · entry 2

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,042

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:41 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 10,668 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023445 · form4.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:40 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Unit · Derivative 8,159 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023443 · form4.xml · derivative · entry 11

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,316

Underlying: Common Stock · 8,159 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in thee equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:40 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Units · Derivative 6,920 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023443 · form4.xml · derivative · entry 10

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,920

Underlying: Common Stock · 6,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in thee equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:40 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Units · Derivative 8,785 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023443 · form4.xml · derivative · entry 9

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,785 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in thee equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:40 UTC
RONDINONE RALPHSVP Global Operations NSE
GrantMarket Stock Units · Derivative 31,818 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023443 · form4.xml · derivative · entry 8

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,818

Underlying: Common Stock · 31,818 shares

Expires not disclosed

F5 · derivative.exercise_date: See Exhibit 99 - FY2024 MSU for vesting schedule and terms

F6 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:40 UTC
RONDINONE RALPHSVP Global Operations NSE
GrantRestricted Stock Unit · Derivative 31,818 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023443 · form4.xml · derivative · entry 7

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,818

Underlying: Common Stock · 31,818 shares

Expires not disclosed

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in thee equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:40 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 3,619 $10.21 $36,949.99
Disclosure

SEC source: 0001127602-23-023443 · form4.xml · nonDerivative · entry 6

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,001

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:40 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 8,159 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023443 · form4.xml · nonDerivative · entry 5

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:40 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 3,069 $10.21 $31,334.49
Disclosure

SEC source: 0001127602-23-023443 · form4.xml · nonDerivative · entry 4

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,461

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:40 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 6,920 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023443 · form4.xml · nonDerivative · entry 3

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:40 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 3,897 $10.21 $39,788.37
Disclosure

SEC source: 0001127602-23-023443 · form4.xml · nonDerivative · entry 2

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,610

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:40 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 8,785 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023443 · form4.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:38 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Unit · Derivative 9,907 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023441 · form4.xml · derivative · entry 11

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,813

Underlying: Common Stock · 9,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F4 · derivative.exercise_date: Units subject to the Award shall vest annually in thee equal installments over three years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:38 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Units · Derivative 8,402 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023441 · form4.xml · derivative · entry 10

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,403

Underlying: Common Stock · 8,402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F4 · derivative.exercise_date: Units subject to the Award shall vest annually in thee equal installments over three years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:38 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Units · Derivative 10,040 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023441 · form4.xml · derivative · entry 9

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,040 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F4 · derivative.exercise_date: Units subject to the Award shall vest annually in thee equal installments over three years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:38 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
GrantMarket Stock Units · Derivative 38,636 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023441 · form4.xml · derivative · entry 8

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,636

Underlying: Common Stock · 38,636 shares

Expires not disclosed

F6 · derivative.exercise_date: See Exhibit 99 - FY2024 MSU for vesting schedule and terms

F7 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:38 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
GrantRestricted Stock Unit · Derivative 38,636 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023441 · form4.xml · derivative · entry 7

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,636

Underlying: Common Stock · 38,636 shares

Expires not disclosed

F4 · derivative.exercise_date: Units subject to the Award shall vest annually in thee equal installments over three years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs

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August 28, 2023 Filed Aug 30, 2023 21:38 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 3,426 $10.21 $34,979.46
Disclosure

SEC source: 0001127602-23-023441 · form4.xml · nonDerivative · entry 6

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,512

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F3 · balance_after: Reflects a decrease of 11,860 shares that were transferred pursuant to an exempt transaction.

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August 28, 2023 Filed Aug 30, 2023 21:38 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 9,907 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023441 · form4.xml · nonDerivative · entry 5

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

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August 28, 2023 Filed Aug 30, 2023 21:38 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 2,906 $10.21 $29,670.26
Disclosure

SEC source: 0001127602-23-023441 · form4.xml · nonDerivative · entry 4

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,031

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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August 28, 2023 Filed Aug 30, 2023 21:38 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 8,402 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023441 · form4.xml · nonDerivative · entry 3

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

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August 28, 2023 Filed Aug 30, 2023 21:38 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 3,472 $10.21 $35,449.12
Disclosure

SEC source: 0001127602-23-023441 · form4.xml · nonDerivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,535

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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August 28, 2023 Filed Aug 30, 2023 21:38 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 10,040 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023441 · form4.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

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August 28, 2023 Filed Aug 30, 2023 21:36 UTC
KHAYKIN OLEGDirector · President & CEO
Exercise / conversionRestricted Stock Unit · Derivative 85,082 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023439 · form4.xml · derivative · entry 11

KHAYKIN OLEG · CIK 0001278725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,162

Underlying: Common Stock · 85,082 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F4 · derivative.exercise_date: Units subject to the Award shall vest annually in thee equal installments over three years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs

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August 28, 2023 Filed Aug 30, 2023 21:36 UTC
KHAYKIN OLEGDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 69,197 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023439 · form4.xml · derivative · entry 10

KHAYKIN OLEG · CIK 0001278725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,197

Underlying: Common Stock · 69,197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F4 · derivative.exercise_date: Units subject to the Award shall vest annually in thee equal installments over three years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:36 UTC
KHAYKIN OLEGDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 87,852 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023439 · form4.xml · derivative · entry 9

KHAYKIN OLEG · CIK 0001278725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 87,852 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F4 · derivative.exercise_date: Units subject to the Award shall vest annually in thee equal installments over three years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:36 UTC
KHAYKIN OLEGDirector · President & CEO
GrantMarket Stock Units · Derivative 331,818 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023439 · form4.xml · derivative · entry 8

KHAYKIN OLEG · CIK 0001278725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,818

Underlying: Common Stock · 331,818 shares

Expires not disclosed

F6 · derivative.exercise_date: See Exhibit 99 - FY2024 MSU for vesting schedule and terms

F7 · derivative.expiration_date: There are no expiration dates on MSUs.

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August 28, 2023 Filed Aug 30, 2023 21:36 UTC
KHAYKIN OLEGDirector · President & CEO
GrantRestricted Stock Unit · Derivative 331,818 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023439 · form4.xml · derivative · entry 7

KHAYKIN OLEG · CIK 0001278725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,818

Underlying: Common Stock · 331,818 shares

Expires not disclosed

F4 · derivative.exercise_date: Units subject to the Award shall vest annually in thee equal installments over three years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:36 UTC
KHAYKIN OLEGDirector · President & CEO
Tax withholdingCommon Stock 35,607 $10.21 $363,547.47
Disclosure

SEC source: 0001127602-23-023439 · form4.xml · nonDerivative · entry 6

KHAYKIN OLEG · CIK 0001278725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,004,754

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F3 · balance_after: Total includes 1,669 shares purchased pursuant to the ESPP plan.

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August 28, 2023 Filed Aug 30, 2023 21:36 UTC
KHAYKIN OLEGDirector · President & CEO
Exercise / conversionCommon Stock 85,082 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023439 · form4.xml · nonDerivative · entry 5

KHAYKIN OLEG · CIK 0001278725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,040,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 21:36 UTC
KHAYKIN OLEGDirector · President & CEO
Tax withholdingCommon Stock 28,959 $10.21 $295,671.39
Disclosure

SEC source: 0001127602-23-023439 · form4.xml · nonDerivative · entry 4

KHAYKIN OLEG · CIK 0001278725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 955,279

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.