VIAV

SEC source: 0001127602-23-024823 · form4.xml · nonDerivative · entry 4

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,690

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-23-024823 · form4.xml · nonDerivative · entry 3

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-024823 · form4.xml · nonDerivative · entry 2

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,089

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-23-024823 · form4.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-024821 · form4.xml · derivative · entry 9

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,979

Underlying: Common Stock · 6,013 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F6 · derivative.exercise_date: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2022 at 57.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-23-024821 · form4.xml · derivative · entry 8

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,896

Underlying: Common Stock · 10,632 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F5 · derivative.exercise_date: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2021 at 119.50% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-23-024821 · form4.xml · derivative · entry 7

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,895 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2020 at 130.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-23-024821 · form4.xml · nonDerivative · entry 6

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,060

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-23-024821 · form4.xml · nonDerivative · entry 5

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-024821 · form4.xml · nonDerivative · entry 4

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,029

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-23-024821 · form4.xml · nonDerivative · entry 3

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-024821 · form4.xml · nonDerivative · entry 2

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,669

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-23-024821 · form4.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-024819 · form4.xml · derivative · entry 9

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,316

Underlying: Common Stock · 4,676 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F6 · derivative.exercise_date: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2022 at 57.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-23-024819 · form4.xml · derivative · entry 8

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,920

Underlying: Common Stock · 8,269 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F5 · derivative.exercise_date: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2021 at 119.50% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-23-024819 · form4.xml · derivative · entry 7

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2020 at 130.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-23-024819 · form4.xml · nonDerivative · entry 6

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,243

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-23-024819 · form4.xml · nonDerivative · entry 5

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-024819 · form4.xml · nonDerivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,975

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-23-024819 · form4.xml · nonDerivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-024819 · form4.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,195

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-23-024819 · form4.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-024817 · form4.xml · derivative · entry 9

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,310

Underlying: Common Stock · 11,813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F6 · derivative.exercise_date: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2022 at 57.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-23-024817 · form4.xml · derivative · entry 8

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,885

Underlying: Common Stock · 6,681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F5 · derivative.exercise_date: Shares reflect the vesting of the 2st tranche of market-leveraged stock units granted on August 28, 2021 at 119.50% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-23-024817 · form4.xml · derivative · entry 7

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Shares reflect the vesting of the 3st tranche of market-leveraged stock units granted on August 28, 2020 at 130.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-23-024817 · form4.xml · nonDerivative · entry 6

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,029

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-23-024817 · form4.xml · nonDerivative · entry 5

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-024817 · form4.xml · nonDerivative · entry 4

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,865

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-23-024817 · form4.xml · nonDerivative · entry 3

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-024817 · form4.xml · nonDerivative · entry 2

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,813

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-23-024817 · form4.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-023832 · form4.xml · nonDerivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,836

F2 · shares: Reflects shares that were transferred pursuant to an exempt transaction.

F3 · price: Not applicable

SEC source: 0001127602-23-023832 · form4.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,109

F1 · price: This transaction was executed in multiple trades at prices ranging from $10.17 to $10.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-23-023575 · form4.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 93,898

F1 · shares: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan dated 12/17/2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.37 to $10.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-23-023572 · form4.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,769

F1 · shares: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan dated 2/10/2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.37 to $10.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-23-023570 · form4.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,664

F1 · shares: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan dated 2/10/2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.37 to $10.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-23-023564 · form4.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,722

F1 · shares: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan dated 2/15/2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.37 to $10.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001127602-23-023449 · form4.xml · derivative · entry 11

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,310

Underlying: Common Stock · 11,655 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in thee equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

SEC source: 0001127602-23-023449 · form4.xml · derivative · entry 10

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,885

Underlying: Common Stock · 9,885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in thee equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

SEC source: 0001127602-23-023449 · form4.xml · derivative · entry 9

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,551 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in thee equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

SEC source: 0001127602-23-023449 · form4.xml · derivative · entry 8

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,454

Underlying: Common Stock · 45,454 shares

Expires not disclosed

F5 · derivative.exercise_date: See Exhibit 99 - FY2024 MSU for vesting schedule and terms

F6 · derivative.expiration_date: There are no expiration dates on MSUs.

SEC source: 0001127602-23-023449 · form4.xml · derivative · entry 7

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,454

Underlying: Common Stock · 45,454 shares

Expires not disclosed

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in thee equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

SEC source: 0001127602-23-023449 · form4.xml · nonDerivative · entry 6

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,702

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-23-023449 · form4.xml · nonDerivative · entry 5

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-023449 · form4.xml · nonDerivative · entry 4

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,634

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-23-023449 · form4.xml · nonDerivative · entry 3

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-023449 · form4.xml · nonDerivative · entry 2

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,639

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

SEC source: 0001127602-23-023449 · form4.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

SEC source: 0001127602-23-023447 · form4.xml · derivative · entry 11

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,316

Underlying: Common Stock · 8,159 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in thee equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs

SEC source: 0001127602-23-023447 · form4.xml · derivative · entry 10

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,920

Underlying: Common Stock · 6,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in thee equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs