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Nasdaq · USD

VIAV

VIAVI SOLUTIONS INC.

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Tapewire entity
3595
SEC CIK
0000912093
Parsed reports
745

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 2025013
Jan 202600
Feb 2026020
Mar 202602
Apr 202600
May 2026011
Jun 202600
Jul 202600
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 29, 2024 Filed Aug 30, 2024 17:49 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
SaleCommon Stock 8,432 $8.63 $72,768.16
Disclosure

SEC source: 0001127602-24-023219 · form4.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,617

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan dated February 10, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $8.48 to $8.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 29, 2024 Filed Aug 30, 2024 17:47 UTC
SCRIVANICH LUKE MSVP General Manager OSP
SaleCommon Stock 9,561 $8.63 $82,511.43
Disclosure

SEC source: 0001127602-24-023217 · form4.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,517

F1 · kind: Shares were sold pursuant to a rule 10b5-1 Stock Trading Plan amended February 10, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $8.48 to $8.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 29, 2024 Filed Aug 30, 2024 17:34 UTC
RONDINONE RALPHSVP Global Operations NSE
SaleCommon Stock 14,293 $8.63 $123,348.59
Disclosure

SEC source: 0001127602-24-023215 · form4.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,722

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan amended May 14, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $8.48 to $8.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:30 UTC
Staley Gary WSVP Global Sales NSE
GrantRestricted Stock Unit · Derivative 66,137 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023213 · form4.xml · derivative · entry 11

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,137

Underlying: Common Stock · 66,137 shares

Expires not disclosed

F8 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:30 UTC
Staley Gary WSVP Global Sales NSE
GrantMarket Stock Units · Derivative 66,137 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023213 · form4.xml · derivative · entry 10

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,137

Underlying: Common Stock · 66,137 shares

Expires not disclosed

F6 · derivative.exercise_date: See Exhibit 99 - FY25 MSU for vesting schedule and terms.

F7 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:30 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionRestricted Stock Unit · Derivative 15,152 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023213 · form4.xml · derivative · entry 9

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,302

Underlying: Common Stock · 15,152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F4 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:30 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionRestricted Stock Unit · Derivative 11,655 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023213 · form4.xml · derivative · entry 8

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,655

Underlying: Common Stock · 11,655 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F4 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:30 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionRestricted Stock Units · Derivative 9,885 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023213 · form4.xml · derivative · entry 7

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F4 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:30 UTC
Staley Gary WSVP Global Sales NSE
Tax withholdingCommon Stock 5,963 $8.49 $50,625.87
Disclosure

SEC source: 0001127602-24-023213 · form4.xml · nonDerivative · entry 6

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,119

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F3 · balance_after: Total includes 1,122 shares purchased pursuant to the ESPP plan.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:30 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionCommon Stock 15,152 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023213 · form4.xml · nonDerivative · entry 5

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:30 UTC
Staley Gary WSVP Global Sales NSE
Tax withholdingCommon Stock 4,587 $8.49 $38,943.63
Disclosure

SEC source: 0001127602-24-023213 · form4.xml · nonDerivative · entry 4

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,930

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:30 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionCommon Stock 11,655 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023213 · form4.xml · nonDerivative · entry 3

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:30 UTC
Staley Gary WSVP Global Sales NSE
Tax withholdingCommon Stock 3,890 $8.49 $33,026.10
Disclosure

SEC source: 0001127602-24-023213 · form4.xml · nonDerivative · entry 2

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,862

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:30 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionCommon Stock 9,885 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023213 · form4.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:22 UTC
SCRIVANICH LUKE MSVP General Manager OSP
GrantRestricted Stock Unit · Derivative 59,523 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023211 · form4.xml · derivative · entry 11

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,523

Underlying: Common Stock · 59,523 shares

Expires not disclosed

F8 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:22 UTC
SCRIVANICH LUKE MSVP General Manager OSP
GrantMarket Stock Units · Derivative 59,523 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023211 · form4.xml · derivative · entry 10

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,523

Underlying: Common Stock · 59,523 shares

Expires not disclosed

F6 · derivative.exercise_date: See Exhibit 99 - FY25 MSU for vesting schedule and terms.

F7 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:22 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Unit · Derivative 13,637 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023211 · form4.xml · derivative · entry 9

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,272

Underlying: Common Stock · 13,637 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F4 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:22 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Unit · Derivative 10,489 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023211 · form4.xml · derivative · entry 8

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,489

Underlying: Common Stock · 10,489 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F4 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:22 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionRestricted Stock Units · Derivative 8,897 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023211 · form4.xml · derivative · entry 7

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,897 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F4 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F5 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:22 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 6,912 $8.49 $58,682.88
Disclosure

SEC source: 0001127602-24-023211 · form4.xml · nonDerivative · entry 6

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,078

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F3 · balance_after: Total includes 1,171 shares purchased pursuant to the ESPP plan.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:22 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 13,637 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023211 · form4.xml · nonDerivative · entry 5

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:22 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 5,316 $8.49 $45,132.84
Disclosure

SEC source: 0001127602-24-023211 · form4.xml · nonDerivative · entry 4

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,353

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:22 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 10,489 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023211 · form4.xml · nonDerivative · entry 3

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:22 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Tax withholdingCommon Stock 4,509 $8.49 $38,281.41
Disclosure

SEC source: 0001127602-24-023211 · form4.xml · nonDerivative · entry 2

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,180

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:22 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 8,897 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023211 · form4.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:20 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
GrantRestricted Stock Unit · Derivative 46,296 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023209 · form4.xml · derivative · entry 11

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,296

Underlying: Common Stock · 46,296 shares

Expires not disclosed

F7 · derivative.exercise_date: Units subject to the Award shall vest in three equal installments.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:20 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
GrantMarket Stock Units · Derivative 46,296 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023209 · form4.xml · derivative · entry 10

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,296

Underlying: Common Stock · 46,296 shares

Expires not disclosed

F5 · derivative.exercise_date: See Exhibit 99 - FY25 MSU for vesting schedule and terms.

F6 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:20 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 10,606 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023209 · form4.xml · derivative · entry 9

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,212

Underlying: Common Stock · 10,606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:20 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 8,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023209 · form4.xml · derivative · entry 8

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,158

Underlying: Common Stock · 8,158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:20 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 6,920 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023209 · form4.xml · derivative · entry 7

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:20 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Tax withholdingCommon Stock 3,193 $8.49 $27,108.57
Disclosure

SEC source: 0001127602-24-023209 · form4.xml · nonDerivative · entry 6

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,049

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:20 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionCommon Stock 10,606 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023209 · form4.xml · nonDerivative · entry 5

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:20 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Tax withholdingCommon Stock 2,456 $8.49 $20,851.44
Disclosure

SEC source: 0001127602-24-023209 · form4.xml · nonDerivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,636

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:20 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionCommon Stock 8,158 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023209 · form4.xml · nonDerivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:20 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Tax withholdingCommon Stock 2,083 $8.49 $17,684.67
Disclosure

SEC source: 0001127602-24-023209 · form4.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,934

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:20 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionCommon Stock 6,920 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023209 · form4.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:18 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Unit · Derivative 10,606 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023207 · form4.xml · derivative · entry 9

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,212

Underlying: Common Stock · 10,606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:18 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Unit · Derivative 8,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023207 · form4.xml · derivative · entry 8

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,158

Underlying: Common Stock · 8,158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:18 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionRestricted Stock Units · Derivative 6,920 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023207 · form4.xml · derivative · entry 7

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:18 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 4,704 $8.49 $39,936.96
Disclosure

SEC source: 0001127602-24-023207 · form4.xml · nonDerivative · entry 6

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,015

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:18 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 10,606 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023207 · form4.xml · nonDerivative · entry 5

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:18 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 3,618 $8.49 $30,716.82
Disclosure

SEC source: 0001127602-24-023207 · form4.xml · nonDerivative · entry 4

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,113

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:18 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 8,158 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023207 · form4.xml · nonDerivative · entry 3

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:18 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 3,069 $8.49 $26,055.81
Disclosure

SEC source: 0001127602-24-023207 · form4.xml · nonDerivative · entry 2

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,573

F2 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:18 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 6,920 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023207 · form4.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:12 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
GrantRestricted Stock Unit · Derivative 56,216 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023204 · form4.xml · derivative · entry 11

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,216

Underlying: Common Stock · 56,216 shares

Expires not disclosed

F7 · derivative.exercise_date: Units subject to the Award shall vest in three equal installments.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:12 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
GrantMarket Stock Units · Derivative 56,216 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023204 · form4.xml · derivative · entry 10

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,216

Underlying: Common Stock · 56,216 shares

Expires not disclosed

F5 · derivative.exercise_date: See Exhibit 99 - FY25 MSU for vesting schedule and terms.

F6 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:12 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Unit · Derivative 12,879 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023204 · form4.xml · derivative · entry 9

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,757

Underlying: Common Stock · 12,879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:12 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Unit · Derivative 9,907 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023204 · form4.xml · derivative · entry 8

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,906

Underlying: Common Stock · 9,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:12 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionRestricted Stock Units · Derivative 8,403 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-023204 · form4.xml · derivative · entry 7

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,403 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Units subject to the Award shall vest annually in three equal installments over three years.

F4 · derivative.expiration_date: There are no expiration dates on RSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.