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Nasdaq · USD

VIAV

VIAVI SOLUTIONS INC.

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Tapewire entity
3595
SEC CIK
0000912093
Parsed reports
745

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 2025013
Jan 202600
Feb 2026020
Mar 202602
Apr 202600
May 2026011
Jun 202600
Jul 202600
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 24, 2024 Filed Sep 26, 2024 18:43 UTC
SCRIVANICH LUKE MSVP General Manager OSP
Exercise / conversionCommon Stock 4,537 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024471 · form4.xml · nonDerivative · entry 1

SCRIVANICH LUKE M · CIK 0001556374 · SVP General Manager OSP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:41 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionMarket Stock Units · Derivative 6,313 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024468 · form4.xml · derivative · entry 9

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,303

Underlying: Common Stock · 6,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F6 · derivative.exercise_date: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2023 at 41.67% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:41 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionMarket Stock Units · Derivative 1,786 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024468 · form4.xml · derivative · entry 8

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,655

Underlying: Common Stock · 1,786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F5 · derivative.exercise_date: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2022 at 15.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:41 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionMarket Stock Units · Derivative 5,041 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024468 · form4.xml · derivative · entry 7

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,041 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2021 at 51.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:41 UTC
Staley Gary WSVP Global Sales NSE
Tax withholdingCommon Stock 2,485 $8.73 $21,694.05
Disclosure

SEC source: 0001127602-24-024468 · form4.xml · nonDerivative · entry 6

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,087

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:41 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionCommon Stock 6,313 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024468 · form4.xml · nonDerivative · entry 5

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:41 UTC
Staley Gary WSVP Global Sales NSE
Tax withholdingCommon Stock 703 $8.73 $6,137.19
Disclosure

SEC source: 0001127602-24-024468 · form4.xml · nonDerivative · entry 4

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,259

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:41 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionCommon Stock 1,786 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024468 · form4.xml · nonDerivative · entry 3

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:41 UTC
Staley Gary WSVP Global Sales NSE
Tax withholdingCommon Stock 1,984 $8.73 $17,320.32
Disclosure

SEC source: 0001127602-24-024468 · form4.xml · nonDerivative · entry 2

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,176

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:41 UTC
Staley Gary WSVP Global Sales NSE
Exercise / conversionCommon Stock 5,041 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024468 · form4.xml · nonDerivative · entry 1

Staley Gary W · CIK 0001698474 · SVP Global Sales NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:39 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionMarket Stock Units · Derivative 4,419 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024466 · form4.xml · derivative · entry 9

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,212

Underlying: Common Stock · 4,419 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F6 · derivative.exercise_date: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2023 at 41.67% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:39 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionMarket Stock Units · Derivative 1,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024466 · form4.xml · derivative · entry 8

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,159

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F5 · derivative.exercise_date: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2022 at 15.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:39 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionMarket Stock Units · Derivative 3,529 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024466 · form4.xml · derivative · entry 7

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,529 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2021 at 51.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:39 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 1,960 $8.73 $17,110.80
Disclosure

SEC source: 0001127602-24-024466 · form4.xml · nonDerivative · entry 6

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,839

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:39 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 4,419 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024466 · form4.xml · nonDerivative · entry 5

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:39 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 555 $8.73 $4,845.15
Disclosure

SEC source: 0001127602-24-024466 · form4.xml · nonDerivative · entry 4

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,380

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:39 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024466 · form4.xml · nonDerivative · entry 3

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:39 UTC
RONDINONE RALPHSVP Global Operations NSE
Tax withholdingCommon Stock 1,566 $8.73 $13,671.18
Disclosure

SEC source: 0001127602-24-024466 · form4.xml · nonDerivative · entry 2

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,685

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:39 UTC
RONDINONE RALPHSVP Global Operations NSE
Exercise / conversionCommon Stock 3,529 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024466 · form4.xml · nonDerivative · entry 1

RONDINONE RALPH · CIK 0001635083 · SVP Global Operations NSE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:38 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionMarket Stock Units · Derivative 5,366 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024464 · form4.xml · derivative · entry 9

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,758

Underlying: Common Stock · 5,366 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F6 · derivative.exercise_date: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2023 at 41.67% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:38 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionMarket Stock Units · Derivative 1,518 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024464 · form4.xml · derivative · entry 8

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,907

Underlying: Common Stock · 1,518 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F5 · derivative.exercise_date: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2022 at 15.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:38 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionMarket Stock Units · Derivative 4,285 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024464 · form4.xml · derivative · entry 7

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,285 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2021 at 51.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:38 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 2,720 $8.73 $23,745.60
Disclosure

SEC source: 0001127602-24-024464 · form4.xml · nonDerivative · entry 6

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,052

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:38 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 5,366 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024464 · form4.xml · nonDerivative · entry 5

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:38 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 770 $8.73 $6,722.10
Disclosure

SEC source: 0001127602-24-024464 · form4.xml · nonDerivative · entry 4

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,406

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:38 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 1,518 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024464 · form4.xml · nonDerivative · entry 3

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:38 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Tax withholdingCommon Stock 2,172 $8.73 $18,961.56
Disclosure

SEC source: 0001127602-24-024464 · form4.xml · nonDerivative · entry 2

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,658

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:38 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
Exercise / conversionCommon Stock 4,285 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024464 · form4.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:36 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionMarket Stock Units · Derivative 4,419 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024461 · form4.xml · derivative · entry 9

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,317

Underlying: Common Stock · 4,419 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F6 · derivative.exercise_date: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2023 at 41.67% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:36 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionMarket Stock Units · Derivative 1,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024461 · form4.xml · derivative · entry 8

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,919

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F5 · derivative.exercise_date: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2022 at 15.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:36 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionMarket Stock Units · Derivative 3,529 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024461 · form4.xml · derivative · entry 7

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,529 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2021 at 51.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:36 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Tax withholdingCommon Stock 1,331 $8.73 $11,619.63
Disclosure

SEC source: 0001127602-24-024461 · form4.xml · nonDerivative · entry 6

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,044

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:36 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionCommon Stock 4,419 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024461 · form4.xml · nonDerivative · entry 5

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:36 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Tax withholdingCommon Stock 377 $8.73 $3,291.21
Disclosure

SEC source: 0001127602-24-024461 · form4.xml · nonDerivative · entry 4

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,956

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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September 24, 2024 Filed Sep 26, 2024 18:36 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024461 · form4.xml · nonDerivative · entry 3

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:36 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Tax withholdingCommon Stock 1,063 $8.73 $9,279.99
Disclosure

SEC source: 0001127602-24-024461 · form4.xml · nonDerivative · entry 2

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,083

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

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September 24, 2024 Filed Sep 26, 2024 18:36 UTC
Siebert Kevin ChristopherSVP Gen. Counsel & Secretary
Exercise / conversionCommon Stock 3,529 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024461 · form4.xml · nonDerivative · entry 1

Siebert Kevin Christopher · CIK 0001634069 · SVP Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:34 UTC
KHAYKIN OLEGDirector · President & CEO
Exercise / conversionMarket Stock Units · Derivative 46,089 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024459 · form4.xml · derivative · entry 9

KHAYKIN OLEG · CIK 0001278725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,212

Underlying: Common Stock · 46,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F6 · derivative.exercise_date: Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2023 at 41.67% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

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September 24, 2024 Filed Sep 26, 2024 18:34 UTC
KHAYKIN OLEGDirector · President & CEO
Exercise / conversionMarket Stock Units · Derivative 13,042 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024459 · form4.xml · derivative · entry 8

KHAYKIN OLEG · CIK 0001278725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,082

Underlying: Common Stock · 13,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F5 · derivative.exercise_date: Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2022 at 15.33% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:34 UTC
KHAYKIN OLEGDirector · President & CEO
Exercise / conversionMarket Stock Units · Derivative 35,290 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024459 · form4.xml · derivative · entry 7

KHAYKIN OLEG · CIK 0001278725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,290 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

F3 · derivative.exercise_date: Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2021 at 51.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.

F4 · derivative.expiration_date: There are no expiration dates on MSUs.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:34 UTC
KHAYKIN OLEGDirector · President & CEO
Tax withholdingCommon Stock 19,289 $8.73 $168,392.97
Disclosure

SEC source: 0001127602-24-024459 · form4.xml · nonDerivative · entry 6

KHAYKIN OLEG · CIK 0001278725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,607,710

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:34 UTC
KHAYKIN OLEGDirector · President & CEO
Exercise / conversionCommon Stock 46,089 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024459 · form4.xml · nonDerivative · entry 5

KHAYKIN OLEG · CIK 0001278725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,626,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:34 UTC
KHAYKIN OLEGDirector · President & CEO
Tax withholdingCommon Stock 5,458 $8.73 $47,648.34
Disclosure

SEC source: 0001127602-24-024459 · form4.xml · nonDerivative · entry 4

KHAYKIN OLEG · CIK 0001278725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,580,910

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:34 UTC
KHAYKIN OLEGDirector · President & CEO
Exercise / conversionCommon Stock 13,042 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024459 · form4.xml · nonDerivative · entry 3

KHAYKIN OLEG · CIK 0001278725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,586,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:34 UTC
KHAYKIN OLEGDirector · President & CEO
Tax withholdingCommon Stock 14,769 $8.73 $128,933.37
Disclosure

SEC source: 0001127602-24-024459 · form4.xml · nonDerivative · entry 2

KHAYKIN OLEG · CIK 0001278725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,573,326

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:34 UTC
KHAYKIN OLEGDirector · President & CEO
Exercise / conversionCommon Stock 35,290 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-024459 · form4.xml · nonDerivative · entry 1

KHAYKIN OLEG · CIK 0001278725 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,588,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each stock unit converts upon vesting into one share of common stock.

Read SEC document
September 16, 2024 Filed Sep 16, 2024 18:31 UTC SaleCommon Stock 15,000 $8.20 $123,000.00
Disclosure

SEC source: 0001127602-24-023976 · form4.xml · nonDerivative · entry 1

JABBAR MASOOD · CIK 0001256449 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 228,514

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan dated May 15, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $8.10 to $8.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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September 13, 2024 Filed Sep 16, 2024 12:03 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
SaleCommon Stock 5,920 $8.45 $50,024.00
Disclosure

SEC source: 0001127602-24-023950 · form4.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,545

Read SEC document
September 11, 2024 Filed Sep 12, 2024 20:18 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
GiftCommon Stock 4,678 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-023845 · form4.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,465

F1 · shares: Reflects shares that were transferred pursuant to an exempt transaction.

F2 · price: Not applicable.

Read SEC document
August 30, 2024 Filed Aug 30, 2024 20:10 UTC
McNab PaulEVP, Chief Mktg & Stgy Officer
SaleCommon Stock 5,870 $8.52 $50,012.40
Disclosure

SEC source: 0001127602-24-023229 · form4.xml · nonDerivative · entry 1

McNab Paul · CIK 0001619901 · EVP, Chief Mktg & Stgy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,143

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.