VGZ

SEC source: 0001567619-23-004638 · doc1.xml · derivative · entry 8

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,667

Underlying: Common Shares · 32,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: 242,000 RSUs were granted March 2, 2022 and vest as follows: 97,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 145,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

F5 · derivative.expiration_date: 242,000 RSUs were granted March 2, 2022 and vest as follows: 97,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 145,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

SEC source: 0001567619-23-004638 · doc1.xml · derivative · entry 7

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Shares · 12,718 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 279,000 RSUs were granted on February 23, 2021, and vest as follows: 78,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 117,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 84,000 RSUs were subject to performance criteria and vested on February 23, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

F4 · derivative.expiration_date: 279,000 RSUs were granted on February 23, 2021, and vest as follows: 78,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 117,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 84,000 RSUs were subject to performance criteria and vested on February 23, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

SEC source: 0001567619-23-004638 · doc1.xml · derivative · entry 6

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,718

Underlying: Common Shares · 130,282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 279,000 RSUs were granted on February 23, 2021, and vest as follows: 78,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 117,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 84,000 RSUs were subject to performance criteria and vested on February 23, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

F4 · derivative.expiration_date: 279,000 RSUs were granted on February 23, 2021, and vest as follows: 78,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 117,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 84,000 RSUs were subject to performance criteria and vested on February 23, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

SEC source: 0001567619-23-004638 · doc1.xml · derivative · entry 5

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 43,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 466,000 RSUs were granted on March 1, 2020, and vest as follows: 130,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 196,000 on March 1, 2022, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 140,000 RSUs were subject to performance criteria and vested on March 1, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date

F3 · derivative.expiration_date: 466,000 RSUs were granted on March 1, 2020, and vest as follows: 130,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 196,000 on March 1, 2022, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 140,000 RSUs were subject to performance criteria and vested on March 1, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date

SEC source: 0001567619-23-004638 · doc1.xml · nonDerivative · entry 4

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,860,000

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs reported in Table II.

SEC source: 0001567619-23-004638 · doc1.xml · nonDerivative · entry 3

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,961,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001567619-23-004638 · doc1.xml · nonDerivative · entry 2

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,928,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001567619-23-004638 · doc1.xml · nonDerivative · entry 1

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,798,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001567619-23-004637 · doc1.xml · derivative · entry 9

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,000

Underlying: Common Shares · 96,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The RSUs granted March 5, 2023, vest as follows: 29,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months) subject to the reporting person's continuing service as an officer of the Issuer; and 67,000 on March 5, 2025, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

F6 · derivative.expiration_date: The RSUs granted March 5, 2023, vest as follows: 29,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months) subject to the reporting person's continuing service as an officer of the Issuer; and 67,000 on March 5, 2025, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

SEC source: 0001567619-23-004637 · doc1.xml · derivative · entry 8

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

Underlying: Common Shares · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs granted March 2, 2022, vest as follows: 24,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 36,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date

F5 · derivative.expiration_date: The RSUs granted March 2, 2022, vest as follows: 24,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 36,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date

SEC source: 0001567619-23-004637 · doc1.xml · derivative · entry 7

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,334

Underlying: Common Shares · 3,152 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 58,500 RSUs were granted on February 23, 2021, and vest as follows: 19,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 29,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 10,500 RSUs are subject to performance criteria, and vested on February 23, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date

F4 · derivative.expiration_date: 58,500 RSUs were granted on February 23, 2021, and vest as follows: 19,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 29,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 10,500 RSUs are subject to performance criteria, and vested on February 23, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date

SEC source: 0001567619-23-004637 · doc1.xml · derivative · entry 6

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,486

Underlying: Common Shares · 32,181 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 58,500 RSUs were granted on February 23, 2021, and vest as follows: 19,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 29,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 10,500 RSUs are subject to performance criteria, and vested on February 23, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date

F4 · derivative.expiration_date: 58,500 RSUs were granted on February 23, 2021, and vest as follows: 19,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 29,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 10,500 RSUs are subject to performance criteria, and vested on February 23, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date

SEC source: 0001567619-23-004637 · doc1.xml · derivative · entry 5

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 11,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 124,000 RSUs were granted on March 1, 2020, and vest as follows: 35,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 52,000 on March 1, 2022, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 37,000 RSUs were subject to performance criteria, and vested on March 1, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

F3 · derivative.expiration_date: 124,000 RSUs were granted on March 1, 2020, and vest as follows: 35,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 52,000 on March 1, 2022, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 37,000 RSUs were subject to performance criteria, and vested on March 1, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

SEC source: 0001567619-23-004637 · doc1.xml · nonDerivative · entry 4

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,830

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs reported in Table II.

SEC source: 0001567619-23-004637 · doc1.xml · nonDerivative · entry 3

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001567619-23-004637 · doc1.xml · nonDerivative · entry 2

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001567619-23-004637 · doc1.xml · nonDerivative · entry 1

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001567619-23-000012 · doc1.xml · nonDerivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,152

F1 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4902 to $0.4940, inclusive. The reporting person undertakes to provide to Vista Gold Corp., any security holder of Vista Gold Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001567619-22-020916 · doc1.xml · nonDerivative · entry 3

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,513

F1 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5510 to $0.5657, inclusive. The reporting person undertakes to provide to Vista Gold Corp., any security holder of Vista Gold Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

SEC source: 0001567619-22-020916 · doc1.xml · nonDerivative · entry 2

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,032

SEC source: 0001567619-22-020916 · doc1.xml · nonDerivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,754

SEC source: 0001567619-22-020809 · doc1.xml · nonDerivative · entry 2

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,013

F1 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.555 to $0.556, inclusive. The reporting person undertakes to provide to Vista Gold Corp., any security holder of Vista Gold Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

SEC source: 0001567619-22-020809 · doc1.xml · nonDerivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,812

SEC source: 0001567619-22-020465 · doc1.xml · nonDerivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,652

SEC source: 0001567619-22-020462 · doc1.xml · nonDerivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,013

SEC source: 0001567619-22-020158 · doc1.xml · nonDerivative · entry 2

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,013

F2 · price: The sale price reported in Column 4 above is an average weighted price. These shares were sold in multiple transactions at price ranging from $0.61 to $0.6104, inclusive. The reporting person undertakes to provide to Vista Gold Corp., any security holder of Vista Gold Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

SEC source: 0001567619-22-020158 · doc1.xml · nonDerivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,013

F1 · price: The sale price reported in Column 4 above is an average weighted price. These shares were sold in multiple transactions at price ranging from $0.60 to $0.6155, inclusive. The reporting person undertakes to provide to Vista Gold Corp., any security holder of Vista Gold Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

SEC source: 0001567619-22-017763 · doc1.xml · nonDerivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,152

SEC source: 0001567619-22-014684 · doc1.xml · derivative · entry 3

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,667 shares

Expires 2022-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs were granted on 7/30/2019, and reported on a Form 4 filed with the Securities and Exchange Commission on 7/30/2019, and vested as follows: Vesting of 17,000 of the RSUs to occur over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer. Vesting of 25,000 of the RSUs occurred on 7/30/2021 and was contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining RSUs were subject to performance criteria. Settlement of all vested RSUs will occur as soon as administratively feasible following the applicable vesting date(s).

SEC source: 0001567619-22-014684 · doc1.xml · nonDerivative · entry 2

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,152

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 5,667 restricted stock units granted to the reporting person on July 30, 2019.

SEC source: 0001567619-22-014684 · doc1.xml · nonDerivative · entry 1

Tobler Douglas L. · CIK 0001780888 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001567619-22-009443 · doc1.xml · derivative · entry 3

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 41,000 shares

Expires 2022-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs were granted on May 6, 2019, and reported on a Form 4 filed with the Securities and Exchange Commission on May 8, 2019. Vesting of 123,000 of the RSUs occurred over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer, with settlement to occur as soon as administratively possible following the vesting date. Vesting of the remaining RSUs occurred on May 2, 2021.

SEC source: 0001567619-22-009443 · doc1.xml · nonDerivative · entry 2

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,755,283

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 41,000 RSUs granted to the reporting person on May 6, 2019.

SEC source: 0001567619-22-009443 · doc1.xml · nonDerivative · entry 1

Earnest Frederick Hume · CIK 0001376530 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,773,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001567619-22-009427 · doc1.xml · derivative · entry 3

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 12,000 shares

Expires 2022-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs were granted on May 6, 2019, and reported on a Form 4 filed with the Securities and Exchange Commission on May 8, 2019. Vesting of 36,000 RSUs occurred over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer, with settlement to occur as soon as administratively possible following the vesting date. Vesting of the remaining RSUs occurred on May 2, 2021.

SEC source: 0001567619-22-009427 · doc1.xml · nonDerivative · entry 2

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,164

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 12,000 RSUs granted to the reporting person on May 6, 2019.

SEC source: 0001567619-22-009427 · doc1.xml · nonDerivative · entry 1

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001567619-22-009421 · doc1.xml · derivative · entry 3

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 15,000 shares

Expires 2022-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The RSUs were granted on May 6, 2019, and reported on a Form 4 filed with the Securities and Exchange Commission on May 8, 2019. Vesting of 45,000 RSUs occurred over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer, with settlement to occur as soon as administratively possible following the vesting date. Vesting of the remaining RSUs occurred on May 2, 2021.

SEC source: 0001567619-22-009421 · doc1.xml · nonDerivative · entry 2

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,416

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 15,000 RSUs granted to the reporting person on May 6, 2019.

SEC source: 0001567619-22-009421 · doc1.xml · nonDerivative · entry 1

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001567619-22-006415 · doc1.xml · derivative · entry 7

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Shares · 60,000 shares

Expires 2025-03-02

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs granted March 2, 2022, vest as follows: 24,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 36,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

SEC source: 0001567619-22-006415 · doc1.xml · derivative · entry 6

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,668

Underlying: Common Shares · 63,666 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 124,000 RSUs were granted on March 1, 2020, and vest as follows: 35,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 52,000 on March 1, 2022, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 37,000 RSUs were subject to performance criteria, and vested on March 1, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

SEC source: 0001567619-22-006415 · doc1.xml · derivative · entry 5

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Shares · 945 shares

Expires 2024-02-23

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 58,500 RSUs were granted on February 23, 2021, and vest as follows: 19,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 29,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 10,500 RSUs are subject to performance criteria, vesting on February 23, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

SEC source: 0001567619-22-006415 · doc1.xml · derivative · entry 4

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,612

Underlying: Common Shares · 15,888 shares

Expires 2024-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 58,500 RSUs were granted on February 23, 2021, and vest as follows: 19,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 29,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 10,500 RSUs are subject to performance criteria, vesting on February 23, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

SEC source: 0001567619-22-006415 · doc1.xml · nonDerivative · entry 3

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,604

F2 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 79,554 restricted stock units granted to the reporting person on March 1, 2020, and February 23, 2021.

SEC source: 0001567619-22-006415 · doc1.xml · nonDerivative · entry 2

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001567619-22-006415 · doc1.xml · nonDerivative · entry 1

Solly Pamela A. · CIK 0001772794 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001567619-22-006410 · doc1.xml · derivative · entry 6

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,000

Underlying: Common Shares · 92,000 shares

Expires 2025-03-02

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The RSUs granted March 2, 2022, and vest as follows: 37,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 55,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.

SEC source: 0001567619-22-006410 · doc1.xml · derivative · entry 5

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Shares · 88,000 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: 172,000 RSUs were granted on March 1, 2020, and vest as follows: 48,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 72,000 on March 1, 2022, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 52,000 RSUs were subject to performance criteria and vested on March 1, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date

SEC source: 0001567619-22-006410 · doc1.xml · derivative · entry 4

Rozelle John W. · CIK 0001555604 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,000

Underlying: Common Shares · 42,000 shares

Expires 2024-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 106,000 RSUs were granted on February 23, 2021, and vest as follows: 30,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 44,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 32,000 RSUs are subject to performance criteria, vesting on February 23, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date.