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Nasdaq · USD

VERA

Vera Therapeutics, Inc.

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4358
SEC CIK
0001831828
Parsed reports
230

Last 12 months

Inside the activity.

1 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202513
Jan 202600
Feb 202607
Mar 202600
Apr 202603
May 202604
Jun 202604
Jul 202608
Aug 202600
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2022 Filed Sep 6, 2022 20:29 UTC
Fordyce MarshallDirector · President and CEO
SaleClass A Common Stock 17,100 $21.22 $362,783.34
Disclosure

SEC source: 0001209191-22-048746 · doc4.xml · nonDerivative · entry 2

Fordyce Marshall · CIK 0001859453 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,150

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2022.

F2 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $20.69 to $21.675, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 20:29 UTC
Fordyce MarshallDirector · President and CEO
Exercise / conversionClass A Common Stock 17,100 $2.90 $49,535.28
Disclosure

SEC source: 0001209191-22-048746 · doc4.xml · nonDerivative · entry 1

Fordyce Marshall · CIK 0001859453 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2022 Filed Aug 23, 2022 20:15 UTC
Curley JoanneChief Development Officer
Exercise / conversionStock Options (right to buy) · Derivative 1,630 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001209191-22-047172 · doc4.xml · derivative · entry 21

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,917

Underlying: Class A Common Stock · 1,630 shares

Expires 2031-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: 1/4 of the shares subject to the option vest on May 13, 2022, and 1/48 of the shares vest monthly thereafter.

Read SEC document
August 22, 2022 Filed Aug 23, 2022 20:15 UTC
Curley JoanneChief Development Officer
SaleClass A Common Stock 600 $19.65 $11,787.42
Disclosure

SEC source: 0001209191-22-047172 · doc4.xml · nonDerivative · entry 17

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,785

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 13, 2022.

F10 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $19.45 to $19.91, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 22, 2022 Filed Aug 23, 2022 20:15 UTC
Curley JoanneChief Development Officer
Exercise / conversionClass A Common Stock 600 $11.00 $6,600.00
Disclosure

SEC source: 0001209191-22-047172 · doc4.xml · nonDerivative · entry 16

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2022 Filed Aug 23, 2022 20:15 UTC
Curley JoanneChief Development Officer
SaleClass A Common Stock 1,030 $18.42 $18,976.82
Disclosure

SEC source: 0001209191-22-047172 · doc4.xml · nonDerivative · entry 15

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,785

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 13, 2022.

F9 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $18.20 to $18.75, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 22, 2022 Filed Aug 23, 2022 20:15 UTC
Curley JoanneChief Development Officer
Exercise / conversionClass A Common Stock 1,030 $11.00 $11,330.00
Disclosure

SEC source: 0001209191-22-047172 · doc4.xml · nonDerivative · entry 14

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 16:08 UTC
Young Joseph RSVP, Finance, Chief Acct Offcr
GrantClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047167 · doc4.xml · nonDerivative · entry 1

Young Joseph R · CIK 0001861684 · SVP, Finance, Chief Acct Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,148

F1 · shares: Represents the number of shares of Class A Common Stock underlying the restricted stock units ("RSUs") under Issuer's 2021 Equity Incentive Plan. One-third of the RSUs vest on August 20, 2023, rounded to the nearest whole share, and the remaining RSUs vest on August 20, 2024, subject to the Reporting Person's continuous service through each vesting date.

F2 · balance_after: Includes 1,148 shares acquired under the Issuer's Employee Stock Purchase Plan on March 11, 2022.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 20:15 UTC
Curley JoanneChief Development Officer
Exercise / conversionStock Options (right to buy) · Derivative 3,670 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001209191-22-047172 · doc4.xml · derivative · entry 20

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,547

Underlying: Class A Common Stock · 3,670 shares

Expires 2031-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: 1/4 of the shares subject to the option vest on May 13, 2022, and 1/48 of the shares vest monthly thereafter.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 20:15 UTC
Curley JoanneChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,161 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-22-047172 · doc4.xml · derivative · entry 19

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,598

Underlying: Class A Common Stock · 2,161 shares

Expires 2030-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: 1/4 of the shares subject to the option vest on December 16, 2021, and 1/48 of the shares vest monthly thereafter.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 20:15 UTC
Curley JoanneChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,078 $0.00 Strike: $6.37 $0.00
Disclosure

SEC source: 0001209191-22-047172 · doc4.xml · derivative · entry 18

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,951

Underlying: Class A Common Stock · 1,078 shares

Expires 2030-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: 1/4 of the shares subject to the option vested on March 12, 2021, and 1/48 of the shares vest monthly thereafter.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 20:15 UTC
Curley JoanneChief Development Officer
SaleClass A Common Stock 904 $19.81 $17,904.17
Disclosure

SEC source: 0001209191-22-047172 · doc4.xml · nonDerivative · entry 13

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,785

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 13, 2022.

F8 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $19.56 to $20.21, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 20:15 UTC
Curley JoanneChief Development Officer
Exercise / conversionClass A Common Stock 904 $11.00 $9,944.00
Disclosure

SEC source: 0001209191-22-047172 · doc4.xml · nonDerivative · entry 12

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 20:15 UTC
Curley JoanneChief Development Officer
SaleClass A Common Stock 2,766 $18.61 $51,479.13
Disclosure

SEC source: 0001209191-22-047172 · doc4.xml · nonDerivative · entry 11

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,785

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 13, 2022.

F7 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $18.24 to $19.23, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 20:15 UTC
Curley JoanneChief Development Officer
Exercise / conversionClass A Common Stock 2,766 $11.00 $30,426.00
Disclosure

SEC source: 0001209191-22-047172 · doc4.xml · nonDerivative · entry 10

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 20:15 UTC
Curley JoanneChief Development Officer
SaleClass A Common Stock 1,451 $19.87 $28,829.19
Disclosure

SEC source: 0001209191-22-047172 · doc4.xml · nonDerivative · entry 9

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,785

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 13, 2022.

F6 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $19.70 to $20.02, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 20:15 UTC
Curley JoanneChief Development Officer
Exercise / conversionClass A Common Stock 1,451 $2.90 $4,203.26
Disclosure

SEC source: 0001209191-22-047172 · doc4.xml · nonDerivative · entry 8

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 20:15 UTC
Curley JoanneChief Development Officer
SaleClass A Common Stock 710 $18.93 $13,441.15
Disclosure

SEC source: 0001209191-22-047172 · doc4.xml · nonDerivative · entry 7

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,785

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 13, 2022.

F5 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $19.30, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 20:15 UTC
Curley JoanneChief Development Officer
Exercise / conversionClass A Common Stock 710 $2.90 $2,056.73
Disclosure

SEC source: 0001209191-22-047172 · doc4.xml · nonDerivative · entry 6

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 20:15 UTC
Curley JoanneChief Development Officer
SaleClass A Common Stock 700 $19.76 $13,832.49
Disclosure

SEC source: 0001209191-22-047172 · doc4.xml · nonDerivative · entry 5

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,785

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 13, 2022.

F4 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $19.56 to $20.00, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 20:15 UTC
Curley JoanneChief Development Officer
Exercise / conversionClass A Common Stock 700 $6.37 $4,460.96
Disclosure

SEC source: 0001209191-22-047172 · doc4.xml · nonDerivative · entry 4

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 20:15 UTC
Curley JoanneChief Development Officer
SaleClass A Common Stock 378 $18.89 $7,138.68
Disclosure

SEC source: 0001209191-22-047172 · doc4.xml · nonDerivative · entry 3

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,785

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 13, 2022.

F3 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $18.49 to $19.24, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 20:15 UTC
Curley JoanneChief Development Officer
Exercise / conversionClass A Common Stock 378 $6.37 $2,408.92
Disclosure

SEC source: 0001209191-22-047172 · doc4.xml · nonDerivative · entry 2

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 20:15 UTC
Curley JoanneChief Development Officer
GrantClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047172 · doc4.xml · nonDerivative · entry 1

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,785

F1 · shares: Represents the number of shares of Class A Common Stock underlying the restricted stock units ("RSUs") under Issuer's 2021 Equity Incentive Plan. One-third of the RSUs vest on August 20, 2023, rounded to the nearest whole share, and the remaining RSUs vest on August 20, 2024, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 20:11 UTC
Lin CeliaChief Medical Officer
GrantClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047170 · doc4.xml · nonDerivative · entry 1

Lin Celia · CIK 0001859386 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

F1 · shares: Represents the number of shares of Class A Common Stock underlying the restricted stock units ("RSUs") under Issuer's 2021 Equity Incentive Plan. One-third of the RSUs vest on August 20, 2023, rounded to the nearest whole share, and the remaining RSUs vest on August 20, 2024, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 20:06 UTC
Grant SeanChief Financial Officer
GrantClass A Common Stock 33,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047164 · doc4.xml · nonDerivative · entry 1

Grant Sean · CIK 0001872792 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,268

F1 · shares: Represents the number of shares of Class A Common Stock underlying the restricted stock units ("RSUs") under Issuer's 2021 Equity Incentive Plan. One-third of the RSUs vest on August 20, 2023, rounded to the nearest whole share, and the remaining RSUs vest on August 20, 2024, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
August 19, 2022 Filed Aug 23, 2022 20:03 UTC
Fordyce MarshallDirector · President and CEO
GrantClass A Common Stock 43,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047162 · doc4.xml · nonDerivative · entry 1

Fordyce Marshall · CIK 0001859453 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,150

F1 · shares: Represents the number of shares of Class A Common Stock underlying the restricted stock units ("RSUs") under Issuer's 2021 Equity Incentive Plan. One-third of the RSUs vest on August 20, 2023, rounded to the nearest whole share, and the remaining RSUs vest on August 20, 2024, subject to the Reporting Person's continuous service through each vesting date.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 16:39 UTC
TC Group, LLC10% owner
Exercise / conversionStock Option (right to buy) · Derivative 9,925 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0000899243-22-029282 · doc4.xml · derivative · entry 5

Carlyle Group Inc. · CIK 0001527166 · 10% owner

Abingworth LLP · CIK 0001397144 · 10% owner

Abingworth Bioventures 8 LP · CIK 0001811412 · 10% owner

Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner

Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner

Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner

CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner

TC Group, LLC · CIK 0000933790 · 10% owner

Carlyle Investment Management LLC · CIK 0001354120 · 10% owner

Carlyle Genesis UK LLC · CIK 0001941860 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,925 shares

Expires 2031-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock option is fully vested and exercisable.

F1 · ownership.nature: Reflects securities held of record by Abingworth Bioventures 8 LP ("ABV 8"). ABV 8 has delegated to Abingworth LLP all investment and dispositive power over the securities held of record by ABV 8.

F2 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the managing member of Carlyle Investment Management, L.L.C., which is the sole member of Carlyle Genesis UK LLC, which is the principal member of Abingworth LLP. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by ABV 8, but each disclaims beneficial ownership of such securities.

F7 · ownership.nature: Under an agreement between Kurt von Emster and Abingworth LLP, Mr. von Emster is deemed to hold the stock option and any shares of Class A Common Stock issuable upon exercise of the stock option for the benefit of ABV 8, and must exercise the stock option solely upon the direction of Abingworth LLP.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 16:39 UTC
TC Group, LLC10% owner
SaleClass A Common Stock 172 $21.07 $3,624.87
Disclosure

SEC source: 0000899243-22-029282 · doc4.xml · nonDerivative · entry 4

Carlyle Group Inc. · CIK 0001527166 · 10% owner

Abingworth LLP · CIK 0001397144 · 10% owner

Abingworth Bioventures 8 LP · CIK 0001811412 · 10% owner

Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner

Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner

Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner

CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner

TC Group, LLC · CIK 0000933790 · 10% owner

Carlyle Investment Management LLC · CIK 0001354120 · 10% owner

Carlyle Genesis UK LLC · CIK 0001941860 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,960,231

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.025 to $21.09. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Reflects securities held of record by Abingworth Bioventures 8 LP ("ABV 8"). ABV 8 has delegated to Abingworth LLP all investment and dispositive power over the securities held of record by ABV 8.

F2 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the managing member of Carlyle Investment Management, L.L.C., which is the sole member of Carlyle Genesis UK LLC, which is the principal member of Abingworth LLP. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by ABV 8, but each disclaims beneficial ownership of such securities.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 16:39 UTC
TC Group, LLC10% owner
SaleClass A Common Stock 6,472 $20.42 $132,158.89
Disclosure

SEC source: 0000899243-22-029282 · doc4.xml · nonDerivative · entry 3

Carlyle Group Inc. · CIK 0001527166 · 10% owner

Abingworth LLP · CIK 0001397144 · 10% owner

Abingworth Bioventures 8 LP · CIK 0001811412 · 10% owner

Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner

Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner

Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner

CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner

TC Group, LLC · CIK 0000933790 · 10% owner

Carlyle Investment Management LLC · CIK 0001354120 · 10% owner

Carlyle Genesis UK LLC · CIK 0001941860 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,960,403

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.99. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Reflects securities held of record by Abingworth Bioventures 8 LP ("ABV 8"). ABV 8 has delegated to Abingworth LLP all investment and dispositive power over the securities held of record by ABV 8.

F2 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the managing member of Carlyle Investment Management, L.L.C., which is the sole member of Carlyle Genesis UK LLC, which is the principal member of Abingworth LLP. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by ABV 8, but each disclaims beneficial ownership of such securities.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 16:39 UTC
TC Group, LLC10% owner
SaleClass A Common Stock 3,281 $19.88 $65,242.36
Disclosure

SEC source: 0000899243-22-029282 · doc4.xml · nonDerivative · entry 2

Carlyle Group Inc. · CIK 0001527166 · 10% owner

Abingworth LLP · CIK 0001397144 · 10% owner

Abingworth Bioventures 8 LP · CIK 0001811412 · 10% owner

Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner

Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner

Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner

CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner

TC Group, LLC · CIK 0000933790 · 10% owner

Carlyle Investment Management LLC · CIK 0001354120 · 10% owner

Carlyle Genesis UK LLC · CIK 0001941860 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,966,875

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.74 to $19.995. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: Reflects securities held of record by Abingworth Bioventures 8 LP ("ABV 8"). ABV 8 has delegated to Abingworth LLP all investment and dispositive power over the securities held of record by ABV 8.

F2 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the managing member of Carlyle Investment Management, L.L.C., which is the sole member of Carlyle Genesis UK LLC, which is the principal member of Abingworth LLP. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by ABV 8, but each disclaims beneficial ownership of such securities.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 16:39 UTC
TC Group, LLC10% owner
Exercise / conversionClass A Common Stock 9,925 $11.00 $109,175.00
Disclosure

SEC source: 0000899243-22-029282 · doc4.xml · nonDerivative · entry 1

Carlyle Group Inc. · CIK 0001527166 · 10% owner

Abingworth LLP · CIK 0001397144 · 10% owner

Abingworth Bioventures 8 LP · CIK 0001811412 · 10% owner

Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner

Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner

Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner

CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner

TC Group, LLC · CIK 0000933790 · 10% owner

Carlyle Investment Management LLC · CIK 0001354120 · 10% owner

Carlyle Genesis UK LLC · CIK 0001941860 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,970,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Reflects securities held of record by Abingworth Bioventures 8 LP ("ABV 8"). ABV 8 has delegated to Abingworth LLP all investment and dispositive power over the securities held of record by ABV 8.

F2 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the managing member of Carlyle Investment Management, L.L.C., which is the sole member of Carlyle Genesis UK LLC, which is the principal member of Abingworth LLP. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by ABV 8, but each disclaims beneficial ownership of such securities.

Read SEC document
August 12, 2022 Filed Aug 15, 2022 20:11 UTC
Fordyce MarshallDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 20,528 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-22-045806 · doc4.xml · derivative · entry 3

Fordyce Marshall · CIK 0001859453 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,086,684

Underlying: Class A Common Stock · 20,528 shares

Expires 2030-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4 of the shares subject to the option vest on December 16, 2021, and 1/48 of the shares vest monthly thereafter.

Read SEC document
August 12, 2022 Filed Aug 15, 2022 20:11 UTC
Fordyce MarshallDirector · President and CEO
SaleClass A Common Stock 20,528 $20.16 $413,799.32
Disclosure

SEC source: 0001209191-22-045806 · doc4.xml · nonDerivative · entry 2

Fordyce Marshall · CIK 0001859453 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,400

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2022.

F2 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.59, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 12, 2022 Filed Aug 15, 2022 20:11 UTC
Fordyce MarshallDirector · President and CEO
Exercise / conversionClass A Common Stock 20,528 $2.90 $59,465.51
Disclosure

SEC source: 0001209191-22-045806 · doc4.xml · nonDerivative · entry 1

Fordyce Marshall · CIK 0001859453 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2022 Filed Aug 4, 2022 20:07 UTC
Curley JoanneChief Development Officer
SaleClass A Common Stock 988 $16.81 $16,608.28
Disclosure

SEC source: 0001209191-22-044412 · doc4.xml · nonDerivative · entry 1

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,285

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 13, 2022.

Read SEC document
July 19, 2022 Filed Jul 20, 2022 20:08 UTC
Curley JoanneChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 6,054 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-22-042675 · doc4.xml · derivative · entry 10

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,759

Underlying: Class A Common Stock · 6,054 shares

Expires 2030-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/4 of the shares subject to the option vest on December 16, 2021, and 1/48 of the shares vest monthly thereafter.

Read SEC document
July 19, 2022 Filed Jul 20, 2022 20:08 UTC
Curley JoanneChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,390 $0.00 Strike: $6.37 $0.00
Disclosure

SEC source: 0001209191-22-042675 · doc4.xml · derivative · entry 9

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,029

Underlying: Class A Common Stock · 5,390 shares

Expires 2030-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on March 12, 2021, and 1/48 of the shares vest monthly thereafter.

Read SEC document
July 19, 2022 Filed Jul 20, 2022 20:08 UTC
Curley JoanneChief Development Officer
SaleClass A Common Stock 8 $16.55 $132.36
Disclosure

SEC source: 0001209191-22-042675 · doc4.xml · nonDerivative · entry 8

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,273

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 13, 2022.

F3 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $16.53 to $16.56, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 19, 2022 Filed Jul 20, 2022 20:08 UTC
Curley JoanneChief Development Officer
Exercise / conversionClass A Common Stock 8 $2.90 $23.17
Disclosure

SEC source: 0001209191-22-042675 · doc4.xml · nonDerivative · entry 7

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2022 Filed Jul 20, 2022 20:08 UTC
Curley JoanneChief Development Officer
SaleClass A Common Stock 6,046 $16.01 $96,810.37
Disclosure

SEC source: 0001209191-22-042675 · doc4.xml · nonDerivative · entry 6

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,273

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 13, 2022.

F2 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $15.46 to $16.45, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 19, 2022 Filed Jul 20, 2022 20:08 UTC
Curley JoanneChief Development Officer
Exercise / conversionClass A Common Stock 6,046 $2.90 $17,514.05
Disclosure

SEC source: 0001209191-22-042675 · doc4.xml · nonDerivative · entry 5

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2022 Filed Jul 20, 2022 20:08 UTC
Curley JoanneChief Development Officer
SaleClass A Common Stock 6 $16.55 $99.30
Disclosure

SEC source: 0001209191-22-042675 · doc4.xml · nonDerivative · entry 4

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,273

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 13, 2022.

Read SEC document
July 19, 2022 Filed Jul 20, 2022 20:08 UTC
Curley JoanneChief Development Officer
Exercise / conversionClass A Common Stock 6 $6.37 $38.24
Disclosure

SEC source: 0001209191-22-042675 · doc4.xml · nonDerivative · entry 3

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2022 Filed Jul 20, 2022 20:08 UTC
Curley JoanneChief Development Officer
SaleClass A Common Stock 5,384 $16.02 $86,229.07
Disclosure

SEC source: 0001209191-22-042675 · doc4.xml · nonDerivative · entry 2

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,273

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 13, 2022.

F2 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $15.46 to $16.45, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 19, 2022 Filed Jul 20, 2022 20:08 UTC
Curley JoanneChief Development Officer
Exercise / conversionClass A Common Stock 5,384 $6.37 $34,311.16
Disclosure

SEC source: 0001209191-22-042675 · doc4.xml · nonDerivative · entry 1

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 14, 2022 Filed Jul 15, 2022 20:41 UTC
Curley JoanneChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 6,354 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-22-042255 · doc4.xml · derivative · entry 4

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,813

Underlying: Class A Common Stock · 6,354 shares

Expires 2030-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vest on December 16, 2021, and 1/48 of the shares vest monthly thereafter.

Read SEC document
July 14, 2022 Filed Jul 15, 2022 20:41 UTC
Curley JoanneChief Development Officer
SaleClass A Common Stock 2,750 $15.17 $41,729.60
Disclosure

SEC source: 0001209191-22-042255 · doc4.xml · nonDerivative · entry 3

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,273

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 13, 2022.

F3 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.57, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 14, 2022 Filed Jul 15, 2022 20:41 UTC
Curley JoanneChief Development Officer
SaleClass A Common Stock 6,354 $15.13 $96,134.11
Disclosure

SEC source: 0001209191-22-042255 · doc4.xml · nonDerivative · entry 2

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,023

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 13, 2022.

F2 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.55, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 14, 2022 Filed Jul 15, 2022 20:41 UTC
Curley JoanneChief Development Officer
Exercise / conversionClass A Common Stock 6,354 $2.90 $18,406.27
Disclosure

SEC source: 0001209191-22-042255 · doc4.xml · nonDerivative · entry 1

Curley Joanne · CIK 0001857670 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.