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VECO

VEECO INSTRUMENTS INC

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4322
SEC CIK
0000103145
Parsed reports
420

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202608
Jun 202605
Jul 202600
Aug 202608
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 14, 2017 Filed Jun 16, 2017 20:35 UTC Tax withholdingCommon Stock 2,354 $31.70 $74,621.80
Disclosure

SEC source: 0001179110-17-009196 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,997.252

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 20:34 UTC Tax withholdingCommon Stock 2,762 $31.70 $87,555.40
Disclosure

SEC source: 0001179110-17-009195 · edgar.xml · nonDerivative · entry 1

Miller William John · CIK 0001497582 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,330

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 20:34 UTC
PEELER JOHN RDirector · Chairman & CEO
Tax withholdingCommon Stock 4,633 $31.70 $146,866.10
Disclosure

SEC source: 0001179110-17-009194 · edgar.xml · nonDerivative · entry 1

PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,779

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 20:12 UTC
PEELER JOHN RDirector · Chairman & CEO
Tax withholdingCommon Stock 3,905 $30.35 $118,516.75
Disclosure

SEC source: 0001179110-17-009074 · edgar.xml · nonDerivative · entry 1

PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,412

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 20:11 UTC Tax withholdingCommon Stock 2,700 $30.35 $81,945.00
Disclosure

SEC source: 0001179110-17-009073 · edgar.xml · nonDerivative · entry 1

Miller William John · CIK 0001497582 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,092

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 20:10 UTC
KIERNAN JOHN PSVP Fin, Corp. Cntlr. & Treas.
Tax withholdingCommon Stock 550 $30.35 $16,692.50
Disclosure

SEC source: 0001179110-17-009072 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP Fin, Corp. Cntlr. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,661

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 20:09 UTC Tax withholdingCommon Stock 1,808 $30.35 $54,872.80
Disclosure

SEC source: 0001179110-17-009071 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,351.252

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:17 UTC Tax withholdingCommon Stock 4,228 $30.75 $130,011.00
Disclosure

SEC source: 0001179110-17-008655 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,159.252

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 20:11 UTC SaleCommon Stock 4,257 $31.91 $135,840.87
Disclosure

SEC source: 0001179110-17-008340 · edgar.xml · nonDerivative · entry 1

SIMONE PETER J · CIK 0001194518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,332

Read SEC document
May 19, 2017 Filed May 23, 2017 20:14 UTC SaleCommon Stock 8,481 $31.51 $267,236.31
Disclosure

SEC source: 0001179110-17-007828 · edgar.xml · nonDerivative · entry 1

Miller William John · CIK 0001497582 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,792

F1 · price: Reflects the weighted average sale price. Actual sale prices ranged from $31.50 to $31.53 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 12, 2017 Filed May 16, 2017 20:16 UTC
PEELER JOHN RDirector · Chairman & CEO
SaleCommon Stock 14,463 $33.10 $478,725.30
Disclosure

SEC source: 0001179110-17-007279 · edgar.xml · nonDerivative · entry 1

PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,317

F1 · price: Reflects the weighted average sale price. Actual sale prices ranged from $33.10 to $33.20 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 08, 2017 Filed May 9, 2017 20:28 UTC
KIERNAN JOHN PSVP Fin, Corp. Cntlr. & Treas.
SaleCommon Stock 8,836 $32.44 $286,639.84
Disclosure

SEC source: 0001179110-17-006905 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP Fin, Corp. Cntlr. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,211

F1 · price: Reflects the weighted average sale price. Actual sale prices ranged from $32.20 to $32.78 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 05, 2017 Filed May 9, 2017 22:12 UTC GrantCommon Stock 3,592 $33.40 $119,972.80
Disclosure

SEC source: 0001179110-17-006950 · edgar.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,597

F1 · shares: These shares were awarded as restricted stock pursuant to the Veeco Instruments Inc. 2010 Stock Incentive Plan in consideration of services as a director. These shares are subject to certain restrictions which shall lapse on the earlier to occur of: (i) the date immediately preceding the date of the Company's 2018 Annual Meeting of stockholders and (ii) the first anniversary of the award date.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:33 UTC GrantCommon Stock 3,592 $33.40 $119,972.80
Disclosure

SEC source: 0001179110-17-006911 · edgar.xml · nonDerivative · entry 1

BAYLESS KATHLEEN A · CIK 0001230569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,585

F1 · shares: These shares were awarded as restricted stock pursuant to the Veeco Instruments Inc. 2010 Stock Incentive Plan in consideration of services as a director. These shares are subject to certain restrictions which shall lapse on the earlier to occur of: (i) the date immediately preceding the date of the Company's 2018 Annual Meeting of stockholders and (ii) the first anniversary of the award date.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:32 UTC GrantCommon Stock 3,592 $33.40 $119,972.80
Disclosure

SEC source: 0001179110-17-006910 · edgar.xml · nonDerivative · entry 1

DAMORE RICHARD A · CIK 0001206641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,290

F1 · shares: These shares were awarded as restricted stock pursuant to the Veeco Instruments Inc. 2010 Stock Incentive Plan in consideration of services as a director. These shares are subject to certain restrictions which shall lapse on the earlier to occur of: (i) the date immediately preceding the date of the Company's 2018 Annual Meeting of stockholders and (ii) the first anniversary of the award date.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:30 UTC GrantCommon Stock 3,592 $33.40 $119,972.80
Disclosure

SEC source: 0001179110-17-006909 · edgar.xml · nonDerivative · entry 1

HUNTER GORDON · CIK 0001186518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,949

F1 · shares: These shares were awarded as restricted stock pursuant to the Veeco Instruments Inc. 2010 Stock Incentive Plan in consideration of services as a director. These shares are subject to certain restrictions which shall lapse on the earlier to occur of: (i) the date immediately preceding the date of the Company's 2018 Annual Meeting of stockholders and (ii) the first anniversary of the award date.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:30 UTC GrantCommon Stock 3,592 $33.40 $119,972.80
Disclosure

SEC source: 0001179110-17-006908 · edgar.xml · nonDerivative · entry 1

JACKSON KEITH D · CIK 0001228890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,149

F1 · shares: These shares were awarded as restricted stock pursuant to the Veeco Instruments Inc. 2010 Stock Incentive Plan in consideration of services as a director. These shares are subject to certain restrictions which shall lapse on the earlier to occur of: (i) the date immediately preceding the date of the Company's 2018 Annual Meeting of stockholders and (ii) the first anniversary of the award date.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:29 UTC GrantCommon Stock 3,592 $33.40 $119,972.80
Disclosure

SEC source: 0001179110-17-006906 · edgar.xml · nonDerivative · entry 1

SIMONE PETER J · CIK 0001194518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,589

F1 · shares: These shares were awarded as restricted stock pursuant to the Veeco Instruments Inc. 2010 Stock Incentive Plan in consideration of services as a director. These shares are subject to certain restrictions which shall lapse on the earlier to occur of: (i) the date immediately preceding the date of the Company's 2018 Annual Meeting of stockholders and (ii) the first anniversary of the award date.

Read SEC document
May 05, 2017 Filed May 19, 2017 20:22 UTC Amendment GrantCommon Stock 3,592 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-007617 · edgar.xml · nonDerivative · entry 1

DAMORE RICHARD A · CIK 0001206641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,290

F1 · shares: These shares were awarded as restricted stock pursuant to the Veeco Instruments Inc. 2010 Stock Incentive Plan in consideration of services as a director. These shares are subject to certain restrictions which shall lapse on the earlier to occur of: (i) the date immediately preceding the date of the Company's 2018 Annual Meeting of stockholders and (ii) the first anniversary of the award date.

F2 · price: The original filing on May 5, 2017 incorrectly listed an acquisition price of $33.40.

Read SEC document
May 05, 2017 Filed May 19, 2017 20:22 UTC Amendment GrantCommon Stock 3,592 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-007616 · edgar.xml · nonDerivative · entry 1

HUNTER GORDON · CIK 0001186518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,949

F1 · shares: These shares were awarded as restricted stock pursuant to the Veeco Instruments Inc. 2010 Stock Incentive Plan in consideration of services as a director. These shares are subject to certain restrictions which shall lapse on the earlier to occur of: (i) the date immediately preceding the date of the Company's 2018 Annual Meeting of stockholders and (ii) the first anniversary of the award date.

F2 · price: The original filing on May 5, 2017 incorrectly listed an acquisition price of $33.40.

Read SEC document
May 05, 2017 Filed May 19, 2017 20:21 UTC Amendment GrantCommon Stock 3,592 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-007615 · edgar.xml · nonDerivative · entry 1

JACKSON KEITH D · CIK 0001228890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,149

F1 · shares: These shares were awarded as restricted stock pursuant to the Veeco Instruments Inc. 2010 Stock Incentive Plan in consideration of services as a director. These shares are subject to certain restrictions which shall lapse on the earlier to occur of: (i) the date immediately preceding the date of the Company's 2018 Annual Meeting of stockholders and (ii) the first anniversary of the award date.

F2 · price: The original filing on May 5, 2017 incorrectly listed an acquisition price of $33.40.

Read SEC document
May 05, 2017 Filed May 19, 2017 20:21 UTC Amendment GrantCommon Stock 3,592 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-007614 · edgar.xml · nonDerivative · entry 1

SIMONE PETER J · CIK 0001194518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,589

F1 · shares: These shares were awarded as restricted stock pursuant to the Veeco Instruments Inc. 2010 Stock Incentive Plan in consideration of services as a director. These shares are subject to certain restrictions which shall lapse on the earlier to occur of: (i) the date immediately preceding the date of the Company's 2018 Annual Meeting of stockholders and (ii) the first anniversary of the award date.

F2 · price: The original filing on May 5, 2017 incorrectly listed an acquisition price of $33.40.

Read SEC document
May 05, 2017 Filed May 19, 2017 20:14 UTC Amendment GrantCommon Stock 3,592 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-007612 · edgar.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,597

F1 · shares: These shares were awarded as restricted stock pursuant to the Veeco Instruments Inc. 2010 Stock Incentive Plan in consideration of services as a director. These shares are subject to certain restrictions which shall lapse on the earlier to occur of: (i) the date immediately preceding the date of the Company's 2018 Annual Meeting of stockholders and (ii) the first anniversary of the award date.

F2 · price: The original filing on May 5, 2017 incorrectly listed an acquisition price of $33.40.

Read SEC document
May 05, 2017 Filed May 19, 2017 20:12 UTC Amendment GrantCommon Stock 3,592 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-007609 · edgar.xml · nonDerivative · entry 1

BAYLESS KATHLEEN A · CIK 0001230569 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,585

F1 · shares: These shares were awarded as restricted stock pursuant to the Veeco Instruments Inc. 2010 Stock Incentive Plan in consideration of services as a director. These shares are subject to certain restrictions which shall lapse on the earlier to occur of: (i) the date immediately preceding the date of the Company's 2018 Annual Meeting of stockholders and (ii) the first anniversary of the award date.

F2 · price: The original filing on May 5, 2017 incorrectly listed an acquisition price of $33.40.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 21:34 UTC GrantCommon Stock 1,526.2515 $13.92 $21,245.42
Disclosure

SEC source: 0001179110-17-000226 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,826.2515

F1 · kind: These shares were acquired under the Veeco Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
December 15, 2016 Filed Dec 16, 2016 21:12 UTC SaleCommon Stock 2,250 $30.00 $67,500.00
Disclosure

SEC source: 0001179110-16-033098 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,300

F1 · shares: Represents securities sold pursuant to a 10b5-1 sales plan adopted by the reporting person.

Read SEC document
December 14, 2016 Filed Dec 16, 2016 21:13 UTC GrantRestricted Stock Unit · Derivative 3,362 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-16-033099 · edgar.xml · derivative · entry 2

Miller William John · CIK 0001497582 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,362

Underlying: Common Stock · 3,362 shares

Expires not disclosed

F2 · shares: Reflects restricted stock units (RSUs) granted under the Veeco 2010 Stock Incentive Plan. Each RSU represents the right to receive one share of Veeco common stock, subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date.

F2 · derivative.exercise_date: Reflects restricted stock units (RSUs) granted under the Veeco 2010 Stock Incentive Plan. Each RSU represents the right to receive one share of Veeco common stock, subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date.

F2 · derivative.expiration_date: Reflects restricted stock units (RSUs) granted under the Veeco 2010 Stock Incentive Plan. Each RSU represents the right to receive one share of Veeco common stock, subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date.

F2 · derivative.underlying_shares: Reflects restricted stock units (RSUs) granted under the Veeco 2010 Stock Incentive Plan. Each RSU represents the right to receive one share of Veeco common stock, subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date.

F2 · balance_after: Reflects restricted stock units (RSUs) granted under the Veeco 2010 Stock Incentive Plan. Each RSU represents the right to receive one share of Veeco common stock, subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date.

Read SEC document
December 14, 2016 Filed Dec 16, 2016 21:13 UTC GrantRestricted Stock Unit · Derivative 3,499 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-16-033099 · edgar.xml · derivative · entry 1

Miller William John · CIK 0001497582 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,499

Underlying: Common Stock · 3,499 shares

Expires not disclosed

F1 · shares: Reflects performance-based restricted stock units (PRSUs) granted under the Veeco 2010 Stock Incentive Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service over the later of: (i) three years from the grant date or, (ii) the date on which the target is achieved.

F1 · derivative.exercise_date: Reflects performance-based restricted stock units (PRSUs) granted under the Veeco 2010 Stock Incentive Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service over the later of: (i) three years from the grant date or, (ii) the date on which the target is achieved.

F1 · derivative.expiration_date: Reflects performance-based restricted stock units (PRSUs) granted under the Veeco 2010 Stock Incentive Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service over the later of: (i) three years from the grant date or, (ii) the date on which the target is achieved.

F1 · derivative.underlying_shares: Reflects performance-based restricted stock units (PRSUs) granted under the Veeco 2010 Stock Incentive Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service over the later of: (i) three years from the grant date or, (ii) the date on which the target is achieved.

F1 · balance_after: Reflects performance-based restricted stock units (PRSUs) granted under the Veeco 2010 Stock Incentive Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service over the later of: (i) three years from the grant date or, (ii) the date on which the target is achieved.

Read SEC document
December 14, 2016 Filed Dec 16, 2016 21:14 UTC
PEELER JOHN RDirector · Chairman & CEO
GrantRestricted Stock Unit · Derivative 5,883 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-16-033100 · edgar.xml · derivative · entry 2

PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,883

Underlying: Common Stock · 5,883 shares

Expires not disclosed

F2 · shares: Reflects restricted stock units (RSUs) granted under the Veeco 2010 Stock Incentive Plan. Each RSU represents the right to receive one share of Veeco common stock, subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date.

F2 · derivative.exercise_date: Reflects restricted stock units (RSUs) granted under the Veeco 2010 Stock Incentive Plan. Each RSU represents the right to receive one share of Veeco common stock, subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date.

F2 · derivative.expiration_date: Reflects restricted stock units (RSUs) granted under the Veeco 2010 Stock Incentive Plan. Each RSU represents the right to receive one share of Veeco common stock, subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date.

F2 · balance_after: Reflects restricted stock units (RSUs) granted under the Veeco 2010 Stock Incentive Plan. Each RSU represents the right to receive one share of Veeco common stock, subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date.

Read SEC document
December 14, 2016 Filed Dec 16, 2016 21:14 UTC
PEELER JOHN RDirector · Chairman & CEO
GrantRestricted Stock Unit · Derivative 6,123 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-16-033100 · edgar.xml · derivative · entry 1

PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,123

Underlying: Common Stock · 6,123 shares

Expires not disclosed

F1 · shares: Reflects performance-based restricted stock units (PRSUs) granted under the Veeco 2010 Stock Incentive Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service over the later of: (i) three years from the grant date or, (ii) the date on which the target is achieved.

F1 · derivative.exercise_date: Reflects performance-based restricted stock units (PRSUs) granted under the Veeco 2010 Stock Incentive Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service over the later of: (i) three years from the grant date or, (ii) the date on which the target is achieved.

F1 · derivative.expiration_date: Reflects performance-based restricted stock units (PRSUs) granted under the Veeco 2010 Stock Incentive Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service over the later of: (i) three years from the grant date or, (ii) the date on which the target is achieved.

F1 · balance_after: Reflects performance-based restricted stock units (PRSUs) granted under the Veeco 2010 Stock Incentive Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service over the later of: (i) three years from the grant date or, (ii) the date on which the target is achieved.

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December 14, 2016 Filed Dec 16, 2016 21:12 UTC GrantRestricted Stock Unit · Derivative 2,521 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-16-033098 · edgar.xml · derivative · entry 3

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,521

Underlying: Common Stock · 2,521 shares

Expires not disclosed

F3 · shares: Reflects restricted stock units (RSUs) granted under the Veeco 2010 Stock Incentive Plan. Each RSU represents the right to receive one share of Veeco common stock, subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date.

F3 · derivative.exercise_date: Reflects restricted stock units (RSUs) granted under the Veeco 2010 Stock Incentive Plan. Each RSU represents the right to receive one share of Veeco common stock, subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date.

F3 · derivative.expiration_date: Reflects restricted stock units (RSUs) granted under the Veeco 2010 Stock Incentive Plan. Each RSU represents the right to receive one share of Veeco common stock, subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date.

F3 · derivative.underlying_shares: Reflects restricted stock units (RSUs) granted under the Veeco 2010 Stock Incentive Plan. Each RSU represents the right to receive one share of Veeco common stock, subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date.

F3 · balance_after: Reflects restricted stock units (RSUs) granted under the Veeco 2010 Stock Incentive Plan. Each RSU represents the right to receive one share of Veeco common stock, subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date.

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December 14, 2016 Filed Dec 16, 2016 21:12 UTC GrantRestricted Stock Unit · Derivative 2,624 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-16-033098 · edgar.xml · derivative · entry 2

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,624

Underlying: Common Stock · 2,624 shares

Expires not disclosed

F2 · shares: Reflects performance-based restricted stock units (PRSUs) granted under the Veeco 2010 Stock Incentive Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service over the later of: (i) three years from the grant date or, (ii) the date on which the target is achieved.

F2 · derivative.exercise_date: Reflects performance-based restricted stock units (PRSUs) granted under the Veeco 2010 Stock Incentive Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service over the later of: (i) three years from the grant date or, (ii) the date on which the target is achieved.

F2 · derivative.expiration_date: Reflects performance-based restricted stock units (PRSUs) granted under the Veeco 2010 Stock Incentive Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service over the later of: (i) three years from the grant date or, (ii) the date on which the target is achieved.

F2 · derivative.underlying_shares: Reflects performance-based restricted stock units (PRSUs) granted under the Veeco 2010 Stock Incentive Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service over the later of: (i) three years from the grant date or, (ii) the date on which the target is achieved.

F2 · balance_after: Reflects performance-based restricted stock units (PRSUs) granted under the Veeco 2010 Stock Incentive Plan. Each PRSU represents the contingent right to receive one share of Veeco common stock, assuming achievement of the performance criteria by the date corresponding to 100% performance achievement (the "target date"), as specified in the award agreement. If the criteria are achieved prior to the target date, then up to 150% of the shares covered by the award may be earned. If the criteria are achieved after the target date, but still within the designated period, then fewer than 100% of the shares may be earned. If the criteria are not achieved by the specified deadline, then the award will be forfeited. Vested shares will be delivered to the reporting person on the date(s) provided in the award agreement, subject to the reporting person's continued service over the later of: (i) three years from the grant date or, (ii) the date on which the target is achieved.

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December 14, 2016 Filed Mar 7, 2017 21:55 UTC Amendment
PEELER JOHN RDirector · Chairman & CEO
GrantCommon Stock 5,883 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-004113 · edgar.xml · nonDerivative · entry 1

PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,780

F1 · balance_after: These shares were acquired pursuant to a restricted stock award under the Veeco Instruments Inc. 2010 Stock Incentive Plan and are subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date. These shares were erroneously reported as restricted stock units on Table II on 12/16/2016.

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December 14, 2016 Filed Mar 7, 2017 21:52 UTC Amendment GrantCommon Stock 2,521 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-004103 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,387.252

F1 · shares: These shares were acquired pursuant to a restricted stock award under the Veeco Instruments Inc. 2010 Stock Incentive Plan and are subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date. These shares were erroneously reported as restricted stock units on Table II on 12/16/2016

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December 14, 2016 Filed Mar 7, 2017 21:47 UTC Amendment GrantCommon Stock 3,362 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-004097 · edgar.xml · nonDerivative · entry 1

Miller William John · CIK 0001497582 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,273

F1 · shares: These shares were acquired pursuant to a restricted stock award under the Veeco Instruments Inc. 2010 Stock Incentive Plan and are subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date. These shares were erroneously reported as restricted stock units on Table II on 12/16/2016.

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December 13, 2016 Filed Dec 15, 2016 21:25 UTC Tax withholdingCommon Stock 6,000 $27.70 $166,200.00
Disclosure

SEC source: 0001179110-16-033010 · edgar.xml · nonDerivative · entry 1

Miller William John · CIK 0001497582 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,491

F1 · price: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

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December 13, 2016 Filed Dec 15, 2016 21:22 UTC
PEELER JOHN RDirector · Chairman & CEO
Tax withholdingCommon Stock 7,188 $27.70 $199,107.60
Disclosure

SEC source: 0001179110-16-033009 · edgar.xml · nonDerivative · entry 1

PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,967

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

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December 13, 2016 Filed Dec 15, 2016 21:22 UTC
KIERNAN JOHN PSVP Fin, Corp. Cntlr. & Treas.
Tax withholdingCommon Stock 2,867 $27.70 $79,415.90
Disclosure

SEC source: 0001179110-16-033008 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP Fin, Corp. Cntlr. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,828

F1 · shares: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.

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June 14, 2016 Filed Mar 7, 2017 21:57 UTC Amendment
PEELER JOHN RDirector · Chairman & CEO
GrantCommon Stock 35,930 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-004114 · edgar.xml · nonDerivative · entry 1

PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,897

F1 · shares: These shares were acquired pursuant to a restricted stock award under the Veeco Instruments Inc. 2010 Stock Incentive Plan and are subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date. These shares were erroneously reported as restricted stock units on Table II on 6/16/2016.

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June 14, 2016 Filed Mar 7, 2017 21:55 UTC Amendment GrantCommon Stock 20,040 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-004111 · edgar.xml · nonDerivative · entry 1

Maheshwari Shubham · CIK 0001607969 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,866.252

F1 · shares: These shares were acquired pursuant to a restricted stock award under the Veeco Instruments Inc. 2010 Stock Incentive Plan and are subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date. These shares were erroneously reported as restricted stock units on Table II on 6/16/2016

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June 14, 2016 Filed Mar 7, 2017 21:52 UTC Amendment GrantCommon Stock 21,420 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-004101 · edgar.xml · nonDerivative · entry 1

Miller William John · CIK 0001497582 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,911

F1 · shares: These shares were acquired pursuant to a restricted stock award under the Veeco Instruments Inc. 2010 Stock Incentive Plan and are subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date. These shares were erroneously reported as restricted stock units on Table II on 6/16/2016.

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June 14, 2016 Filed Mar 7, 2017 21:51 UTC Amendment
KIERNAN JOHN PSVP Fin, Corp. Cntlr. & Treas.
GrantCommon Stock 6,220 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-004100 · edgar.xml · nonDerivative · entry 1

KIERNAN JOHN P · CIK 0001251708 · SVP Fin, Corp. Cntlr. & Treas.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,048

F1 · shares: These shares were acquired pursuant to a restricted stock award under the Veeco Instruments Inc. 2010 Stock Incentive Plan and are subject to certain restrictions. These restrictions will lapse with respect to 1/4 of such shares on each of the first, second, third and fourth anniversaries of the date of grant, subject to the reporting person's continued service through such date. These shares were erroneously reported as restricted stock units on Table II on 6/16/2016.

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March 12, 2016 Filed Mar 16, 2021 20:53 UTC
Wilkerson SusanSVP, Global Sales & Service
GrantCommon Stock 10,500 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-003480 · edgar.xml · nonDerivative · entry 1

Wilkerson Susan · CIK 0001809296 · SVP, Global Sales & Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,167

F1 · shares: These shares were acquired pursuant to a restricted stock award under the Veeco Instructions Inc. 2019 Stock Incentive Plan and are subject to certain restrictions. These restrictions will lapse with respect to one-third of such shares on each of the first, second and third anniversaries of the grant date, subject to the reporting person's continued service through such dates.

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February 21, 2008 Filed Feb 23, 2018 21:34 UTC
PEELER JOHN RDirector · Chairman & CEO
Exercise / conversionCommon Stock 3,313 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002720 · edgar.xml · nonDerivative · entry 1

PEELER JOHN R · CIK 0001053572 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,040.0905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the issuance of shares upon the vesting of performance-based restricted stock units (PRSUs) granted on June 12, 2014 under Veeco's 2010 Stock Incentive Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.