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Nasdaq · USD

VCEL

Vericel Corp

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4481
SEC CIK
0000887359
Parsed reports
373

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202503
Jan 202601
Feb 202601
Mar 202604
Apr 202601
May 202607
Jun 202609
Jul 202603
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2019 Filed Feb 8, 2019 21:05 UTC
Colangelo DominickDirector · President and CEO
GrantRestricted Stock Unit · Derivative 27,750 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-000394 · primary_01.xml · derivative · entry 2

Colangelo Dominick · CIK 0001313403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,750

Underlying: Common Stock · 27,750 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock of Vericel Corporation.

F3 · derivative.exercise_date: These RSUs vest in four annual installments with 6,937 RSUs vesting on February 6, 2020, 6,938 RSUs vesting on February 6, 2021, 6,937 RSUs vesting on February 6, 2022, and 6,938 RSUs vesting on February 6, 2023.

F4 · derivative.expiration_date: No expiration date for this type of award.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 21:05 UTC
Colangelo DominickDirector · President and CEO
GrantStock Option (right to buy) · Derivative 6,002 $0.00 Strike: $16.66 $0.00
Disclosure

SEC source: 0001593968-19-000394 · primary_01.xml · derivative · entry 1

Colangelo Dominick · CIK 0001313403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,002

Underlying: Common Stock · 6,002 shares

Expires 2029-02-06

F1 · derivative.exercise_date: These options shall begin vesting on February 6, 2019 and shall vest and become exercisable in equal quarterly installments over the course of the following four (4) year period.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 21:03 UTC Exercise / conversionStock Option (right to buy) · Derivative 17,500 $0.00 Strike: $2.63 $0.00
Disclosure

SEC source: 0001593968-19-000213 · primary_01.xml · derivative · entry 2

ZERBE ROBERT L MD · CIK 0001220363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,500 shares

Expires 2027-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options, representing the right to purchase a total of 17,500 shares, became exercisable in equal monthly installments, contingent upon continued service to the Company, with the first vesting date on June 3, 2017, which was one month after the date on which the option was granted.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 21:03 UTC Exercise / conversionCommon Stock 17,500 $2.63 $46,025.00
Disclosure

SEC source: 0001593968-19-000213 · primary_01.xml · nonDerivative · entry 1

ZERBE ROBERT L MD · CIK 0001220363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2019 Filed Jan 16, 2019 21:00 UTC
MICHEL GERARD JCFO and VP, Corp. Development
SaleCommon Stock 3,019 $17.18 $51,866.42
Disclosure

SEC source: 0001593968-19-000155 · primary_01.xml · nonDerivative · entry 3

MICHEL GERARD J · CIK 0001235644 · CFO and VP, Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,249

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2018.

Read SEC document
January 14, 2019 Filed Jan 16, 2019 21:00 UTC
MICHEL GERARD JCFO and VP, Corp. Development
SaleCommon Stock 2,633 $17.17 $45,208.61
Disclosure

SEC source: 0001593968-19-000155 · primary_01.xml · nonDerivative · entry 2

MICHEL GERARD J · CIK 0001235644 · CFO and VP, Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,268

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2018.

Read SEC document
January 14, 2019 Filed Jan 16, 2019 21:00 UTC
MICHEL GERARD JCFO and VP, Corp. Development
SaleCommon Stock 3,059 $17.18 $52,552.40
Disclosure

SEC source: 0001593968-19-000155 · primary_01.xml · nonDerivative · entry 1

MICHEL GERARD J · CIK 0001235644 · CFO and VP, Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,901

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2018.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:13 UTC Exercise / conversionStock Option (right to buy) · Derivative 17,500 $0.00 Strike: $2.63 $0.00
Disclosure

SEC source: 0001593968-19-000089 · primary_01.xml · derivative · entry 6

Wotton Paul K · CIK 0001300997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,500 shares

Expires 2027-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options, representing the right to purchase a total of 17,500 shares, became exercisable in equal monthly installments, contingent upon continued service to the Company, with the first vesting date on June 3, 2017, which was one month after the date on which the option was granted.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:13 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $2.76 $0.00
Disclosure

SEC source: 0001593968-19-000089 · primary_01.xml · derivative · entry 5

Wotton Paul K · CIK 0001300997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2026-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options, representing the right to purchase a total of 15,000 shares, became exercisable in equal monthly installments, contingent upon continued service to the Company, with the first vesting date on June 4, 2016, which was one month after the date on which the option was granted.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:13 UTC SaleCommon Stock 17,500 $16.83 $294,539.00
Disclosure

SEC source: 0001593968-19-000089 · primary_01.xml · nonDerivative · entry 4

Wotton Paul K · CIK 0001300997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2018.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:13 UTC Exercise / conversionCommon Stock 17,500 $2.63 $46,025.00
Disclosure

SEC source: 0001593968-19-000089 · primary_01.xml · nonDerivative · entry 3

Wotton Paul K · CIK 0001300997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:13 UTC SaleCommon Stock 5,000 $16.83 $84,154.00
Disclosure

SEC source: 0001593968-19-000089 · primary_01.xml · nonDerivative · entry 2

Wotton Paul K · CIK 0001300997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2018.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:13 UTC Exercise / conversionCommon Stock 5,000 $2.76 $13,800.00
Disclosure

SEC source: 0001593968-19-000089 · primary_01.xml · nonDerivative · entry 1

Wotton Paul K · CIK 0001300997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Feb 8, 2019 21:00 UTC
Orlando DanielChief Operating Officer
GrantCommon Stock 405 $11.86 $4,802.29
Disclosure

SEC source: 0001179110-19-001626 · edgar.xml · nonDerivative · entry 3

Orlando Daniel · CIK 0001563759 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,678

F1 · shares: Shares acquired pursuant to the Issuer's 2015 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:06 UTC
MICHEL GERARD JCFO and VP, Corp. Development
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001593968-18-001578 · primary_01.xml · derivative · entry 6

MICHEL GERARD J · CIK 0001235644 · CFO and VP, Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 10,000 shares

Expires 2026-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options, representing the right to purchase a total of 80,000 shares, became exercisable in equal quarterly installments, contingent upon continued service to the Company, with the first vesting date on May 9, 2016, which was one quarter after the date on which the option was granted.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:06 UTC
MICHEL GERARD JCFO and VP, Corp. Development
Exercise / conversionStock Option (right to buy) · Derivative 5,625 $0.00 Strike: $2.65 $0.00
Disclosure

SEC source: 0001593968-18-001578 · primary_01.xml · derivative · entry 5

MICHEL GERARD J · CIK 0001235644 · CFO and VP, Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,375

Underlying: Common Stock · 5,625 shares

Expires 2027-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 6.25% of these options, representing the right to purchase a total of 30,000 shares, became exercisable immediately on May 22, 2017. An additional 6.25% became exercisable on August 8, 2017 and continue to vest in equal quarterly installments from August 8, 2017, contingent upon the continued service to the Company.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:06 UTC
MICHEL GERARD JCFO and VP, Corp. Development
SaleCommon Stock 5,625 $16.81 $94,556.25
Disclosure

SEC source: 0001593968-18-001578 · primary_01.xml · nonDerivative · entry 4

MICHEL GERARD J · CIK 0001235644 · CFO and VP, Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,960

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2018.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:06 UTC
MICHEL GERARD JCFO and VP, Corp. Development
SaleCommon Stock 10,000 $16.81 $168,100.00
Disclosure

SEC source: 0001593968-18-001578 · primary_01.xml · nonDerivative · entry 3

MICHEL GERARD J · CIK 0001235644 · CFO and VP, Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,585

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2018.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:06 UTC
MICHEL GERARD JCFO and VP, Corp. Development
Exercise / conversionCommon Stock 5,625 $2.65 $14,906.25
Disclosure

SEC source: 0001593968-18-001578 · primary_01.xml · nonDerivative · entry 2

MICHEL GERARD J · CIK 0001235644 · CFO and VP, Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:06 UTC
MICHEL GERARD JCFO and VP, Corp. Development
Exercise / conversionCommon Stock 10,000 $1.95 $19,500.00
Disclosure

SEC source: 0001593968-18-001578 · primary_01.xml · nonDerivative · entry 1

MICHEL GERARD J · CIK 0001235644 · CFO and VP, Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 21:05 UTC Exercise / conversionStock Option (right to buy) · Derivative 8,500 $0.00 Strike: $2.63 $0.00
Disclosure

SEC source: 0001593968-18-001531 · primary_01.xml · derivative · entry 3

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,500 shares

Expires 2027-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options, representing the right to purchase a total of 17,500 shares, became exercisable in equal monthly installments, contingent upon continued service to the Company, with the first vesting date on June 3, 2017, which was one month after the date on which the option was granted.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 21:05 UTC SaleCommon Stock 8,500 $17.75 $150,908.15
Disclosure

SEC source: 0001593968-18-001531 · primary_01.xml · nonDerivative · entry 2

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 21:05 UTC Exercise / conversionCommon Stock 8,500 $2.63 $22,355.00
Disclosure

SEC source: 0001593968-18-001531 · primary_01.xml · nonDerivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:03 UTC
MICHEL GERARD JCFO and VP, Corp. Development
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001593968-18-001444 · primary_01.xml · derivative · entry 3

MICHEL GERARD J · CIK 0001235644 · CFO and VP, Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 15,000 shares

Expires 2026-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options, representing the right to purchase a total of 80,000 shares, became exercisable in equal quarterly installments, contingent upon continued service to the Company, with the first vesting date on May 9, 2016, which was one quarter after the date on which the option was granted.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:03 UTC
MICHEL GERARD JCFO and VP, Corp. Development
SaleCommon Stock 15,000 $15.90 $238,500.00
Disclosure

SEC source: 0001593968-18-001444 · primary_01.xml · nonDerivative · entry 2

MICHEL GERARD J · CIK 0001235644 · CFO and VP, Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,960

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2018.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 21:03 UTC
MICHEL GERARD JCFO and VP, Corp. Development
Exercise / conversionCommon Stock 15,000 $1.95 $29,250.00
Disclosure

SEC source: 0001593968-18-001444 · primary_01.xml · nonDerivative · entry 1

MICHEL GERARD J · CIK 0001235644 · CFO and VP, Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2018 Filed Nov 8, 2018 21:02 UTC
Colangelo DominickDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $2.75 $0.00
Disclosure

SEC source: 0001593968-18-001418 · primary_01.xml · derivative · entry 3

Colangelo Dominick · CIK 0001313403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 50,000 shares

Expires 2017-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options, representing the right to purchase a total of 210,000 shares, became exercisable in equal quarterly installments, contingent upon continued service to the Company, with the first vesting date on May 8, 2017, which was one quarter after the date on which the option was granted.

Read SEC document
November 06, 2018 Filed Nov 8, 2018 21:02 UTC
Colangelo DominickDirector · President and CEO
SaleCommon Stock 50,000 $15.39 $769,500.00
Disclosure

SEC source: 0001593968-18-001418 · primary_01.xml · nonDerivative · entry 2

Colangelo Dominick · CIK 0001313403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,163

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

Read SEC document
November 06, 2018 Filed Nov 8, 2018 21:02 UTC
Colangelo DominickDirector · President and CEO
Exercise / conversionCommon Stock 50,000 $2.75 $137,500.00
Disclosure

SEC source: 0001593968-18-001418 · primary_01.xml · nonDerivative · entry 1

Colangelo Dominick · CIK 0001313403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 20:05 UTC
MICHEL GERARD JCFO and VP, Corp. Development
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001593968-18-001339 · primary_01.xml · derivative · entry 3

MICHEL GERARD J · CIK 0001235644 · CFO and VP, Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 15,000 shares

Expires 2026-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options, representing the right to purchase a total of 80,000 shares, became exercisable in equal quarterly installments, contingent upon continued service to the Company, with the first vesting date on May 9, 2016, which was one quarter after the date on which the option was granted.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 20:05 UTC
MICHEL GERARD JCFO and VP, Corp. Development
SaleCommon Stock 15,000 $12.65 $189,750.00
Disclosure

SEC source: 0001593968-18-001339 · primary_01.xml · nonDerivative · entry 2

MICHEL GERARD J · CIK 0001235644 · CFO and VP, Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,960

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2018.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 20:05 UTC
MICHEL GERARD JCFO and VP, Corp. Development
Exercise / conversionCommon Stock 15,000 $1.95 $29,250.00
Disclosure

SEC source: 0001593968-18-001339 · primary_01.xml · nonDerivative · entry 1

MICHEL GERARD J · CIK 0001235644 · CFO and VP, Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2018 Filed Oct 9, 2018 20:03 UTC
Colangelo DominickDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001593968-18-001323 · primary_01.xml · derivative · entry 3

Colangelo Dominick · CIK 0001313403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,188

Underlying: Common Stock · 75,000 shares

Expires 2026-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options, representing the right to purchase a total of 165,000 shares, became exercisable in equal quarterly installments, contingent upon continued service to the Company, with the first vesting date on May 9, 2016, which was one quarter after the date on which the option was granted.

Read SEC document
October 04, 2018 Filed Oct 9, 2018 20:03 UTC
Colangelo DominickDirector · President and CEO
SaleCommon Stock 75,000 $15.02 $1,126,500.00
Disclosure

SEC source: 0001593968-18-001323 · primary_01.xml · nonDerivative · entry 2

Colangelo Dominick · CIK 0001313403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,163

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

Read SEC document
October 04, 2018 Filed Oct 9, 2018 20:03 UTC
Colangelo DominickDirector · President and CEO
Exercise / conversionCommon Stock 75,000 $1.95 $146,250.00
Disclosure

SEC source: 0001593968-18-001323 · primary_01.xml · nonDerivative · entry 1

Colangelo Dominick · CIK 0001313403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2018 Filed Feb 8, 2019 21:00 UTC
Orlando DanielChief Operating Officer
GrantCommon Stock 500 $8.25 $4,122.50
Disclosure

SEC source: 0001179110-19-001626 · edgar.xml · nonDerivative · entry 2

Orlando Daniel · CIK 0001563759 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,273

F1 · shares: Shares acquired pursuant to the Issuer's 2015 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
September 10, 2018 Filed Sep 12, 2018 17:57 UTC
MICHEL GERARD JCFO and VP, Corp. Development
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $1.95 $0.00
Disclosure

SEC source: 0001593968-18-001201 · primary_01.xml · derivative · entry 3

MICHEL GERARD J · CIK 0001235644 · CFO and VP, Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 15,000 shares

Expires 2026-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options, representing the right to purchase a total of 80,000 shares, became exercisable in equal quarterly installments, contingent upon continued service to the Company, with the first vesting date on May 9, 2016, which was one quarter after the date on which the option was granted.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 17:57 UTC
MICHEL GERARD JCFO and VP, Corp. Development
SaleCommon Stock 15,000 $12.35 $185,250.00
Disclosure

SEC source: 0001593968-18-001201 · primary_01.xml · nonDerivative · entry 2

MICHEL GERARD J · CIK 0001235644 · CFO and VP, Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,960

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2018.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 17:57 UTC
MICHEL GERARD JCFO and VP, Corp. Development
Exercise / conversionCommon Stock 15,000 $1.95 $29,250.00
Disclosure

SEC source: 0001593968-18-001201 · primary_01.xml · nonDerivative · entry 1

MICHEL GERARD J · CIK 0001235644 · CFO and VP, Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 04, 2018 Filed Sep 6, 2018 20:05 UTC Exercise / conversionStock Option (right to buy) · Derivative 9,000 $0.00 Strike: $2.63 $0.00
Disclosure

SEC source: 0001593968-18-001169 · primary_01.xml · derivative · entry 3

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 9,000 shares

Expires 2027-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options, representing the right to purchase a total of 17,500 shares, became exercisable in equal monthly installments, contingent upon continued service to the Company, with the first vesting date on June 3, 2017, which was one month after the date on which the option was granted.

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September 04, 2018 Filed Sep 6, 2018 20:05 UTC SaleCommon Stock 9,000 $12.03 $108,270.00
Disclosure

SEC source: 0001593968-18-001169 · primary_01.xml · nonDerivative · entry 2

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2018.

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September 04, 2018 Filed Sep 6, 2018 20:05 UTC Exercise / conversionCommon Stock 9,000 $2.63 $23,670.00
Disclosure

SEC source: 0001593968-18-001169 · primary_01.xml · nonDerivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 03, 2018 Filed Aug 3, 2018 18:50 UTC
MICHEL GERARD JCFO and VP, Corp. Development
Exercise / conversionStock Option (right to buy) · Derivative 67,481 $0.00 Strike: $3.02 $0.00
Disclosure

SEC source: 0001179110-18-010244 · edgar.xml · derivative · entry 4

MICHEL GERARD J · CIK 0001235644 · CFO and VP, Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,519

Underlying: Common Stock · 67,481 shares

Expires 2025-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options, representing a right to purchase a total of 180,000 shares, became exercisable in equal quarterly installments following January 5, 2015, which was the date on which the option was granted.

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August 03, 2018 Filed Aug 3, 2018 18:50 UTC
MICHEL GERARD JCFO and VP, Corp. Development
Exercise / conversionStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $4.36 $0.00
Disclosure

SEC source: 0001179110-18-010244 · edgar.xml · derivative · entry 3

MICHEL GERARD J · CIK 0001235644 · CFO and VP, Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires 2024-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options, representing a right to purchase a total of 45,000 shares, were granted on June 11, 2014, with 25% becoming exercisable on June 11, 2015 and 75% becoming exercisable in twelve equal quarterly installments.

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August 03, 2018 Filed Aug 3, 2018 18:50 UTC
MICHEL GERARD JCFO and VP, Corp. Development
Exercise / conversionCommon Stock 67,481 $3.02 $203,792.62
Disclosure

SEC source: 0001179110-18-010244 · edgar.xml · nonDerivative · entry 2

MICHEL GERARD J · CIK 0001235644 · CFO and VP, Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 03, 2018 Filed Aug 3, 2018 18:50 UTC
MICHEL GERARD JCFO and VP, Corp. Development
Exercise / conversionCommon Stock 45,000 $4.36 $196,200.00
Disclosure

SEC source: 0001179110-18-010244 · edgar.xml · nonDerivative · entry 1

MICHEL GERARD J · CIK 0001235644 · CFO and VP, Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 30, 2018 Filed Feb 8, 2019 21:00 UTC
Orlando DanielChief Operating Officer
GrantCommon Stock 582 $8.25 $4,798.59
Disclosure

SEC source: 0001179110-19-001626 · edgar.xml · nonDerivative · entry 1

Orlando Daniel · CIK 0001563759 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,773

F1 · shares: Shares acquired pursuant to the Issuer's 2015 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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June 18, 2018 Filed Jun 20, 2018 18:05 UTC Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $3.74 $0.00
Disclosure

SEC source: 0001593968-18-000934 · primary_01.xml · derivative · entry 9

Wotton Paul K · CIK 0001300997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2025-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options, representing a right to purchase a total of 15,000 shares, became exercisable in thirty six equal monthly installments beginning on March 20, 2015, which was the date on which the option was granted.

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June 18, 2018 Filed Jun 20, 2018 18:05 UTC Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $2.76 $0.00
Disclosure

SEC source: 0001593968-18-000934 · primary_01.xml · derivative · entry 8

Wotton Paul K · CIK 0001300997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 10,000 shares

Expires 2026-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options, representing a right to purchase a total of 10,000 shares, became exercisable in twelve equal monthly installments beginning on May 4, 2016, which was the date on which the option was granted.

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June 18, 2018 Filed Jun 20, 2018 18:05 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $3.74 $0.00
Disclosure

SEC source: 0001593968-18-000934 · primary_01.xml · derivative · entry 7

Wotton Paul K · CIK 0001300997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2025-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options, representing a right to purchase a total of 5,000 shares, became exercisable in twelve equal monthly installments beginning on March 20, 2015, which was the date on which the option was granted.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.