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Nasdaq · USD

VCEL

Vericel Corp

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Tapewire entity
4481
SEC CIK
0000887359
Parsed reports
373

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202503
Jan 202601
Feb 202601
Mar 202604
Apr 202601
May 202607
Jun 202609
Jul 202603
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 28, 2021 Filed Apr 30, 2021 20:07 UTC
Hagen HeidiDirector
GrantRestricted Stock Unit · Derivative 2,600 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001209 · primary_01.xml · derivative · entry 4

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

Underlying: Common Stock · 2,600 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock of Vericel Corporation.

F6 · derivative.exercise_date: These RSUs vest 100% on the earlier of April 28, 2022 or the date of the first Annual Meeting of Stockholders following April 28, 2021.

F4 · derivative.expiration_date: No expiration date for this type of award.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:07 UTC
Hagen HeidiDirector
GrantStock Option (right to buy) · Derivative 6,500 $0.00 Strike: $63.22 $0.00
Disclosure

SEC source: 0001593968-21-001209 · primary_01.xml · derivative · entry 3

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2031-04-28

F5 · derivative.exercise_date: The option vests over a 1-year period, in equal monthly increments, contingent upon continued service to the Company.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:07 UTC
Hagen HeidiDirector
Exercise / conversionRestricted Stock Unit · Derivative 1,750 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001209 · primary_01.xml · derivative · entry 2

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock of Vericel Corporation.

F3 · derivative.exercise_date: These RSUs vest 100% on the earlier of April 29, 2021 or the date of the first Annual Meeting of Stockholders following April 29, 2020. The first Annual Meeting of Stockholders occurred on April 28, 2021.

F4 · derivative.expiration_date: No expiration date for this type of award.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:07 UTC
Hagen HeidiDirector
Exercise / conversionCommon Stock 1,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-21-001209 · primary_01.xml · nonDerivative · entry 1

Hagen Heidi · CIK 0001585084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of common stock were acquired by the Reporting Person as a result of the vesting of Restricted Stock Units granted to the Reporting Person on April 29, 2020.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:06 UTC GrantRestricted Stock Unit · Derivative 2,600 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001208 · primary_01.xml · derivative · entry 4

ZERBE ROBERT L MD · CIK 0001220363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

Underlying: Common Stock · 2,600 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock of Vericel Corporation.

F7 · derivative.exercise_date: These RSUs vest 100% on the earlier of April 28, 2022 or the date of the first Annual Meeting of Stockholders following April 28, 2021. Vested shares will be delivered to the Reporting Person following termination of service on the Company's Board of Directors.

F5 · derivative.expiration_date: No expiration date for this type of award.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:06 UTC GrantStock Option (right to buy) · Derivative 6,500 $0.00 Strike: $63.22 $0.00
Disclosure

SEC source: 0001593968-21-001208 · primary_01.xml · derivative · entry 3

ZERBE ROBERT L MD · CIK 0001220363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2031-04-28

F6 · derivative.exercise_date: The option vests over a 1-year period, in equal monthly increments, contingent upon continued service to the Company.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:06 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-21-001208 · primary_01.xml · derivative · entry 2

ZERBE ROBERT L MD · CIK 0001220363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock of Vericel Corporation.

F2 · price: Upon the vesting of RSUs granted to the Reporting Person on April 29, 2020, the Reporting Person deferred the receipt of 1,750 shares of Common Stock and instead received 1,750 shares of Phantom Stock pursuant to the Company's Non-Employee Directors' Deferred Compensation Program.

F4 · derivative.exercise_date: These RSUs vest 100% on the earlier of April 29, 2021 or the date of the first Annual Meeting of Stockholders following April 29, 2020. The first Annual Meeting of Stockholders occurred on April 28, 2021.

F5 · derivative.expiration_date: No expiration date for this type of award.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:06 UTC Exercise / conversionCommon Stock 1,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-21-001208 · primary_01.xml · nonDerivative · entry 1

ZERBE ROBERT L MD · CIK 0001220363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Restricted Stock Units (RSUs) converted to phantom stock units and are deferred under the Company's Non-Employee Directors' Deferred Compensation Program. The units will be payable only in shares of Common Stock after the end of the Reporting Person's service on the Company's Board of Directors.

F2 · price: Upon the vesting of RSUs granted to the Reporting Person on April 29, 2020, the Reporting Person deferred the receipt of 1,750 shares of Common Stock and instead received 1,750 shares of Phantom Stock pursuant to the Company's Non-Employee Directors' Deferred Compensation Program.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:03 UTC GrantRestricted Stock Unit · Derivative 2,600 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001207 · primary_01.xml · derivative · entry 4

Wotton Paul K · CIK 0001300997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

Underlying: Common Stock · 2,600 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock of Vericel Corporation.

F6 · derivative.exercise_date: These RSUs vest 100% on the earlier of April 28, 2022 or the date of the first Annual Meeting of Stockholders following April 28, 2021.

F4 · derivative.expiration_date: No expiration date for this type of award.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:03 UTC GrantStock Option (right to buy) · Derivative 6,500 $0.00 Strike: $63.22 $0.00
Disclosure

SEC source: 0001593968-21-001207 · primary_01.xml · derivative · entry 3

Wotton Paul K · CIK 0001300997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2031-04-28

F5 · derivative.exercise_date: The option vests over a 1-year period, in equal monthly increments, contingent upon continued service to the Company.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:03 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,750 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001207 · primary_01.xml · derivative · entry 2

Wotton Paul K · CIK 0001300997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock of Vericel Corporation.

F3 · derivative.exercise_date: These RSUs vest 100% on the earlier of April 29, 2021 or the date of the first Annual Meeting of Stockholders following April 29, 2020. The first Annual Meeting of Stockholders occurred on April 28, 2021.

F4 · derivative.expiration_date: No expiration date for this type of award.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:03 UTC Exercise / conversionCommon Stock 1,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-21-001207 · primary_01.xml · nonDerivative · entry 1

Wotton Paul K · CIK 0001300997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of common stock were acquired by the Reporting Person as a result of the vesting of Restricted Stock Units granted to the Reporting Person on April 29, 2020.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:02 UTC GrantStock Option (right to buy) · Derivative 6,500 $0.00 Strike: $63.22 $0.00
Disclosure

SEC source: 0001593968-21-001206 · primary_01.xml · derivative · entry 4

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2031-04-28

F6 · derivative.exercise_date: The option vests over a 1-year period, in equal monthly increments, contingent upon continued service to the Company.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:02 UTC GrantRestricted Stock Unit · Derivative 2,600 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001206 · primary_01.xml · derivative · entry 3

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

Underlying: Common Stock · 2,600 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock of Vericel Corporation.

F5 · derivative.exercise_date: These RSUs vest 100% on the earlier of April 28, 2022 or the date of the first Annual Meeting of Stockholders following April 28, 2021.

F4 · derivative.expiration_date: No expiration date for this type of award.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:02 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,750 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001206 · primary_01.xml · derivative · entry 2

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock of Vericel Corporation.

F3 · derivative.exercise_date: These RSUs vest 100% on the earlier of April 29, 2021 or the date of the first Annual Meeting of Stockholders following April 29, 2020. The first Annual Meeting of Stockholders occurred on April 28, 2021.

F4 · derivative.expiration_date: No expiration date for this type of award.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:02 UTC Exercise / conversionCommon Stock 1,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-21-001206 · primary_01.xml · nonDerivative · entry 1

GILMAN STEVEN C · CIK 0001379970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of common stock were acquired by the Reporting Person as a result of the vesting of Restricted Stock Units granted to the Reporting Person on April 29, 2020.

Read SEC document
April 19, 2021 Filed Apr 20, 2021 20:15 UTC
Colangelo DominickDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 7,563 $0.00 Strike: $25.80 $0.00
Disclosure

SEC source: 0001593968-21-001129 · primary_01.xml · derivative · entry 5

Colangelo Dominick · CIK 0001313403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,938

Underlying: Common Stock · 7,563 shares

Expires 2023-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options, representing the right to purchase 55,001 shares, became exercisable on March 6, 2014, the first anniversary of the date of grant, with 25% vesting and the remaining 75% vesting in equal monthly installments over three years thereafter, contingent upon continued service to the Company.

Read SEC document
April 19, 2021 Filed Apr 20, 2021 20:15 UTC
Colangelo DominickDirector · President and CEO
SaleCommon Stock 16,250 $57.46 $933,725.00
Disclosure

SEC source: 0001593968-21-001129 · primary_01.xml · nonDerivative · entry 4

Colangelo Dominick · CIK 0001313403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,973

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F2 · balance_after: These shares include shares acquired pursuant to the Issuer's 2015 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
April 19, 2021 Filed Apr 20, 2021 20:15 UTC
Colangelo DominickDirector · President and CEO
SaleCommon Stock 14,760 $57.92 $854,899.20
Disclosure

SEC source: 0001593968-21-001129 · primary_01.xml · nonDerivative · entry 3

Colangelo Dominick · CIK 0001313403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,223

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F2 · balance_after: These shares include shares acquired pursuant to the Issuer's 2015 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
April 19, 2021 Filed Apr 20, 2021 20:15 UTC
Colangelo DominickDirector · President and CEO
Exercise / conversionCommon Stock 7,563 $25.80 $195,125.40
Disclosure

SEC source: 0001593968-21-001129 · primary_01.xml · nonDerivative · entry 2

Colangelo Dominick · CIK 0001313403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The Reporting Person has elected to exercise and hold these shares at this time.

F2 · balance_after: These shares include shares acquired pursuant to the Issuer's 2015 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
April 19, 2021 Filed Apr 20, 2021 20:15 UTC
Colangelo DominickDirector · President and CEO
SaleCommon Stock 8,990 $59.13 $531,578.70
Disclosure

SEC source: 0001593968-21-001129 · primary_01.xml · nonDerivative · entry 1

Colangelo Dominick · CIK 0001313403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,420

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

F2 · balance_after: These shares include shares acquired pursuant to the Issuer's 2015 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:15 UTC
Mara Joseph Anthony JrChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,000 $55.55 $222,200.00
Disclosure

SEC source: 0001593968-21-001040 · primary_01.xml · derivative · entry 3

Mara Joseph Anthony Jr · CIK 0001841148 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock of Vericel Corporation.

F4 · derivative.exercise_date: The shares of common stock were acquired by the Reporting Person as a result of the vesting of RSUs granted to the Reporting Person on January 25, 2021. The remaining RSUs will vest in quarterly installments on June 30, 2021, September 30, 2021, and December 31, 2021, respectively.

F5 · derivative.expiration_date: No expiration date for this type of award.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:15 UTC
Mara Joseph Anthony JrChief Financial Officer
Tax withholdingCommon Stock 1,178 $55.55 $65,437.90
Disclosure

SEC source: 0001593968-21-001040 · primary_01.xml · nonDerivative · entry 2

Mara Joseph Anthony Jr · CIK 0001841148 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,822

F2 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirements in connection with the vesting of Restricted Stock Units.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:15 UTC
Mara Joseph Anthony JrChief Financial Officer
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001040 · primary_01.xml · nonDerivative · entry 1

Mara Joseph Anthony Jr · CIK 0001841148 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of common stock were acquired by the Reporting Person as a result of the vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on January 25, 2021. The remaining RSUs will vest in quarterly installments on June 30, 2021, September 30, 2021, and December 31, 2021, respectively.

Read SEC document
March 30, 2021 Filed Mar 30, 2021 20:50 UTC
Colangelo DominickDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 7,500 $0.00 Strike: $25.80 $0.00
Disclosure

SEC source: 0001593968-21-001029 · primary_01.xml · derivative · entry 6

Colangelo Dominick · CIK 0001313403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,501

Underlying: Common Stock · 7,500 shares

Expires 2023-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options, representing the right to purchase 55,001 shares, became exercisable on March 6, 2014, the first anniversary of the date of grant, with 25% vesting and the remaining 75% vesting in equal monthly installments over three years thereafter, contingent upon continued service to the Company.

Read SEC document
March 30, 2021 Filed Mar 30, 2021 20:50 UTC
Colangelo DominickDirector · President and CEO
Exercise / conversionCommon Stock 7,500 $25.80 $193,500.00
Disclosure

SEC source: 0001593968-21-001029 · primary_01.xml · nonDerivative · entry 5

Colangelo Dominick · CIK 0001313403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The Reporting Person has elected to exercise and hold these shares at this time.

Read SEC document
March 30, 2021 Filed Mar 31, 2021 20:17 UTC
Hopper Jonathan MarkChief Medical Officer
Exercise / conversionStock Option (right to buy) · Derivative 8,438 $0.00 Strike: $10.95 $0.00
Disclosure

SEC source: 0001593968-21-001030 · primary_01.xml · derivative · entry 9

Hopper Jonathan Mark · CIK 0001626325 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,298

Underlying: Common Stock · 8,438 shares

Expires 2028-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options, representing the right to purchase 135,000 shares, became exercisable on August 20, 2019, the first anniversary of the date of grant, with 25% vesting and the remaining 75% vesting in equal quarterly installments over three years thereafter, contingent upon continued service to the Company.

Read SEC document
March 30, 2021 Filed Mar 31, 2021 20:17 UTC
Hopper Jonathan MarkChief Medical Officer
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $10.95 $0.00
Disclosure

SEC source: 0001593968-21-001030 · primary_01.xml · derivative · entry 8

Hopper Jonathan Mark · CIK 0001626325 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,736

Underlying: Common Stock · 20,000 shares

Expires 2028-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options, representing the right to purchase 135,000 shares, became exercisable on August 20, 2019, the first anniversary of the date of grant, with 25% vesting and the remaining 75% vesting in equal quarterly installments over three years thereafter, contingent upon continued service to the Company.

Read SEC document
March 30, 2021 Filed Mar 31, 2021 20:17 UTC
Hopper Jonathan MarkChief Medical Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $10.95 $0.00
Disclosure

SEC source: 0001593968-21-001030 · primary_01.xml · derivative · entry 7

Hopper Jonathan Mark · CIK 0001626325 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,736

Underlying: Common Stock · 5,000 shares

Expires 2028-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options, representing the right to purchase 135,000 shares, became exercisable on August 20, 2019, the first anniversary of the date of grant, with 25% vesting and the remaining 75% vesting in equal quarterly installments over three years thereafter, contingent upon continued service to the Company.

Read SEC document
March 30, 2021 Filed Mar 31, 2021 20:17 UTC
Hopper Jonathan MarkChief Medical Officer
SaleCommon Stock 11,104 $51.84 $575,644.68
Disclosure

SEC source: 0001593968-21-001030 · primary_01.xml · nonDerivative · entry 6

Hopper Jonathan Mark · CIK 0001626325 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,480

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020.

Read SEC document
March 30, 2021 Filed Mar 31, 2021 20:17 UTC
Hopper Jonathan MarkChief Medical Officer
Exercise / conversionCommon Stock 20,000 $10.95 $219,000.00
Disclosure

SEC source: 0001593968-21-001030 · primary_01.xml · nonDerivative · entry 5

Hopper Jonathan Mark · CIK 0001626325 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2021 Filed Mar 31, 2021 20:17 UTC
Hopper Jonathan MarkChief Medical Officer
SaleCommon Stock 1,820 $51.00 $92,820.00
Disclosure

SEC source: 0001593968-21-001030 · primary_01.xml · nonDerivative · entry 4

Hopper Jonathan Mark · CIK 0001626325 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,584

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020.

Read SEC document
March 30, 2021 Filed Mar 31, 2021 20:17 UTC
Hopper Jonathan MarkChief Medical Officer
Exercise / conversionCommon Stock 8,438 $10.95 $92,396.10
Disclosure

SEC source: 0001593968-21-001030 · primary_01.xml · nonDerivative · entry 3

Hopper Jonathan Mark · CIK 0001626325 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2021 Filed Mar 31, 2021 20:17 UTC
Hopper Jonathan MarkChief Medical Officer
SaleCommon Stock 5,000 $50.56 $252,805.00
Disclosure

SEC source: 0001593968-21-001030 · primary_01.xml · nonDerivative · entry 2

Hopper Jonathan Mark · CIK 0001626325 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,966

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020.

Read SEC document
March 30, 2021 Filed Mar 31, 2021 20:17 UTC
Hopper Jonathan MarkChief Medical Officer
Exercise / conversionCommon Stock 5,000 $10.95 $54,750.00
Disclosure

SEC source: 0001593968-21-001030 · primary_01.xml · nonDerivative · entry 1

Hopper Jonathan Mark · CIK 0001626325 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 29, 2021 Filed Mar 30, 2021 20:50 UTC
Colangelo DominickDirector · President and CEO
SaleCommon Stock 13,125 $50.94 $668,587.50
Disclosure

SEC source: 0001593968-21-001029 · primary_01.xml · nonDerivative · entry 4

Colangelo Dominick · CIK 0001313403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,550

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

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March 29, 2021 Filed Mar 30, 2021 20:50 UTC
Colangelo DominickDirector · President and CEO
SaleCommon Stock 10,313 $50.93 $525,241.09
Disclosure

SEC source: 0001593968-21-001029 · primary_01.xml · nonDerivative · entry 3

Colangelo Dominick · CIK 0001313403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,675

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

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March 29, 2021 Filed Mar 30, 2021 20:50 UTC
Colangelo DominickDirector · President and CEO
SaleCommon Stock 15,552 $51.09 $794,551.68
Disclosure

SEC source: 0001593968-21-001029 · primary_01.xml · nonDerivative · entry 2

Colangelo Dominick · CIK 0001313403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,988

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

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March 29, 2021 Filed Mar 30, 2021 20:50 UTC
Colangelo DominickDirector · President and CEO
SaleCommon Stock 1,010 $51.36 $51,873.60
Disclosure

SEC source: 0001593968-21-001029 · primary_01.xml · nonDerivative · entry 1

Colangelo Dominick · CIK 0001313403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,540

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

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March 19, 2021 Filed Mar 22, 2021 20:19 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $45.20 $0.00
Disclosure

SEC source: 0001593968-21-000988 · primary_01.xml · derivative · entry 2

Rubino Alan L · CIK 0001340228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2021-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options, representing the right to purchase a total of 5,000 shares, became exercisable in equal annual installments over three years, contingent upon continued service to the Company, with the first vesting date on March 21, 2012, which was one year after the date on which the option was granted.

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March 19, 2021 Filed Mar 22, 2021 20:19 UTC Exercise / conversionCommon Stock 5,000 $45.20 $226,000.00
Disclosure

SEC source: 0001593968-21-000988 · primary_01.xml · nonDerivative · entry 1

Rubino Alan L · CIK 0001340228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person has elected to exercise and hold these shares at this time.

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March 01, 2021 Filed Mar 2, 2021 21:15 UTC
Colangelo DominickDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 15,925 $0.00 Strike: $2.75 $0.00
Disclosure

SEC source: 0001593968-21-000706 · primary_01.xml · derivative · entry 10

Colangelo Dominick · CIK 0001313403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,700

Underlying: Common Stock · 15,925 shares

Expires 2027-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options, representing the right to purchase a total of 210,000 shares, became exercisable in equal quarterly installments, contingent upon continued service to the Company, with the first vesting date on May 8, 2017, which was one quarter after the date on which the option was granted.

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March 01, 2021 Filed Mar 2, 2021 21:15 UTC
Colangelo DominickDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 6,805 $0.00 Strike: $7.20 $0.00
Disclosure

SEC source: 0001593968-21-000706 · primary_01.xml · derivative · entry 9

Colangelo Dominick · CIK 0001313403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,195

Underlying: Common Stock · 6,805 shares

Expires 2028-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options, representing the right to purchase a total of 300,000 shares, became exercisable in equal quarterly installments, contingent upon continued service to the Company, with the first vesting date on May 7, 2018, which was one quarter after the date on which the option was granted.

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March 01, 2021 Filed Mar 2, 2021 21:15 UTC
Colangelo DominickDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 5,625 $0.00 Strike: $2.65 $0.00
Disclosure

SEC source: 0001593968-21-000706 · primary_01.xml · derivative · entry 8

Colangelo Dominick · CIK 0001313403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,125

Underlying: Common Stock · 5,625 shares

Expires 2027-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 6.25% of these options, representing the right to purchase a total of 90,000 shares, became exercisable immediately on May 22, 2017. An additional 6.25% became exercisable on August 8, 2017 and continue to vest in equal quarterly installments from August 8, 2017, contingent upon the continued service to the Company.

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March 01, 2021 Filed Mar 2, 2021 21:15 UTC
Colangelo DominickDirector · President and CEO
SaleCommon Stock 8,692 $48.01 $417,302.92
Disclosure

SEC source: 0001593968-21-000706 · primary_01.xml · nonDerivative · entry 7

Colangelo Dominick · CIK 0001313403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,550

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:15 UTC
Colangelo DominickDirector · President and CEO
SaleCommon Stock 27,500 $48.06 $1,321,650.00
Disclosure

SEC source: 0001593968-21-000706 · primary_01.xml · nonDerivative · entry 6

Colangelo Dominick · CIK 0001313403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,242

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:15 UTC
Colangelo DominickDirector · President and CEO
Exercise / conversionCommon Stock 15,925 $2.75 $43,793.75
Disclosure

SEC source: 0001593968-21-000706 · primary_01.xml · nonDerivative · entry 5

Colangelo Dominick · CIK 0001313403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:15 UTC
Colangelo DominickDirector · President and CEO
Exercise / conversionCommon Stock 6,805 $7.20 $48,996.00
Disclosure

SEC source: 0001593968-21-000706 · primary_01.xml · nonDerivative · entry 4

Colangelo Dominick · CIK 0001313403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:15 UTC
Colangelo DominickDirector · President and CEO
Exercise / conversionCommon Stock 5,625 $2.65 $14,906.25
Disclosure

SEC source: 0001593968-21-000706 · primary_01.xml · nonDerivative · entry 3

Colangelo Dominick · CIK 0001313403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:15 UTC
Colangelo DominickDirector · President and CEO
SaleCommon Stock 2,260 $48.78 $110,242.80
Disclosure

SEC source: 0001593968-21-000706 · primary_01.xml · nonDerivative · entry 2

Colangelo Dominick · CIK 0001313403 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,387

F1 · acquired: The sales reported in this Form 4 were effected by an automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.