Last 12 months
Inside the activity.
16 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 3 | 0 |
| Jan 2026 | 3 | 0 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 1 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 05, 2019 Filed Apr 8, 2019 22:22 UTC |
Williams GreggDirector · 10% owner
|
GrantCommon Stock | 30,605 | $0.86 | $26,399.87 |
DisclosureSEC source: 0001209191-19-024034 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 77,819,401 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,303 shares of common stock on April 5, 2019 and 8,252 shares on April 8, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,302 shares of common stock on April 5, 2019 and 8,252 shares on April 8, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.8401 per share to $0.8679 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,303 shares of common stock on April 5, 2019 and 8,252 shares on April 8, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,302 shares of common stock on April 5, 2019 and 8,252 shares on April 8, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| April 04, 2019 Filed Apr 5, 2019 00:32 UTC |
Williams GreggDirector · 10% owner
|
GrantCommon Stock | 20,450 | $0.85 | $17,315.02 |
DisclosureSEC source: 0001209191-19-023757 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 77,788,796 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 8,237 shares of common stock on April 3, 2019 and 10,225 shares on April 4, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 8,236 shares of common stock on April 3, 2019 and 10,225 shares on April 4, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.8302 per share to $0.8574 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,439,606 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 16,882,545 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 8,237 shares of common stock on April 3, 2019 and 10,225 shares on April 4, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 8,236 shares of common stock on April 3, 2019 and 10,225 shares on April 4, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 00:32 UTC |
Williams GreggDirector · 10% owner
|
GrantCommon Stock | 16,473 | $0.84 | $13,771.43 |
DisclosureSEC source: 0001209191-19-023757 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 77,768,346 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 8,237 shares of common stock on April 3, 2019 and 10,225 shares on April 4, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 8,236 shares of common stock on April 3, 2019 and 10,225 shares on April 4, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.823 per share to $0.8419 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 8,237 shares of common stock on April 3, 2019 and 10,225 shares on April 4, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 8,236 shares of common stock on April 3, 2019 and 10,225 shares on April 4, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| April 02, 2019 Filed Apr 2, 2019 23:11 UTC |
Williams GreggDirector · 10% owner
|
GrantCommon Stock | 27,888 | $0.82 | $22,728.72 |
DisclosureSEC source: 0001209191-19-022762 · doc4.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 77,751,873 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,875 shares of common stock on April 1, 2019 and 13,944 shares on April 2, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,875 shares of common stock on April 1, 2019 and 13,944 shares on April 2, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.80 per share to $0.8499 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,421,145 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 16,864,083 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,875 shares of common stock on April 1, 2019 and 13,944 shares on April 2, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,875 shares of common stock on April 1, 2019 and 13,944 shares on April 2, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 23:11 UTC |
Williams GreggDirector · 10% owner
|
GrantCommon Stock | 31,750 | $0.83 | $26,466.80 |
DisclosureSEC source: 0001209191-19-022762 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 77,723,985 F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,875 shares of common stock on April 1, 2019 and 13,944 shares on April 2, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,875 shares of common stock on April 1, 2019 and 13,944 shares on April 2, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.785 per share to $0.85 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,875 shares of common stock on April 1, 2019 and 13,944 shares on April 2, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,875 shares of common stock on April 1, 2019 and 13,944 shares on April 2, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 22:09 UTC |
Williams GreggDirector · 10% owner
|
GrantWarrant to Purchase Common Stock · Derivative | 41,436,463 | Not disclosed Strike: $1.47 | Not disclosed |
DisclosureSEC source: 0001209191-19-013617 · doc4.xml · derivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 48,239,184 Underlying: Common Stock · 41,436,463 shares Expires 2024-03-14 F4 · shares: GST Trust acquired 6,906,077 warrants to purchase common stock, the GW Trust acquired 6,906,077 warrants to purchase common stock and Williams International Co. LLC acquired 27,624,309 warrants to purchase common stock pursuant to a Rights Offering with the final allocation of shares confirmed on February 22, 2019. Mr. Williams is a trustee of each of these entities. F2 · price: The common stock and warrants reported on this Form 4, were acquired upon exercise of subscription rights to purchase units previously distributed by the Issuer to holders of its common stock. Each unit consisted of one share of common stock and one warrant. The purchase price was $0.724 per unit. F3 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,391,326 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 16,834,264 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F4 · ownership.nature: GST Trust acquired 6,906,077 warrants to purchase common stock, the GW Trust acquired 6,906,077 warrants to purchase common stock and Williams International Co. LLC acquired 27,624,309 warrants to purchase common stock pursuant to a Rights Offering with the final allocation of shares confirmed on February 22, 2019. Mr. Williams is a trustee of each of these entities. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 22:09 UTC |
Williams GreggDirector · 10% owner
|
GrantCommon Stock | 41,436,463 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-013617 · doc4.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 77,692,235 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 6,906,077 shares of common stock, the Gregg G. Williams 2006 Trust ("GW") acquired 6,906,077 shares of common stock and the Williams International Co. LLC acquired 27,624,309 shares of common stock pursuant to a Rights Offering with the final allocation of shares confirmed on February 22, 2019. Mr. Williams is a trustee of each of these entities. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 6,906,077 shares of common stock, the Gregg G. Williams 2006 Trust ("GW") acquired 6,906,077 shares of common stock and the Williams International Co. LLC acquired 27,624,309 shares of common stock pursuant to a Rights Offering with the final allocation of shares confirmed on February 22, 2019. Mr. Williams is a trustee of each of these entities. F2 · price: The common stock and warrants reported on this Form 4, were acquired upon exercise of subscription rights to purchase units previously distributed by the Issuer to holders of its common stock. Each unit consisted of one share of common stock and one warrant. The purchase price was $0.724 per unit. F3 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,391,326 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 16,834,264 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 6,906,077 shares of common stock, the Gregg G. Williams 2006 Trust ("GW") acquired 6,906,077 shares of common stock and the Williams International Co. LLC acquired 27,624,309 shares of common stock pursuant to a Rights Offering with the final allocation of shares confirmed on February 22, 2019. Mr. Williams is a trustee of each of these entities. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:48 UTC |
McGuire Jonathan WillDirector · Chief Executive Officer
|
GrantWarrants to Purchase Common Stock · Derivative | 6,954 | Not disclosed Strike: $1.47 | Not disclosed |
DisclosureSEC source: 0001209191-19-013582 · doc4.xml · derivative · entry 2 McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,748 Underlying: Common Stock · 6,954 shares Expires 2024-03-14 F1 · shares: 6,954 shares of common stock and 6,954 warrants to purchase shares of common stock were acquired in a Rights Offering with the final allocation of shares confirmed on February 22, 2019. F2 · price: The common stock and warrants reported on this Form 4, were acquired upon exercise of subscription rights to purchase units previously distributed by the Issuer to holders of its common stock. Each unit consisted of one share of common stock and one warrant. The purchase price was $0.724 per unit. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:48 UTC |
McGuire Jonathan WillDirector · Chief Executive Officer
|
GrantCommon Stock | 6,954 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-013582 · doc4.xml · nonDerivative · entry 1 McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,080 F1 · shares: 6,954 shares of common stock and 6,954 warrants to purchase shares of common stock were acquired in a Rights Offering with the final allocation of shares confirmed on February 22, 2019. F2 · price: The common stock and warrants reported on this Form 4, were acquired upon exercise of subscription rights to purchase units previously distributed by the Issuer to holders of its common stock. Each unit consisted of one share of common stock and one warrant. The purchase price was $0.724 per unit. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 00:45 UTC |
McGuire Jonathan WillDirector · Chief Executive Officer
|
SaleCommon Stock | 4,724 | $0.73 | $3,435.77 |
DisclosureSEC source: 0001209191-19-012321 · doc4.xml · nonDerivative · entry 2 McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,126 F2 · shares: 4,724 shares were sold to satisfy the tax withholding obligations on partial vesting and release of common stock from RSUs. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:31 UTC |
Randolph Edward DavidVice President Manufacturing
|
GrantRestricted Stock Units(RSUs) · Derivative | 34,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012303 · doc4.xml · derivative · entry 2 Randolph Edward David · CIK 0001625133 · Vice President Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,000 Underlying: Common Stock · 34,000 shares Expires not disclosed F2 · derivative.exercise_date: The RSUs will vest over four years, in equal annual installments, subject to continuous employment. F2 · derivative.expiration_date: The RSUs will vest over four years, in equal annual installments, subject to continuous employment. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:31 UTC |
Randolph Edward DavidVice President Manufacturing
|
GrantNon-Qualified Stock Option(right to buy) · Derivative | 68,000 | $0.00 Strike: $0.74 | $0.00 |
DisclosureSEC source: 0001209191-19-012303 · doc4.xml · derivative · entry 1 Randolph Edward David · CIK 0001625133 · Vice President Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,000 Underlying: Common Stock · 68,000 shares Expires 2029-02-19 F1 · derivative.exercise_date: The stock options have a 10-year term and vest over four years from the grant date in equal monthly installments, subject to continuous employment, such that the total number shall be fully vested on the four-year anniversary of the transaction date. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:45 UTC |
McGuire Jonathan WillDirector · Chief Executive Officer
|
GrantRestricted Stock Units(RSUs) · Derivative | 177,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012321 · doc4.xml · derivative · entry 4 McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,000 Underlying: Common Stock · 177,000 shares Expires not disclosed F4 · derivative.exercise_date: The RSUs will vest over four years, in equal annual installments, subject to continuous employment. F4 · derivative.expiration_date: The RSUs will vest over four years, in equal annual installments, subject to continuous employment. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:45 UTC |
McGuire Jonathan WillDirector · Chief Executive Officer
|
GrantNon-Qualified Stock Option(right to buy) · Derivative | 354,000 | $0.00 Strike: $0.74 | $0.00 |
DisclosureSEC source: 0001209191-19-012321 · doc4.xml · derivative · entry 3 McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,000 Underlying: Common Stock · 354,000 shares Expires 2029-02-19 F3 · derivative.exercise_date: The stock options have a 10-year term and vest over four years from the grant date in equal monthly installments, subject to continuous employment, such that the total number shall be fully vested on the four-year anniversary of the transaction date. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:45 UTC |
McGuire Jonathan WillDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 11,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012321 · doc4.xml · nonDerivative · entry 1 McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 11,875 shares of common stock acquired upon partial vesting and release of common stock from restricted stock units (RSUs). Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:42 UTC |
RYAN WILLIAM PATRICKChief Operating Officer
|
GrantRestricted Stock Units(RSUs) · Derivative | 115,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012318 · doc4.xml · derivative · entry 2 RYAN WILLIAM PATRICK · CIK 0001519007 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,000 Underlying: Common Stock · 115,000 shares Expires not disclosed F2 · derivative.exercise_date: The RSUs will vest over four years, in equal annual installments, subject to continuous employment. F2 · derivative.expiration_date: The RSUs will vest over four years, in equal annual installments, subject to continuous employment. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:42 UTC |
RYAN WILLIAM PATRICKChief Operating Officer
|
GrantNon-Qualified Stock Option(right to buy) · Derivative | 229,000 | $0.00 Strike: $0.74 | $0.00 |
DisclosureSEC source: 0001209191-19-012318 · doc4.xml · derivative · entry 1 RYAN WILLIAM PATRICK · CIK 0001519007 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,000 Underlying: Common Stock · 229,000 shares Expires 2029-02-19 F1 · derivative.exercise_date: The stock options have a 10-year term and vest over four years from the grant date in equal monthly installments, subject to continuous employment, such that the total number shall be fully vested on the four-year anniversary of the transaction date. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:28 UTC |
OKLAND STEPHEN DChief Commercial Officer
|
GrantRestricted Stock Units(RSUs) · Derivative | 48,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012301 · doc4.xml · derivative · entry 2 OKLAND STEPHEN D · CIK 0001261287 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 48,000 shares Expires not disclosed F2 · derivative.exercise_date: The RSUs will vest over four years, in equal annual installments, subject to continuous employment. F2 · derivative.expiration_date: The RSUs will vest over four years, in equal annual installments, subject to continuous employment. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:28 UTC |
OKLAND STEPHEN DChief Commercial Officer
|
GrantNon-Qualified Stock Option(right to buy) · Derivative | 95,000 | $0.00 Strike: $0.74 | $0.00 |
DisclosureSEC source: 0001209191-19-012301 · doc4.xml · derivative · entry 1 OKLAND STEPHEN D · CIK 0001261287 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common Stock · 95,000 shares Expires 2029-02-19 F1 · derivative.exercise_date: The stock options have a 10-year term and vest over four years from the grant date in equal monthly installments, subject to continuous employment, such that the total number shall be fully vested on the four-year anniversary of the transaction date. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:24 UTC |
Blake John TChief Financial Officer
|
GrantRestricted Stock Units(RSUs) · Derivative | 82,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012297 · doc4.xml · derivative · entry 2 Blake John T · CIK 0001657162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,000 Underlying: Common Stock · 82,000 shares Expires not disclosed F2 · derivative.exercise_date: The RSUs will vest over four years, in equal annual installments, subject to continuous employment. F2 · derivative.expiration_date: The RSUs will vest over four years, in equal annual installments, subject to continuous employment. Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 00:24 UTC |
Blake John TChief Financial Officer
|
GrantNon-Qualified Stock Option(right to buy) · Derivative | 163,000 | $0.00 Strike: $0.74 | $0.00 |
DisclosureSEC source: 0001209191-19-012297 · doc4.xml · derivative · entry 1 Blake John T · CIK 0001657162 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,000 Underlying: Common Stock · 163,000 shares Expires 2029-02-19 F1 · derivative.exercise_date: The stock options have a 10-year term and vest over four years from the grant date in equal monthly installments, subject to continuous employment, such that the total number shall be fully vested on the four-year anniversary of the transaction date. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 13:27 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 3,275,100 | $0.92 | $2,999,991.60 |
DisclosureSEC source: 0001437749-18-021992 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 36,255,772 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 1,637,550 shares of common stock and the Gregg G. Williams 2006 Trust ("GW") acquired 1,637,550 shares of common stock both in a private placement pursuant to a Securities Purchase Agreement ("SPA") on December 12, 2018 from the issuer at a purchase price of $0.916 per share, the last reported sale price by Nasdaq on December 12, 2018. Mr. Williams is a trustee of GST and GW. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 1,637,550 shares of common stock and the Gregg G. Williams 2006 Trust ("GW") acquired 1,637,550 shares of common stock both in a private placement pursuant to a Securities Purchase Agreement ("SPA") on December 12, 2018 from the issuer at a purchase price of $0.916 per share, the last reported sale price by Nasdaq on December 12, 2018. Mr. Williams is a trustee of GST and GW. F1 · price: Sam B Williams 95 GST Trust ("GST") acquired 1,637,550 shares of common stock and the Gregg G. Williams 2006 Trust ("GW") acquired 1,637,550 shares of common stock both in a private placement pursuant to a Securities Purchase Agreement ("SPA") on December 12, 2018 from the issuer at a purchase price of $0.916 per share, the last reported sale price by Nasdaq on December 12, 2018. Mr. Williams is a trustee of GST and GW. F2 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 20,485,249 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 9,928,187 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 1,637,550 shares of common stock and the Gregg G. Williams 2006 Trust ("GW") acquired 1,637,550 shares of common stock both in a private placement pursuant to a Securities Purchase Agreement ("SPA") on December 12, 2018 from the issuer at a purchase price of $0.916 per share, the last reported sale price by Nasdaq on December 12, 2018. Mr. Williams is a trustee of GST and GW. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 13:30 UTC |
OKLAND STEPHEN DChief Commercial Officer
|
SaleCommon Stock | 7,764 | $1.03 | $7,989.16 |
DisclosureSEC source: 0001437749-18-021520 · rdgdoc.xml · nonDerivative · entry 2 OKLAND STEPHEN D · CIK 0001261287 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,641 Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 13:31 UTC |
Randolph Edward DavidVice President - Manufacturing
|
SaleCommon Stock | 3,733 | $1.03 | $3,841.26 |
DisclosureSEC source: 0001437749-18-021521 · rdgdoc.xml · nonDerivative · entry 2 Randolph Edward David · CIK 0001625133 · Vice President - Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22 Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 13:30 UTC |
OKLAND STEPHEN DChief Commercial Officer
|
GrantCommon Stock | 7,764 | $0.92 | $7,127.35 |
DisclosureSEC source: 0001437749-18-021520 · rdgdoc.xml · nonDerivative · entry 1 OKLAND STEPHEN D · CIK 0001261287 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,315 F1 · shares: Shares acquired under the 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 13:31 UTC |
Randolph Edward DavidVice President - Manufacturing
|
GrantCommon Stock | 3,733 | $0.92 | $3,426.89 |
DisclosureSEC source: 0001437749-18-021521 · rdgdoc.xml · nonDerivative · entry 1 Randolph Edward David · CIK 0001625133 · Vice President - Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3.755 F1 · shares: Shares acquired under the 2015 Employee Stock Purchase Plan (ESPP). Read SEC document |
| November 21, 2018 Filed Nov 22, 2018 01:44 UTC |
McGuire Jonathan WillDirector · Chief Executive Officer
|
SaleCommon Stock | 3,920 | $1.16 | $4,547.20 |
DisclosureSEC source: 0001437749-18-021222 · rdgdoc.xml · nonDerivative · entry 2 McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,753 F2 · shares: 3,920 shares were sold to satisfy the tax withholding obligations on partial vesting and release of common stock from RSUs. Read SEC document |
| November 20, 2018 Filed Nov 22, 2018 01:44 UTC |
McGuire Jonathan WillDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 11,875 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-021222 · rdgdoc.xml · derivative · entry 3 McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,625 Underlying: Common Stock · 11,875 shares Expires 2019-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: RSUs were granted on 8/17/2015 and vest over a 4 year term, with 25% of the total number of units vesting on the first anniversary of the grant date and thereafter vesting in 12 equal quarterly installments of 6.25% of the total number of units. Read SEC document |
| November 20, 2018 Filed Nov 22, 2018 01:44 UTC |
McGuire Jonathan WillDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 11,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-021222 · rdgdoc.xml · nonDerivative · entry 1 McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 11,875 shares of common stock acquired upon partial vesting and release of common stock from restricted stock units (RSUs). Read SEC document |
| October 18, 2018 Filed Oct 22, 2018 23:49 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 2,467,767 | $1.62 | $3,997,782.54 |
DisclosureSEC source: 0001437749-18-018569 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 32,980,672 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 1,233,863 shares of common stock and the Gregg G. Williams 2006 Trust ("GW") acquired 1,233,864 shares of common stock both in a private placement pursuant to a Securities Purchase Agreement ("SPA") on October 18, 2018 from the issuer at a purchase price of $1.62 per share, the last reported sale price by Nasdaq on October 18, 2018. Mr. Williams is a trustee of GST and GW. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 1,233,863 shares of common stock and the Gregg G. Williams 2006 Trust ("GW") acquired 1,233,864 shares of common stock both in a private placement pursuant to a Securities Purchase Agreement ("SPA") on October 18, 2018 from the issuer at a purchase price of $1.62 per share, the last reported sale price by Nasdaq on October 18, 2018. Mr. Williams is a trustee of GST and GW. F1 · price: Sam B Williams 95 GST Trust ("GST") acquired 1,233,863 shares of common stock and the Gregg G. Williams 2006 Trust ("GW") acquired 1,233,864 shares of common stock both in a private placement pursuant to a Securities Purchase Agreement ("SPA") on October 18, 2018 from the issuer at a purchase price of $1.62 per share, the last reported sale price by Nasdaq on October 18, 2018. Mr. Williams is a trustee of GST and GW. F2 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 18,847,699 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 8,290,637 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 1,233,863 shares of common stock and the Gregg G. Williams 2006 Trust ("GW") acquired 1,233,864 shares of common stock both in a private placement pursuant to a Securities Purchase Agreement ("SPA") on October 18, 2018 from the issuer at a purchase price of $1.62 per share, the last reported sale price by Nasdaq on October 18, 2018. Mr. Williams is a trustee of GST and GW. Read SEC document |
| October 16, 2018 Filed Oct 16, 2018 22:47 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 9,988 | $1.68 | $16,819.79 |
DisclosureSEC source: 0001437749-18-018359 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,512,945 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 3,822 shares of common stock on October 15, 2018 and 4,994 shares on October 16, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,823 shares of common stock on October15, 2018 and 4,994 shares on October 16, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,822 shares of common stock on October 15, 2018 and 4,994 shares on October 16, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,823 shares of common stock on October15, 2018 and 4,994 shares on October 16, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.64 per share to $1.70 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,613,835 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 7,056,774 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,822 shares of common stock on October 15, 2018 and 4,994 shares on October 16, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,823 shares of common stock on October15, 2018 and 4,994 shares on October 16, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| October 15, 2018 Filed Oct 16, 2018 22:47 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 7,645 | $1.63 | $12,438.42 |
DisclosureSEC source: 0001437749-18-018359 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,502,957 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 3,822 shares of common stock on October 15, 2018 and 4,994 shares on October 16, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,823 shares of common stock on October15, 2018 and 4,994 shares on October 16, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,822 shares of common stock on October 15, 2018 and 4,994 shares on October 16, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,823 shares of common stock on October15, 2018 and 4,994 shares on October 16, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.61 per share to $1.65 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,822 shares of common stock on October 15, 2018 and 4,994 shares on October 16, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,823 shares of common stock on October15, 2018 and 4,994 shares on October 16, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| October 12, 2018 Filed Oct 13, 2018 01:33 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 7,694 | $1.62 | $12,448.89 |
DisclosureSEC source: 0001437749-18-018262 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,495,312 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,854 shares of common stock on October 11, 2018 and 3,847 shares on October 12, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,855 shares of common stock on October11, 2018 and 3,847 shares on October 12, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,854 shares of common stock on October 11, 2018 and 3,847 shares on October 12, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,855 shares of common stock on October11, 2018 and 3,847 shares on October 12, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.58 per share to $1.65 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,605,018 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 7,047,958 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,854 shares of common stock on October 11, 2018 and 3,847 shares on October 12, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,855 shares of common stock on October11, 2018 and 3,847 shares on October 12, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| October 11, 2018 Filed Oct 13, 2018 01:33 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 11,709 | $1.60 | $18,746.11 |
DisclosureSEC source: 0001437749-18-018262 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,487,618 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,854 shares of common stock on October 11, 2018 and 3,847 shares on October 12, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,855 shares of common stock on October11, 2018 and 3,847 shares on October 12, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,854 shares of common stock on October 11, 2018 and 3,847 shares on October 12, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,855 shares of common stock on October11, 2018 and 3,847 shares on October 12, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.55 per share to $1.64 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,854 shares of common stock on October 11, 2018 and 3,847 shares on October 12, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,855 shares of common stock on October11, 2018 and 3,847 shares on October 12, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| October 10, 2018 Filed Oct 11, 2018 00:05 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 15,875 | $1.60 | $25,431.75 |
DisclosureSEC source: 0001437749-18-018137 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,475,909 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,229 shares of common stock on October 9, 2018 and 7,938 shares on October 10, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,229 shares of common stock on October 9, 2018 and 7,937 shares on October 10, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,229 shares of common stock on October 9, 2018 and 7,938 shares on October 10, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,229 shares of common stock on October 9, 2018 and 7,937 shares on October 10, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.585 per share to $1.62 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,595,316 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 7,038,257 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,229 shares of common stock on October 9, 2018 and 7,938 shares on October 10, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,229 shares of common stock on October 9, 2018 and 7,937 shares on October 10, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 00:05 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 10,458 | $1.64 | $17,182.49 |
DisclosureSEC source: 0001437749-18-018137 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,460,034 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,229 shares of common stock on October 9, 2018 and 7,938 shares on October 10, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,229 shares of common stock on October 9, 2018 and 7,937 shares on October 10, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,229 shares of common stock on October 9, 2018 and 7,938 shares on October 10, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,229 shares of common stock on October 9, 2018 and 7,937 shares on October 10, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.61 per share to $1.67 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,229 shares of common stock on October 9, 2018 and 7,938 shares on October 10, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,229 shares of common stock on October 9, 2018 and 7,937 shares on October 10, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 13:30 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 15,875 | $1.72 | $27,305.00 |
DisclosureSEC source: 0001437749-18-018066 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,449,576 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,447 shares of common stock on October 4, 2018 and 7,938 shares on October 5, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,447 shares of common stock on October 4, 2018 and 7,937 shares on October 5, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,447 shares of common stock on October 4, 2018 and 7,938 shares on October 5, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,447 shares of common stock on October 4, 2018 and 7,937 shares on October 5, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.685 per share to $1.77 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,582,150 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 7,025,090 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,447 shares of common stock on October 4, 2018 and 7,938 shares on October 5, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,447 shares of common stock on October 4, 2018 and 7,937 shares on October 5, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| October 04, 2018 Filed Oct 9, 2018 13:30 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 10,894 | $1.79 | $19,445.79 |
DisclosureSEC source: 0001437749-18-018066 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,433,701 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,447 shares of common stock on October 4, 2018 and 7,938 shares on October 5, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,447 shares of common stock on October 4, 2018 and 7,937 shares on October 5, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,447 shares of common stock on October 4, 2018 and 7,938 shares on October 5, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,447 shares of common stock on October 4, 2018 and 7,937 shares on October 5, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.76 per share to $1.81 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,447 shares of common stock on October 4, 2018 and 7,938 shares on October 5, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,447 shares of common stock on October 4, 2018 and 7,937 shares on October 5, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| October 03, 2018 Filed Oct 4, 2018 22:09 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 8,200 | $1.76 | $14,391.00 |
DisclosureSEC source: 0001437749-18-017989 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,422,807 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on October 2, 2018 and 4,100 shares on October 3, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on October 2, 2018 and 4,100 shares on October 3, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.74 per share to $1.78 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,568,766 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 7,011,705 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on October 2, 2018 and 4,100 shares on October 3, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on October 2, 2018 and 4,100 shares on October 3, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| October 02, 2018 Filed Oct 4, 2018 22:09 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 15,875 | $1.81 | $28,749.63 |
DisclosureSEC source: 0001437749-18-017989 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,414,607 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on October 2, 2018 and 4,100 shares on October 3, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on October 2, 2018 and 4,100 shares on October 3, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.78 per share to $1.85 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on October 2, 2018 and 4,100 shares on October 3, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on October 2, 2018 and 4,100 shares on October 3, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 00:56 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 15,875 | $1.86 | $29,543.38 |
DisclosureSEC source: 0001437749-18-017688 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,398,732 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 4,611 shares of common stock on September 28, 2018 and 7,938 shares on October 1, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,612 shares of common stock on September 28, 2018 and 7,937 shares on October 1, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,611 shares of common stock on September 28, 2018 and 7,938 shares on October 1, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,612 shares of common stock on September 28, 2018 and 7,937 shares on October 1, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.81 per share to $1.90 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,556,728 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,999,668 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,611 shares of common stock on September 28, 2018 and 7,938 shares on October 1, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,612 shares of common stock on September 28, 2018 and 7,937 shares on October 1, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 01:13 UTC |
McGuire Jonathan WillDirector · Chief Executive Officer
|
SaleCommon Stock | 10,000 | $1.87 | $18,660.00 |
DisclosureSEC source: 0001437749-18-017854 · rdgdoc.xml · nonDerivative · entry 1 McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,798 F1 · shares: 10,000 shares were sold for tax planning purposes under a 10b5-1 plan dated 6/15/2018 by Mr. McGuire. F2 · price: Represents the weighted average sales price for the shares. The shares were sold at prices ranging from $1.86 per share to $1.90 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 00:56 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 9,223 | $1.90 | $17,542.15 |
DisclosureSEC source: 0001437749-18-017688 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,382,857 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 4,611 shares of common stock on September 28, 2018 and 7,938 shares on October 1, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,612 shares of common stock on September 28, 2018 and 7,937 shares on October 1, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,611 shares of common stock on September 28, 2018 and 7,938 shares on October 1, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,612 shares of common stock on September 28, 2018 and 7,937 shares on October 1, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.88 per share to $1.93 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,611 shares of common stock on September 28, 2018 and 7,938 shares on October 1, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,612 shares of common stock on September 28, 2018 and 7,937 shares on October 1, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| September 27, 2018 Filed Sep 28, 2018 00:17 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 15,875 | $1.93 | $30,702.25 |
DisclosureSEC source: 0001437749-18-017562 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,373,634 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,439 shares of common stock on September 26, 2018 and 7,938 shares on September 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,439 shares of common stock on September 26, 2018 and 7,937 shares on September 27, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,439 shares of common stock on September 26, 2018 and 7,938 shares on September 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,439 shares of common stock on September 26, 2018 and 7,937 shares on September 27, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.90 per share to $1.97 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,544,179 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,987,119 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,439 shares of common stock on September 26, 2018 and 7,938 shares on September 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,439 shares of common stock on September 26, 2018 and 7,937 shares on September 27, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 00:17 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 10,878 | $1.96 | $21,288.25 |
DisclosureSEC source: 0001437749-18-017562 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,357,759 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,439 shares of common stock on September 26, 2018 and 7,938 shares on September 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,439 shares of common stock on September 26, 2018 and 7,937 shares on September 27, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,439 shares of common stock on September 26, 2018 and 7,938 shares on September 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,439 shares of common stock on September 26, 2018 and 7,937 shares on September 27, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.91 per share to $1.98 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,439 shares of common stock on September 26, 2018 and 7,938 shares on September 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,439 shares of common stock on September 26, 2018 and 7,937 shares on September 27, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| September 25, 2018 Filed Sep 25, 2018 22:52 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 15,875 | $1.89 | $29,924.38 |
DisclosureSEC source: 0001437749-18-017453 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,346,881 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,760 shares of common stock on September 24, 2018 and 7,938 shares on September 25, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,760 shares of common stock on September 24, 2018 and 7,937 shares on September 25, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,760 shares of common stock on September 24, 2018 and 7,938 shares on September 25, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,760 shares of common stock on September 24, 2018 and 7,937 shares on September 25, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.83 per share to $1.92 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,530,803 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,973,742 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,760 shares of common stock on September 24, 2018 and 7,938 shares on September 25, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,760 shares of common stock on September 24, 2018 and 7,937 shares on September 25, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| September 24, 2018 Filed Sep 25, 2018 22:52 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 15,520 | $1.86 | $28,882.72 |
DisclosureSEC source: 0001437749-18-017453 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,331,006 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,760 shares of common stock on September 24, 2018 and 7,938 shares on September 25, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,760 shares of common stock on September 24, 2018 and 7,937 shares on September 25, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,760 shares of common stock on September 24, 2018 and 7,938 shares on September 25, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,760 shares of common stock on September 24, 2018 and 7,937 shares on September 25, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.82 per share to $1.88 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,760 shares of common stock on September 24, 2018 and 7,938 shares on September 25, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,760 shares of common stock on September 24, 2018 and 7,937 shares on September 25, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| September 21, 2018 Filed Sep 22, 2018 01:28 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 15,875 | $1.80 | $28,495.63 |
DisclosureSEC source: 0001437749-18-017332 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,315,486 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 20, 2018 and 7,938 shares on September 21, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 20, 2018 and 7,937 shares on September 21, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 20, 2018 and 7,938 shares on September 21, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 20, 2018 and 7,937 shares on September 21, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.75 per share to $1.87 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,515,106 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,958,044 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 20, 2018 and 7,938 shares on September 21, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 20, 2018 and 7,937 shares on September 21, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| September 20, 2018 Filed Sep 22, 2018 01:28 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 15,875 | $1.82 | $28,908.38 |
DisclosureSEC source: 0001437749-18-017332 · rdgdoc.xml · nonDerivative · entry 1 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,299,611 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 20, 2018 and 7,938 shares on September 21, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 20, 2018 and 7,937 shares on September 21, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 20, 2018 and 7,938 shares on September 21, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 20, 2018 and 7,937 shares on September 21, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.77 per share to $1.88 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 20, 2018 and 7,938 shares on September 21, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 20, 2018 and 7,937 shares on September 21, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
| September 19, 2018 Filed Sep 20, 2018 00:24 UTC |
Williams GreggDirector · 10% owner
|
PurchaseCommon Stock | 13,741 | $1.76 | $24,170.42 |
DisclosureSEC source: 0001437749-18-017223 · rdgdoc.xml · nonDerivative · entry 2 Williams Gregg · CIK 0001624919 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,283,736 F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 18, 2018 and 6,871 shares on September 19, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 18, 2018 and 6,870 shares on September 19, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 18, 2018 and 6,871 shares on September 19, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 18, 2018 and 6,870 shares on September 19, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.72 per share to $1.79 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,499,231 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,942,169 shares of common stock owned by GST. F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 18, 2018 and 6,871 shares on September 19, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 18, 2018 and 6,870 shares on September 19, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.