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VANI

Vivani Medical, Inc.

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6636
SEC CIK
0001266806
Parsed reports
325

Last 12 months

Inside the activity.

16 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202520
Dec 202530
Jan 202630
Feb 202620
Mar 202620
Apr 202610
May 202610
Jun 202610
Jul 202610
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2019 Filed Jun 6, 2019 20:39 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 31,746 $0.68 $21,504.74
Disclosure

SEC source: 0001209191-19-035085 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,601,207

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,652 shares of common stock on June 4, 2019 and 15,873 shares on June 5, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,652 shares of common stock on June 4, 2019 and 15,873 shares on June 5, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.654 per share to $0.7002 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,845,805 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,288,757 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,652 shares of common stock on June 4, 2019 and 15,873 shares on June 5, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,652 shares of common stock on June 4, 2019 and 15,873 shares on June 5, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
June 04, 2019 Filed Jun 4, 2019 23:26 UTC
Randolph Edward DavidVice President Manufacturing
SaleCommon Stock 23,586 $0.71 $16,649.36
Disclosure

SEC source: 0001209191-19-034575 · doc4.xml · nonDerivative · entry 2

Randolph Edward David · CIK 0001625133 · Vice President Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22

Read SEC document
June 04, 2019 Filed Jun 5, 2019 20:16 UTC GrantNon-Qualified Stock Option(right to buy) · Derivative 56,685 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001209191-19-034732 · doc4.xml · derivative · entry 1

PFEFFER MATTHEW J · CIK 0001192063 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,685

Underlying: Common Stock · 56,685 shares

Expires 2029-06-04

F1 · derivative.exercise_date: The stock options have a 10-year term and fully vest on the earlier of annual grant date anniversary or the date of the next annual shareholder's meeting.

F2 · derivative.underlying_shares: Awarded as compensation for serving on the Board of Directors and its committees.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 20:17 UTC
Williams GreggDirector · 10% owner
GrantNon-Qualified Stock Option(right to buy) · Derivative 179,125 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001209191-19-034735 · doc4.xml · derivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,125

Underlying: Common Stock · 179,125 shares

Expires 2029-06-04

F1 · derivative.exercise_date: The stock options have a 10-year term and fully vest on the earlier of annual grant date anniversary or the date of the next annual shareholder's meeting.

F2 · derivative.underlying_shares: Awarded as compensation for serving on the Board of Directors and its committees.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 20:16 UTC GrantNon-Qualified Stock Option(right to buy) · Derivative 56,685 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001209191-19-034730 · doc4.xml · derivative · entry 1

Mendelsohn Aaron · CIK 0001625195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,685

Underlying: Common Stock · 56,685 shares

Expires 2029-06-04

F1 · derivative.exercise_date: The stock options have a 10-year term and fully vest on the earlier of annual grant date anniversary or the date of the next annual shareholder's meeting.

F2 · derivative.underlying_shares: Awarded as compensation for serving on the Board of Directors and its committees.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 20:15 UTC GrantNon-Qualified Stock Option(right to buy) · Derivative 56,685 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001209191-19-034727 · doc4.xml · derivative · entry 1

LINK WILLIAM J PHD · CIK 0001228684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,685

Underlying: Common Stock · 56,685 shares

Expires 2029-06-04

F1 · derivative.exercise_date: The stock options have a 10-year term and fully vest on the earlier of annual grant date anniversary or the date of the next annual shareholder's meeting.

F2 · derivative.underlying_shares: Awarded as compensation for serving on the Board of Directors and its committees.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 20:39 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 31,304 $0.70 $22,012.97
Disclosure

SEC source: 0001209191-19-035085 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,569,461

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,652 shares of common stock on June 4, 2019 and 15,873 shares on June 5, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,652 shares of common stock on June 4, 2019 and 15,873 shares on June 5, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.69 per share to $0.7133 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,652 shares of common stock on June 4, 2019 and 15,873 shares on June 5, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,652 shares of common stock on June 4, 2019 and 15,873 shares on June 5, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
June 03, 2019 Filed Jun 3, 2019 21:19 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 31,746 $0.73 $23,015.85
Disclosure

SEC source: 0001209191-19-033982 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,538,157

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 9,279 shares of common stock on May 31, 2019 and 15,873 shares on June 3, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 9,279 shares of common stock on May 31, 2019 and 15,873 shares on June 3, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7014 per share to $0.75 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,814,280 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,257,232 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 9,279 shares of common stock on May 31, 2019 and 15,873 shares on June 3, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 9,279 shares of common stock on May 31, 2019 and 15,873 shares on June 3, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 21:19 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 18,558 $0.78 $14,449.26
Disclosure

SEC source: 0001209191-19-033982 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,506,411

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 9,279 shares of common stock on May 31, 2019 and 15,873 shares on June 3, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 9,279 shares of common stock on May 31, 2019 and 15,873 shares on June 3, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7521 per share to $0.82 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 9,279 shares of common stock on May 31, 2019 and 15,873 shares on June 3, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 9,279 shares of common stock on May 31, 2019 and 15,873 shares on June 3, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 23:26 UTC
Randolph Edward DavidVice President Manufacturing
GrantCommon Stock 23,586 $0.63 $14,932.30
Disclosure

SEC source: 0001209191-19-034575 · doc4.xml · nonDerivative · entry 1

Randolph Edward David · CIK 0001625133 · Vice President Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,608

F1 · shares: Shares acquired under the 2015 Employee Stock Purchase Plan (ESPP).

Read SEC document
May 30, 2019 Filed May 30, 2019 21:17 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 31,746 $0.79 $24,939.66
Disclosure

SEC source: 0001209191-19-033480 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,487,853

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,674 shares of common stock on May 29, 2019 and 15,873 shares on May 30, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,673 shares of common stock on May 29, 2019 and 15,873 shares on May 30, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7303 per share to $0.8361 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,789,128 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,232,080 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,674 shares of common stock on May 29, 2019 and 15,873 shares on May 30, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,673 shares of common stock on May 29, 2019 and 15,873 shares on May 30, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
May 29, 2019 Filed May 30, 2019 21:17 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 9,347 $0.73 $6,865.37
Disclosure

SEC source: 0001209191-19-033480 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,456,107

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,674 shares of common stock on May 29, 2019 and 15,873 shares on May 30, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,673 shares of common stock on May 29, 2019 and 15,873 shares on May 30, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.72 per share to $0.7453 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,674 shares of common stock on May 29, 2019 and 15,873 shares on May 30, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,673 shares of common stock on May 29, 2019 and 15,873 shares on May 30, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
May 28, 2019 Filed May 28, 2019 22:11 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 27,343 $0.74 $20,151.79
Disclosure

SEC source: 0001209191-19-033070 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,446,760

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on May 24, 2019 and 13,672 shares on May 28, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on May 24, 2019 and 13,671 shares on May 28, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.71 per share to $0.7595 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,768,582 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,211,533 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on May 24, 2019 and 13,672 shares on May 28, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on May 24, 2019 and 13,671 shares on May 28, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
May 24, 2019 Filed May 28, 2019 22:11 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 31,746 $0.73 $23,260.29
Disclosure

SEC source: 0001209191-19-033070 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,419,417

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on May 24, 2019 and 13,672 shares on May 28, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on May 24, 2019 and 13,671 shares on May 28, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.70 per share to $0.7801 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on May 24, 2019 and 13,672 shares on May 28, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on May 24, 2019 and 13,671 shares on May 28, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
May 23, 2019 Filed May 24, 2019 00:53 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 11,499 $0.84 $9,623.51
Disclosure

SEC source: 0001209191-19-032536 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,387,671

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 9,024 shares of common stock on May 22, 2019 and 5,750 shares on May 23, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 9,023 shares of common stock on May 22, 2019 and 5,749 shares on May 23, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.82 per share to $0.85 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,739,038 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,181,988 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 9,024 shares of common stock on May 22, 2019 and 5,750 shares on May 23, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 9,023 shares of common stock on May 22, 2019 and 5,749 shares on May 23, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
May 22, 2019 Filed May 24, 2019 00:53 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 18,047 $0.86 $15,455.45
Disclosure

SEC source: 0001209191-19-032536 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,376,172

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 9,024 shares of common stock on May 22, 2019 and 5,750 shares on May 23, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 9,023 shares of common stock on May 22, 2019 and 5,749 shares on May 23, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.8199 per share to $0.8909 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 9,024 shares of common stock on May 22, 2019 and 5,750 shares on May 23, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 9,023 shares of common stock on May 22, 2019 and 5,749 shares on May 23, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
May 21, 2019 Filed May 21, 2019 22:42 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 14,610 $0.84 $12,341.07
Disclosure

SEC source: 0001209191-19-031834 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,358,125

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 8,860 shares of common stock on May 20, 2019 and 7,305 shares on May 21, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 8,860 shares of common stock on May 20, 2019 and 7,305 shares on May 21, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.825 per share to $0.8628 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,724,266 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,167,214 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 8,860 shares of common stock on May 20, 2019 and 7,305 shares on May 21, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 8,860 shares of common stock on May 20, 2019 and 7,305 shares on May 21, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
May 21, 2019 Filed May 22, 2019 21:58 UTC
McGuire Jonathan WillDirector · Chief Executive Officer
SaleCommon Stock 3,867 $0.85 $3,287.34
Disclosure

SEC source: 0001209191-19-032148 · doc4.xml · nonDerivative · entry 2

McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,088

F2 · shares: 3,867 shares were sold to satisfy the tax withholding obligations on partial vesting and release of common stock from RSUs.

Read SEC document
May 20, 2019 Filed May 21, 2019 22:42 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 17,720 $0.87 $15,451.84
Disclosure

SEC source: 0001209191-19-031834 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,343,515

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 8,860 shares of common stock on May 20, 2019 and 7,305 shares on May 21, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 8,860 shares of common stock on May 20, 2019 and 7,305 shares on May 21, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.8501 per share to $0.91 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 8,860 shares of common stock on May 20, 2019 and 7,305 shares on May 21, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 8,860 shares of common stock on May 20, 2019 and 7,305 shares on May 21, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
May 20, 2019 Filed May 22, 2019 21:58 UTC
McGuire Jonathan WillDirector · Chief Executive Officer
Exercise / conversionResrticted Stock Units (RSUs) · Derivative 11,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032148 · doc4.xml · derivative · entry 3

McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,875

Underlying: Common Stock · 11,875 shares

Expires 2019-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: RSUs were granted on 8/17/2015 and vest over a 4 year term, with 25% of the total number of units vesting on the first anniversary of the grant date and thereafter vesting in 12 equal quarterly installments of 6.25% of the total number of units.

Read SEC document
May 20, 2019 Filed May 22, 2019 21:58 UTC
McGuire Jonathan WillDirector · Chief Executive Officer
Exercise / conversionCommon Stock 11,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032148 · doc4.xml · nonDerivative · entry 1

McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 11,875 shares of common stock acquired upon partial vesting and release of common stock from restricted stock units (RSUs).

Read SEC document
May 17, 2019 Filed May 18, 2019 00:32 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 22,498 $0.89 $20,088.46
Disclosure

SEC source: 0001209191-19-031192 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,325,795

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on May 16, 2019 and 11,249 shares on May 17, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on May 16, 2019 and 11,249 shares on May 17, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.88 per share to $0.90 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,708,101 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,151,049 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on May 16, 2019 and 11,249 shares on May 17, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on May 16, 2019 and 11,249 shares on May 17, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

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May 16, 2019 Filed May 18, 2019 00:32 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 31,746 $0.94 $29,758.70
Disclosure

SEC source: 0001209191-19-031192 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,303,297

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on May 16, 2019 and 11,249 shares on May 17, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on May 16, 2019 and 11,249 shares on May 17, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.915 per share to $0.96 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on May 16, 2019 and 11,249 shares on May 17, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on May 16, 2019 and 11,249 shares on May 17, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
May 15, 2019 Filed May 15, 2019 21:31 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 28,980 $1.00 $28,904.65
Disclosure

SEC source: 0001209191-19-030104 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,271,551

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,195 shares of common stock on May 14, 2019 and 14,490 shares on May 15, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,194 shares of common stock on May 14, 2019 and 14,490 shares on May 15, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.96 per share to $1.03 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,680,979 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,123,927 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,195 shares of common stock on May 14, 2019 and 14,490 shares on May 15, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,194 shares of common stock on May 14, 2019 and 14,490 shares on May 15, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
May 14, 2019 Filed May 15, 2019 21:31 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 8,389 $0.96 $8,020.72
Disclosure

SEC source: 0001209191-19-030104 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,242,571

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,195 shares of common stock on May 14, 2019 and 14,490 shares on May 15, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,194 shares of common stock on May 14, 2019 and 14,490 shares on May 15, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.94 per share to $.9673 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,195 shares of common stock on May 14, 2019 and 14,490 shares on May 15, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,194 shares of common stock on May 14, 2019 and 14,490 shares on May 15, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
May 13, 2019 Filed May 13, 2019 23:45 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 12,084 $0.94 $11,362.59
Disclosure

SEC source: 0001209191-19-029474 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,234,182

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,878 shares of common stock on May 10, 2019 and 6,042 shares on May 13, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,877 shares of common stock on May 10, 2019 and 6,042 shares on May 13, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.93 per share to $0.95 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,662,295 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,105,242 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,878 shares of common stock on May 10, 2019 and 6,042 shares on May 13, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,877 shares of common stock on May 10, 2019 and 6,042 shares on May 13, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
May 10, 2019 Filed May 13, 2019 23:45 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 7,755 $0.95 $7,385.09
Disclosure

SEC source: 0001209191-19-029474 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,222,098

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,878 shares of common stock on May 10, 2019 and 6,042 shares on May 13, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,877 shares of common stock on May 10, 2019 and 6,042 shares on May 13, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.9301 per share to $.9787 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,878 shares of common stock on May 10, 2019 and 6,042 shares on May 13, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,877 shares of common stock on May 10, 2019 and 6,042 shares on May 13, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
May 09, 2019 Filed May 10, 2019 00:02 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 15,365 $0.95 $14,542.97
Disclosure

SEC source: 0001209191-19-028647 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,214,343

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 6,297 shares of common stock on May 8, 2019 and 7,683 shares on May 9, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,297 shares of common stock on May 8, 2019 and 7,682 shares on May 9, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.9344 per share to $.9597 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,652,367 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,095,322 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 6,297 shares of common stock on May 8, 2019 and 7,683 shares on May 9, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,297 shares of common stock on May 8, 2019 and 7,682 shares on May 9, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
May 08, 2019 Filed May 10, 2019 00:02 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 12,594 $0.97 $12,174.62
Disclosure

SEC source: 0001209191-19-028647 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,198,978

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 6,297 shares of common stock on May 8, 2019 and 7,683 shares on May 9, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,297 shares of common stock on May 8, 2019 and 7,682 shares on May 9, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.94 per share to $.98 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 6,297 shares of common stock on May 8, 2019 and 7,683 shares on May 9, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,297 shares of common stock on May 8, 2019 and 7,682 shares on May 9, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
May 07, 2019 Filed May 7, 2019 23:48 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 7,868 $1.00 $7,854.62
Disclosure

SEC source: 0001209191-19-028117 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,186,384

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 1,646 shares of common stock on May 6, 2019 and 3,934 shares on May 7, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 1,645 shares of common stock on May 6, 2019 and 3,934 shares on May 7, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.98 per share to $1.01 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,638,397 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,081,342 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 1,646 shares of common stock on May 6, 2019 and 3,934 shares on May 7, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 1,645 shares of common stock on May 6, 2019 and 3,934 shares on May 7, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
May 06, 2019 Filed May 7, 2019 23:48 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 3,291 $1.00 $3,290.34
Disclosure

SEC source: 0001209191-19-028117 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,178,516

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 1,646 shares of common stock on May 6, 2019 and 3,934 shares on May 7, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 1,645 shares of common stock on May 6, 2019 and 3,934 shares on May 7, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.99 per share to $1.01 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 1,646 shares of common stock on May 6, 2019 and 3,934 shares on May 7, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 1,645 shares of common stock on May 6, 2019 and 3,934 shares on May 7, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
May 03, 2019 Filed May 3, 2019 21:42 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 6,200 $1.00 $6,201.24
Disclosure

SEC source: 0001209191-19-027497 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,175,225

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 8,255 shares of common stock on May 2, 2019 and 3,100 shares on May 3, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 8,255 shares of common stock on May 2, 2019 and 3,100 shares on May 3, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.993 per share to $1.01 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,632,818 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,075,762 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 8,255 shares of common stock on May 2, 2019 and 3,100 shares on May 3, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 8,255 shares of common stock on May 2, 2019 and 3,100 shares on May 3, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
May 02, 2019 Filed May 3, 2019 21:42 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 16,510 $0.99 $16,389.48
Disclosure

SEC source: 0001209191-19-027497 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,169,025

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 8,255 shares of common stock on May 2, 2019 and 3,100 shares on May 3, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 8,255 shares of common stock on May 2, 2019 and 3,100 shares on May 3, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.98 per share to $1.02 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 8,255 shares of common stock on May 2, 2019 and 3,100 shares on May 3, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 8,255 shares of common stock on May 2, 2019 and 3,100 shares on May 3, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
May 01, 2019 Filed May 1, 2019 22:39 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 23,817 $1.00 $23,764.60
Disclosure

SEC source: 0001209191-19-026868 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,152,515

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,020 shares of common stock on April 30, 2019 and 11,909 shares on May 1, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,019 shares of common stock on April 30, 2019 and 11,908 shares on May 1, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.93 per share to $1.04 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,621,463 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,064,407 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,020 shares of common stock on April 30, 2019 and 11,909 shares on May 1, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,019 shares of common stock on April 30, 2019 and 11,908 shares on May 1, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
April 30, 2019 Filed May 1, 2019 22:39 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 6,039 $0.92 $5,558.90
Disclosure

SEC source: 0001209191-19-026868 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,128,698

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,020 shares of common stock on April 30, 2019 and 11,909 shares on May 1, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,019 shares of common stock on April 30, 2019 and 11,908 shares on May 1, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.9058 per share to $0.93 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,020 shares of common stock on April 30, 2019 and 11,909 shares on May 1, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,019 shares of common stock on April 30, 2019 and 11,908 shares on May 1, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
April 29, 2019 Filed Apr 29, 2019 23:29 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 15,746 $0.93 $14,580.80
Disclosure

SEC source: 0001209191-19-026493 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,122,659

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,179 shares of common stock on April 26, 2019 and 7,873 shares on April 29, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,178 shares of common stock on April 26, 2019 and 7,873 shares on April 29, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.9013 per share to $0.9366 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,606,536 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,049,478 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,179 shares of common stock on April 26, 2019 and 7,873 shares on April 29, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,178 shares of common stock on April 26, 2019 and 7,873 shares on April 29, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
April 26, 2019 Filed Apr 29, 2019 23:29 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 8,357 $0.93 $7,730.23
Disclosure

SEC source: 0001209191-19-026493 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,106,913

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,179 shares of common stock on April 26, 2019 and 7,873 shares on April 29, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,178 shares of common stock on April 26, 2019 and 7,873 shares on April 29, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.9047 per share to $0.9380 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,179 shares of common stock on April 26, 2019 and 7,873 shares on April 29, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,178 shares of common stock on April 26, 2019 and 7,873 shares on April 29, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
April 25, 2019 Filed Apr 25, 2019 22:07 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 13,496 $0.88 $11,876.48
Disclosure

SEC source: 0001209191-19-026025 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,098,556

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,011 shares of common stock on April 24, 2019 and 6,748 shares on April 25, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,010 shares of common stock on April 24, 2019 and 6,748 shares on April 25, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.87 per share to $0.89 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,594,485 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,037,426 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,011 shares of common stock on April 24, 2019 and 6,748 shares on April 25, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,010 shares of common stock on April 24, 2019 and 6,748 shares on April 25, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

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April 24, 2019 Filed Apr 25, 2019 22:07 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 14,021 $0.89 $12,496.92
Disclosure

SEC source: 0001209191-19-026025 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,085,060

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,011 shares of common stock on April 24, 2019 and 6,748 shares on April 25, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,010 shares of common stock on April 24, 2019 and 6,748 shares on April 25, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.885 per share to $0.90 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,011 shares of common stock on April 24, 2019 and 6,748 shares on April 25, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,010 shares of common stock on April 24, 2019 and 6,748 shares on April 25, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

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April 23, 2019 Filed Apr 23, 2019 22:14 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 31,320 $0.92 $28,789.34
Disclosure

SEC source: 0001209191-19-025607 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,071,039

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,254 shares of common stock on April 22, 2019 and 15,660 shares on April 23, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,254 shares of common stock on April 22, 2019 and 15,660 shares on April 23, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.8932 per share to $0.9479 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,580,727 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,023,667 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,254 shares of common stock on April 22, 2019 and 15,660 shares on April 23, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,254 shares of common stock on April 22, 2019 and 15,660 shares on April 23, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

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April 22, 2019 Filed Apr 23, 2019 22:14 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 14,508 $0.95 $13,770.99
Disclosure

SEC source: 0001209191-19-025607 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,039,719

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,254 shares of common stock on April 22, 2019 and 15,660 shares on April 23, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,254 shares of common stock on April 22, 2019 and 15,660 shares on April 23, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.9243 per share to $0.9699 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,254 shares of common stock on April 22, 2019 and 15,660 shares on April 23, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,254 shares of common stock on April 22, 2019 and 15,660 shares on April 23, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

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April 18, 2019 Filed Apr 19, 2019 00:28 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 31,746 $0.98 $31,053.94
Disclosure

SEC source: 0001209191-19-025313 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,025,211

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 10,766 shares of common stock on April 17, 2019 and 15,873 shares on April 18, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 10,766 shares of common stock on April 17, 2019 and 15,873 shares on April 18, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.95 per share to $1.01 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,557,813 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,000,753 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 10,766 shares of common stock on April 17, 2019 and 15,873 shares on April 18, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 10,766 shares of common stock on April 17, 2019 and 15,873 shares on April 18, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

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April 17, 2019 Filed Apr 19, 2019 00:28 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 21,532 $1.03 $22,175.81
Disclosure

SEC source: 0001209191-19-025313 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 77,993,465

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 10,766 shares of common stock on April 17, 2019 and 15,873 shares on April 18, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 10,766 shares of common stock on April 17, 2019 and 15,873 shares on April 18, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.00 per share to $1.05 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 10,766 shares of common stock on April 17, 2019 and 15,873 shares on April 18, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 10,766 shares of common stock on April 17, 2019 and 15,873 shares on April 18, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

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April 16, 2019 Filed Apr 16, 2019 21:24 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 11,782 $1.08 $12,711.60
Disclosure

SEC source: 0001209191-19-024786 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 77,971,933

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 6,652 shares of common stock on April 15, 2019 and 5,891 shares on April 16, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,652 shares of common stock on April 15, 2019 and 5,891 shares on April 16, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.05 per share to $1.09 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,531,174 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 16,974,114 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 6,652 shares of common stock on April 15, 2019 and 5,891 shares on April 16, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,652 shares of common stock on April 15, 2019 and 5,891 shares on April 16, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
April 15, 2019 Filed Apr 16, 2019 21:24 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 13,304 $1.07 $14,287.17
Disclosure

SEC source: 0001209191-19-024786 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 77,960,151

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 6,652 shares of common stock on April 15, 2019 and 5,891 shares on April 16, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,652 shares of common stock on April 15, 2019 and 5,891 shares on April 16, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.04 per share to $1.09 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 6,652 shares of common stock on April 15, 2019 and 5,891 shares on April 16, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,652 shares of common stock on April 15, 2019 and 5,891 shares on April 16, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
April 12, 2019 Filed Apr 12, 2019 23:41 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 15,704 $1.07 $16,753.03
Disclosure

SEC source: 0001209191-19-024533 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 77,946,847

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on April 11, 2019 and 7,852 shares on April 12, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on April 11, 2019 and 7,852 shares on April 12, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.05 per share to $1.09 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,518,631 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 16,961,571 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on April 11, 2019 and 7,852 shares on April 12, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on April 11, 2019 and 7,852 shares on April 12, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
April 11, 2019 Filed Apr 12, 2019 23:41 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 31,746 $1.06 $33,771.39
Disclosure

SEC source: 0001209191-19-024533 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 77,931,143

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on April 11, 2019 and 7,852 shares on April 12, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on April 11, 2019 and 7,852 shares on April 12, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.00 per share to $1.09 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on April 11, 2019 and 7,852 shares on April 12, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on April 11, 2019 and 7,852 shares on April 12, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
April 10, 2019 Filed Apr 10, 2019 22:12 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 31,746 $0.98 $31,095.21
Disclosure

SEC source: 0001209191-19-024304 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 77,899,397

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on April 9, 2019 and 15,873 shares on April 10, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on April 9, 2019 and 15,873 shares on April 10, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.9199 per share to $1.04 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,494,906 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 16,937,846 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on April 9, 2019 and 15,873 shares on April 10, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on April 9, 2019 and 15,873 shares on April 10, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
April 09, 2019 Filed Apr 10, 2019 22:12 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 31,746 $0.92 $29,174.57
Disclosure

SEC source: 0001209191-19-024304 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 77,867,651

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on April 9, 2019 and 15,873 shares on April 10, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on April 9, 2019 and 15,873 shares on April 10, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.89 per share to $0.94 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on April 9, 2019 and 15,873 shares on April 10, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on April 9, 2019 and 15,873 shares on April 10, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
April 08, 2019 Filed Apr 8, 2019 22:22 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 16,504 $0.85 $14,094.42
Disclosure

SEC source: 0001209191-19-024034 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 77,835,905

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,303 shares of common stock on April 5, 2019 and 8,252 shares on April 8, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,302 shares of common stock on April 5, 2019 and 8,252 shares on April 8, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.8542 per share to $0.872 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,463,160 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 16,906,100 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,303 shares of common stock on April 5, 2019 and 8,252 shares on April 8, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,302 shares of common stock on April 5, 2019 and 8,252 shares on April 8, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.