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Nasdaq · USD

VANI

Vivani Medical, Inc.

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6636
SEC CIK
0001266806
Parsed reports
325

Last 12 months

Inside the activity.

16 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202530
Jan 202630
Feb 202620
Mar 202620
Apr 202610
May 202610
Jun 202610
Jul 202610
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2020 Filed Feb 21, 2020 22:29 UTC
RYAN WILLIAM PATRICKChief Operating Officer
Exercise / conversionRestricted Stock Units(RSUs) · Derivative 3,594 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011662 · doc4.xml · derivative · entry 3

RYAN WILLIAM PATRICK · CIK 0001519007 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,781

Underlying: Common Stock · 14,375 shares

Expires 2023-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The RSUs vest over four years, in equal annual installments, subject to continuous employment.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:29 UTC
RYAN WILLIAM PATRICKChief Operating Officer
GrantCommon Stock 3,594 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011662 · doc4.xml · nonDerivative · entry 1

RYAN WILLIAM PATRICK · CIK 0001519007 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,594

F1 · shares: 3,594 shares of common stock acquired upon partial vesting and release of common stock from restricted stock units(RSUs).

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:28 UTC
McGuire Jonathan WillDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units (RSUs) · Derivative 5,532 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011659 · doc4.xml · derivative · entry 3

McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,593

Underlying: Common Stock · 22,125 shares

Expires 2023-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The RSUs vest over four years, in equal annual installments, subject to continuous employment.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:28 UTC
McGuire Jonathan WillDirector · Chief Executive Officer
GrantCommon Stock 5,532 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011659 · doc4.xml · nonDerivative · entry 1

McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,619

F1 · shares: 5,532 shares of common stock acquired upon vesting and release of common stock from restricted stock units (RSUs).

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:27 UTC
Blake John TChief Financial Officer
Exercise / conversionRestricted Stock Units(RSUs) · Derivative 2,563 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011655 · doc4.xml · derivative · entry 3

Blake John T · CIK 0001657162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,687

Underlying: Common Stock · 10,250 shares

Expires 2023-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The RSUs vest over four years, in equal annual installments, subject to continuous employment.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:27 UTC
Blake John TChief Financial Officer
GrantCommon Stock 2,563 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011655 · doc4.xml · nonDerivative · entry 1

Blake John T · CIK 0001657162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,563

F1 · shares: 2,563 shares of common stock acquired upon partial vesting and release of common stock from restricted stock units(RSUs).

Read SEC document
February 12, 2020 Filed Feb 14, 2020 19:19 UTC
RYAN WILLIAM PATRICKChief Operating Officer
GrantNon-Qualified Stock Option(right to buy) · Derivative 28,305 $0.00 Strike: $5.98 $0.00
Disclosure

SEC source: 0001209191-20-009545 · doc4.xml · derivative · entry 1

RYAN WILLIAM PATRICK · CIK 0001519007 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,305

Underlying: Common Stock · 28,305 shares

Expires 2030-02-12

F1 · derivative.exercise_date: The stock options have a 10-year term and vest over four years from the grant date in equal monthly installments, subject to continuous employment, such that the total number shall be fully vested on the four-year anniversary of the transaction date.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 19:18 UTC
McGuire Jonathan WillDirector · Chief Executive Officer
GrantNon-Qualified Stock Option(right to buy) · Derivative 43,755 $0.00 Strike: $5.98 $0.00
Disclosure

SEC source: 0001209191-20-009544 · doc4.xml · derivative · entry 1

McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,755

Underlying: Common Stock · 43,755 shares

Expires 2030-02-12

F1 · derivative.exercise_date: The stock options have a 10-year term and vest over four years from the grant date in equal monthly installments, subject to continuous employment, such that the total number shall be fully vested on the four-year anniversary of the transaction date.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 19:17 UTC
Dorn Jessy DanaVP-Clin & Scientific Affairs
GrantNon-Qualified Stock Option(right to buy) · Derivative 8,899 $0.00 Strike: $5.98 $0.00
Disclosure

SEC source: 0001209191-20-009542 · doc4.xml · derivative · entry 1

Dorn Jessy Dana · CIK 0001789796 · VP-Clin & Scientific Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,899

Underlying: Common Stock · 8,899 shares

Expires 2030-02-12

F1 · derivative.exercise_date: The stock options have a 10-year term and vest over four years from the grant date in equal monthly installments, subject to continuous employment, such that the total number shall be fully vested on the four-year anniversary of the transaction date.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 19:16 UTC
Blake John TChief Financial Officer
GrantNon-Qualified Stock Option(right to buy) · Derivative 20,147 $0.00 Strike: $5.98 $0.00
Disclosure

SEC source: 0001209191-20-009541 · doc4.xml · derivative · entry 1

Blake John T · CIK 0001657162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,147

Underlying: Common Stock · 20,147 shares

Expires 2030-02-12

F1 · derivative.exercise_date: The stock options have a 10-year term and vest over four years from the grant date in equal monthly installments, subject to continuous employment, such that the total number shall be fully vested on the four-year anniversary of the transaction date.

Read SEC document
December 03, 2019 Filed Dec 4, 2019 23:09 UTC
Dorn Jessy DanaVP-Clin & Scientific Affairs
Disposition to issuerCommon Stock 7,265 $0.81 $5,891.92
Disclosure

SEC source: 0001209191-19-059148 · doc4.xml · nonDerivative · entry 2

Dorn Jessy Dana · CIK 0001789796 · VP-Clin & Scientific Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458

Read SEC document
November 29, 2019 Filed Dec 4, 2019 23:09 UTC
Dorn Jessy DanaVP-Clin & Scientific Affairs
GrantCommon Stock 7,265 $0.59 $4,315.41
Disclosure

SEC source: 0001209191-19-059148 · doc4.xml · nonDerivative · entry 1

Dorn Jessy Dana · CIK 0001789796 · VP-Clin & Scientific Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,723

F1 · shares: Shares acquired under the 2015 Employee Stock Purchase Plan (ESPP). The sale of these shares was executed pursuant to an election made on 11/25/2016.

Read SEC document
August 20, 2019 Filed Aug 21, 2019 00:36 UTC
McGuire Jonathan WillDirector · Chief Executive Officer
SaleCommon Stock 3,902 $0.81 $3,150.87
Disclosure

SEC source: 0001209191-19-046916 · doc4.xml · nonDerivative · entry 2

McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,770

F2 · shares: 3,902 shares were sold to satisfy the tax withholding obligations on final vesting and release of common stock from RSUs.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 00:36 UTC
McGuire Jonathan WillDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units (RSUs) · Derivative 11,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046916 · doc4.xml · derivative · entry 3

McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,875 shares

Expires 2019-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: RSUs were granted on 8/17/2015 and vest over a 4 year term, with 25% of the total number of units vesting on the first anniversary of the grant date and thereafter vesting in 12 equal quarterly installments of 6.25% of the total number of units.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 00:36 UTC
McGuire Jonathan WillDirector · Chief Executive Officer
Exercise / conversionCommon Stock 11,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046916 · doc4.xml · nonDerivative · entry 1

McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 11,875 shares of common stock acquired upon final vesting and release of common stock from restricted stock units (RSUs).

Read SEC document
July 26, 2019 Filed Jul 29, 2019 22:59 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 14,172 $0.87 $12,277.20
Disclosure

SEC source: 0001209191-19-043575 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 79,126,570

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,086 shares of common stock on July 26, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,086 shares of common stock on July 26, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.8476 per share to $0.87 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F3 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 28,108,481 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,551,444 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,086 shares of common stock on July 26, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,086 shares of common stock on July 26, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
July 25, 2019 Filed Jul 25, 2019 22:07 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 5,470 $0.86 $4,728.27
Disclosure

SEC source: 0001209191-19-043252 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 79,112,398

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 2,500 shares of common stock on July 24, 2019 and 2,735 shares on July 25, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,500 shares of common stock on July 24, 2019 and 2,735 shares on July 25, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.8533 per share to $0.88 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 28,101,395 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,544,358 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 2,500 shares of common stock on July 24, 2019 and 2,735 shares on July 25, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,500 shares of common stock on July 24, 2019 and 2,735 shares on July 25, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
July 24, 2019 Filed Jul 25, 2019 22:07 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 5,000 $0.89 $4,436.00
Disclosure

SEC source: 0001209191-19-043252 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 79,106,928

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 2,500 shares of common stock on July 24, 2019 and 2,735 shares on July 25, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,500 shares of common stock on July 24, 2019 and 2,735 shares on July 25, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.863 per share to $0.90 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 2,500 shares of common stock on July 24, 2019 and 2,735 shares on July 25, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,500 shares of common stock on July 24, 2019 and 2,735 shares on July 25, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
July 23, 2019 Filed Jul 23, 2019 21:45 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 12,296 $0.88 $10,827.86
Disclosure

SEC source: 0001209191-19-042976 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 79,101,928

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 2,012 shares of common stock on July 22, 2019 and 6,148 shares on July 23, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,012 shares of common stock on July 22, 2019 and 6,148 shares on July 23, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.85 per share to $0.9001 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 28,096,160 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,539,123 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 2,012 shares of common stock on July 22, 2019 and 6,148 shares on July 23, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,012 shares of common stock on July 22, 2019 and 6,148 shares on July 23, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
July 22, 2019 Filed Jul 23, 2019 21:45 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 4,024 $0.88 $3,524.22
Disclosure

SEC source: 0001209191-19-042976 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 79,089,632

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 2,012 shares of common stock on July 22, 2019 and 6,148 shares on July 23, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,012 shares of common stock on July 22, 2019 and 6,148 shares on July 23, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.8502 per share to $0.90 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 2,012 shares of common stock on July 22, 2019 and 6,148 shares on July 23, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,012 shares of common stock on July 22, 2019 and 6,148 shares on July 23, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
July 19, 2019 Filed Jul 19, 2019 22:11 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 14,879 $0.87 $13,008.71
Disclosure

SEC source: 0001209191-19-042812 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 79,085,608

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on July 18, 2019 and 7,440 shares on July 19, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on July 18, 2019 and 7,439 shares on July 19, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.86 per share to $0.90 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 28,088,000 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,530,963 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on July 18, 2019 and 7,440 shares on July 19, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on July 18, 2019 and 7,439 shares on July 19, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
July 18, 2019 Filed Jul 19, 2019 22:11 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 31,746 $0.89 $28,104.73
Disclosure

SEC source: 0001209191-19-042812 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 79,070,729

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on July 18, 2019 and 7,440 shares on July 19, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on July 18, 2019 and 7,439 shares on July 19, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.842 per share to $0.90 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on July 18, 2019 and 7,440 shares on July 19, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on July 18, 2019 and 7,439 shares on July 19, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
July 17, 2019 Filed Jul 18, 2019 16:01 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 26,193 $0.84 $22,130.47
Disclosure

SEC source: 0001209191-19-042555 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 79,038,983

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,160 shares of common stock on July 16, 2019 and 13,097 shares on July 17, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,160 shares of common stock on July 16, 2019 and 13,096 shares on July 17, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.8201 per share to $0.8624 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 28,064,688 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,507,650 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,160 shares of common stock on July 16, 2019 and 13,097 shares on July 17, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,160 shares of common stock on July 16, 2019 and 13,096 shares on July 17, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
July 16, 2019 Filed Jul 18, 2019 16:01 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 10,320 $0.82 $8,433.50
Disclosure

SEC source: 0001209191-19-042555 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 79,012,790

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,160 shares of common stock on July 16, 2019 and 13,097 shares on July 17, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,160 shares of common stock on July 16, 2019 and 13,096 shares on July 17, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.81 per share to $0.82 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,160 shares of common stock on July 16, 2019 and 13,097 shares on July 17, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,160 shares of common stock on July 16, 2019 and 13,096 shares on July 17, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
July 15, 2019 Filed Jul 15, 2019 21:33 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 9,766 $0.80 $7,820.61
Disclosure

SEC source: 0001209191-19-042098 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 79,002,470

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,995 shares of common stock on July 12, 2019 and 4,883 shares on July 15, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,995 shares of common stock on July 12, 2019 and 4,883 shares on July 15, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7751 per share to $0.8151 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 28,046,432 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,489,393 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,995 shares of common stock on July 12, 2019 and 4,883 shares on July 15, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,995 shares of common stock on July 12, 2019 and 4,883 shares on July 15, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
July 12, 2019 Filed Jul 15, 2019 21:33 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 7,990 $0.77 $6,173.07
Disclosure

SEC source: 0001209191-19-042098 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,992,704

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,995 shares of common stock on July 12, 2019 and 4,883 shares on July 15, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,995 shares of common stock on July 12, 2019 and 4,883 shares on July 15, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7501 per share to $0.78 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,995 shares of common stock on July 12, 2019 and 4,883 shares on July 15, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,995 shares of common stock on July 12, 2019 and 4,883 shares on July 15, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
July 11, 2019 Filed Jul 11, 2019 22:04 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 12,180 $0.77 $9,393.22
Disclosure

SEC source: 0001209191-19-041861 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,984,714

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,811 shares of common stock on July 10, 2019 and 6,090 shares on July 11, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,810 shares of common stock on July 10, 2019 and 6,090 shares on July 11, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7517 per share to $0.79 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 28,037,554 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,480,515 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,811 shares of common stock on July 10, 2019 and 6,090 shares on July 11, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,810 shares of common stock on July 10, 2019 and 6,090 shares on July 11, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
July 10, 2019 Filed Jul 11, 2019 22:04 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 7,621 $0.78 $5,933.71
Disclosure

SEC source: 0001209191-19-041861 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,972,534

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,811 shares of common stock on July 10, 2019 and 6,090 shares on July 11, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,810 shares of common stock on July 10, 2019 and 6,090 shares on July 11, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7605 per share to $0.79 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,811 shares of common stock on July 10, 2019 and 6,090 shares on July 11, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,810 shares of common stock on July 10, 2019 and 6,090 shares on July 11, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
July 09, 2019 Filed Jul 9, 2019 21:53 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 11,110 $0.76 $8,498.04
Disclosure

SEC source: 0001209191-19-041620 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,964,913

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,803 shares of common stock on July 8, 2019 and 5,555 shares on July 9, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,803 shares of common stock on July 8, 2019 and 5,555 shares on July 9, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7501 per share to $0.7879 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 28,027,654 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,470,614 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,803 shares of common stock on July 8, 2019 and 5,555 shares on July 9, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,803 shares of common stock on July 8, 2019 and 5,555 shares on July 9, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
July 08, 2019 Filed Jul 9, 2019 21:53 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 9,606 $0.79 $7,618.52
Disclosure

SEC source: 0001209191-19-041620 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,953,803

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,803 shares of common stock on July 8, 2019 and 5,555 shares on July 9, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,803 shares of common stock on July 8, 2019 and 5,555 shares on July 9, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7829 per share to $0.8034 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,803 shares of common stock on July 8, 2019 and 5,555 shares on July 9, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,803 shares of common stock on July 8, 2019 and 5,555 shares on July 9, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
July 05, 2019 Filed Jul 6, 2019 01:07 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 3,200 $0.79 $2,519.36
Disclosure

SEC source: 0001209191-19-041365 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,944,197

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,781 shares of common stock on July 2, 2019 and 1,600 shares on July 5, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,781 shares of common stock on July 2, 2019 and 1,600 shares on July 5, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7831 per share to $0.7899 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 28,017,296 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,460,256 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,781 shares of common stock on July 2, 2019 and 1,600 shares on July 5, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,781 shares of common stock on July 2, 2019 and 1,600 shares on July 5, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
July 02, 2019 Filed Jul 6, 2019 01:07 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 15,562 $0.81 $12,553.87
Disclosure

SEC source: 0001209191-19-041365 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,940,997

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,781 shares of common stock on July 2, 2019 and 1,600 shares on July 5, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,781 shares of common stock on July 2, 2019 and 1,600 shares on July 5, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.79 per share to $0.8199 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,781 shares of common stock on July 2, 2019 and 1,600 shares on July 5, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,781 shares of common stock on July 2, 2019 and 1,600 shares on July 5, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
July 01, 2019 Filed Jul 1, 2019 21:51 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 20,109 $0.81 $16,312.42
Disclosure

SEC source: 0001209191-19-039795 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,925,435

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 6,693 shares of common stock on June 28, 2019 and 10,055 shares on July 1, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,693 shares of common stock on June 28, 2019 and 10,054 shares on July 1, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7799 per share to $0.82 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 28,007,915 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,450,875 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 6,693 shares of common stock on June 28, 2019 and 10,055 shares on July 1, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,693 shares of common stock on June 28, 2019 and 10,054 shares on July 1, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 21:51 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 13,386 $0.82 $10,922.98
Disclosure

SEC source: 0001209191-19-039795 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,905,326

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 6,693 shares of common stock on June 28, 2019 and 10,055 shares on July 1, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,693 shares of common stock on June 28, 2019 and 10,054 shares on July 1, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.8005 per share to $0.83 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 6,693 shares of common stock on June 28, 2019 and 10,055 shares on July 1, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,693 shares of common stock on June 28, 2019 and 10,054 shares on July 1, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
June 27, 2019 Filed Jun 27, 2019 22:25 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 18,028 $0.80 $14,485.50
Disclosure

SEC source: 0001209191-19-039351 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,891,940

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on June 26, 2019 and 9,014 shares on June 27, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on June 26, 2019 and 9,014 shares on June 27, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7849 per share to $0.81 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,991,168 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,434,127 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on June 26, 2019 and 9,014 shares on June 27, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on June 26, 2019 and 9,014 shares on June 27, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
June 26, 2019 Filed Jun 27, 2019 22:25 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 31,746 $0.85 $27,044.42
Disclosure

SEC source: 0001209191-19-039351 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,873,912

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on June 26, 2019 and 9,014 shares on June 27, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on June 26, 2019 and 9,014 shares on June 27, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.8252 per share to $0.878 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on June 26, 2019 and 9,014 shares on June 27, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on June 26, 2019 and 9,014 shares on June 27, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
June 25, 2019 Filed Jun 25, 2019 22:21 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 8,594 $0.80 $6,869.18
Disclosure

SEC source: 0001209191-19-039013 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,842,166

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,275 shares of common stock on June 24, 2019 and 4,297 shares on June 25, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,275 shares of common stock on June 24, 2019 and 4,297 shares on June 25, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7802 per share to $0.8169 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,966,281 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,409,240 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,275 shares of common stock on June 24, 2019 and 4,297 shares on June 25, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,275 shares of common stock on June 24, 2019 and 4,297 shares on June 25, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
June 24, 2019 Filed Jun 25, 2019 22:21 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 30,550 $0.80 $24,498.05
Disclosure

SEC source: 0001209191-19-039013 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,833,572

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,275 shares of common stock on June 24, 2019 and 4,297 shares on June 25, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,275 shares of common stock on June 24, 2019 and 4,297 shares on June 25, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7538 per share to $0.8199 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,275 shares of common stock on June 24, 2019 and 4,297 shares on June 25, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,275 shares of common stock on June 24, 2019 and 4,297 shares on June 25, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
June 21, 2019 Filed Jun 22, 2019 00:24 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 9,395 $0.74 $6,958.88
Disclosure

SEC source: 0001209191-19-038669 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,803,022

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,490 shares of common stock on June 20, 2019 and 4,698 shares on June 21, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,489 shares of common stock on June 20, 2019 and 4,697 shares on June 21, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.73 per share to $0.75 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,946,709 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,389,668 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,490 shares of common stock on June 20, 2019 and 4,698 shares on June 21, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,489 shares of common stock on June 20, 2019 and 4,697 shares on June 21, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
June 20, 2019 Filed Jun 22, 2019 00:24 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 6,979 $0.75 $5,243.32
Disclosure

SEC source: 0001209191-19-038669 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,793,627

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,490 shares of common stock on June 20, 2019 and 4,698 shares on June 21, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,489 shares of common stock on June 20, 2019 and 4,697 shares on June 21, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.73 per share to $0.7602 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,490 shares of common stock on June 20, 2019 and 4,698 shares on June 21, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,489 shares of common stock on June 20, 2019 and 4,697 shares on June 21, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

Read SEC document
June 19, 2019 Filed Jun 19, 2019 22:20 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 10,951 $0.76 $8,268.01
Disclosure

SEC source: 0001209191-19-038110 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,786,648

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 10,468 shares of common stock on June 18, 2019 and 5,476 shares on June 19, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 10,468 shares of common stock on June 18, 2019 and 5,475 shares on June 19, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7257 per share to $0.7602 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,938,523 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,381,480 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 10,468 shares of common stock on June 18, 2019 and 5,476 shares on June 19, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 10,468 shares of common stock on June 18, 2019 and 5,475 shares on June 19, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

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June 18, 2019 Filed Jun 19, 2019 22:20 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 20,936 $0.75 $15,645.47
Disclosure

SEC source: 0001209191-19-038110 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,775,697

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 10,468 shares of common stock on June 18, 2019 and 5,476 shares on June 19, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 10,468 shares of common stock on June 18, 2019 and 5,475 shares on June 19, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.71 per share to $0.7881 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 10,468 shares of common stock on June 18, 2019 and 5,476 shares on June 19, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 10,468 shares of common stock on June 18, 2019 and 5,475 shares on June 19, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

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June 17, 2019 Filed Jun 17, 2019 23:40 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 7,107 $0.72 $5,114.20
Disclosure

SEC source: 0001209191-19-037547 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,754,761

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,411 shares of common stock on June 14, 2019 and 3,554 shares on June 17, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,410 shares of common stock on June 14, 2019 and 3,553 shares on June 17, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.7035 per share to $0.73 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,922,580 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,365,536 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,411 shares of common stock on June 14, 2019 and 3,554 shares on June 17, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,410 shares of common stock on June 14, 2019 and 3,553 shares on June 17, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

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June 14, 2019 Filed Jun 17, 2019 23:40 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 6,821 $0.72 $4,897.48
Disclosure

SEC source: 0001209191-19-037547 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,747,654

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,411 shares of common stock on June 14, 2019 and 3,554 shares on June 17, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,410 shares of common stock on June 14, 2019 and 3,553 shares on June 17, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.70 per share to $0.7272 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,411 shares of common stock on June 14, 2019 and 3,554 shares on June 17, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,410 shares of common stock on June 14, 2019 and 3,553 shares on June 17, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

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June 13, 2019 Filed Jun 14, 2019 21:36 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 17,725 $0.72 $12,779.73
Disclosure

SEC source: 0001209191-19-037233 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,740,833

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on June 12, 2019 and 8,863 shares on June 13, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on June 12, 2019 and 8,862 shares on June 13, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.6948 per share to $0.7361 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,915,617 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,358,571 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on June 12, 2019 and 8,863 shares on June 13, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on June 12, 2019 and 8,862 shares on June 13, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

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June 12, 2019 Filed Jun 14, 2019 21:36 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 31,746 $0.70 $22,346.01
Disclosure

SEC source: 0001209191-19-037233 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,723,108

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on June 12, 2019 and 8,863 shares on June 13, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on June 12, 2019 and 8,862 shares on June 13, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.6837 per share to $0.7199 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on June 12, 2019 and 8,863 shares on June 13, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on June 12, 2019 and 8,862 shares on June 13, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

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June 11, 2019 Filed Jun 12, 2019 16:39 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 17,524 $0.73 $12,746.96
Disclosure

SEC source: 0001209191-19-036316 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,691,362

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on June 10, 2019 and 8,762 shares on June 11, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on June 10, 2019 and 8,762 shares on June 11, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.71 per share to $0.747 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,890,882 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,333,835 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on June 10, 2019 and 8,762 shares on June 11, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on June 10, 2019 and 8,762 shares on June 11, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

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June 10, 2019 Filed Jun 12, 2019 16:39 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 31,746 $0.70 $22,219.03
Disclosure

SEC source: 0001209191-19-036316 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,673,838

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on June 10, 2019 and 8,762 shares on June 11, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on June 10, 2019 and 8,762 shares on June 11, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.663 per share to $0.7169 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 15,873 shares of common stock on June 10, 2019 and 8,762 shares on June 11, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 15,873 shares of common stock on June 10, 2019 and 8,762 shares on June 11, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

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June 07, 2019 Filed Jun 7, 2019 23:17 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 17,602 $0.66 $11,597.96
Disclosure

SEC source: 0001209191-19-035662 · doc4.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,642,092

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 11,642 shares of common stock on June 6, 2019 and 8,801 shares on June 7, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 11,641 shares of common stock on June 6, 2019 and 8,801 shares on June 7, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.64 per share to $0.6846 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 27,866,247 shares of common stock and warrants to purchase 13,708,798 shares of common stock owned by GW Trust, (ii) 29,108,563 shares of common stock and warrants to purchase 27,624,309 shares of common stock owned by Williams International Co. LLC (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 17,309,200 shares of common stock and warrants to purchase 6,906,077 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 11,642 shares of common stock on June 6, 2019 and 8,801 shares on June 7, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 11,641 shares of common stock on June 6, 2019 and 8,801 shares on June 7, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

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June 06, 2019 Filed Jun 7, 2019 23:17 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock 23,283 $0.66 $15,327.20
Disclosure

SEC source: 0001209191-19-035662 · doc4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,624,490

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 11,642 shares of common stock on June 6, 2019 and 8,801 shares on June 7, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 11,641 shares of common stock on June 6, 2019 and 8,801 shares on June 7, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $0.65 per share to $0.69 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 11,642 shares of common stock on June 6, 2019 and 8,801 shares on June 7, 2019. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 11,641 shares of common stock on June 6, 2019 and 8,801 shares on June 7, 2019. Purchases were made pursuant to 10b5-1 Plan dated March 1, 2019. Mr. Williams is a trustee of both trusts.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.