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Nasdaq · USD

VANI

Vivani Medical, Inc.

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Tapewire entity
6636
SEC CIK
0001266806
Parsed reports
325

Last 12 months

Inside the activity.

16 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202530
Jan 202630
Feb 202620
Mar 202620
Apr 202610
May 202610
Jun 202610
Jul 202610
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 30, 2022 Filed Sep 2, 2022 01:31 UTC
Williams GreggDirector · 10% owner
OtherCommon Stock Option · Derivative 30,187 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001212 · ownership.xml · derivative · entry 3

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 30,187

Underlying: common stock · 30,187 shares

Expires 2030-11-09

F1 · kind: Represents the replacement option to be issued by Vivian Medical, Inc. (f/k/a Second Sight Medical Products, Inc.) at the effective time of the merger acquisition thereof, pursuant to the terms of the Agreement and Plan of Merger entered into on February 4, 2022. These options are fully vested.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:31 UTC
Williams GreggDirector · 10% owner
OtherCommon Stock Option · Derivative 30,187 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001212 · ownership.xml · derivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 30,187

Underlying: common stock · 30,187 shares

Expires 2029-11-11

F1 · kind: Represents the replacement option to be issued by Vivian Medical, Inc. (f/k/a Second Sight Medical Products, Inc.) at the effective time of the merger acquisition thereof, pursuant to the terms of the Agreement and Plan of Merger entered into on February 4, 2022. These options are fully vested.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:31 UTC
Williams GreggDirector · 10% owner
OtherCommon Stock Option · Derivative 603,731 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001212 · ownership.xml · derivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 603,731

Underlying: common stock · 603,731 shares

Expires 2028-08-22

F1 · kind: Represents the replacement option to be issued by Vivian Medical, Inc. (f/k/a Second Sight Medical Products, Inc.) at the effective time of the merger acquisition thereof, pursuant to the terms of the Agreement and Plan of Merger entered into on February 4, 2022. These options are fully vested.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 506,794 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 30

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 506,794

Underlying: common stock · 506,794 shares

Expires 2026-12-28

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 506,797 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 29

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 506,797

Underlying: common stock · 506,797 shares

Expires 2026-11-29

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 329,891 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 28

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 329,891

Underlying: common stock · 329,891 shares

Expires 2026-10-29

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 329,891 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 27

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 329,891

Underlying: common stock · 329,891 shares

Expires 2026-09-29

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 329,891 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 26

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 329,891

Underlying: common stock · 329,891 shares

Expires 2026-08-27

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 329,891 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 25

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 329,891

Underlying: common stock · 329,891 shares

Expires 2026-07-23

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 329,891 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 24

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 329,891

Underlying: common stock · 329,891 shares

Expires 2026-06-30

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 329,891 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 23

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 329,891

Underlying: common stock · 329,891 shares

Expires 2026-05-24

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 329,891 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 22

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 329,891

Underlying: common stock · 329,891 shares

Expires 2026-03-31

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 317,753 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 21

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 317,753

Underlying: common stock · 317,753 shares

Expires 2026-02-23

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 109,623 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 20

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 109,623

Underlying: common stock · 109,623 shares

Expires 2025-12-08

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 79,505 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 19

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 79,505

Underlying: common stock · 79,505 shares

Expires 2025-12-07

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 60,530 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 18

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 60,530

Underlying: common stock · 60,530 shares

Expires 2025-10-02

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 127,097 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 17

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 127,097

Underlying: common stock · 127,097 shares

Expires 2025-08-31

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 127,097 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 16

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 127,097

Underlying: common stock · 127,097 shares

Expires 2025-07-01

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 127,097 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 15

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 127,097

Underlying: common stock · 127,097 shares

Expires 2025-06-03

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 190,650 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 14

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 190,650

Underlying: common stock · 190,650 shares

Expires 2025-04-01

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 190,650 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 13

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 190,650

Underlying: common stock · 190,650 shares

Expires 2025-01-31

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 190,650 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 12

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 190,650

Underlying: common stock · 190,650 shares

Expires 2025-01-02

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 190,650 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 11

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 190,650

Underlying: common stock · 190,650 shares

Expires 2024-12-03

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 190,650 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 10

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 190,650

Underlying: common stock · 190,650 shares

Expires 2024-11-04

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 190,650 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 9

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 190,650

Underlying: common stock · 190,650 shares

Expires 2024-10-01

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 190,650 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 8

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 190,650

Underlying: common stock · 190,650 shares

Expires 2024-09-03

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 190,650 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 7

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 190,650

Underlying: common stock · 190,650 shares

Expires 2024-07-31

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 190,650 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 6

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 190,650

Underlying: common stock · 190,650 shares

Expires 2024-07-02

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 476,631 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 5

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 476,631

Underlying: common stock · 476,631 shares

Expires 2024-04-15

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 158,875 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 4

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 158,875

Underlying: common stock · 158,875 shares

Expires 2024-03-18

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 423,669 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 3

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 423,669

Underlying: common stock · 423,669 shares

Expires 2023-10-23

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherWarrant · Derivative 190,650 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · derivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 190,650

Underlying: common stock · 190,650 shares

Expires 2025-03-03

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Sep 2, 2022 01:30 UTC
Williams GreggDirector · 10% owner
OtherCommon Stock 7,891,098 $0.00 $0.00
Disclosure

SEC source: 0001753926-22-001210 · ownership.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 11,636,814

F1 · kind: Represents shares of common stock issued in the acquisition transaction of Nano Precision Medical Inc. consummated on August 30, 2022.

F3 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 9,511,062 shares of common stock and warrants to purchase 7,808,405 shares of common stock owned by GW Trust, (ii) 1,212,856 shares of common stock and warrants to purchase 1,151,012 shares of common stock owned by Williams International Co. LLC (iii) 181,587 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 731,309 shares of common stock and warrants to purchase 287,753 shares of common stock owned by GST. Greg Williams has voting and dispositive power over all of these shares.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 01:49 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 100 $2.00 $200.00
Disclosure

SEC source: 0001753926-22-000873 · ownership.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 11,237,147

F2 · price: These shares were purchased in a single transaction at $2.00 per share. The reporting person undertakes to provide to Second Sight Medical Products, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased the transaction set forth in this footnote

F4 · balance_after: The Gregg G. Williams 2006 Trust ("GW Trust") acquired 100 shares of common stock on June 14, 2022. Mr. Williams is the Trustee of the GW Trust.

F5 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 4,859,893 shares of common stock and warrants to purchase 1,713,599 shares of common stock owned by GW Trust, (ii) 3,638,568 shares of common stock and warrants to purchase 3,453,038 shares of common stock owned by Williams International Co. LLC (iii) 544,760 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 2,193,926 shares of common stock and warrants to purchase 863,259 shares of common stock owned by GST. Includes 25,636 shares of common stock issuable to Mr. Williams upon exercise of options. Greg Williams has voting and dispositive power over all of these shares.

Read SEC document
June 13, 2022 Filed Jun 16, 2022 01:49 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 3,700 $2.00 $7,400.00
Disclosure

SEC source: 0001753926-22-000873 · ownership.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 11,237,047

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions all at $2.00 per share. The reporting person undertakes to provide to Second Sight Medical Products, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.

F3 · balance_after: The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,700 shares of common stock on June 13, 2022. Mr. Williams is the Trustee of the GW Trust.

F5 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 4,859,893 shares of common stock and warrants to purchase 1,713,599 shares of common stock owned by GW Trust, (ii) 3,638,568 shares of common stock and warrants to purchase 3,453,038 shares of common stock owned by Williams International Co. LLC (iii) 544,760 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 2,193,926 shares of common stock and warrants to purchase 863,259 shares of common stock owned by GST. Includes 25,636 shares of common stock issuable to Mr. Williams upon exercise of options. Greg Williams has voting and dispositive power over all of these shares.

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June 03, 2022 Filed Jun 8, 2022 01:00 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 3,960 $2.46 $9,748.33
Disclosure

SEC source: 0001753926-22-000855 · ownership.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 11,233,347

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.355 to $2.25, inclusive. The reporting person undertakes to provide to Second Sight Medical Products, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · balance_after: The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,960 shares of common stock on June 2, 2022. Mr. Williams is the Trustee of the GW Trust.

F3 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 4,856,093 shares of common stock and warrants to purchase 1,713,599 shares of common stock owned by GW Trust, (ii) 3,638,568 shares of common stock and warrants to purchase 3,453,038 shares of common stock owned by Williams International Co. LLC (iii) 544,760 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 2,193,926 shares of common stock and warrants to purchase 863,259 shares of common stock owned by GST. Includes 25,636 shares of common stock issuable to Mr. Williams upon exercise of options. Greg Williams has voting and dispositive power over all of these shares.

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June 02, 2022 Filed Jun 3, 2022 01:36 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 105,162 $2.34 $245,721.53
Disclosure

SEC source: 0001753926-22-000842 · ownership.xml · nonDerivative · entry 3

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 11,173,949

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.28 to $2.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F4 · balance_after: The Gregg G. Williams 2006 Trust ("GW Trust") acquired 74,870 shares of common stock on May 31, 2022, 132,461 shares of common stock on June 1, 2022 and 105,162 shares of common stock on June 2, 2022. Mr. Williams is a trustee of the GW Trust.

F5 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 4,852,133 shares of common stock and warrants to purchase 1,713,599 shares of common stock owned by GW Trust, (ii) 3,638,568 shares of common stock and warrants to purchase 3,453,038 shares of common stock owned by Williams International Co. LLC (iii) 544,760 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 2,193,926 shares of common stock and warrants to purchase 863,259 shares of common stock owned by GST. Includes 25,636 shares of common stock issuable to Mr. Williams upon exercise of options. Greg Williams has voting and dispositive power over all of these shares.

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June 01, 2022 Filed Jun 3, 2022 01:36 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 132,461 $2.26 $299,282.38
Disclosure

SEC source: 0001753926-22-000842 · ownership.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 11,068,787

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.22 to $2.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F5 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 4,852,133 shares of common stock and warrants to purchase 1,713,599 shares of common stock owned by GW Trust, (ii) 3,638,568 shares of common stock and warrants to purchase 3,453,038 shares of common stock owned by Williams International Co. LLC (iii) 544,760 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 2,193,926 shares of common stock and warrants to purchase 863,259 shares of common stock owned by GST. Includes 25,636 shares of common stock issuable to Mr. Williams upon exercise of options. Greg Williams has voting and dispositive power over all of these shares.

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May 31, 2022 Filed Jun 3, 2022 01:36 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 74,870 $2.33 $174,447.10
Disclosure

SEC source: 0001753926-22-000842 · ownership.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,936,326

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.17 to $2.40, inclusive. The reporting person undertakes to provide to Second Sight Medical Products, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F5 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 4,852,133 shares of common stock and warrants to purchase 1,713,599 shares of common stock owned by GW Trust, (ii) 3,638,568 shares of common stock and warrants to purchase 3,453,038 shares of common stock owned by Williams International Co. LLC (iii) 544,760 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 2,193,926 shares of common stock and warrants to purchase 863,259 shares of common stock owned by GST. Includes 25,636 shares of common stock issuable to Mr. Williams upon exercise of options. Greg Williams has voting and dispositive power over all of these shares.

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May 24, 2022 Filed May 26, 2022 01:54 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 55,438 $1.98 $110,027.80
Disclosure

SEC source: 0001753926-22-000800 · ownership.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,916,894

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.94 to $2.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The Gregg G. Williams 2006 Trust ("GW Trust") acquired 167,160 shares of common stock on May 23, 2022, 55,438 shares of common stock on May 24, 2022. Mr. Williams is a trustee of the GW Trust.

F4 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 4,539,640 shares of common stock and warrants to purchase 1,713,599 shares of common stock owned by GW Trust, (ii) 3,638,568 shares of common stock and warrants to purchase 3,453,038 shares of common stock owned by Williams International Co. LLC (iii) 544,760 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 2,193,926 shares of common stock and warrants to purchase 863,259 shares of common stock owned by GST. Includes 25,636 shares of common stock issuable to Mr. Williams upon exercise of options. Greg Williams has voting and dispositive power over all of these shares.

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May 23, 2022 Filed May 26, 2022 01:54 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 167,160 $1.97 $328,569.70
Disclosure

SEC source: 0001753926-22-000800 · ownership.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,861,456

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.89 to $1.98, inclusive. The reporting person undertakes to provide to Second Sight Medical Products, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F4 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 4,539,640 shares of common stock and warrants to purchase 1,713,599 shares of common stock owned by GW Trust, (ii) 3,638,568 shares of common stock and warrants to purchase 3,453,038 shares of common stock owned by Williams International Co. LLC (iii) 544,760 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 2,193,926 shares of common stock and warrants to purchase 863,259 shares of common stock owned by GST. Includes 25,636 shares of common stock issuable to Mr. Williams upon exercise of options. Greg Williams has voting and dispositive power over all of these shares.

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May 20, 2022 Filed May 21, 2022 00:20 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 307,649 $1.92 $589,547.78
Disclosure

SEC source: 0001753926-22-000760 · ownership.xml · nonDerivative · entry 3

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,694,296

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.805 to $2.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F4 · balance_after: The Gregg G. Williams 2006 Trust ("GW Trust") acquired 387,044 shares of common stock on May 18, 2022, 108,794 shares of common stock on May 19, 2022 and 307,649 shares of common stock on May 20, 2022. Mr. Williams is a trustee of the GW Trust.

F5 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 4,317,042 shares of common stock and warrants to purchase 1,713,599 shares of common stock owned by GW Trust, (ii) 3,638,568 shares of common stock and warrants to purchase 3,453,038 shares of common stock owned by Williams International Co. LLC (iii) 544,760 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 2,193,926 shares of common stock and warrants to purchase 863,259 shares of common stock owned by GST. Includes 25,636 shares of common stock issuable to Mr. Williams upon exercise of options. Greg Williams has voting and dispositive power over all of these shares.

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May 19, 2022 Filed May 21, 2022 00:20 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 108,794 $1.80 $196,362.29
Disclosure

SEC source: 0001753926-22-000760 · ownership.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,386,647

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.725 to $1.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F5 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 4,317,042 shares of common stock and warrants to purchase 1,713,599 shares of common stock owned by GW Trust, (ii) 3,638,568 shares of common stock and warrants to purchase 3,453,038 shares of common stock owned by Williams International Co. LLC (iii) 544,760 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 2,193,926 shares of common stock and warrants to purchase 863,259 shares of common stock owned by GST. Includes 25,636 shares of common stock issuable to Mr. Williams upon exercise of options. Greg Williams has voting and dispositive power over all of these shares.

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May 18, 2022 Filed May 21, 2022 00:20 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 387,044 $1.66 $642,686.56
Disclosure

SEC source: 0001753926-22-000760 · ownership.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,277,853

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.47 to $1.76, inclusive. The reporting person undertakes to provide to Second Sight Medical Products, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F5 · ownership.nature: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 4,317,042 shares of common stock and warrants to purchase 1,713,599 shares of common stock owned by GW Trust, (ii) 3,638,568 shares of common stock and warrants to purchase 3,453,038 shares of common stock owned by Williams International Co. LLC (iii) 544,760 shares of common stock owned by Sam Williams Family Investments LLC and (iv) 2,193,926 shares of common stock and warrants to purchase 863,259 shares of common stock owned by GST. Includes 25,636 shares of common stock issuable to Mr. Williams upon exercise of options. Greg Williams has voting and dispositive power over all of these shares.

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June 09, 2021 Filed Jun 10, 2021 17:08 UTC GrantCommon Stock 500 $6.23 $3,112.50
Disclosure

SEC source: 0001209191-21-039403 · doc4.xml · nonDerivative · entry 1

Larson Alexandra L.P. · CIK 0001858534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

F1 · price: Shares acquired in open market transaction.

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April 13, 2021 Filed Apr 29, 2022 17:43 UTC GiftCommon Stock 16,724 $8.39 $140,314.36
Disclosure

SEC source: 0001753926-22-000609 · ownership.xml · nonDerivative · entry 1

Mendelsohn Aaron · CIK 0001625195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Mr. Mendelsohn gifted these shares to Mendelsohn Investment Services LLC, an entity owned by his two adult children. Mr. Mendelsohn has neither an interest in or any voting power in this entity.

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May 19, 2020 Filed May 20, 2020 00:29 UTC Disposition to issuerCommon Stock 3,357 $5.29 $17,758.53
Disclosure

SEC source: 0001209191-20-030770 · doc4.xml · nonDerivative · entry 1

McGuire Jonathan Will · CIK 0001345539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,469

F1 · shares: Shares were sold under a rescission offer made to certain ESPP purchasers by the Company. The average price paid for the shares was determined by the original purchase price plus interest until the closing date of the repurchase.

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February 20, 2020 Filed Feb 21, 2020 22:29 UTC
RYAN WILLIAM PATRICKChief Operating Officer
Disposition to issuerCommon Stock 1,133 $5.84 $6,616.72
Disclosure

SEC source: 0001209191-20-011662 · doc4.xml · nonDerivative · entry 2

RYAN WILLIAM PATRICK · CIK 0001519007 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,261

F2 · shares: 1,133 shares were sold to satisfy the tax withholding obligations on vesting and release of common stock from RSUs

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February 20, 2020 Filed Feb 21, 2020 22:28 UTC
McGuire Jonathan WillDirector · Chief Executive Officer
SaleCommon Stock 1,793 $5.44 $9,753.92
Disclosure

SEC source: 0001209191-20-011659 · doc4.xml · nonDerivative · entry 2

McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,826

F2 · shares: 1,793 shares were sold to satisfy the tax withholding obligations on vesting and release of common stock from RSUs.

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February 20, 2020 Filed Feb 21, 2020 22:27 UTC
Blake John TChief Financial Officer
Disposition to issuerCommon Stock 809 $5.44 $4,400.96
Disclosure

SEC source: 0001209191-20-011655 · doc4.xml · nonDerivative · entry 2

Blake John T · CIK 0001657162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,754

F2 · shares: 809 shares were sold to satisfy the tax withholding obligations on vesting and release of common stock from RSUs

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.