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Nasdaq · USD

VANI

Vivani Medical, Inc.

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Tapewire entity
6636
SEC CIK
0001266806
Parsed reports
325

Last 12 months

Inside the activity.

16 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202530
Jan 202630
Feb 202620
Mar 202620
Apr 202610
May 202610
Jun 202610
Jul 202610
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2023 Filed Apr 25, 2023 21:50 UTC PurchaseCommon Stock 10,000 $0.90 $9,000.00
Disclosure

SEC source: 0001753926-23-000518 · ownership.xml · nonDerivative · entry 2

Bolck Joachim Eberhard · CIK 0001974849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,524,229

F1 · ownership.nature: Joachim and Yaeko Bolck as conservators for Hideo Saito Bolck.

Read SEC document
December 27, 2022 Filed Apr 25, 2023 21:49 UTC PurchaseCommon Stock 10,000 $1.02 $10,200.00
Disclosure

SEC source: 0001753926-23-000516 · ownership.xml · nonDerivative · entry 3

Bolck Joachim Eberhard · CIK 0001974849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,514,229

F2 · ownership.nature: Joachim and Yaeko Bolck as conservators for Yasuo Saito Bolck.

Read SEC document
December 27, 2022 Filed Apr 25, 2023 21:49 UTC PurchaseCommon Stock 10,000 $1.02 $10,200.00
Disclosure

SEC source: 0001753926-23-000516 · ownership.xml · nonDerivative · entry 2

Bolck Joachim Eberhard · CIK 0001974849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,514,229

F1 · ownership.nature: Joachim and Yaeko Bolck as conservators for Hideo Saito Bolck.

Read SEC document
December 27, 2022 Filed Apr 25, 2023 21:49 UTC PurchaseCommon Stock 10,000 $1.02 $10,200.00
Disclosure

SEC source: 0001753926-23-000516 · ownership.xml · nonDerivative · entry 1

Bolck Joachim Eberhard · CIK 0001974849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 548,665

Read SEC document
December 22, 2022 Filed Apr 25, 2023 21:47 UTC PurchaseCommon Stock 10,000 $0.92 $9,200.00
Disclosure

SEC source: 0001753926-23-000514 · ownership.xml · nonDerivative · entry 5

Bolck Joachim Eberhard · CIK 0001974849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,504,229

F2 · ownership.nature: Joachim and Yaeko Bolck as conservators for Yasuo Saito Bolck.

Read SEC document
December 22, 2022 Filed Apr 25, 2023 21:47 UTC PurchaseCommon Stock 10,000 $0.92 $9,200.00
Disclosure

SEC source: 0001753926-23-000514 · ownership.xml · nonDerivative · entry 4

Bolck Joachim Eberhard · CIK 0001974849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,504,229

F1 · ownership.nature: Joachim and Yaeko Bolck as conservators for Hideo Saito Bolck.

Read SEC document
December 21, 2022 Filed Apr 25, 2023 21:47 UTC PurchaseCommon Stock 10,000 $0.98 $9,800.00
Disclosure

SEC source: 0001753926-23-000514 · ownership.xml · nonDerivative · entry 3

Bolck Joachim Eberhard · CIK 0001974849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,494,229

F2 · ownership.nature: Joachim and Yaeko Bolck as conservators for Yasuo Saito Bolck.

Read SEC document
December 21, 2022 Filed Apr 25, 2023 21:47 UTC PurchaseCommon Stock 10,000 $0.98 $9,800.00
Disclosure

SEC source: 0001753926-23-000514 · ownership.xml · nonDerivative · entry 2

Bolck Joachim Eberhard · CIK 0001974849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,494,229

F1 · ownership.nature: Joachim and Yaeko Bolck as conservators for Hideo Saito Bolck.

Read SEC document
December 20, 2022 Filed Apr 25, 2023 21:46 UTC PurchaseCommon Stock 10,000 $0.93 $9,300.00
Disclosure

SEC source: 0001753926-23-000512 · ownership.xml · nonDerivative · entry 5

Bolck Joachim Eberhard · CIK 0001974849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,484,229

F2 · ownership.nature: Joachim and Yaeko Bolck as conservators for Yasuo Saito Bolck.

Read SEC document
December 20, 2022 Filed Apr 25, 2023 21:46 UTC PurchaseCommon Stock 10,000 $0.93 $9,300.00
Disclosure

SEC source: 0001753926-23-000512 · ownership.xml · nonDerivative · entry 4

Bolck Joachim Eberhard · CIK 0001974849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,484,229

F1 · ownership.nature: Joachim and Yaeko Bolck as conservators for Hideo Saito Bolck.

Read SEC document
December 19, 2022 Filed Apr 25, 2023 21:46 UTC PurchaseCommon Stock 4,000 $0.93 $3,720.00
Disclosure

SEC source: 0001753926-23-000512 · ownership.xml · nonDerivative · entry 3

Bolck Joachim Eberhard · CIK 0001974849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,474,229

F2 · ownership.nature: Joachim and Yaeko Bolck as conservators for Yasuo Saito Bolck.

Read SEC document
December 19, 2022 Filed Apr 25, 2023 21:46 UTC PurchaseCommon Stock 4,000 $0.93 $3,720.00
Disclosure

SEC source: 0001753926-23-000512 · ownership.xml · nonDerivative · entry 2

Bolck Joachim Eberhard · CIK 0001974849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,474,229

F1 · ownership.nature: Joachim and Yaeko Bolck as conservators for Hideo Saito Bolck.

Read SEC document
December 19, 2022 Filed Apr 25, 2023 21:46 UTC PurchaseCommon Stock 1,000 $0.93 $930.00
Disclosure

SEC source: 0001753926-23-000512 · ownership.xml · nonDerivative · entry 1

Bolck Joachim Eberhard · CIK 0001974849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 538,665

Read SEC document
November 18, 2022 Filed Nov 21, 2022 16:11 UTC
Dwyer DonaldChief Business Officer
PurchaseCommon Stock 5,000 $1.40 $7,000.00
Disclosure

SEC source: 0001753926-22-001490 · ownership.xml · nonDerivative · entry 2

Dwyer Donald · CIK 0001940425 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · kind: Individual purchased shares on the open market

Read SEC document
November 17, 2022 Filed Nov 21, 2022 16:11 UTC
Dwyer DonaldChief Business Officer
PurchaseCommon Stock 5,000 $1.50 $7,500.00
Disclosure

SEC source: 0001753926-22-001490 · ownership.xml · nonDerivative · entry 1

Dwyer Donald · CIK 0001940425 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · kind: Individual purchased shares on the open market

Read SEC document
November 15, 2022 Filed Apr 25, 2023 21:44 UTC PurchaseCommon Stock 2,000 $1.64 $3,280.00
Disclosure

SEC source: 0001753926-23-000510 · ownership.xml · nonDerivative · entry 1

Bolck Joachim Eberhard · CIK 0001974849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 537,665

Read SEC document
November 07, 2022 Filed Nov 10, 2022 01:11 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001753926-22-001443 · ownership.xml · derivative · entry 1

Makes Brigid · CIK 0001375927 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-11-07

F1 · derivative.exercise_date: The stock options have a 10-year term and vest monthly equally over a four-year period.

F2 · derivative.underlying_shares: Awarded as compensation for serving as CFO.

Read SEC document
November 07, 2022 Filed Nov 10, 2022 01:09 UTC
Williams GreggDirector · 10% owner
GrantCommon Stock Option · Derivative 60,395 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001753926-22-001441 · ownership.xml · derivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 60,395

Underlying: Common Stock · 60,395 shares

Expires 2032-11-07

F2 · derivative.exercise_date: Options vest monthly over a one-year period.

F1 · balance_after: Awarded as compensation for serving on The Board of Directors and its committees.

Read SEC document
October 21, 2022 Filed Apr 25, 2023 21:40 UTC PurchaseCommon Stock 13,000 $1.80 $23,400.00
Disclosure

SEC source: 0001753926-23-000508 · ownership.xml · nonDerivative · entry 3

Bolck Joachim Eberhard · CIK 0001974849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,470,229

F2 · ownership.nature: Joachim and Yaeko Bolck as conservators for Yasuo Saito Bolck.

Read SEC document
October 21, 2022 Filed Apr 25, 2023 21:40 UTC PurchaseCommon Stock 13,000 $1.80 $23,400.00
Disclosure

SEC source: 0001753926-23-000508 · ownership.xml · nonDerivative · entry 2

Bolck Joachim Eberhard · CIK 0001974849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,470,229

F1 · ownership.nature: Joachim and Yaeko Bolck as conservators for Hideo Saito Bolck.

Read SEC document
October 21, 2022 Filed Apr 25, 2023 21:40 UTC PurchaseCommon Stock 400 $1.80 $720.00
Disclosure

SEC source: 0001753926-23-000508 · ownership.xml · nonDerivative · entry 1

Bolck Joachim Eberhard · CIK 0001974849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 535,665

Read SEC document
October 14, 2022 Filed Apr 25, 2023 21:39 UTC PurchaseCommon Stock 6,334 $1.76 $11,147.84
Disclosure

SEC source: 0001753926-23-000506 · ownership.xml · nonDerivative · entry 3

Bolck Joachim Eberhard · CIK 0001974849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,457,229

F2 · ownership.nature: Joachim and Yaeko Bolck as conservators for Yasuo Saito Bolck.

Read SEC document
October 14, 2022 Filed Apr 25, 2023 21:39 UTC PurchaseCommon Stock 6,334 $1.76 $11,147.84
Disclosure

SEC source: 0001753926-23-000506 · ownership.xml · nonDerivative · entry 2

Bolck Joachim Eberhard · CIK 0001974849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,457,229

F1 · ownership.nature: Joachim and Yaeko Bolck as conservators for Hideo Saito Bolck.

Read SEC document
October 14, 2022 Filed Apr 25, 2023 21:39 UTC PurchaseCommon Stock 2,000 $1.76 $3,520.00
Disclosure

SEC source: 0001753926-23-000506 · ownership.xml · nonDerivative · entry 1

Bolck Joachim Eberhard · CIK 0001974849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 535,265

Read SEC document
September 14, 2022 Filed Sep 16, 2022 22:57 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 17,387 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001753926-22-001278 · ownership.xml · derivative · entry 1

Larson Alexandra L.P. · CIK 0001858534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,387

Underlying: Common Stock · 17,387 shares

Expires 2032-09-14

F1 · derivative.exercise_date: The stock options have a 10-year term and vest monthly equally over three years.

F2 · derivative.underlying_shares: Awarded as compensation for serving on the Board of Directors and its committees.

Read SEC document
September 14, 2022 Filed Sep 16, 2022 22:55 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 13,584 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001753926-22-001276 · ownership.xml · derivative · entry 1

Makes Brigid · CIK 0001375927 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,584

Underlying: Common Stock · 13,584 shares

Expires 2032-09-14

F1 · derivative.exercise_date: The stock options have a 10-year term and vest immediately.

F2 · derivative.underlying_shares: Awarded as compensation for serving as CFO.

Read SEC document
September 12, 2022 Filed Apr 25, 2023 21:37 UTC PurchaseCommon Stock 10,568 $3.15 $33,289.20
Disclosure

SEC source: 0001753926-23-000504 · ownership.xml · nonDerivative · entry 2

Bolck Joachim Eberhard · CIK 0001974849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,450,895

F1 · ownership.nature: Joachim and Yaeko Bolck as conservators for Hideo Saito Bolck.

Read SEC document
September 12, 2022 Filed Apr 25, 2023 21:37 UTC PurchaseCommon Stock 5,000 $3.15 $15,750.00
Disclosure

SEC source: 0001753926-23-000504 · ownership.xml · nonDerivative · entry 1

Bolck Joachim Eberhard · CIK 0001974849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 533,265

Read SEC document
August 30, 2022 Filed Aug 31, 2022 22:43 UTC
Mendelsohn AdamDirector · CEO
OtherWarrant · Derivative 4,585 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001196 · ownership.xml · derivative · entry 5

Mendelsohn Adam · CIK 0001940008 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,585

Underlying: Common Stock · 4,585 shares

Expires 2023-12-14

F5 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision Medical, Inc., consummated on August 30, 2022 pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Aug 31, 2022 22:43 UTC
Mendelsohn AdamDirector · CEO
OtherWarrant · Derivative 31,774 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001196 · ownership.xml · derivative · entry 4

Mendelsohn Adam · CIK 0001940008 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,774

Underlying: Common Stock · 31,774 shares

Expires 2023-11-26

F5 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision Medical, Inc., consummated on August 30, 2022 pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Aug 31, 2022 22:43 UTC
Mendelsohn AdamDirector · CEO
OtherCommon Stock Option · Derivative 60,373 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001196 · ownership.xml · derivative · entry 3

Mendelsohn Adam · CIK 0001940008 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,373

Underlying: Common Stock · 60,373 shares

Expires 2028-11-13

F3 · kind: Represents the replacement option to be issued by Vivani Medical, Inc. (f/k/a Second Sight Medical Products, Inc.) at the effective time of the merger acquisition thereof, pursuant to the terms of the Agreement and Plan of Merger entered into on February 4, 2022.

F4 · shares: The option vests 1/48 per month over the four years after the date of grant commencing on December 12, 2018, and the balance thereafter vests in full on the fifth anniversary of the date of grant.

F4 · balance_after: The option vests 1/48 per month over the four years after the date of grant commencing on December 12, 2018, and the balance thereafter vests in full on the fifth anniversary of the date of grant.

Read SEC document
August 30, 2022 Filed Aug 31, 2022 22:43 UTC
Mendelsohn AdamDirector · CEO
OtherCommon Stock 90,558 $0.00 $0.00
Disclosure

SEC source: 0001753926-22-001196 · ownership.xml · nonDerivative · entry 2

Mendelsohn Adam · CIK 0001940008 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trusts

Disclosed balance after: 90,558

F1 · kind: Represents shares of common stock issued in the acquisition transaction of Nano Precision Medical Inc. consummated August 30, 2022.

F2 · ownership.nature: Represents shares of common stock held by three trusts for the benefit of the children of the Reporting Person, over which the Reporting Person and his spouse have joint voting and diapositive authority. The Reporting Person disclaims pecuniary ownership in the shares of common stock held by the three trusts. Excludes 77,331 shares of common stock held by MFE, LLC in which the Reporting Person has a 10% ownership interest and therefore a pecuniary interest in such shares, but over which the Reporting Person does not have any voting or diapositive authority.

Read SEC document
August 30, 2022 Filed Aug 31, 2022 22:43 UTC
Mendelsohn AdamDirector · CEO
OtherCommon Stock 3,622,015 $0.00 $0.00
Disclosure

SEC source: 0001753926-22-001196 · ownership.xml · nonDerivative · entry 1

Mendelsohn Adam · CIK 0001940008 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,622,015

F1 · kind: Represents shares of common stock issued in the acquisition transaction of Nano Precision Medical Inc. consummated August 30, 2022.

Read SEC document
August 30, 2022 Filed Aug 31, 2022 19:43 UTC OtherCommon Stock Option · Derivative 30,187 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001202 · ownership.xml · derivative · entry 4

Baker Wilford Dean · CIK 0001377879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,187

Underlying: Common Stock · 30,187 shares

Expires 2030-11-09

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision Medical, Inc., consummated on August 30, 2022 pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Aug 31, 2022 19:43 UTC OtherCommon Stock Option · Derivative 30,187 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001202 · ownership.xml · derivative · entry 3

Baker Wilford Dean · CIK 0001377879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,187

Underlying: Common Stock · 30,187 shares

Expires 2029-11-11

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision Medical, Inc., consummated on August 30, 2022 pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Aug 31, 2022 19:43 UTC OtherCommon Stock Option · Derivative 30,187 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001202 · ownership.xml · derivative · entry 2

Baker Wilford Dean · CIK 0001377879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,187

Underlying: Common Stock · 30,187 shares

Expires 2028-11-13

F2 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision Medical, Inc., consummated on August 30, 2022 pursuant to the Agreement and Plan of Merger dated February 4, 2022.

Read SEC document
August 30, 2022 Filed Aug 31, 2022 19:43 UTC OtherCommon Stock 197,482 $0.00 $0.00
Disclosure

SEC source: 0001753926-22-001202 · ownership.xml · nonDerivative · entry 1

Baker Wilford Dean · CIK 0001377879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,482

F1 · kind: Represents shares of common stock issued in the acquisition transaction of Nano Precision Medical Inc. consummated August 30, 2022.

Read SEC document
August 30, 2022 Filed Aug 31, 2022 23:41 UTC OtherWarrants · Derivative 25,927 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001200 · ownership.xml · derivative · entry 7

Mendelsohn Aaron · CIK 0001625195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 25,927

Underlying: Common Stock · 25,927 shares

Expires 2023-12-14

F5 · kind: Represents warrants to purchase shares of common stock assumed on the effective date of the acquisition of Nano Precision medical, Inc., consummated on August 30, 2022, pursuant to the Agreement and Plan of Merger dated February 4, 2022.

F6 · ownership.nature: Represents shares of common stock underlying a warrant owned by MFE, LLC over which the Reporting Person has voting and dispositive authority. The Reporting Person disclaims pecuniary interest in 20% of the limited liability company and therefore 5,185 shares of common stock held by the limited liability company, which are beneficially owned by other members of the limited liability company.

Read SEC document
August 30, 2022 Filed Aug 31, 2022 23:41 UTC OtherCommon Stock Option · Derivative 30,187 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001200 · ownership.xml · derivative · entry 6

Mendelsohn Aaron · CIK 0001625195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,187

Underlying: Common Stock · 30,187 shares

Expires 2030-11-19

F4 · kind: Represents the replacement option to be issued by Vivian Medical, Inc. (f/k/a Second Sight Medical Products, Inc.) at the effective time of the merger acquisition thereof, pursuant to the terms of the Agreement and Plan of Merger entered into on February 4, 2022.

Read SEC document
August 30, 2022 Filed Aug 31, 2022 23:41 UTC OtherCommon Stock Option · Derivative 30,187 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001200 · ownership.xml · derivative · entry 5

Mendelsohn Aaron · CIK 0001625195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,187

Underlying: Common Stock · 30,187 shares

Expires 2029-11-11

F4 · kind: Represents the replacement option to be issued by Vivian Medical, Inc. (f/k/a Second Sight Medical Products, Inc.) at the effective time of the merger acquisition thereof, pursuant to the terms of the Agreement and Plan of Merger entered into on February 4, 2022.

Read SEC document
August 30, 2022 Filed Aug 31, 2022 23:41 UTC OtherCommon Stock Option · Derivative 30,187 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001200 · ownership.xml · derivative · entry 4

Mendelsohn Aaron · CIK 0001625195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,187

Underlying: Common Stock · 30,187 shares

Expires 2028-11-13

F4 · kind: Represents the replacement option to be issued by Vivian Medical, Inc. (f/k/a Second Sight Medical Products, Inc.) at the effective time of the merger acquisition thereof, pursuant to the terms of the Agreement and Plan of Merger entered into on February 4, 2022.

Read SEC document
August 30, 2022 Filed Aug 31, 2022 23:41 UTC OtherCommon Stock 747,387 $0.00 $0.00
Disclosure

SEC source: 0001753926-22-001200 · ownership.xml · nonDerivative · entry 3

Mendelsohn Aaron · CIK 0001625195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 747,387

F1 · kind: Represents shares of common stock issued in the acquisition transaction of Nano Precision Medical Inc. consummated August 30, 2022.

F3 · ownership.nature: Represents shares of common stock owned by MFE, LLC over which the Reporting Person has voting and dispositive authority. The Reporting Person disclaims pecuniary interest in 20% of the limited liability company and therefore 149,478 shares of common stock held by the limited liability company, which are beneficially owned by other members of the limited liability company.

Read SEC document
August 30, 2022 Filed Aug 31, 2022 23:41 UTC OtherCommon Stock 150,930 $0.00 $0.00
Disclosure

SEC source: 0001753926-22-001200 · ownership.xml · nonDerivative · entry 2

Mendelsohn Aaron · CIK 0001625195 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trusts

Disclosed balance after: 150,930

F1 · kind: Represents shares of common stock issued in the acquisition transaction of Nano Precision Medical Inc. consummated August 30, 2022.

F2 · ownership.nature: Represents five trusts, each one established for a separate grandchild of the Reporting Person, each trust owning an aggregate of 30,186 shares of common stock, all trusts with the same terms, over which the Reporting Person has voting and dispositive authority.

Read SEC document
August 30, 2022 Filed Aug 31, 2022 23:41 UTC OtherCommon Stock 178,170 $0.00 $0.00
Disclosure

SEC source: 0001753926-22-001200 · ownership.xml · nonDerivative · entry 1

Mendelsohn Aaron · CIK 0001625195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,170

F1 · kind: Represents shares of common stock issued in the acquisition transaction of Nano Precision Medical Inc. consummated August 30, 2022.

Read SEC document
August 30, 2022 Filed Aug 31, 2022 22:39 UTC OtherCommon Stock Option · Derivative 150,933 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001192 · ownership.xml · derivative · entry 2

Le Truc · CIK 0001940176 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,933

Underlying: Common Stock · 150,933 shares

Expires 2031-03-07

F1 · kind: Represents the replacement option to be issued by Vivani Medical, Inc. (f/k/a Second Sight Medical Products, Inc.) at the effective time of the merger acquisition thereof, pursuant to the terms of the Agreement and Plan of Merger entered into on February 4, 2022.

F3 · shares: The option vests 1/48 per month over the four years after the date of grant commencing on March 7, 2021, and the balance thereafter vests in full on the fifth anniversary of the date of grant.

F3 · balance_after: The option vests 1/48 per month over the four years after the date of grant commencing on March 7, 2021, and the balance thereafter vests in full on the fifth anniversary of the date of grant.

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August 30, 2022 Filed Aug 31, 2022 22:39 UTC OtherCommon Stock Option · Derivative 603,732 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001192 · ownership.xml · derivative · entry 1

Le Truc · CIK 0001940176 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603,732

Underlying: Common Stock · 603,732 shares

Expires 2030-07-30

F1 · kind: Represents the replacement option to be issued by Vivani Medical, Inc. (f/k/a Second Sight Medical Products, Inc.) at the effective time of the merger acquisition thereof, pursuant to the terms of the Agreement and Plan of Merger entered into on February 4, 2022.

F2 · shares: The option vested as to 301,866 shares on February 28, 2021 and 150,933 shares on July 16, 2021 and after July 16, 2021 the balance of the shares vested and will vest at the rate of 4312.367 shares per month for 35 months.

F2 · balance_after: The option vested as to 301,866 shares on February 28, 2021 and 150,933 shares on July 16, 2021 and after July 16, 2021 the balance of the shares vested and will vest at the rate of 4312.367 shares per month for 35 months.

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August 30, 2022 Filed Aug 31, 2022 22:24 UTC
Dwyer DonaldChief Business Officer
OtherCommon Stock Option · Derivative 36,224 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001184 · ownership.xml · derivative · entry 3

Dwyer Donald · CIK 0001940425 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,224

Underlying: Common Stock · 36,224 shares

Expires 2031-02-27

F1 · kind: Represents the replacement option to be issued by Vivani Medical, Inc. (f/k/a Second Sight Medical Products, Inc.) at the effective time of the merger acquisition thereof, pursuant to the terms of the Agreement and Plan of Merger entered into on February 4, 2022.

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August 30, 2022 Filed Aug 31, 2022 22:24 UTC
Dwyer DonaldChief Business Officer
OtherCommon Stock Option · Derivative 217,344 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001184 · ownership.xml · derivative · entry 2

Dwyer Donald · CIK 0001940425 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,344

Underlying: Common Stock · 217,344 shares

Expires 2030-11-09

F1 · kind: Represents the replacement option to be issued by Vivani Medical, Inc. (f/k/a Second Sight Medical Products, Inc.) at the effective time of the merger acquisition thereof, pursuant to the terms of the Agreement and Plan of Merger entered into on February 4, 2022.

F2 · shares: The option vests monthly in equal parts over the three years after the date of grant commencing November 1, 2020.

F2 · balance_after: The option vests monthly in equal parts over the three years after the date of grant commencing November 1, 2020.

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August 30, 2022 Filed Aug 31, 2022 22:24 UTC
Dwyer DonaldChief Business Officer
OtherCommon Stock Option · Derivative 36,224 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001184 · ownership.xml · derivative · entry 1

Dwyer Donald · CIK 0001940425 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,224

Underlying: Common Stock · 36,224 shares

Expires 2029-11-11

F1 · kind: Represents the replacement option to be issued by Vivani Medical, Inc. (f/k/a Second Sight Medical Products, Inc.) at the effective time of the merger acquisition thereof, pursuant to the terms of the Agreement and Plan of Merger entered into on February 4, 2022.

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August 30, 2022 Filed Aug 31, 2022 22:20 UTC
Porter Lisa EllenChief Medical Officer
OtherCommon Stock Option · Derivative 241,493 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001753926-22-001180 · ownership.xml · derivative · entry 1

Porter Lisa Ellen · CIK 0001940462 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,493

Underlying: Common Stock · 241,493 shares

Expires 2030-04-07

F1 · kind: Represents the replacement option to be issued by Vivani Medical, Inc. (f/k/a Second Sight Medical Products, Inc.) at the effective time of the merger acquisition thereof, pursuant to the terms of the Agreement and Plan of Merger entered into on February 4, 2022.

F2 · shares: The option vests 1/48 per month over the four years after the date of grant commencing on January 6, 2020, and the balance thereafter vests in full on the fifth anniversary of the date of grant.

F2 · balance_after: The option vests 1/48 per month over the four years after the date of grant commencing on January 6, 2020, and the balance thereafter vests in full on the fifth anniversary of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.