VANI

SEC source: 0001753926-23-001275 · ownership.xml · nonDerivative · entry 1

Dwyer Donald · CIK 0001940425 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,000

F1 · kind: Individual purchased shares on the open market.

SEC source: 0001753926-23-001273 · ownership.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,307

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the open market. The reporting person undertakes to provide to Vivani Medical, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.

SEC source: 0001753926-23-001273 · ownership.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,740

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the open market. The reporting person undertakes to provide to Vivani Medical, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.

SEC source: 0001753926-23-001254 · ownership.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,652

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the open market. The reporting person undertakes to provide to Vivani Medical, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.

SEC source: 0001753926-23-001254 · ownership.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,254

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the open market. The reporting person undertakes to provide to Vivani Medical, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.

SEC source: 0001753926-23-001243 · ownership.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,226

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the open market. The reporting person undertakes to provide to Vivani Medical, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.

SEC source: 0001753926-23-001243 · ownership.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,483

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the open market. The reporting person undertakes to provide to Vivani Medical, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.

SEC source: 0001753926-23-001215 · ownership.xml · nonDerivative · entry 3

Williams Gregg · CIK 0001624919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,447

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the open market. The reporting person undertakes to provide to Vivani Medical, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.

SEC source: 0001753926-23-001215 · ownership.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,302

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the open market. The reporting person undertakes to provide to Vivani Medical, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.

SEC source: 0001753926-23-001215 · ownership.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,448

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the open market. The reporting person undertakes to provide to Vivani Medical, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.

SEC source: 0001753926-23-001198 · ownership.xml · nonDerivative · entry 3

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,450

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the open market. The reporting person undertakes to provide to Vivani Medical, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.

SEC source: 0001753926-23-001198 · ownership.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,750

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the open market. The reporting person undertakes to provide to Vivani Medical, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.

SEC source: 0001753926-23-001198 · ownership.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,180

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the open market. The reporting person undertakes to provide to Vivani Medical, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.

SEC source: 0001753926-23-001183 · ownership.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,183

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the open market. The reporting person undertakes to provide to Vivani Medical, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.

SEC source: 0001753926-23-001190 · ownership.xml · nonDerivative · entry 2

Makes Brigid · CIK 0001375927 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

SEC source: 0001753926-23-001183 · ownership.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,295

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the open market. The reporting person undertakes to provide to Vivani Medical, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.

SEC source: 0001753926-23-001192 · ownership.xml · nonDerivative · entry 1

Dwyer Donald · CIK 0001940425 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

F1 · kind: Individual purchased shares on the open market.

SEC source: 0001753926-23-001190 · ownership.xml · nonDerivative · entry 1

Makes Brigid · CIK 0001375927 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the open market. The reporting person undertakes to provide to Vivani Medical, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.

SEC source: 0001753926-23-001082 · ownership.xml · nonDerivative · entry 1

Dwyer Donald · CIK 0001940425 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

F1 · kind: Individual purchased shares on the open market.

SEC source: 0001753926-23-000869 · ownership.xml · nonDerivative · entry 2

Makes Brigid · CIK 0001375927 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the open market. The reporting person undertakes to provide to Vivani Medical, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.

SEC source: 0001753926-23-000869 · ownership.xml · nonDerivative · entry 1

Makes Brigid · CIK 0001375927 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the open market. The reporting person undertakes to provide to Vivani Medical, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.

SEC source: 0001753926-23-000850 · ownership.xml · nonDerivative · entry 1

Dwyer Donald · CIK 0001940425 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

F1 · kind: Individual purchased shares on the open market.

SEC source: 0001753926-23-000811 · form_4.xml · derivative · entry 1

Baker Wilford Dean · CIK 0001377879 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,121

Underlying: Common Stock · 32,121 shares

Expires 2033-06-15

F2 · derivative.exercise_date: Options vest monthly over a one-year period

F1 · balance_after: Awarded as compensation for serving on the Board of Directors.

SEC source: 0001753926-23-000817 · form_4.xml · derivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,121

Underlying: Common Stock · 32,121 shares

Expires 2033-06-15

F2 · derivative.exercise_date: Options vest monthly over a one-year period.

F1 · balance_after: Awarded as compensation for serving on The Board of Directors and its committees.

SEC source: 0001753926-23-000815 · form_4.xml · derivative · entry 1

Mendelsohn Aaron · CIK 0001625195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,121

Underlying: Common Stock · 32,121 shares

Expires 2033-06-15

F2 · derivative.exercise_date: Options vest monthly over a one-year period.

F1 · balance_after: Awarded as compensation for serving on the Board of Directors.

SEC source: 0001753926-23-000813 · form_4.xml · derivative · entry 1

Larson Alexandra L.P. · CIK 0001858534 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,121

Underlying: Common Stock · 32,121 shares

Expires 2033-06-15

F2 · derivative.exercise_date: Options vest monthly over a one-year period.

F1 · balance_after: Awarded as compensation for serving on the Board of Directors.

SEC source: 0001753926-23-000794 · form_4.xml · nonDerivative · entry 1

Mendelsohn Aaron · CIK 0001625195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,170

F1 · ownership.direct: Represents shares of common stock purchased by Mr. Mendelsohn on the open market.

SEC source: 0001753926-23-000563 · ownership.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 13,677,308

F2 · price: These shares were purchased from a private party at a price of $1.10 per share on April 28, 2023.

F3 · ownership.nature: Includes (i) 11,551,556 shares of common stock owned by Gregg G. Williams 2006 Trust, (ii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iii) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (iv) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Greg Williams has voting and dispositive power over all of these shares.

SEC source: 0001753926-23-000563 · ownership.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 12,044,978

F1 · price: These shares were purchased from a private party at a price of $0.98 per share on April 27, 2023

F3 · ownership.nature: Includes (i) 11,551,556 shares of common stock owned by Gregg G. Williams 2006 Trust, (ii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iii) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (iv) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Greg Williams has voting and dispositive power over all of these shares.

SEC source: 0001753926-23-000483 · ownership.xml · nonDerivative · entry 2

Larson Alexandra L.P. · CIK 0001858534 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,166

F1 · price: Shares acquired in open market transaction

SEC source: 0001753926-23-000483 · ownership.xml · nonDerivative · entry 1

Larson Alexandra L.P. · CIK 0001858534 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199

F1 · price: Shares acquired in open market transaction

SEC source: 0001753926-23-000259 · ownership.xml · derivative · entry 2

Mendelsohn Adam · CIK 0001940008 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-03-06

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Vivani common stock.

F3 · shares: First third of RSUs vest when the stock price is at or above $3.15 for three consecutive business days. Second third vests one year after that. Final third vests one year after the second third. If the RSUs fail to reach $3.15 for three consecutive business days within a four year term from the date of the grant the RSUs expire.

SEC source: 0001753926-23-000259 · ownership.xml · derivative · entry 1

Mendelsohn Adam · CIK 0001940008 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2033-03-06

F2 · shares: The stock options have a 10-year term and vest immediately when share price closes at $6.30 for three consecutive business days. If the options fail to reach $6.30 for three consecutive business days within a four year term from the date of grant the options expire.

SEC source: 0001753926-23-000267 · ownership.xml · derivative · entry 2

Dwyer Donald · CIK 0001940425 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-03-06

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Vivani common stock.

F2 · derivative.exercise_date: The performance based RSUs vest one third when the stock price is at or above $3.15 for three consecutive business days. Second third vests one year after that. Final third vests one year after second third. If the RSUs fail to reach $3.15 for three consecutive business days within a four year term from the date of the grant the RSUs expire.

SEC source: 0001753926-23-000267 · ownership.xml · derivative · entry 1

Dwyer Donald · CIK 0001940425 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2027-03-06

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Vivani common stock.

F2 · derivative.exercise_date: The performance based RSUs vest one third when the stock price is at or above $3.15 for three consecutive business days. Second third vests one year after that. Final third vests one year after second third. If the RSUs fail to reach $3.15 for three consecutive business days within a four year term from the date of the grant the RSUs expire.

SEC source: 0001753926-23-000265 · ownership.xml · derivative · entry 1

Le Truc · CIK 0001940176 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2027-03-06

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Vivani common stock.

F2 · derivative.exercise_date: The performance based RSUs vest one third when the stock price is at or above $3.15 for three consecutive business days. Second third vests one year after that. Final third vests one year after second third. If the RSUs fail to reach $3.15 for three consecutive business days within a four year term from the date of the grant the RSUs expire.

SEC source: 0001753926-23-000263 · ownership.xml · derivative · entry 2

Porter Lisa Ellen · CIK 0001940462 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2027-03-06

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Vivani common stock.

F2 · derivative.exercise_date: The performance based RSUs vest one third when the stock price is at or above $3.15 for three consecutive business days. Second third vests one year after that. Final third vests one year after second third. If the RSUs fail to reach $3.15 for three consecutive business days within a four year term from the date of the grant the RSUs expire.

SEC source: 0001753926-23-000263 · ownership.xml · derivative · entry 1

Porter Lisa Ellen · CIK 0001940462 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-03-06

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Vivani common stock.

F2 · derivative.exercise_date: The performance based RSUs vest one third when the stock price is at or above $3.15 for three consecutive business days. Second third vests one year after that. Final third vests one year after second third. If the RSUs fail to reach $3.15 for three consecutive business days within a four year term from the date of the grant the RSUs expire.

SEC source: 0001753926-23-000261 · ownership.xml · derivative · entry 2

Makes Brigid · CIK 0001375927 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-03-06

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Vivani common stock.

F2 · derivative.exercise_date: The performance based RSUs vest one third when the stock price is at or above $3.15 for three consecutive business days. Second third vests one year after that. Final third vests one year after second third. If the RSUs fail to reach $3.15 for three consecutive business days within a four year term from the date of the grant the RSUs expire.

SEC source: 0001753926-23-000261 · ownership.xml · derivative · entry 1

Makes Brigid · CIK 0001375927 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2027-03-06

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Vivani common stock.

F2 · derivative.exercise_date: The performance based RSUs vest one third when the stock price is at or above $3.15 for three consecutive business days. Second third vests one year after that. Final third vests one year after second third. If the RSUs fail to reach $3.15 for three consecutive business days within a four year term from the date of the grant the RSUs expire.

SEC source: 0001753926-23-000124 · ownership.xml · nonDerivative · entry 1

Mendelsohn Adam · CIK 0001940008 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,605,015

F1 · kind: Represents shares of common stock gifted to a non-family member.

SEC source: 0001753926-23-000082 · ownership.xml · derivative · entry 1

Mendelsohn Adam · CIK 0001940008 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2033-01-19

F1 · shares: The stock options have a 10-year term and vest 25% at one-year and monthly for 36 months thereafter on an equal basis.

SEC source: 0001753926-23-000080 · ownership.xml · derivative · entry 2

Makes Brigid · CIK 0001375927 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2033-01-19

F1 · derivative.exercise_date: The stock options have a 10-year term and vest 25% at one year and monthly for 36 months thereafter on a equal basis.

SEC source: 0001753926-23-000080 · ownership.xml · derivative · entry 1

Makes Brigid · CIK 0001375927 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2033-01-19

F1 · derivative.exercise_date: The stock options have a 10-year term and vest 25% at one year and monthly for 36 months thereafter on a equal basis.

SEC source: 0001753926-23-000078 · ownership.xml · derivative · entry 2

Dwyer Donald · CIK 0001940425 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2033-01-19

F1 · derivative.exercise_date: The stock options have a 10-year term and vest 25% at one-year and monthly for 36 months thereafter on an equal basis.

SEC source: 0001753926-23-000078 · ownership.xml · derivative · entry 1

Dwyer Donald · CIK 0001940425 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2033-01-19

F1 · derivative.exercise_date: The stock options have a 10-year term and vest 25% at one-year and monthly for 36 months thereafter on an equal basis.

SEC source: 0001753926-23-000076 · ownership.xml · derivative · entry 2

Porter Lisa Ellen · CIK 0001940462 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2033-01-19

F1 · derivative.exercise_date: The stock options have a 10-year term and vest 25% at one-year and monthly for 36 months thereafter on an equal basis.

SEC source: 0001753926-23-000076 · ownership.xml · derivative · entry 1

Porter Lisa Ellen · CIK 0001940462 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2033-01-19

F1 · derivative.exercise_date: The stock options have a 10-year term and vest 25% at one-year and monthly for 36 months thereafter on an equal basis.

SEC source: 0001753926-23-000074 · ownership.xml · derivative · entry 1

Le Truc · CIK 0001940176 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 160,000 shares

Expires 2033-01-19

F1 · derivative.exercise_date: The stock options have a 10-year term and vest 25% at one-year and monthly for 36 months thereafter on an equal basis.

SEC source: 0001753926-23-000518 · ownership.xml · nonDerivative · entry 3

Bolck Joachim Eberhard · CIK 0001974849 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,524,229

F2 · ownership.nature: Joachim and Yaeko Bolck as conservators for Yasuo Saito Bolck.