VANI

SEC source: 0001615774-16-008745 · s104856_form4.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 8,565,127

F1 · kind: 32,156 shares of common stock issuable to Williams International Co. LLC upon trigger of Long Term Investor Rights (LTIRs) as described in the Company's final prospectus dated November 20, 2014.

F1 · shares: 32,156 shares of common stock issuable to Williams International Co. LLC upon trigger of Long Term Investor Rights (LTIRs) as described in the Company's final prospectus dated November 20, 2014.

F2 · price: The closing price of the Company's shares on December 2, 2016, the date on which independent CPA firm determined number of shares issuable on trigger of LTIRs.

F3 · ownership.nature: Of which (i) Gregg Williams 2006 Trust, whose trustee and principal beneficiary is Mr. Williams, owns 2,722,791 shares, (ii) Williams International Co. LLC, whose manager is Mr. Williams, owns 1,484,254 shares and warrants to purchase 240,000 shares, and (iii) Sam Williams Family Investments LLC, whose manager is Mr. Williams, owns 4,358,082 shares and warrants to purchase 214,921 shares.

SEC source: 0001615774-16-008701 · s104839_form4.xml · nonDerivative · entry 1

Greenberg Robert J. · CIK 0001625594 · Director · Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,911

F1 · shares: 1,950 shares, acquired as part of scheduled ESPP purchases, were sold on 12/01/2016

SEC source: 0001615774-16-008556 · s104777_form4.xml · derivative · entry 5

McGuire Jonathan Will · CIK 0001345539 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,625

Underlying: Common Stock · 190,000 shares

Expires 2019-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the Company.

F5 · price: Not Applicable.

F3 · derivative.exercise_date: Options and RSUs vest over a 4 year term, with 25% vesting on the date exercisable as set forth in this Form 4 and thereafter vesting in 12 equal quarterly installments of 6.25%.

SEC source: 0001615774-16-008556 · s104777_form4.xml · nonDerivative · entry 2

McGuire Jonathan Will · CIK 0001345539 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,725

F2 · balance_after: 4,570 shares were sold to satisfy the tax withholding requirements on vesting of RSUs.

SEC source: 0001615774-16-008556 · s104777_form4.xml · nonDerivative · entry 1

McGuire Jonathan Will · CIK 0001345539 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 11,875 shares of common stock acquired upon quarterly vesting of Restricted Stock Units (RSUs).

SEC source: 0001615774-17-000315 · s105209.xml · nonDerivative · entry 1

Mendelsohn Aaron · CIK 0001625195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,877

F1 · shares: Mendelsohn Family Enterprises, LLC (MFE), a limited liability company that is 80% owned by Mr. Mendelsohn and 20% by Mr. Mendelsohn's two adult sons, transferred for no consideration 809,002 shares of the Company's common stock that it held of record, as a gift made in connection with estate planning, to Mendelsohn Investment Services LLC, a limited liability company wholly owned and managed by Mr. Mendelsohn's two adult sons.

F2 · price: The closing price of Company's common stock on Nasdaq on the date of transfer.