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Nasdaq · USD

VANI

Vivani Medical, Inc.

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6636
SEC CIK
0001266806
Parsed reports
325

Last 12 months

Inside the activity.

16 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202520
Dec 202530
Jan 202630
Feb 202620
Mar 202620
Apr 202610
May 202610
Jun 202610
Jul 202610
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 18, 2018 Filed Sep 20, 2018 00:24 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 15,875 $1.87 $29,733.88
Disclosure

SEC source: 0001437749-18-017223 · rdgdoc.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,269,995

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 18, 2018 and 6,871 shares on September 19, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 18, 2018 and 6,870 shares on September 19, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 18, 2018 and 6,871 shares on September 19, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 18, 2018 and 6,870 shares on September 19, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.81 per share to $1.92 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 18, 2018 and 6,871 shares on September 19, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 18, 2018 and 6,870 shares on September 19, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

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September 17, 2018 Filed Sep 18, 2018 00:25 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 15,875 $1.79 $28,416.25
Disclosure

SEC source: 0001437749-18-017141 · rdgdoc.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,254,120

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,100 shares of common stock on September 14, 2018 and 7,938 shares on September 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,100 shares of common stock on September 14, 2018 and 7,937 shares on September 17, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,100 shares of common stock on September 14, 2018 and 7,938 shares on September 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,100 shares of common stock on September 14, 2018 and 7,937 shares on September 17, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.78 per share to $1.81 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,484,423 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,927,361 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,100 shares of common stock on September 14, 2018 and 7,938 shares on September 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,100 shares of common stock on September 14, 2018 and 7,937 shares on September 17, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

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September 14, 2018 Filed Sep 18, 2018 00:25 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 10,200 $1.69 $17,217.60
Disclosure

SEC source: 0001437749-18-017141 · rdgdoc.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,238,245

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,100 shares of common stock on September 14, 2018 and 7,938 shares on September 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,100 shares of common stock on September 14, 2018 and 7,937 shares on September 17, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,100 shares of common stock on September 14, 2018 and 7,938 shares on September 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,100 shares of common stock on September 14, 2018 and 7,937 shares on September 17, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.67 per share to $1.70 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,100 shares of common stock on September 14, 2018 and 7,938 shares on September 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,100 shares of common stock on September 14, 2018 and 7,937 shares on September 17, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

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September 13, 2018 Filed Sep 13, 2018 23:26 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 15,875 $1.67 $26,543.00
Disclosure

SEC source: 0001437749-18-017013 · rdgdoc.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,228,045

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 12, 2018 and 7,938 shares on September 13, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 12, 2018 and 7,937shares on September 13, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 12, 2018 and 7,938 shares on September 13, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 12, 2018 and 7,937shares on September 13, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.64 per share to $1.68 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,471,386 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,914,323 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 12, 2018 and 7,938 shares on September 13, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 12, 2018 and 7,937shares on September 13, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 23:26 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 15,875 $1.62 $25,765.13
Disclosure

SEC source: 0001437749-18-017013 · rdgdoc.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,212,170

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 12, 2018 and 7,938 shares on September 13, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 12, 2018 and 7,937shares on September 13, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 12, 2018 and 7,938 shares on September 13, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 12, 2018 and 7,937shares on September 13, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.60 per share to $1.65 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 12, 2018 and 7,938 shares on September 13, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 12, 2018 and 7,937shares on September 13, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
September 11, 2018 Filed Sep 12, 2018 17:23 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 15,875 $1.68 $26,622.38
Disclosure

SEC source: 0001437749-18-016905 · rdgdoc.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,196,295

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,304 shares of common stock on September 10, 2018 and 7,938 shares on September 11, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,304 shares of common stock on September 10, 2018 and 7,937shares on September 11, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,304 shares of common stock on September 10, 2018 and 7,938 shares on September 11, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,304 shares of common stock on September 10, 2018 and 7,937shares on September 11, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.67 per share to $1.69 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,455,511 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,898,448 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,304 shares of common stock on September 10, 2018 and 7,938 shares on September 11, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,304 shares of common stock on September 10, 2018 and 7,937shares on September 11, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

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September 10, 2018 Filed Sep 12, 2018 17:23 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 10,608 $1.69 $17,916.91
Disclosure

SEC source: 0001437749-18-016905 · rdgdoc.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,180,420

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,304 shares of common stock on September 10, 2018 and 7,938 shares on September 11, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,304 shares of common stock on September 10, 2018 and 7,937shares on September 11, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,304 shares of common stock on September 10, 2018 and 7,938 shares on September 11, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,304 shares of common stock on September 10, 2018 and 7,937shares on September 11, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.67 per share to $1.73 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,304 shares of common stock on September 10, 2018 and 7,938 shares on September 11, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,304 shares of common stock on September 10, 2018 and 7,937shares on September 11, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 10:03 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 15,875 $1.73 $27,447.88
Disclosure

SEC source: 0001437749-18-016742 · rdgdoc.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,169,812

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 6, 2018 and 7,938 shares on September 7, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 6, 2018 and 7,937shares on September 7, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 6, 2018 and 7,938 shares on September 7, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 6, 2018 and 7,937shares on September 7, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.71 per share to $1.77 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,442,270 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,885,206 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 6, 2018 and 7,938 shares on September 7, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 6, 2018 and 7,937shares on September 7, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 10:03 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 15,875 $1.76 $27,924.13
Disclosure

SEC source: 0001437749-18-016742 · rdgdoc.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,153,937

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 6, 2018 and 7,938 shares on September 7, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 6, 2018 and 7,937shares on September 7, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 6, 2018 and 7,938 shares on September 7, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 6, 2018 and 7,937shares on September 7, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.69 per share to $1.79 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 6, 2018 and 7,938 shares on September 7, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 6, 2018 and 7,937shares on September 7, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

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September 05, 2018 Filed Sep 5, 2018 23:57 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 14,953 $1.70 $25,405.15
Disclosure

SEC source: 0001437749-18-016638 · rdgdoc.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,138,062

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 4, 2018 and 7,477 shares on September 5, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 4, 2018 and 7,476 shares on September 5, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 4, 2018 and 7,477 shares on September 5, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 4, 2018 and 7,476 shares on September 5, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.67 per share to $1.73 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,426,395 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,869,331 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 4, 2018 and 7,477 shares on September 5, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 4, 2018 and 7,476 shares on September 5, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 23:57 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 15,875 $1.68 $26,638.25
Disclosure

SEC source: 0001437749-18-016638 · rdgdoc.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,123,109

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 4, 2018 and 7,477 shares on September 5, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 4, 2018 and 7,476 shares on September 5, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 4, 2018 and 7,477 shares on September 5, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 4, 2018 and 7,476 shares on September 5, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.65 per share to $1.71 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on September 4, 2018 and 7,477 shares on September 5, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on September 4, 2018 and 7,476 shares on September 5, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

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September 04, 2018 Filed Sep 6, 2018 22:34 UTC
McGuire Jonathan WillDirector · Chief Executive Officer
SaleCommon Stock 10,000 $1.68 $16,750.00
Disclosure

SEC source: 0001437749-18-016681 · rdgdoc.xml · nonDerivative · entry 1

McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,798

F1 · shares: 10,000 shares were sold for tax planning purposes under a 10b5-1 plan dated 6/15/2018 by Mr. McGuire.

F2 · price: Represents the weighted average sales price for the shares. The shares were sold at prices ranging from $1.65 per share to $1.73 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

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August 31, 2018 Filed Sep 1, 2018 00:32 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 15,875 $1.73 $27,479.63
Disclosure

SEC source: 0001437749-18-016489 · rdgdoc.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,107,234

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 30, 2018 and 7,938 shares on August 31, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 30, 2018 and 7,937 shares on August 31, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 30, 2018 and 7,938 shares on August 31, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 30, 2018 and 7,937 shares on August 31, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.70 per share to $1.75 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,410,981 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,853,917 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 30, 2018 and 7,938 shares on August 31, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 30, 2018 and 7,937 shares on August 31, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
August 30, 2018 Filed Sep 1, 2018 00:32 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 15,875 $1.71 $27,193.88
Disclosure

SEC source: 0001437749-18-016489 · rdgdoc.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,091,359

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 30, 2018 and 7,938 shares on August 31, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 30, 2018 and 7,937 shares on August 31, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 30, 2018 and 7,938 shares on August 31, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 30, 2018 and 7,937 shares on August 31, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.66 per share to $1.75 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 30, 2018 and 7,938 shares on August 31, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 30, 2018 and 7,937 shares on August 31, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
August 29, 2018 Filed Aug 30, 2018 01:36 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 15,720 $1.61 $25,372.08
Disclosure

SEC source: 0001437749-18-016363 · rdgdoc.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,075,484

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,070 shares of common stock on August 28, 2018 and 7,860 shares on August 29, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,070 shares of common stock on August 28, 2018 and 7,860 shares on August 29, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,070 shares of common stock on August 28, 2018 and 7,860 shares on August 29, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,070 shares of common stock on August 28, 2018 and 7,860 shares on August 29, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.58 per share to $1.65 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,395,106 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,838,042 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,070 shares of common stock on August 28, 2018 and 7,860 shares on August 29, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,070 shares of common stock on August 28, 2018 and 7,860 shares on August 29, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 01:36 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 14,140 $1.59 $22,426.04
Disclosure

SEC source: 0001437749-18-016363 · rdgdoc.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,059,764

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,070 shares of common stock on August 28, 2018 and 7,860 shares on August 29, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,070 shares of common stock on August 28, 2018 and 7,860 shares on August 29, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,070 shares of common stock on August 28, 2018 and 7,860 shares on August 29, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,070 shares of common stock on August 28, 2018 and 7,860 shares on August 29, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.57 per share to $1.59 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,070 shares of common stock on August 28, 2018 and 7,860 shares on August 29, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,070 shares of common stock on August 28, 2018 and 7,860 shares on August 29, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 01:43 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 10,623 $1.57 $16,720.60
Disclosure

SEC source: 0001437749-18-016215 · rdgdoc.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,045,624

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 6,350 shares of common stock on August 24, 2018 and 5,312 shares on August 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,350 shares of common stock on August 24, 2018 and 5,311 shares on August 27, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 6,350 shares of common stock on August 24, 2018 and 5,312 shares on August 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,350 shares of common stock on August 24, 2018 and 5,311 shares on August 27, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.55 per share to $1.62 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,380,176 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,823,112 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 6,350 shares of common stock on August 24, 2018 and 5,312 shares on August 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,350 shares of common stock on August 24, 2018 and 5,311 shares on August 27, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 01:43 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 12,700 $1.59 $20,243.80
Disclosure

SEC source: 0001437749-18-016215 · rdgdoc.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,035,001

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 6,350 shares of common stock on August 24, 2018 and 5,312 shares on August 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,350 shares of common stock on August 24, 2018 and 5,311 shares on August 27, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 6,350 shares of common stock on August 24, 2018 and 5,312 shares on August 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,350 shares of common stock on August 24, 2018 and 5,311 shares on August 27, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.56 per share to $1.62 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 6,350 shares of common stock on August 24, 2018 and 5,312 shares on August 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,350 shares of common stock on August 24, 2018 and 5,311 shares on August 27, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
August 23, 2018 Filed Aug 23, 2018 23:51 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 5,983 $1.62 $9,704.43
Disclosure

SEC source: 0001437749-18-016068 · rdgdoc.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,022,301

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,534 shares of common stock on August 22, 2018 and 2,992 shares on August 23, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,535 shares of common stock on August 22, 2018 and 2,991 shares on August 23, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,534 shares of common stock on August 22, 2018 and 2,992 shares on August 23, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,535 shares of common stock on August 22, 2018 and 2,991 shares on August 23, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.61 per share to $1.64 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,368,515 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,811,450 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,534 shares of common stock on August 22, 2018 and 2,992 shares on August 23, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,535 shares of common stock on August 22, 2018 and 2,991 shares on August 23, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
August 22, 2018 Filed Aug 23, 2018 23:51 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 11,069 $1.63 $18,086.75
Disclosure

SEC source: 0001437749-18-016068 · rdgdoc.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,016,318

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,534 shares of common stock on August 22, 2018 and 2,992 shares on August 23, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,535 shares of common stock on August 22, 2018 and 2,991 shares on August 23, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,534 shares of common stock on August 22, 2018 and 2,992 shares on August 23, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,535 shares of common stock on August 22, 2018 and 2,991 shares on August 23, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.61 per share to $1.65 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,534 shares of common stock on August 22, 2018 and 2,992 shares on August 23, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,535 shares of common stock on August 22, 2018 and 2,991 shares on August 23, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
August 21, 2018 Filed Aug 21, 2018 23:24 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 15,875 $1.63 $25,844.50
Disclosure

SEC source: 0001437749-18-015981 · rdgdoc.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,005,249

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 2,055 shares of common stock on August 20, 2018 and 7,938 shares on August 21, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,055 shares of common stock on August 20, 2018 and 7,937 shares on August 21, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 2,055 shares of common stock on August 20, 2018 and 7,938 shares on August 21, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,055 shares of common stock on August 20, 2018 and 7,937 shares on August 21, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.58 per share to $1.65 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,359,989 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,802,924 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 2,055 shares of common stock on August 20, 2018 and 7,938 shares on August 21, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,055 shares of common stock on August 20, 2018 and 7,937 shares on August 21, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 19:24 UTC
McGuire Jonathan WillDirector · Chief Executive Officer
SaleCommon Stock 3,777 $1.60 $6,043.20
Disclosure

SEC source: 0001437749-18-016012 · rdgdoc.xml · nonDerivative · entry 2

McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,798

F2 · shares: 3,777 shares were sold to satisfy the tax withholding obligations on partial vesting and release of common stock from RSUs.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 23:24 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 4,110 $1.57 $6,469.14
Disclosure

SEC source: 0001437749-18-015981 · rdgdoc.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 29,989,374

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 2,055 shares of common stock on August 20, 2018 and 7,938 shares on August 21, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,055 shares of common stock on August 20, 2018 and 7,937 shares on August 21, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 2,055 shares of common stock on August 20, 2018 and 7,938 shares on August 21, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,055 shares of common stock on August 20, 2018 and 7,937 shares on August 21, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.56 per share to $1.59 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 2,055 shares of common stock on August 20, 2018 and 7,938 shares on August 21, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,055 shares of common stock on August 20, 2018 and 7,937 shares on August 21, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 19:24 UTC
McGuire Jonathan WillDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units (RSUs) · Derivative 11,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-18-016012 · rdgdoc.xml · derivative · entry 3

McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,500

Underlying: Common Stock · 11,875 shares

Expires 2019-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: RSUs were granted on 8/17/2015 and vest over a 4 year term, with 25% of the total number of units vesting on the first anniversary of the grant date and thereafter vesting in 12 equal quarterly installments of 6.25% of the total number of units.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 19:24 UTC
McGuire Jonathan WillDirector · Chief Executive Officer
Exercise / conversionCommon Stock 11,875 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-016012 · rdgdoc.xml · nonDerivative · entry 1

McGuire Jonathan Will · CIK 0001345539 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 11,875 shares of common stock acquired upon partial vesting and release of common stock from restricted stock units (RSUs).

Read SEC document
August 17, 2018 Filed Aug 18, 2018 00:28 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 7,800 $1.56 $12,136.80
Disclosure

SEC source: 0001437749-18-015826 · rdgdoc.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 29,985,264

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,131 shares of common stock on August 16, 2018 and 3,900 shares on August 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,132 shares of common stock on August 16, 2018 and 3,900 shares on August 17, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,131 shares of common stock on August 16, 2018 and 3,900 shares on August 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,132 shares of common stock on August 16, 2018 and 3,900 shares on August 17, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.54 per share to $1.59 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,349,997 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,792,931 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,131 shares of common stock on August 16, 2018 and 3,900 shares on August 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,132 shares of common stock on August 16, 2018 and 3,900 shares on August 17, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
August 16, 2018 Filed Aug 18, 2018 00:28 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 10,263 $1.56 $16,010.28
Disclosure

SEC source: 0001437749-18-015826 · rdgdoc.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 29,977,464

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 5,131 shares of common stock on August 16, 2018 and 3,900 shares on August 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,132 shares of common stock on August 16, 2018 and 3,900 shares on August 17, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 5,131 shares of common stock on August 16, 2018 and 3,900 shares on August 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,132 shares of common stock on August 16, 2018 and 3,900 shares on August 17, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.52 per share to $1.59 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 5,131 shares of common stock on August 16, 2018 and 3,900 shares on August 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 5,132 shares of common stock on August 16, 2018 and 3,900 shares on August 17, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 21:43 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 15,875 $1.53 $24,288.75
Disclosure

SEC source: 0001437749-18-015779 · rdgdoc.xml · nonDerivative · entry 3

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 29,967,201

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 2,840 shares of common stock on August 14, 2018 and 7,938 shares on August 15, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,840 shares of common stock on August 14, 2018 and 7,937 shares on August 15, 2018. Purchases were made pursuant to 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 2,840 shares of common stock on August 14, 2018 and 7,938 shares on August 15, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,840 shares of common stock on August 14, 2018 and 7,937 shares on August 15, 2018. Purchases were made pursuant to 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F4 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.51 per share to $1.57 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F5 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,340,965 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,783,900 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 2,840 shares of common stock on August 14, 2018 and 7,938 shares on August 15, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,840 shares of common stock on August 14, 2018 and 7,937 shares on August 15, 2018. Purchases were made pursuant to 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 21:43 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 3,225,807 $1.55 $5,000,000.85
Disclosure

SEC source: 0001437749-18-015779 · rdgdoc.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 29,951,326

F3 · kind: Sam B Williams 95 GST Trust ("GST") acquired 1,612,903 shares of common stock and the Gregg G. Williams 2006 Trust ("GW") acquired 1,612,904 shares of common stock both in a private placement pursuant to a Securities Purchase Agreement ("SPA") on August 14, 2018 from the issuer at a purchase price of $1.55 per share, the last reported sale price by Nasdaq on August 14, 2018. Mr. Williams is a trustee of GST and GW.

F3 · shares: Sam B Williams 95 GST Trust ("GST") acquired 1,612,903 shares of common stock and the Gregg G. Williams 2006 Trust ("GW") acquired 1,612,904 shares of common stock both in a private placement pursuant to a Securities Purchase Agreement ("SPA") on August 14, 2018 from the issuer at a purchase price of $1.55 per share, the last reported sale price by Nasdaq on August 14, 2018. Mr. Williams is a trustee of GST and GW.

F3 · price: Sam B Williams 95 GST Trust ("GST") acquired 1,612,903 shares of common stock and the Gregg G. Williams 2006 Trust ("GW") acquired 1,612,904 shares of common stock both in a private placement pursuant to a Securities Purchase Agreement ("SPA") on August 14, 2018 from the issuer at a purchase price of $1.55 per share, the last reported sale price by Nasdaq on August 14, 2018. Mr. Williams is a trustee of GST and GW.

F3 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 1,612,903 shares of common stock and the Gregg G. Williams 2006 Trust ("GW") acquired 1,612,904 shares of common stock both in a private placement pursuant to a Securities Purchase Agreement ("SPA") on August 14, 2018 from the issuer at a purchase price of $1.55 per share, the last reported sale price by Nasdaq on August 14, 2018. Mr. Williams is a trustee of GST and GW.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 21:43 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 5,680 $1.56 $8,866.48
Disclosure

SEC source: 0001437749-18-015779 · rdgdoc.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,725,519

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 2,840 shares of common stock on August 14, 2018 and 7,938 shares on August 15, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,840 shares of common stock on August 14, 2018 and 7,937 shares on August 15, 2018. Purchases were made pursuant to 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 2,840 shares of common stock on August 14, 2018 and 7,938 shares on August 15, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,840 shares of common stock on August 14, 2018 and 7,937 shares on August 15, 2018. Purchases were made pursuant to 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.52 per share to $1.58 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 2,840 shares of common stock on August 14, 2018 and 7,938 shares on August 15, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 2,840 shares of common stock on August 14, 2018 and 7,937 shares on August 15, 2018. Purchases were made pursuant to 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
August 13, 2018 Filed Aug 14, 2018 01:25 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 7,000 $1.60 $11,165.00
Disclosure

SEC source: 0001437749-18-015422 · rdgdoc.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,719,839

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 10, 2018 and 3,500 shares on August 13, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 10, 2018 and 3,500 shares on August 13, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 10, 2018 and 3,500 shares on August 13, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 10, 2018 and 3,500 shares on August 13, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.57 per share to $1.62 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,717,284 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 5,160,219 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 10, 2018 and 3,500 shares on August 13, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 10, 2018 and 3,500 shares on August 13, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
August 10, 2018 Filed Aug 14, 2018 01:25 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 15,875 $1.55 $24,622.13
Disclosure

SEC source: 0001437749-18-015422 · rdgdoc.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,712,839

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 10, 2018 and 3,500 shares on August 13, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 10, 2018 and 3,500 shares on August 13, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 10, 2018 and 3,500 shares on August 13, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 10, 2018 and 3,500 shares on August 13, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.52 per share to $1.60 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 10, 2018 and 3,500 shares on August 13, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 10, 2018 and 3,500 shares on August 13, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
August 09, 2018 Filed Aug 9, 2018 22:23 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 6,634 $1.54 $10,242.90
Disclosure

SEC source: 0001437749-18-015145 · rdgdoc.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,696,964

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 8, 2018 and 3,317 shares on August 9, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 8, 2018 and 3,317 shares on August 9, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 8, 2018 and 3,317 shares on August 9, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 8, 2018 and 3,317 shares on August 9, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.52 per share to $1.58 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,705,846 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 5,148,782 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 8, 2018 and 3,317 shares on August 9, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 8, 2018 and 3,317 shares on August 9, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 22:23 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 15,875 $1.58 $25,114.25
Disclosure

SEC source: 0001437749-18-015145 · rdgdoc.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,690,330

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 8, 2018 and 3,317 shares on August 9, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 8, 2018 and 3,317 shares on August 9, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 8, 2018 and 3,317 shares on August 9, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 8, 2018 and 3,317 shares on August 9, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.55 per share to $1.64 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on August 8, 2018 and 3,317 shares on August 9, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on August 8, 2018 and 3,317 shares on August 9, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
August 07, 2018 Filed Aug 7, 2018 22:31 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 7,960 $1.67 $13,325.04
Disclosure

SEC source: 0001437749-18-014793 · rdgdoc.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,674,455

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 4,094 shares of common stock on August 6, 2018 and 3,980 shares on August 7, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,094 shares of common stock on August 6, 2018 and 3,980 shares on August 7, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,094 shares of common stock on August 6, 2018 and 3,980 shares on August 7, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,094 shares of common stock on August 6, 2018 and 3,980 shares on August 7, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.63 per share to $1.70 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,694,591 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 5,137,528 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,094 shares of common stock on August 6, 2018 and 3,980 shares on August 7, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,094 shares of common stock on August 6, 2018 and 3,980 shares on August 7, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 22:31 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 8,188 $1.66 $13,567.52
Disclosure

SEC source: 0001437749-18-014793 · rdgdoc.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,666,495

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 4,094 shares of common stock on August 6, 2018 and 3,980 shares on August 7, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,094 shares of common stock on August 6, 2018 and 3,980 shares on August 7, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,094 shares of common stock on August 6, 2018 and 3,980 shares on August 7, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,094 shares of common stock on August 6, 2018 and 3,980 shares on August 7, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.62 per share to $1.69 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,094 shares of common stock on August 6, 2018 and 3,980 shares on August 7, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,094 shares of common stock on August 6, 2018 and 3,980 shares on August 7, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
July 27, 2018 Filed Jul 31, 2018 00:18 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 15,875 $1.60 $25,431.75
Disclosure

SEC source: 0001437749-18-014029 · rdgdoc.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,658,307

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 3,397 shares of common stock on July 26, 2018 and 7,938 shares on July 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,397 shares of common stock on July 26, 2018 and 7,937 shares on July 27, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,397 shares of common stock on July 26, 2018 and 7,938 shares on July 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,397 shares of common stock on July 26, 2018 and 7,937 shares on July 27, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.56 per share to $1.65 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,686,517 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 5,129,454 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,397 shares of common stock on July 26, 2018 and 7,938 shares on July 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,397 shares of common stock on July 26, 2018 and 7,937 shares on July 27, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
July 26, 2018 Filed Jul 31, 2018 00:18 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 7,874 $1.65 $13,015.72
Disclosure

SEC source: 0001437749-18-014029 · rdgdoc.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,642,432

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 3,397 shares of common stock on July 26, 2018 and 7,938 shares on July 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,397 shares of common stock on July 26, 2018 and 7,937 shares on July 27, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 3,397 shares of common stock on July 26, 2018 and 7,938 shares on July 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,397 shares of common stock on July 26, 2018 and 7,937 shares on July 27, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.62 per share to $1.68 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 3,397 shares of common stock on July 26, 2018 and 7,938 shares on July 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 3,397 shares of common stock on July 26, 2018 and 7,937 shares on July 27, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
July 25, 2018 Filed Jul 26, 2018 00:41 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 10,402 $1.60 $16,684.81
Disclosure

SEC source: 0001437749-18-013769 · rdgdoc.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,635,638

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on July 24, 2018 and 5,201 shares on July 25, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on July 24, 2018 and 5,201 shares on July 25, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on July 24, 2018 and 5,201 shares on July 25, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on July 24, 2018 and 5,201 shares on July 25, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.57 per share to $1.63 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,675,183 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 5,118,119 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on July 24, 2018 and 5,201 shares on July 25, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on July 24, 2018 and 5,201 shares on July 25, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
July 24, 2018 Filed Jul 26, 2018 00:41 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 15,875 $1.62 $25,717.50
Disclosure

SEC source: 0001437749-18-013769 · rdgdoc.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,625,236

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on July 24, 2018 and 5,201 shares on July 25, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on July 24, 2018 and 5,201 shares on July 25, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on July 24, 2018 and 5,201 shares on July 25, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on July 24, 2018 and 5,201 shares on July 25, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.60 per share to $1.63 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on July 24, 2018 and 5,201 shares on July 25, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on July 24, 2018 and 5,201 shares on July 25, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
July 23, 2018 Filed Jul 24, 2018 22:58 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 15,875 $1.67 $26,447.75
Disclosure

SEC source: 0001437749-18-013707 · rdgdoc.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,609,361

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 4,300 shares of common stock on July 20, 2018 and 7,938 shares on July 23, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,301 shares of common stock on July 20, 2018 and 7,937 shares on July 23, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,300 shares of common stock on July 20, 2018 and 7,938 shares on July 23, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,301 shares of common stock on July 20, 2018 and 7,937 shares on July 23, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.65 per share to $1.69 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,662,044 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 5,104,981 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,300 shares of common stock on July 20, 2018 and 7,938 shares on July 23, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,301 shares of common stock on July 20, 2018 and 7,937 shares on July 23, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

Read SEC document
July 20, 2018 Filed Jul 24, 2018 22:58 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 8,601 $1.67 $14,389.47
Disclosure

SEC source: 0001437749-18-013707 · rdgdoc.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,593,486

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 4,300 shares of common stock on July 20, 2018 and 7,938 shares on July 23, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,301 shares of common stock on July 20, 2018 and 7,937 shares on July 23, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,300 shares of common stock on July 20, 2018 and 7,938 shares on July 23, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,301 shares of common stock on July 20, 2018 and 7,937 shares on July 23, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.66 per share to $1.70 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,300 shares of common stock on July 20, 2018 and 7,938 shares on July 23, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,301 shares of common stock on July 20, 2018 and 7,937 shares on July 23, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

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July 19, 2018 Filed Jul 19, 2018 23:43 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 6,885 $1.69 $11,663.19
Disclosure

SEC source: 0001437749-18-013525 · rdgdoc.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,584,885

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on July 18, 2018 and 3,443 shares on July 19, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on July 18, 2018 and 3,442 shares on July 19, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on July 18, 2018 and 3,443 shares on July 19, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on July 18, 2018 and 3,442 shares on July 19, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.67 per share to $1.72 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,649,806 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 5,092,743 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on July 18, 2018 and 3,443 shares on July 19, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on July 18, 2018 and 3,442 shares on July 19, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

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July 18, 2018 Filed Jul 19, 2018 23:43 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 15,875 $1.72 $27,352.63
Disclosure

SEC source: 0001437749-18-013525 · rdgdoc.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,578,000

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on July 18, 2018 and 3,443 shares on July 19, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on July 18, 2018 and 3,442 shares on July 19, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on July 18, 2018 and 3,443 shares on July 19, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on July 18, 2018 and 3,442 shares on July 19, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.70 per share to $1.75 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 7,937 shares of common stock on July 18, 2018 and 3,443 shares on July 19, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 7,938 shares of common stock on July 18, 2018 and 3,442 shares on July 19, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

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July 17, 2018 Filed Jul 19, 2018 01:50 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 15,875 $1.80 $28,511.50
Disclosure

SEC source: 0001437749-18-013460 · rdgdoc.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,562,125

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 4,850 shares of common stock on July 16, 2018 and 7,938 shares on July 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,850 shares of common stock on July 16, 2018 and 7,937 shares on July 17, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,850 shares of common stock on July 16, 2018 and 7,938 shares on July 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,850 shares of common stock on July 16, 2018 and 7,937 shares on July 17, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.78 per share to $1.81 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,638,426 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 5,081,363 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,850 shares of common stock on July 16, 2018 and 7,938 shares on July 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,850 shares of common stock on July 16, 2018 and 7,937 shares on July 17, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

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July 16, 2018 Filed Jul 19, 2018 01:50 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 9,700 $1.77 $17,120.50
Disclosure

SEC source: 0001437749-18-013460 · rdgdoc.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,546,250

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 4,850 shares of common stock on July 16, 2018 and 7,938 shares on July 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,850 shares of common stock on July 16, 2018 and 7,937 shares on July 17, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 4,850 shares of common stock on July 16, 2018 and 7,938 shares on July 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,850 shares of common stock on July 16, 2018 and 7,937 shares on July 17, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.74 per share to $1.79 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 4,850 shares of common stock on July 16, 2018 and 7,938 shares on July 17, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 4,850 shares of common stock on July 16, 2018 and 7,937 shares on July 17, 2018. Purchases were made pursuant to 10b5-1 Plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.

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June 15, 2018 Filed Jun 18, 2018 10:03 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 9,327 $1.80 $16,797.93
Disclosure

SEC source: 0001437749-18-011953 · rdgdoc.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,536,550

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 9,327 shares of common stock on June 15, 2018. Mr. Williams is a trustee of GST.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 9,327 shares of common stock on June 15, 2018. Mr. Williams is a trustee of GST.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.79 per share to $1.81 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F3 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,625,639 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 5,068,575 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 9,327 shares of common stock on June 15, 2018. Mr. Williams is a trustee of GST.

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June 14, 2018 Filed Jun 15, 2018 01:40 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 24,498 $1.82 $44,463.87
Disclosure

SEC source: 0001437749-18-011861 · rdgdoc.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,527,223

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 10,737 shares of common stock on June 13, 2018 and 24,498 shares on June 14, 2018. Mr. Williams is a trustee of GST.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 10,737 shares of common stock on June 13, 2018 and 24,498 shares on June 14, 2018. Mr. Williams is a trustee of GST.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.79 per share to $1.85 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,625,639 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 5,059,248 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 10,737 shares of common stock on June 13, 2018 and 24,498 shares on June 14, 2018. Mr. Williams is a trustee of GST.

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June 13, 2018 Filed Jun 15, 2018 01:40 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 10,737 $1.86 $19,938.61
Disclosure

SEC source: 0001437749-18-011861 · rdgdoc.xml · nonDerivative · entry 1

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,502,725

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 10,737 shares of common stock on June 13, 2018 and 24,498 shares on June 14, 2018. Mr. Williams is a trustee of GST.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 10,737 shares of common stock on June 13, 2018 and 24,498 shares on June 14, 2018. Mr. Williams is a trustee of GST.

F2 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.83 per share to $1.88 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 10,737 shares of common stock on June 13, 2018 and 24,498 shares on June 14, 2018. Mr. Williams is a trustee of GST.

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June 12, 2018 Filed Jun 13, 2018 00:45 UTC
Williams GreggDirector · 10% owner
PurchaseCommon Stock 21,737 $1.83 $39,822.18
Disclosure

SEC source: 0001437749-18-011664 · rdgdoc.xml · nonDerivative · entry 2

Williams Gregg · CIK 0001624919 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 26,491,988

F1 · kind: Sam B Williams 95 GST Trust ("GST") acquired 26,922 shares of common stock on June 11, 2018 and 21,737 shares on June 12, 2018. Mr. Williams is a trustee of GST.

F1 · shares: Sam B Williams 95 GST Trust ("GST") acquired 26,922 shares of common stock on June 11, 2018 and 21,737 shares on June 12, 2018. Mr. Williams is a trustee of GST.

F3 · price: Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.81 per share to $1.86 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

F4 · balance_after: After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 15,625,639 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 5,024,013 shares of common stock owned by GST.

F1 · ownership.nature: Sam B Williams 95 GST Trust ("GST") acquired 26,922 shares of common stock on June 11, 2018 and 21,737 shares on June 12, 2018. Mr. Williams is a trustee of GST.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.