Tapewire

Nasdaq · USD

UVSP

UNIVEST FINANCIAL Corp

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4881
SEC CIK
0000102212
Parsed reports
534

Last 12 months

Inside the activity.

3 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202504
Jan 202600
Feb 202610
Mar 202600
Apr 202601
May 202601
Jun 202603
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2023 Filed Mar 17, 2023 14:03 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Tax withholdingCommon 6,378 $24.88 $158,684.64
Disclosure

SEC source: 0001415199-23-000004 · wf-form4_167906179287143.xml · nonDerivative · entry 6

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,034.3955

F2 · balance_after: INCLUDES 18,572.3955 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 14:03 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
OtherCommon 142 $0.00 $0.00
Disclosure

SEC source: 0001415199-23-000004 · wf-form4_167906179287143.xml · nonDerivative · entry 5

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,412.3955

F4 · shares: ADDITIONAL SHARES AWARDED DUE TO EVALUATION OF PERFORMANCE FACTORS AFTER MEASUREMENT PERIOD.

F2 · balance_after: INCLUDES 18,572.3955 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 14:03 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Exercise / conversionCommon 14,161 $0.00 $0.00
Disclosure

SEC source: 0001415199-23-000004 · wf-form4_167906179287143.xml · nonDerivative · entry 4

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,270.3955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: INCLUDES 18,572.3955 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

F3 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 14:03 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Exercise / conversionCommon 1,649 $0.00 $0.00
Disclosure

SEC source: 0001415199-23-000004 · wf-form4_167906179287143.xml · nonDerivative · entry 3

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,109.3955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · balance_after: INCLUDES 18,572.3955 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 14:03 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Exercise / conversionCommon 1,478 $0.00 $0.00
Disclosure

SEC source: 0001415199-23-000004 · wf-form4_167906179287143.xml · nonDerivative · entry 2

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,460.3955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · balance_after: INCLUDES 18,572.3955 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 14:03 UTC
SCHWEITZER JEFFREY MDirector · President & CEO
Exercise / conversionCommon 2,023 $0.00 $0.00
Disclosure

SEC source: 0001415199-23-000004 · wf-form4_167906179287143.xml · nonDerivative · entry 1

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,982.3955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · balance_after: INCLUDES 18,572.3955 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 14:00 UTC
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
GrantPerformance Restricted Stock Units · Derivative 4,620 $0.00 $0.00
Disclosure

SEC source: 0001668308-23-000004 · wf-form4_167906161778621.xml · derivative · entry 11

Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,620

Underlying: Common · 4,620 shares

Expires 2026-03-15

F6 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F7 · derivative.exercise_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

F7 · derivative.expiration_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 14:00 UTC
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
GrantRestricted Stock Units · Derivative 1,983 $0.00 $0.00
Disclosure

SEC source: 0001668308-23-000004 · wf-form4_167906161778621.xml · derivative · entry 10

Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,983

Underlying: Common · 1,983 shares

Expires 2026-03-15

F6 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 14:00 UTC
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
Exercise / conversionPerformance Restricted Stock Units · Derivative 4,201 $0.00 $0.00
Disclosure

SEC source: 0001668308-23-000004 · wf-form4_167906161778621.xml · derivative · entry 9

Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 4,201 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 14:00 UTC
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
Exercise / conversionRestricted Stock Units · Derivative 559 $0.00 $0.00
Disclosure

SEC source: 0001668308-23-000004 · wf-form4_167906161778621.xml · derivative · entry 8

Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,118

Underlying: Common · 559 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 14:00 UTC
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
Exercise / conversionRestricted Stock Units · Derivative 407 $0.00 $0.00
Disclosure

SEC source: 0001668308-23-000004 · wf-form4_167906161778621.xml · derivative · entry 7

Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407

Underlying: Common · 407 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 14:00 UTC
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001668308-23-000004 · wf-form4_167906161778621.xml · derivative · entry 6

Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 600 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 14:00 UTC
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
OtherCommon 42 $0.00 $0.00
Disclosure

SEC source: 0001668308-23-000004 · wf-form4_167906161778621.xml · nonDerivative · entry 5

Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,938.5237

F4 · shares: ADDITIONAL SHARES AWARDED DUE TO EVALUATION OF PERFORMANCE FACTORS AFTER MEASUREMENT PERIOD.

F2 · balance_after: INCLUDES 7,231.5237 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 14:00 UTC
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
Exercise / conversionCommon 4,201 $0.00 $0.00
Disclosure

SEC source: 0001668308-23-000004 · wf-form4_167906161778621.xml · nonDerivative · entry 4

Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,896.5237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: INCLUDES 7,231.5237 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

F3 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 14:00 UTC
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
Exercise / conversionCommon 559 $0.00 $0.00
Disclosure

SEC source: 0001668308-23-000004 · wf-form4_167906161778621.xml · nonDerivative · entry 3

Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,695.5237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · balance_after: INCLUDES 7,231.5237 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 14:00 UTC
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
Exercise / conversionCommon 407 $0.00 $0.00
Disclosure

SEC source: 0001668308-23-000004 · wf-form4_167906161778621.xml · nonDerivative · entry 2

Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,136.5237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · balance_after: INCLUDES 7,231.5237 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 14:00 UTC
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
Exercise / conversionCommon 600 $0.00 $0.00
Disclosure

SEC source: 0001668308-23-000004 · wf-form4_167906161778621.xml · nonDerivative · entry 1

Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,729.5237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · balance_after: INCLUDES 7,231.5237 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:57 UTC
Richardson Brian JSr EVP & CFO
GrantPerformance Restricted Stock Units · Derivative 5,444 $0.00 $0.00
Disclosure

SEC source: 0001779743-23-000004 · wf-form4_167906144661244.xml · derivative · entry 12

Richardson Brian J · CIK 0001779743 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,444

Underlying: Common · 5,444 shares

Expires 2026-03-15

F6 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F7 · derivative.exercise_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

F7 · derivative.expiration_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:57 UTC
Richardson Brian JSr EVP & CFO
GrantRestricted Stock Units · Derivative 2,334 $0.00 $0.00
Disclosure

SEC source: 0001779743-23-000004 · wf-form4_167906144661244.xml · derivative · entry 11

Richardson Brian J · CIK 0001779743 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,334

Underlying: Common · 2,334 shares

Expires 2026-03-15

F6 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:57 UTC
Richardson Brian JSr EVP & CFO
Exercise / conversionPerformance Restricted Stock Units · Derivative 4,540 $0.00 $0.00
Disclosure

SEC source: 0001779743-23-000004 · wf-form4_167906144661244.xml · derivative · entry 10

Richardson Brian J · CIK 0001779743 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 4,540 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:57 UTC
Richardson Brian JSr EVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 654 $0.00 $0.00
Disclosure

SEC source: 0001779743-23-000004 · wf-form4_167906144661244.xml · derivative · entry 9

Richardson Brian J · CIK 0001779743 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,308

Underlying: Common · 654 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:57 UTC
Richardson Brian JSr EVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 444 $0.00 $0.00
Disclosure

SEC source: 0001779743-23-000004 · wf-form4_167906144661244.xml · derivative · entry 8

Richardson Brian J · CIK 0001779743 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444

Underlying: Common · 444 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:57 UTC
Richardson Brian JSr EVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 649 $0.00 $0.00
Disclosure

SEC source: 0001779743-23-000004 · wf-form4_167906144661244.xml · derivative · entry 7

Richardson Brian J · CIK 0001779743 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 649 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:57 UTC
Richardson Brian JSr EVP & CFO
Tax withholdingCommon 1,838 $24.88 $45,729.44
Disclosure

SEC source: 0001779743-23-000004 · wf-form4_167906144661244.xml · nonDerivative · entry 6

Richardson Brian J · CIK 0001779743 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,023.1587

F2 · balance_after: INCLUDES 273.5117 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:57 UTC
Richardson Brian JSr EVP & CFO
OtherCommon 45 $0.00 $0.00
Disclosure

SEC source: 0001779743-23-000004 · wf-form4_167906144661244.xml · nonDerivative · entry 5

Richardson Brian J · CIK 0001779743 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,861.1587

F4 · shares: ADDITIONAL SHARES AWARDED DUE TO EVALUATION OF PERFORMANCE FACTORS AFTER MEASUREMENT PERIOD.

F2 · balance_after: INCLUDES 273.5117 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:57 UTC
Richardson Brian JSr EVP & CFO
Exercise / conversionCommon 4,540 $0.00 $0.00
Disclosure

SEC source: 0001779743-23-000004 · wf-form4_167906144661244.xml · nonDerivative · entry 4

Richardson Brian J · CIK 0001779743 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,816.1587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: INCLUDES 273.5117 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

F3 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:57 UTC
Richardson Brian JSr EVP & CFO
Exercise / conversionCommon 654 $0.00 $0.00
Disclosure

SEC source: 0001779743-23-000004 · wf-form4_167906144661244.xml · nonDerivative · entry 3

Richardson Brian J · CIK 0001779743 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,276.1587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · balance_after: INCLUDES 273.5117 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:57 UTC
Richardson Brian JSr EVP & CFO
Exercise / conversionCommon 444 $0.00 $0.00
Disclosure

SEC source: 0001779743-23-000004 · wf-form4_167906144661244.xml · nonDerivative · entry 2

Richardson Brian J · CIK 0001779743 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,622.1587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · balance_after: INCLUDES 273.5117 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:57 UTC
Richardson Brian JSr EVP & CFO
Exercise / conversionCommon 649 $0.00 $0.00
Disclosure

SEC source: 0001779743-23-000004 · wf-form4_167906144661244.xml · nonDerivative · entry 1

Richardson Brian J · CIK 0001779743 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,178.1587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · balance_after: INCLUDES 273.5117 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:54 UTC
McCormick Patrick CEVP & Chief Credit Officer
GrantPerformance Restricted Stock Units · Derivative 3,422 $0.00 $0.00
Disclosure

SEC source: 0001920918-23-000004 · wf-form4_167906127524705.xml · derivative · entry 5

McCormick Patrick C · CIK 0001920918 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,422

Underlying: Common · 3,422 shares

Expires 2026-03-15

F3 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F4 · derivative.exercise_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

F4 · derivative.expiration_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:54 UTC
McCormick Patrick CEVP & Chief Credit Officer
GrantRestricted Stock Units · Derivative 1,467 $0.00 $0.00
Disclosure

SEC source: 0001920918-23-000004 · wf-form4_167906127524705.xml · derivative · entry 4

McCormick Patrick C · CIK 0001920918 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,467

Underlying: Common · 1,467 shares

Expires 2026-03-15

F3 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F2 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F2 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:54 UTC
McCormick Patrick CEVP & Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001920918-23-000004 · wf-form4_167906127524705.xml · derivative · entry 3

McCormick Patrick C · CIK 0001920918 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common · 3,000 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F2 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:54 UTC
McCormick Patrick CEVP & Chief Credit Officer
Tax withholdingCommon 959 $24.88 $23,859.92
Disclosure

SEC source: 0001920918-23-000004 · wf-form4_167906127524705.xml · nonDerivative · entry 2

McCormick Patrick C · CIK 0001920918 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,041

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:54 UTC
McCormick Patrick CEVP & Chief Credit Officer
Exercise / conversionCommon 3,000 $0.00 $0.00
Disclosure

SEC source: 0001920918-23-000004 · wf-form4_167906127524705.xml · nonDerivative · entry 1

McCormick Patrick C · CIK 0001920918 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:50 UTC
Keim Michael SSenior EVP & COO
GrantPerformance Restricted Stock Units · Derivative 8,046 $0.00 $0.00
Disclosure

SEC source: 0001566245-23-000004 · wf-form4_167906099174903.xml · derivative · entry 12

Keim Michael S · CIK 0001566245 · Senior EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,046

Underlying: Common · 8,046 shares

Expires 2026-03-15

F6 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F7 · derivative.exercise_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

F7 · derivative.expiration_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:50 UTC
Keim Michael SSenior EVP & COO
GrantRestricted Stock Units · Derivative 3,450 $0.00 $0.00
Disclosure

SEC source: 0001566245-23-000004 · wf-form4_167906099174903.xml · derivative · entry 11

Keim Michael S · CIK 0001566245 · Senior EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,450

Underlying: Common · 3,450 shares

Expires 2026-03-15

F6 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:50 UTC
Keim Michael SSenior EVP & COO
Exercise / conversionPerformance Restricted Stock Units · Derivative 8,614 $0.00 $0.00
Disclosure

SEC source: 0001566245-23-000004 · wf-form4_167906099174903.xml · derivative · entry 10

Keim Michael S · CIK 0001566245 · Senior EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 8,614 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:50 UTC
Keim Michael SSenior EVP & COO
Exercise / conversionRestricted Stock Units · Derivative 887 $0.00 $0.00
Disclosure

SEC source: 0001566245-23-000004 · wf-form4_167906099174903.xml · derivative · entry 9

Keim Michael S · CIK 0001566245 · Senior EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,774

Underlying: Common · 887 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:50 UTC
Keim Michael SSenior EVP & COO
Exercise / conversionRestricted Stock Units · Derivative 827 $0.00 $0.00
Disclosure

SEC source: 0001566245-23-000004 · wf-form4_167906099174903.xml · derivative · entry 8

Keim Michael S · CIK 0001566245 · Senior EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 827

Underlying: Common · 827 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:50 UTC
Keim Michael SSenior EVP & COO
Exercise / conversionRestricted Stock Units · Derivative 1,231 $0.00 $0.00
Disclosure

SEC source: 0001566245-23-000004 · wf-form4_167906099174903.xml · derivative · entry 7

Keim Michael S · CIK 0001566245 · Senior EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,231 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:50 UTC
Keim Michael SSenior EVP & COO
Tax withholdingCommon 3,331 $24.88 $82,875.28
Disclosure

SEC source: 0001566245-23-000004 · wf-form4_167906099174903.xml · nonDerivative · entry 6

Keim Michael S · CIK 0001566245 · Senior EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,657.077

F2 · balance_after: INCLUDES 7,154.509 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:50 UTC
Keim Michael SSenior EVP & COO
OtherCommon 86 $0.00 $0.00
Disclosure

SEC source: 0001566245-23-000004 · wf-form4_167906099174903.xml · nonDerivative · entry 5

Keim Michael S · CIK 0001566245 · Senior EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,988.077

F4 · shares: ADDITIONAL SHARES AWARDED DUE TO EVALUATION OF PERFORMANCE FACTORS AFTER MEASUREMENT PERIOD.

F2 · balance_after: INCLUDES 7,154.509 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:50 UTC
Keim Michael SSenior EVP & COO
Exercise / conversionCommon 8,614 $0.00 $0.00
Disclosure

SEC source: 0001566245-23-000004 · wf-form4_167906099174903.xml · nonDerivative · entry 4

Keim Michael S · CIK 0001566245 · Senior EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,902.077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: INCLUDES 7,154.509 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

F3 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:50 UTC
Keim Michael SSenior EVP & COO
Exercise / conversionCommon 887 $0.00 $0.00
Disclosure

SEC source: 0001566245-23-000004 · wf-form4_167906099174903.xml · nonDerivative · entry 3

Keim Michael S · CIK 0001566245 · Senior EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,288.077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · balance_after: INCLUDES 7,154.509 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:50 UTC
Keim Michael SSenior EVP & COO
Exercise / conversionCommon 827 $0.00 $0.00
Disclosure

SEC source: 0001566245-23-000004 · wf-form4_167906099174903.xml · nonDerivative · entry 2

Keim Michael S · CIK 0001566245 · Senior EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,401.077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · balance_after: INCLUDES 7,154.509 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 13:50 UTC
Keim Michael SSenior EVP & COO
Exercise / conversionCommon 1,231 $0.00 $0.00
Disclosure

SEC source: 0001566245-23-000004 · wf-form4_167906099174903.xml · nonDerivative · entry 1

Keim Michael S · CIK 0001566245 · Senior EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,574.077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F2 · balance_after: INCLUDES 7,154.509 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN.

Read SEC document
March 15, 2023 Filed Mar 29, 2023 19:05 UTC Amendment
SCHWEITZER JEFFREY MDirector · President & CEO
GrantPerformance Restricted Stock Units · Derivative 14,740 $0.00 $0.00
Disclosure

SEC source: 0001415199-23-000006 · wf-form4a_168011670330518.xml · derivative · entry 12

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,740

Underlying: Common · 14,740 shares

Expires 2026-03-15

F6 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F7 · derivative.exercise_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

F7 · derivative.expiration_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2023 Filed Mar 29, 2023 19:05 UTC Amendment
SCHWEITZER JEFFREY MDirector · President & CEO
GrantRestricted Stock Units · Derivative 6,318 $0.00 $0.00
Disclosure

SEC source: 0001415199-23-000006 · wf-form4a_168011670330518.xml · derivative · entry 11

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,318

Underlying: Common · 6,318 shares

Expires 2026-03-15

F6 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT.

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document
March 15, 2023 Filed Mar 29, 2023 19:05 UTC Amendment
SCHWEITZER JEFFREY MDirector · President & CEO
Exercise / conversionPerformance Restricted Stock Units · Derivative 14,161 $0.00 $0.00
Disclosure

SEC source: 0001415199-23-000006 · wf-form4a_168011670330518.xml · derivative · entry 10

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 14,161 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS.

Read SEC document
March 15, 2023 Filed Mar 29, 2023 19:05 UTC Amendment
SCHWEITZER JEFFREY MDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 1,649 $0.00 $0.00
Disclosure

SEC source: 0001415199-23-000006 · wf-form4a_168011670330518.xml · derivative · entry 9

SCHWEITZER JEFFREY M · CIK 0001415199 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,298

Underlying: Common · 1,649 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.

F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.