Last 12 months
Inside the activity.
3 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2024 Filed Mar 19, 2024 19:13 UTC |
Richardson Brian JSr EVP & CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 654 | $0.00 | $0.00 |
DisclosureSEC source: 0001779743-24-000006 · wk-form4_1710875572.xml · derivative · entry 8 Richardson Brian J · CIK 0001779743 · Sr EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 654 Underlying: Common · 654 shares Expires 2025-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:13 UTC |
Richardson Brian JSr EVP & CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 444 | $0.00 | $0.00 |
DisclosureSEC source: 0001779743-24-000006 · wk-form4_1710875572.xml · derivative · entry 7 Richardson Brian J · CIK 0001779743 · Sr EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 444 shares Expires 2024-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:13 UTC |
Richardson Brian JSr EVP & CFO
|
Tax withholdingCommon | 1,624 | $19.56 | $31,765.44 |
DisclosureSEC source: 0001779743-24-000006 · wk-form4_1710875572.xml · nonDerivative · entry 6 Richardson Brian J · CIK 0001779743 · Sr EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,373.4353 F2 · balance_after: INCLUDES 636.4353 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:13 UTC |
Richardson Brian JSr EVP & CFO
|
OtherCommon | 634 | $0.00 | $0.00 |
DisclosureSEC source: 0001779743-24-000006 · wk-form4_1710875572.xml · nonDerivative · entry 5 Richardson Brian J · CIK 0001779743 · Sr EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,997.4353 F4 · shares: ADDITIONAL SHARES AWARDED DUE TO EVALUATION OF PERFORMANCE FACTORS AFTER MEASUREMENT PERIOD. F2 · balance_after: INCLUDES 636.4353 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:13 UTC |
Richardson Brian JSr EVP & CFO
|
Exercise / conversionCommon | 3,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001779743-24-000006 · wk-form4_1710875572.xml · nonDerivative · entry 4 Richardson Brian J · CIK 0001779743 · Sr EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,363.4353 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: INCLUDES 636.4353 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. F3 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:13 UTC |
Richardson Brian JSr EVP & CFO
|
Exercise / conversionCommon | 778 | $0.00 | $0.00 |
DisclosureSEC source: 0001779743-24-000006 · wk-form4_1710875572.xml · nonDerivative · entry 3 Richardson Brian J · CIK 0001779743 · Sr EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,261.4353 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F2 · balance_after: INCLUDES 636.4353 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:13 UTC |
Richardson Brian JSr EVP & CFO
|
Exercise / conversionCommon | 654 | $0.00 | $0.00 |
DisclosureSEC source: 0001779743-24-000006 · wk-form4_1710875572.xml · nonDerivative · entry 2 Richardson Brian J · CIK 0001779743 · Sr EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,483.4353 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F2 · balance_after: INCLUDES 636.4353 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:13 UTC |
Richardson Brian JSr EVP & CFO
|
Exercise / conversionCommon | 444 | $0.00 | $0.00 |
DisclosureSEC source: 0001779743-24-000006 · wk-form4_1710875572.xml · nonDerivative · entry 1 Richardson Brian J · CIK 0001779743 · Sr EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,829.4353 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F2 · balance_after: INCLUDES 636.4353 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:06 UTC |
Monios Eleni SEVP & Chief Credit Officer
|
GrantPerformance Restricted Stock Units · Derivative | 3,444 | $0.00 | $0.00 |
DisclosureSEC source: 0002003176-24-000004 · wk-form4_1710875201.xml · derivative · entry 7 Monios Eleni S · CIK 0002003176 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,444 Underlying: Common · 3,444 shares Expires 2027-03-15 F3 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. F4 · derivative.exercise_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS. F4 · derivative.expiration_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:06 UTC |
Monios Eleni SEVP & Chief Credit Officer
|
GrantRestricted Stock Units · Derivative | 1,479 | $0.00 | $0.00 |
DisclosureSEC source: 0002003176-24-000004 · wk-form4_1710875201.xml · derivative · entry 6 Monios Eleni S · CIK 0002003176 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,479 Underlying: Common · 1,479 shares Expires 2027-03-15 F3 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. F2 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. F2 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:06 UTC |
Monios Eleni SEVP & Chief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 442 | $0.00 | $0.00 |
DisclosureSEC source: 0002003176-24-000004 · wk-form4_1710875201.xml · derivative · entry 5 Monios Eleni S · CIK 0002003176 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 884 Underlying: Common · 442 shares Expires 2026-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F2 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. F2 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:06 UTC |
Monios Eleni SEVP & Chief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 577 | $0.00 | $0.00 |
DisclosureSEC source: 0002003176-24-000004 · wk-form4_1710875201.xml · derivative · entry 4 Monios Eleni S · CIK 0002003176 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 577 Underlying: Common · 577 shares Expires 2025-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F2 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. F2 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:06 UTC |
Monios Eleni SEVP & Chief Credit Officer
|
Tax withholdingCommon | 362 | $19.56 | $7,080.72 |
DisclosureSEC source: 0002003176-24-000004 · wk-form4_1710875201.xml · nonDerivative · entry 3 Monios Eleni S · CIK 0002003176 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,029 Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:06 UTC |
Monios Eleni SEVP & Chief Credit Officer
|
Exercise / conversionCommon | 442 | $0.00 | $0.00 |
DisclosureSEC source: 0002003176-24-000004 · wk-form4_1710875201.xml · nonDerivative · entry 2 Monios Eleni S · CIK 0002003176 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:06 UTC |
Monios Eleni SEVP & Chief Credit Officer
|
Exercise / conversionCommon | 577 | $0.00 | $0.00 |
DisclosureSEC source: 0002003176-24-000004 · wk-form4_1710875201.xml · nonDerivative · entry 1 Monios Eleni S · CIK 0002003176 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:04 UTC |
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
|
GrantPerformance Restricted Stock Units · Derivative | 6,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001668308-24-000004 · wk-form4_1710875053.xml · derivative · entry 12 Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,038 Underlying: Common · 6,038 shares Expires 2027-03-15 F6 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. F7 · derivative.exercise_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS. F7 · derivative.expiration_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:04 UTC |
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
|
GrantRestricted Stock Units · Derivative | 2,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001668308-24-000004 · wk-form4_1710875053.xml · derivative · entry 11 Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,589 Underlying: Common · 2,589 shares Expires 2027-03-15 F6 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:04 UTC |
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 2,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001668308-24-000004 · wk-form4_1710875053.xml · derivative · entry 10 Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,844 shares Expires 2024-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:04 UTC |
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 661 | $0.00 | $0.00 |
DisclosureSEC source: 0001668308-24-000004 · wk-form4_1710875053.xml · derivative · entry 9 Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,322 Underlying: Common · 661 shares Expires 2026-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:04 UTC |
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 559 | $0.00 | $0.00 |
DisclosureSEC source: 0001668308-24-000004 · wk-form4_1710875053.xml · derivative · entry 8 Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 559 Underlying: Common · 559 shares Expires 2025-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:04 UTC |
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 407 | $0.00 | $0.00 |
DisclosureSEC source: 0001668308-24-000004 · wk-form4_1710875053.xml · derivative · entry 7 Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 407 shares Expires 2024-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:04 UTC |
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
|
Tax withholdingCommon | 1,450 | $19.56 | $28,362.00 |
DisclosureSEC source: 0001668308-24-000004 · wk-form4_1710875053.xml · nonDerivative · entry 6 Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,863.7681 F2 · balance_after: INCLUDES 9,554.7681 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:04 UTC |
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
|
OtherCommon | 581 | $0.00 | $0.00 |
DisclosureSEC source: 0001668308-24-000004 · wk-form4_1710875053.xml · nonDerivative · entry 5 Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,313.7681 F4 · shares: ADDITIONAL SHARES AWARDED DUE TO EVALUATION OF PERFORMANCE FACTORS AFTER MEASUREMENT PERIOD. F2 · balance_after: INCLUDES 9,554.7681 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:04 UTC |
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
|
Exercise / conversionCommon | 2,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001668308-24-000004 · wk-form4_1710875053.xml · nonDerivative · entry 4 Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,732.7681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: INCLUDES 9,554.7681 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. F3 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:04 UTC |
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
|
Exercise / conversionCommon | 407 | $0.00 | $0.00 |
DisclosureSEC source: 0001668308-24-000004 · wk-form4_1710875053.xml · nonDerivative · entry 3 Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,888.7681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F2 · balance_after: INCLUDES 9,554.7681 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:04 UTC |
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
|
Exercise / conversionCommon | 661 | $0.00 | $0.00 |
DisclosureSEC source: 0001668308-24-000004 · wk-form4_1710875053.xml · nonDerivative · entry 2 Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,481.7681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F2 · balance_after: INCLUDES 9,554.7681 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:04 UTC |
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
|
Exercise / conversionCommon | 559 | $0.00 | $0.00 |
DisclosureSEC source: 0001668308-24-000004 · wk-form4_1710875053.xml · nonDerivative · entry 1 Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,820.7681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F2 · balance_after: INCLUDES 9,554.7681 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:02 UTC |
Keim Michael SSenior EVP & COO
|
GrantPerformance Restricted Stock Units · Derivative | 10,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001566245-24-000004 · wk-form4_1710874910.xml · derivative · entry 12 Keim Michael S · CIK 0001566245 · Senior EVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,490 Underlying: Common · 10,490 shares Expires 2027-03-15 F6 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. F7 · derivative.exercise_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS. F7 · derivative.expiration_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:02 UTC |
Keim Michael SSenior EVP & COO
|
GrantRestricted Stock Units · Derivative | 4,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001566245-24-000004 · wk-form4_1710874910.xml · derivative · entry 11 Keim Michael S · CIK 0001566245 · Senior EVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,497 Underlying: Common · 4,497 shares Expires 2027-03-15 F6 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:02 UTC |
Keim Michael SSenior EVP & COO
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 5,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001566245-24-000004 · wk-form4_1710874910.xml · derivative · entry 10 Keim Michael S · CIK 0001566245 · Senior EVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 5,788 shares Expires 2024-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:02 UTC |
Keim Michael SSenior EVP & COO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001566245-24-000004 · wk-form4_1710874910.xml · derivative · entry 9 Keim Michael S · CIK 0001566245 · Senior EVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,300 Underlying: Common · 1,150 shares Expires 2026-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:02 UTC |
Keim Michael SSenior EVP & COO
|
Exercise / conversionRestricted Stock Units · Derivative | 887 | $0.00 | $0.00 |
DisclosureSEC source: 0001566245-24-000004 · wk-form4_1710874910.xml · derivative · entry 8 Keim Michael S · CIK 0001566245 · Senior EVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 887 Underlying: Common · 887 shares Expires 2025-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:02 UTC |
Keim Michael SSenior EVP & COO
|
Exercise / conversionRestricted Stock Units · Derivative | 827 | $0.00 | $0.00 |
DisclosureSEC source: 0001566245-24-000004 · wk-form4_1710874910.xml · derivative · entry 7 Keim Michael S · CIK 0001566245 · Senior EVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 827 shares Expires 2024-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:02 UTC |
Keim Michael SSenior EVP & COO
|
Tax withholdingCommon | 2,814 | $19.56 | $55,041.84 |
DisclosureSEC source: 0001566245-24-000004 · wk-form4_1710874910.xml · nonDerivative · entry 6 Keim Michael S · CIK 0001566245 · Senior EVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,679.077 F2 · balance_after: INCLUDES 7,154.5090 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:02 UTC |
Keim Michael SSenior EVP & COO
|
OtherCommon | 1,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001566245-24-000004 · wk-form4_1710874910.xml · nonDerivative · entry 5 Keim Michael S · CIK 0001566245 · Senior EVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,493.077 F4 · shares: ADDITIONAL SHARES AWARDED DUE TO EVALUATION OF PERFORMANCE FACTORS AFTER MEASUREMENT PERIOD. F2 · balance_after: INCLUDES 7,154.5090 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:02 UTC |
Keim Michael SSenior EVP & COO
|
Exercise / conversionCommon | 5,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001566245-24-000004 · wk-form4_1710874910.xml · nonDerivative · entry 4 Keim Michael S · CIK 0001566245 · Senior EVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,309.077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: INCLUDES 7,154.5090 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. F3 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:02 UTC |
Keim Michael SSenior EVP & COO
|
Exercise / conversionCommon | 1,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001566245-24-000004 · wk-form4_1710874910.xml · nonDerivative · entry 3 Keim Michael S · CIK 0001566245 · Senior EVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,521.077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F2 · balance_after: INCLUDES 7,154.5090 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:02 UTC |
Keim Michael SSenior EVP & COO
|
Exercise / conversionCommon | 887 | $0.00 | $0.00 |
DisclosureSEC source: 0001566245-24-000004 · wk-form4_1710874910.xml · nonDerivative · entry 2 Keim Michael S · CIK 0001566245 · Senior EVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,371.077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F2 · balance_after: INCLUDES 7,154.5090 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 19:02 UTC |
Keim Michael SSenior EVP & COO
|
Exercise / conversionCommon | 827 | $0.00 | $0.00 |
DisclosureSEC source: 0001566245-24-000004 · wk-form4_1710874910.xml · nonDerivative · entry 1 Keim Michael S · CIK 0001566245 · Senior EVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,484.077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F2 · balance_after: INCLUDES 7,154.5090 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 18:58 UTC |
SCHWEITZER JEFFREY MDirector · Chairman, President & CEO
|
GrantPerformance Restricted Stock Units · Derivative | 18,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001415199-24-000006 · wk-form4_1710874698.xml · derivative · entry 12 SCHWEITZER JEFFREY M · CIK 0001415199 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,748 Underlying: Common · 18,748 shares Expires 2027-03-15 F6 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. F7 · derivative.exercise_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS. F7 · derivative.expiration_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 18:58 UTC |
SCHWEITZER JEFFREY MDirector · Chairman, President & CEO
|
GrantRestricted Stock Units · Derivative | 8,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001415199-24-000006 · wk-form4_1710874698.xml · derivative · entry 11 SCHWEITZER JEFFREY M · CIK 0001415199 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,037 Underlying: Common · 8,037 shares Expires 2027-03-15 F6 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 18:58 UTC |
SCHWEITZER JEFFREY MDirector · Chairman, President & CEO
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 10,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001415199-24-000006 · wk-form4_1710874698.xml · derivative · entry 10 SCHWEITZER JEFFREY M · CIK 0001415199 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 10,344 shares Expires 2024-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 18:58 UTC |
SCHWEITZER JEFFREY MDirector · Chairman, President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001415199-24-000006 · wk-form4_1710874698.xml · derivative · entry 9 SCHWEITZER JEFFREY M · CIK 0001415199 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,212 Underlying: Common · 2,106 shares Expires 2026-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 18:58 UTC |
SCHWEITZER JEFFREY MDirector · Chairman, President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001415199-24-000006 · wk-form4_1710874698.xml · derivative · entry 8 SCHWEITZER JEFFREY M · CIK 0001415199 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,649 Underlying: Common · 1,649 shares Expires 2025-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 18:58 UTC |
SCHWEITZER JEFFREY MDirector · Chairman, President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001415199-24-000006 · wk-form4_1710874698.xml · derivative · entry 7 SCHWEITZER JEFFREY M · CIK 0001415199 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,478 shares Expires 2024-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 18:58 UTC |
SCHWEITZER JEFFREY MDirector · Chairman, President & CEO
|
Tax withholdingCommon | 5,157 | $19.56 | $100,870.92 |
DisclosureSEC source: 0001415199-24-000006 · wk-form4_1710874698.xml · nonDerivative · entry 6 SCHWEITZER JEFFREY M · CIK 0001415199 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,187.1043 F2 · balance_after: INCLUDES 10,090.1043 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 18:58 UTC |
SCHWEITZER JEFFREY MDirector · Chairman, President & CEO
|
OtherCommon | 2,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001415199-24-000006 · wk-form4_1710874698.xml · nonDerivative · entry 5 SCHWEITZER JEFFREY M · CIK 0001415199 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,344.1043 F4 · shares: ADDITIONAL SHARES AWARDED DUE TO EVALUATION OF PERFORMANCE FACTORS AFTER MEASUREMENT PERIOD. F2 · balance_after: INCLUDES 10,090.1043 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 18:58 UTC |
SCHWEITZER JEFFREY MDirector · Chairman, President & CEO
|
Exercise / conversionCommon | 10,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001415199-24-000006 · wk-form4_1710874698.xml · nonDerivative · entry 4 SCHWEITZER JEFFREY M · CIK 0001415199 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,229.1043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: INCLUDES 10,090.1043 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. F3 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 18:58 UTC |
SCHWEITZER JEFFREY MDirector · Chairman, President & CEO
|
Exercise / conversionCommon | 2,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001415199-24-000006 · wk-form4_1710874698.xml · nonDerivative · entry 3 SCHWEITZER JEFFREY M · CIK 0001415199 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,885.1043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F2 · balance_after: INCLUDES 10,090.1043 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 18:58 UTC |
SCHWEITZER JEFFREY MDirector · Chairman, President & CEO
|
Exercise / conversionCommon | 1,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001415199-24-000006 · wk-form4_1710874698.xml · nonDerivative · entry 2 SCHWEITZER JEFFREY M · CIK 0001415199 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,779.1043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F2 · balance_after: INCLUDES 10,090.1043 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.