Last 12 months
Inside the activity.
3 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2026 Filed Feb 3, 2026 15:16 UTC |
Wonderling Robert CDirector
|
GrantRestricted Stock Units · Derivative | 1,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001727091-26-000004 · wk-form4_1770131771.xml · derivative · entry 3 Wonderling Robert C · CIK 0001727091 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,283 Underlying: Common · 1,283 shares Expires 2028-01-31 F4 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. F3 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. F3 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. Read SEC document |
| January 31, 2026 Filed Feb 3, 2026 15:16 UTC |
Wonderling Robert CDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001727091-26-000004 · wk-form4_1770131771.xml · derivative · entry 2 Wonderling Robert C · CIK 0001727091 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,766 shares Expires 2026-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F3 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. F3 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. Read SEC document |
| January 31, 2026 Filed Feb 3, 2026 15:16 UTC |
Wonderling Robert CDirector
|
Exercise / conversionCommon | 1,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001727091-26-000004 · wk-form4_1770131771.xml · nonDerivative · entry 1 Wonderling Robert C · CIK 0001727091 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,372.5296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F2 · balance_after: INCLUDES 1,013.5296 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
| January 31, 2026 Filed Feb 3, 2026 15:14 UTC |
Zimmerman Charles HDirector
|
GrantRestricted Stock Units · Derivative | 1,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001644167-26-000004 · wk-form4_1770131693.xml · derivative · entry 3 Zimmerman Charles H · CIK 0001644167 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,283 Underlying: Common · 1,283 shares Expires 2028-01-31 F4 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. F3 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. F3 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. Read SEC document |
| January 31, 2026 Filed Feb 3, 2026 15:14 UTC |
Zimmerman Charles HDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001644167-26-000004 · wk-form4_1770131693.xml · derivative · entry 2 Zimmerman Charles H · CIK 0001644167 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,766 shares Expires 2026-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F3 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. F3 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. Read SEC document |
| January 31, 2026 Filed Feb 3, 2026 15:14 UTC |
Zimmerman Charles HDirector
|
Exercise / conversionCommon | 1,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001644167-26-000004 · wk-form4_1770131693.xml · nonDerivative · entry 1 Zimmerman Charles H · CIK 0001644167 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,418.9409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F2 · balance_after: INCLUDES 1,723.755 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
| January 31, 2026 Filed Feb 3, 2026 15:13 UTC |
Vazquez AnneDirector
|
GrantRestricted Stock Units · Derivative | 1,283 | $0.00 | $0.00 |
DisclosureSEC source: 0002002240-26-000004 · wk-form4_1770131621.xml · derivative · entry 3 Vazquez Anne · CIK 0002002240 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,283 Underlying: Common · 1,283 shares Expires 2028-01-31 F3 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. F2 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. F2 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. Read SEC document |
| January 31, 2026 Filed Feb 3, 2026 15:13 UTC |
Vazquez AnneDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,766 | $0.00 | $0.00 |
DisclosureSEC source: 0002002240-26-000004 · wk-form4_1770131621.xml · derivative · entry 2 Vazquez Anne · CIK 0002002240 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,766 shares Expires 2026-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F2 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. F2 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. Read SEC document |
| January 31, 2026 Filed Feb 3, 2026 15:13 UTC |
Vazquez AnneDirector
|
Exercise / conversionCommon | 1,766 | $0.00 | $0.00 |
DisclosureSEC source: 0002002240-26-000004 · wk-form4_1770131621.xml · nonDerivative · entry 1 Vazquez Anne · CIK 0002002240 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. Read SEC document |
| January 31, 2026 Filed Feb 3, 2026 15:11 UTC |
Cama Domenick ADirector
|
GrantRestricted Stock Units · Derivative | 1,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001339756-26-000004 · wk-form4_1770131500.xml · derivative · entry 1 Cama Domenick A · CIK 0001339756 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,283 Underlying: Common · 1,283 shares Expires 2028-01-31 F1 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. F2 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. F2 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. Read SEC document |
| January 31, 2026 Filed Feb 3, 2026 15:08 UTC |
Keenan SuzanneDirector
|
GrantRestricted Stock Units · Derivative | 1,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001798628-26-000004 · wk-form4_1770131282.xml · derivative · entry 4 Keenan Suzanne · CIK 0001798628 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,283 Underlying: Common · 1,283 shares Expires 2028-01-31 F3 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. F2 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. F2 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. Read SEC document |
| January 31, 2026 Filed Feb 3, 2026 15:08 UTC |
Keenan SuzanneDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001798628-26-000004 · wk-form4_1770131282.xml · derivative · entry 3 Keenan Suzanne · CIK 0001798628 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,766 shares Expires 2026-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F2 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. F2 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. Read SEC document |
| January 31, 2026 Filed Feb 3, 2026 15:08 UTC |
Keenan SuzanneDirector
|
Exercise / conversionCommon | 1,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001798628-26-000004 · wk-form4_1770131282.xml · nonDerivative · entry 1 Keenan Suzanne · CIK 0001798628 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. Read SEC document |
| January 31, 2026 Filed Feb 3, 2026 15:06 UTC |
Beebe Joseph PDirector
|
GrantRestricted Stock Units · Derivative | 1,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001837983-26-000005 · wk-form4_1770131200.xml · derivative · entry 3 Beebe Joseph P · CIK 0001837983 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,283 Underlying: Common · 1,283 shares Expires 2028-01-31 F3 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. F2 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. F2 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. Read SEC document |
| January 31, 2026 Filed Feb 3, 2026 15:06 UTC |
Beebe Joseph PDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001837983-26-000005 · wk-form4_1770131200.xml · derivative · entry 2 Beebe Joseph P · CIK 0001837983 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,766 shares Expires 2026-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F2 · derivative.exercise_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. F2 · derivative.expiration_date: THE RESTRICTED STOCK UNITS VEST ON THE DATE INDICATED, ASSUMING CONTINUED SERVICE THROUGH THE VESTING DATE. Read SEC document |
| January 31, 2026 Filed Feb 3, 2026 15:06 UTC |
Beebe Joseph PDirector
|
Exercise / conversionCommon | 1,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001837983-26-000005 · wk-form4_1770131200.xml · nonDerivative · entry 1 Beebe Joseph P · CIK 0001837983 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. Read SEC document |
| December 22, 2025 Filed Dec 29, 2025 14:10 UTC |
SCHWEITZER JEFFREY MDirector · Chairman, President & CEO
|
GiftCommon | 200 | $33.97 | $6,794.00 |
DisclosureSEC source: 0001415199-25-000010 · wk-form4_1767017448.xml · nonDerivative · entry 1 SCHWEITZER JEFFREY M · CIK 0001415199 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,370.1043 F1 · balance_after: INCLUDES 10,090.1043 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
| December 12, 2025 Filed Dec 15, 2025 20:54 UTC |
Keim Michael SSenior EVP & COO
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 6,696 | $0.00 Strike: $28.15 | $0.00 |
DisclosureSEC source: 0001566245-25-000008 · wk-form4_1765832072.xml · derivative · entry 3 Keim Michael S · CIK 0001566245 · Senior EVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 6,696 shares Expires 2027-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: AT THE GRANT DATE, STOCK OPTIONS ARE EXERCISABLE AT 33.3% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED. Read SEC document |
| December 12, 2025 Filed Dec 15, 2025 20:54 UTC |
Keim Michael SSenior EVP & COO
|
SaleCommon | 6,696 | $34.07 | $228,137.41 |
DisclosureSEC source: 0001566245-25-000008 · wk-form4_1765832072.xml · nonDerivative · entry 2 Keim Michael S · CIK 0001566245 · Senior EVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,357.077 F1 · balance_after: INCLUDES 7,154.509 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. F2 · balance_after: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES WERE SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $34.81 TO $35.45, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO UNIVEST FINANCIAL CORPORATION, ANY SECURITY HOLDER OF UNIVEST FINANCIAL CORPORATION, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE. Read SEC document |
| December 12, 2025 Filed Dec 15, 2025 20:54 UTC |
Keim Michael SSenior EVP & COO
|
Exercise / conversionCommon | 6,696 | $28.15 | $188,492.40 |
DisclosureSEC source: 0001566245-25-000008 · wk-form4_1765832072.xml · nonDerivative · entry 1 Keim Michael S · CIK 0001566245 · Senior EVP & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,053.077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: INCLUDES 7,154.509 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
| December 12, 2025 Filed Dec 15, 2025 20:57 UTC |
SCHWEITZER JEFFREY MDirector · Chairman, President & CEO
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 12,277 | $0.00 Strike: $28.15 | $0.00 |
DisclosureSEC source: 0001415199-25-000008 · wk-form4_1765832267.xml · derivative · entry 3 SCHWEITZER JEFFREY M · CIK 0001415199 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 12,277 shares Expires 2027-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: AT THE GRANT DATE, STOCK OPTIONS ARE EXERCISABLE AT 33.3% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED. Read SEC document |
| December 12, 2025 Filed Dec 15, 2025 20:57 UTC |
SCHWEITZER JEFFREY MDirector · Chairman, President & CEO
|
SaleCommon | 12,277 | $34.99 | $429,520.67 |
DisclosureSEC source: 0001415199-25-000008 · wk-form4_1765832267.xml · nonDerivative · entry 2 SCHWEITZER JEFFREY M · CIK 0001415199 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,570.1043 F1 · balance_after: INCLUDES 10,090.1043 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. F2 · balance_after: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES WERE SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $34.75 TO $35.515, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO UNIVEST FINANCIAL CORPORATION, ANY SECURITY HOLDER OF UNIVEST FINANCIAL CORPORATION, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE. Read SEC document |
| December 12, 2025 Filed Dec 15, 2025 20:57 UTC |
SCHWEITZER JEFFREY MDirector · Chairman, President & CEO
|
Exercise / conversionCommon | 12,277 | $28.15 | $345,597.55 |
DisclosureSEC source: 0001415199-25-000008 · wk-form4_1765832267.xml · nonDerivative · entry 1 SCHWEITZER JEFFREY M · CIK 0001415199 · Director · Chairman, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,847.1043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: INCLUDES 10,090.1043 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
| December 12, 2025 Filed Dec 15, 2025 20:51 UTC |
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 2,522 | $0.00 Strike: $28.15 | $0.00 |
DisclosureSEC source: 0001668308-25-000008 · wk-form4_1765831879.xml · derivative · entry 3 Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,522 shares Expires 2027-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: AT THE GRANT DATE, STOCK OPTIONS ARE EXERCISABLE AT 33.3% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED. Read SEC document |
| December 12, 2025 Filed Dec 15, 2025 20:51 UTC |
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
|
SaleCommon | 2,522 | $35.45 | $89,404.90 |
DisclosureSEC source: 0001668308-25-000008 · wk-form4_1765831879.xml · nonDerivative · entry 2 Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,011.4351 F1 · balance_after: INCLUDES 13,201.4351 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. Read SEC document |
| December 12, 2025 Filed Dec 15, 2025 20:51 UTC |
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
|
Exercise / conversionCommon | 2,522 | $28.15 | $70,994.30 |
DisclosureSEC source: 0001668308-25-000008 · wk-form4_1765831879.xml · nonDerivative · entry 1 Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,533.4351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: INCLUDES 13,201.4351 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. Read SEC document |
| December 12, 2025 Filed Dec 15, 2025 20:48 UTC |
Richardson Brian JSr EVP & CFO
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 1,500 | $0.00 Strike: $28.15 | $0.00 |
DisclosureSEC source: 0001779743-25-000008 · wk-form4_1765831726.xml · derivative · entry 3 Richardson Brian J · CIK 0001779743 · Sr EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,500 shares Expires 2027-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: AT THE GRANT DATE, STOCK OPTIONS ARE EXERCISABLE AT 33.3% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED. Read SEC document |
| December 12, 2025 Filed Dec 15, 2025 20:48 UTC |
Richardson Brian JSr EVP & CFO
|
SaleCommon | 1,500 | $34.45 | $51,675.00 |
DisclosureSEC source: 0001779743-25-000008 · wk-form4_1765831726.xml · nonDerivative · entry 2 Richardson Brian J · CIK 0001779743 · Sr EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,446.4353 F1 · ownership.direct: INCLUDES 636.4353 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
| December 12, 2025 Filed Dec 15, 2025 20:48 UTC |
Richardson Brian JSr EVP & CFO
|
Exercise / conversionCommon | 1,500 | $28.15 | $42,225.00 |
DisclosureSEC source: 0001779743-25-000008 · wk-form4_1765831726.xml · nonDerivative · entry 1 Richardson Brian J · CIK 0001779743 · Sr EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,946.4353 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: INCLUDES 636.4353 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
| November 10, 2025 Filed Nov 10, 2025 18:45 UTC |
Paquin NatalyeDirector
|
PurchaseCommon | 455 | $29.80 | $13,558.68 |
DisclosureSEC source: 0001377274-25-000014 · wk-form4_1762800337.xml · nonDerivative · entry 2 Paquin Natalye · CIK 0001377274 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,515.054 F1 · balance_after: INCLUDES 1,212.054 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
| November 10, 2025 Filed Nov 10, 2025 18:45 UTC |
Paquin NatalyeDirector
|
PurchaseCommon | 200 | $29.83 | $5,966.00 |
DisclosureSEC source: 0001377274-25-000014 · wk-form4_1762800337.xml · nonDerivative · entry 1 Paquin Natalye · CIK 0001377274 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,060.054 F1 · balance_after: INCLUDES 1,212.054 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
| August 27, 2025 Filed Aug 28, 2025 13:49 UTC |
PETRO THOMAS MDirector
|
SaleCommon | 5,000 | $31.75 | $158,750.50 |
DisclosureSEC source: 0001254295-25-000008 · wk-form4_1756388954.xml · nonDerivative · entry 2 PETRO THOMAS M · CIK 0001254295 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,192.5544 F1 · balance_after: INCLUDES 1,279.5544 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
| August 27, 2025 Filed Aug 28, 2025 13:49 UTC |
PETRO THOMAS MDirector
|
SaleCommon | 4,000 | $31.75 | $127,000.00 |
DisclosureSEC source: 0001254295-25-000008 · wk-form4_1756388954.xml · nonDerivative · entry 1 PETRO THOMAS M · CIK 0001254295 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,192.5544 F1 · balance_after: INCLUDES 1,279.5544 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
| August 04, 2025 Filed Aug 4, 2025 18:58 UTC |
Paquin NatalyeDirector
|
PurchaseCommon | 682 | $28.23 | $19,249.45 |
DisclosureSEC source: 0001377274-25-000011 · wk-form4_1754333928.xml · nonDerivative · entry 1 Paquin Natalye · CIK 0001377274 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,788.4272 F1 · balance_after: INCLUDES 1,140.4272 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
| April 25, 2025 Filed Apr 25, 2025 18:32 UTC |
Paquin NatalyeDirector
|
PurchaseCommon | 730 | $28.81 | $21,031.88 |
DisclosureSEC source: 0001377274-25-000007 · wk-form4_1745605971.xml · nonDerivative · entry 1 Paquin Natalye · CIK 0001377274 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,029.3616 F1 · balance_after: INCLUDES 1,063.3616 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN. Read SEC document |
| March 19, 2025 Filed Mar 19, 2025 19:39 UTC |
Vazquez AnneDirector
|
PurchaseCommon | 1,250 | $28.63 | $35,787.50 |
DisclosureSEC source: 0002002240-25-000006 · wk-form4_1742413187.xml · nonDerivative · entry 1 Vazquez Anne · CIK 0002002240 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,250 F1 · price: THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES WERE SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $28.71 TO $28.77, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO UNIVEST FINANCIAL CORPORATION, ANY SECURITY HOLDER OF UNIVEST FINANCIAL CORPORATION, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 19:38 UTC |
Monios Eleni SEVP & Chief Credit Officer
|
GrantPerformance Restricted Stock Units · Derivative | 2,598 | $0.00 | $0.00 |
DisclosureSEC source: 0002003176-25-000004 · wk-form4_1742413112.xml · derivative · entry 9 Monios Eleni S · CIK 0002003176 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,598 Underlying: Common · 2,598 shares Expires 2028-03-15 F3 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. F4 · derivative.exercise_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS. F4 · derivative.expiration_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 19:38 UTC |
Monios Eleni SEVP & Chief Credit Officer
|
GrantRestricted Stock Units · Derivative | 1,116 | $0.00 | $0.00 |
DisclosureSEC source: 0002003176-25-000004 · wk-form4_1742413112.xml · derivative · entry 8 Monios Eleni S · CIK 0002003176 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,116 Underlying: Common · 1,116 shares Expires 2028-03-15 F3 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. F2 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. F2 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 19:38 UTC |
Monios Eleni SEVP & Chief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 493 | $0.00 | $0.00 |
DisclosureSEC source: 0002003176-25-000004 · wk-form4_1742413112.xml · derivative · entry 7 Monios Eleni S · CIK 0002003176 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 986 Underlying: Common · 493 shares Expires 2027-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F2 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. F2 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 19:38 UTC |
Monios Eleni SEVP & Chief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 442 | $0.00 | $0.00 |
DisclosureSEC source: 0002003176-25-000004 · wk-form4_1742413112.xml · derivative · entry 6 Monios Eleni S · CIK 0002003176 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 442 Underlying: Common · 442 shares Expires 2026-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F2 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. F2 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 19:38 UTC |
Monios Eleni SEVP & Chief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 577 | $0.00 | $0.00 |
DisclosureSEC source: 0002003176-25-000004 · wk-form4_1742413112.xml · derivative · entry 5 Monios Eleni S · CIK 0002003176 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 577 shares Expires 2025-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 19:38 UTC |
Monios Eleni SEVP & Chief Credit Officer
|
Tax withholdingCommon | 500 | $28.27 | $14,135.00 |
DisclosureSEC source: 0002003176-25-000004 · wk-form4_1742413112.xml · nonDerivative · entry 4 Monios Eleni S · CIK 0002003176 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,041 Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 19:38 UTC |
Monios Eleni SEVP & Chief Credit Officer
|
Exercise / conversionCommon | 493 | $0.00 | $0.00 |
DisclosureSEC source: 0002003176-25-000004 · wk-form4_1742413112.xml · nonDerivative · entry 3 Monios Eleni S · CIK 0002003176 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 19:38 UTC |
Monios Eleni SEVP & Chief Credit Officer
|
Exercise / conversionCommon | 442 | $0.00 | $0.00 |
DisclosureSEC source: 0002003176-25-000004 · wk-form4_1742413112.xml · nonDerivative · entry 2 Monios Eleni S · CIK 0002003176 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 19:38 UTC |
Monios Eleni SEVP & Chief Credit Officer
|
Exercise / conversionCommon | 577 | $0.00 | $0.00 |
DisclosureSEC source: 0002003176-25-000004 · wk-form4_1742413112.xml · nonDerivative · entry 1 Monios Eleni S · CIK 0002003176 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 19:35 UTC |
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
|
GrantPerformance Restricted Stock Units · Derivative | 4,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001668308-25-000004 · wk-form4_1742412945.xml · derivative · entry 12 Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,344 Underlying: Common · 4,344 shares Expires 2028-03-15 F6 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. F7 · derivative.exercise_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS. F7 · derivative.expiration_date: THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 19:35 UTC |
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
|
GrantRestricted Stock Units · Derivative | 1,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001668308-25-000004 · wk-form4_1742412945.xml · derivative · entry 11 Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,863 Underlying: Common · 1,863 shares Expires 2028-03-15 F6 · derivative.exercise_price: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 19:35 UTC |
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 3,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001668308-25-000004 · wk-form4_1742412945.xml · derivative · entry 10 Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,908 shares Expires 2025-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 19:35 UTC |
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 863 | $0.00 | $0.00 |
DisclosureSEC source: 0001668308-25-000004 · wk-form4_1742412945.xml · derivative · entry 9 Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,726 Underlying: Common · 863 shares Expires 2027-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 19:35 UTC |
Santana Megan DSr EVP & Chief Risk Officer · General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 661 | $0.00 | $0.00 |
DisclosureSEC source: 0001668308-25-000004 · wk-form4_1742412945.xml · derivative · entry 8 Santana Megan D · CIK 0001668308 · Sr EVP & Chief Risk Officer · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 661 Underlying: Common · 661 shares Expires 2026-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F5 · derivative.exercise_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. F5 · derivative.expiration_date: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.