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NYSE · USD

UVE

UNIVERSAL INSURANCE HOLDINGS, INC.

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4820
SEC CIK
0000891166
Parsed reports
360

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202504
Jan 202600
Feb 202600
Mar 202605
Apr 202603
May 202604
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2022 Filed Mar 3, 2022 21:46 UTC Exercise / conversionPerformance Share Units · Derivative 16,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000891166-22-000026 · wf-form4_164634398408071.xml · derivative · entry 5

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vested on March 1, 2021, and (c) 16,000 PSUs vested on March 1, 2022.

F1 · price: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vested on March 1, 2021, and (c) 16,000 PSUs vested on March 1, 2022.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vested on March 1, 2021, and (c) 16,000 PSUs vested on March 1, 2022.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vested on March 1, 2021, and (c) 16,000 PSUs vested on March 1, 2022.

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March 01, 2022 Filed Mar 3, 2022 21:46 UTC Tax withholdingCommon Stock 4,109 $11.70 $48,075.30
Disclosure

SEC source: 0000891166-22-000026 · wf-form4_164634398408071.xml · nonDerivative · entry 2

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,380,522

F2 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock.

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March 01, 2022 Filed Mar 3, 2022 21:46 UTC Exercise / conversionCommon Stock 16,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000891166-22-000026 · wf-form4_164634398408071.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,384,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vested on March 1, 2021, and (c) 16,000 PSUs vested on March 1, 2022.

F1 · price: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vested on March 1, 2021, and (c) 16,000 PSUs vested on March 1, 2022.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:43 UTC
Donaghy StephenDirector · CEO
Exercise / conversionPerformance Share Units · Derivative 17,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000891166-22-000024 · wf-form4_164634376112478.xml · derivative · entry 3

Donaghy Stephen · CIK 0001492959 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 17,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vested on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022.

F1 · price: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vested on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vested on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vested on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:43 UTC
Donaghy StephenDirector · CEO
Tax withholdingCommon Stock 4,766 $11.70 $55,762.20
Disclosure

SEC source: 0000891166-22-000024 · wf-form4_164634376112478.xml · nonDerivative · entry 2

Donaghy Stephen · CIK 0001492959 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,887

F2 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:43 UTC
Donaghy StephenDirector · CEO
Exercise / conversionCommon Stock 17,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000891166-22-000024 · wf-form4_164634376112478.xml · nonDerivative · entry 1

Donaghy Stephen · CIK 0001492959 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vested on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022.

F1 · price: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vested on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022.

Read SEC document
February 28, 2022 Filed Feb 28, 2022 23:43 UTC
Donaghy StephenDirector · CEO
PurchaseCommon Stock 10,000 $11.90 $118,990.00
Disclosure

SEC source: 0000891166-22-000020 · wf-form4_164609175125375.xml · nonDerivative · entry 1

Donaghy Stephen · CIK 0001492959 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 638,653

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.8495 to $11.90, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1).

Read SEC document
December 23, 2021 Filed Feb 12, 2022 01:35 UTC GiftCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0000891166-22-000007 · wf-form5_164462970168820.xml · nonDerivative · entry 2

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,368,631

Read SEC document
December 17, 2021 Filed Dec 21, 2021 22:14 UTC
Campos Kimberly DDirector · CIO & CAO
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000891166-21-000093 · wf-form4_164012486543635.xml · nonDerivative · entry 1

Campos Kimberly D · CIK 0001645057 · Director · CIO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,117

F1 · shares: Each RSU represents the right to receive one share of the Issuer's Common Stock, subject to vesting. These RSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 1,667 restricted shares vest on December 17, 2022; (b) 1,667 restricted shares vest on December 17, 2023; and (c) 1,666 restricted shares vest on December 17, 2024.

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December 17, 2021 Filed Dec 21, 2021 22:07 UTC
Wilcox FrankCFO, Principal Acct. Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000891166-21-000091 · wf-form4_164012445280441.xml · nonDerivative · entry 1

Wilcox Frank · CIK 0001587355 · CFO, Principal Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,347

F1 · shares: Each RSU represents the right to receive one share of the Issuer's Common Stock, subject to vesting. These RSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 3,334 restricted shares vest on December 17, 2022; (b) 3,333 restricted shares vest on December 17, 2023; and (c) 3,333 restricted shares vest on December 17, 2024.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 23:53 UTC SaleCommon Stock 20,000 $12.90 $258,014.00
Disclosure

SEC source: 0000891166-21-000076 · wf-form4_163347798098420.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,418,631

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.73 to $13.015, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).

Read SEC document
September 01, 2021 Filed Sep 3, 2021 23:53 UTC SaleCommon Stock 20,000 $13.91 $278,276.00
Disclosure

SEC source: 0000891166-21-000074 · wf-form4_163071320376211.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,438,631

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.75 to $14.195, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).

Read SEC document
August 02, 2021 Filed Aug 4, 2021 23:59 UTC SaleCommon Stock 20,000 $14.00 $280,094.00
Disclosure

SEC source: 0000891166-21-000067 · wf-form4_162812154629971.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458,631

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.90 to $14.20, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:56 UTC SaleCommon Stock 20,000 $13.85 $277,026.00
Disclosure

SEC source: 0000891166-21-000057 · wf-form4_162527017452566.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,478,631

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.805 to $13.95, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).

Read SEC document
June 16, 2021 Filed Feb 12, 2022 01:35 UTC GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000891166-22-000007 · wf-form5_164462970168820.xml · nonDerivative · entry 3

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 18,000

Read SEC document
June 16, 2021 Filed Feb 12, 2022 01:35 UTC GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000891166-22-000007 · wf-form5_164462970168820.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,408,631

Read SEC document
June 09, 2021 Filed Jun 14, 2021 23:59 UTC SaleCommon Stock 20,000 $14.03 $280,610.00
Disclosure

SEC source: 0000891166-21-000049 · wf-form4_162371514056375.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,498,631

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $13.95 to $14.195, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2).

Read SEC document
June 09, 2021 Filed Jun 21, 2021 23:59 UTC Amendment SaleCommon Stock 20,000 $14.03 $280,610.00
Disclosure

SEC source: 0000891166-21-000051 · wf-form4a_162431993339721.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,498,631

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.95 to $14.195, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).

Read SEC document
March 02, 2021 Filed Feb 12, 2022 01:42 UTC
Donaghy StephenDirector · CEO
GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0000891166-22-000009 · wf-form5_164463014844777.xml · nonDerivative · entry 1

Donaghy Stephen · CIK 0001492959 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,653

Read SEC document
March 01, 2021 Filed Mar 3, 2021 00:13 UTC
Donaghy StephenDirector · CEO
Exercise / conversionPerformance Share Units · Derivative 17,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000891166-21-000025 · wf-form4_161473037283533.xml · derivative · entry 5

Donaghy Stephen · CIK 0001492959 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

Underlying: Common Stock · 17,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vest on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022.

F1 · price: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vest on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vest on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vest on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 00:13 UTC
Donaghy StephenDirector · CEO
GrantPerformance Share Units · Derivative 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000891166-21-000025 · wf-form4_161473037283533.xml · derivative · entry 4

Donaghy Stephen · CIK 0001492959 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vest on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022.

F1 · price: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vest on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vest on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vest on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 00:13 UTC
Donaghy StephenDirector · CEO
GrantStock Option (Right to Buy) · Derivative 375,294 Not disclosed Strike: $14.75 Not disclosed
Disclosure

SEC source: 0000891166-21-000025 · wf-form4_161473037283533.xml · derivative · entry 3

Donaghy Stephen · CIK 0001492959 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,294

Underlying: Common Stock · 375,294 shares

Expires 2031-03-01

F3 · price: The option is scheduled to vest as follow: (a) 125,098 shares on March 1, 2022; (b) 125,098 shares on March 1, 2023; and (c) 125,098 shares on March 1, 2024.

F3 · derivative.exercise_date: The option is scheduled to vest as follow: (a) 125,098 shares on March 1, 2022; (b) 125,098 shares on March 1, 2023; and (c) 125,098 shares on March 1, 2024.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 00:13 UTC
Donaghy StephenDirector · CEO
Tax withholdingCommon Stock 4,139 $14.75 $61,050.25
Disclosure

SEC source: 0000891166-21-000025 · wf-form4_161473037283533.xml · nonDerivative · entry 2

Donaghy Stephen · CIK 0001492959 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632,653

F2 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 00:13 UTC
Donaghy StephenDirector · CEO
Exercise / conversionCommon Stock 17,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000891166-21-000025 · wf-form4_161473037283533.xml · nonDerivative · entry 1

Donaghy Stephen · CIK 0001492959 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vest on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022.

F1 · price: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vest on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 00:06 UTC Exercise / conversionPerformance Share Units · Derivative 17,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000891166-21-000023 · wf-form4_161472999036043.xml · derivative · entry 5

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 17,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vested on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022.

F1 · price: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vested on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vested on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vested on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 00:06 UTC Tax withholdingCommon Stock 4,139 $14.75 $61,050.25
Disclosure

SEC source: 0000891166-21-000023 · wf-form4_161472999036043.xml · nonDerivative · entry 2

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,518,631

F2 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 00:06 UTC Exercise / conversionCommon Stock 17,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000891166-21-000023 · wf-form4_161472999036043.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,522,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vested on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022.

F1 · price: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vested on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022.

Read SEC document
January 31, 2021 Filed Mar 23, 2021 21:57 UTC
Springer JonDirector
Disposition to issuerCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0000891166-21-000030 · wf-form4_161653665811133.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,196

F1 · shares: Mr. Springer's employment with the company ended on January 31, 2021 due to retirement and, pursuant to the terms of his restricted share unit award, forfeited the 15,000 shares of Common Stock reported on this Form 4.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:26 UTC Exercise / conversionPerformance Share Units · Derivative 18,315 Not disclosed Not disclosed
Disclosure

SEC source: 0000891166-21-000008 · wf-form4_160997198823531.xml · derivative · entry 3

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,315 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on March 19, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021.

F2 · derivative.exercise_price: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on March 19, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021.

F2 · price: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on March 19, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021.

F2 · derivative.exercise_date: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on March 19, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021.

F2 · derivative.expiration_date: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:26 UTC Tax withholdingCommon Stock 4,927 $15.10 $74,397.70
Disclosure

SEC source: 0000891166-21-000008 · wf-form4_160997198823531.xml · nonDerivative · entry 2

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,515,770

F3 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:26 UTC Exercise / conversionCommon Stock 18,315 Not disclosed Not disclosed
Disclosure

SEC source: 0000891166-21-000008 · wf-form4_160997198823531.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,520,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These performance share units ("PSUs") were granted on March 19, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021.

F2 · shares: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

F1 · price: These performance share units ("PSUs") were granted on March 19, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021.

F2 · price: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:23 UTC
Springer JonDirector · President and CRO
Exercise / conversionPerformance Share Units · Derivative 4,450 Not disclosed Not disclosed
Disclosure

SEC source: 0000891166-21-000006 · wf-form4_160997180637080.xml · derivative · entry 7

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,450

Underlying: Common Stock · 4,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These PSUs were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vested January 2, 2021, and (c) one-sixth vests January 2, 2022.

F6 · derivative.exercise_price: These PSUs were scheduled to vest on January 2, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

F5 · price: These PSUs were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vested January 2, 2021, and (c) one-sixth vests January 2, 2022.

F6 · price: These PSUs were scheduled to vest on January 2, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

F5 · derivative.exercise_date: These PSUs were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vested January 2, 2021, and (c) one-sixth vests January 2, 2022.

F6 · derivative.exercise_date: These PSUs were scheduled to vest on January 2, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

F5 · derivative.expiration_date: These PSUs were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vested January 2, 2021, and (c) one-sixth vests January 2, 2022.

F6 · derivative.expiration_date: These PSUs were scheduled to vest on January 2, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:23 UTC
Springer JonDirector · President and CRO
Exercise / conversionPerformance Share Units · Derivative 5,291 Not disclosed Not disclosed
Disclosure

SEC source: 0000891166-21-000006 · wf-form4_160997180637080.xml · derivative · entry 6

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021

F3 · derivative.exercise_price: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

F2 · price: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021

F3 · price: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

F2 · derivative.exercise_date: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021

F3 · derivative.exercise_date: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

F2 · derivative.expiration_date: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021

F3 · derivative.expiration_date: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:23 UTC
Springer JonDirector · President and CRO
Tax withholdingCommon Stock 1,362 $15.10 $20,566.20
Disclosure

SEC source: 0000891166-21-000006 · wf-form4_160997180637080.xml · nonDerivative · entry 5

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,196

F4 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:23 UTC
Springer JonDirector · President and CRO
Exercise / conversionCommon Stock 4,450 Not disclosed Not disclosed
Disclosure

SEC source: 0000891166-21-000006 · wf-form4_160997180637080.xml · nonDerivative · entry 4

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: These PSUs were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vested January 2, 2021, and (c) one-sixth vests January 2, 2022.

F6 · shares: These PSUs were scheduled to vest on January 2, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

F5 · price: These PSUs were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vested January 2, 2021, and (c) one-sixth vests January 2, 2022.

F6 · price: These PSUs were scheduled to vest on January 2, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:23 UTC
Springer JonDirector · President and CRO
Tax withholdingCommon Stock 1,620 $15.10 $24,462.00
Disclosure

SEC source: 0000891166-21-000006 · wf-form4_160997180637080.xml · nonDerivative · entry 3

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,108

F4 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:23 UTC
Springer JonDirector · President and CRO
Exercise / conversionCommon Stock 5,291 Not disclosed Not disclosed
Disclosure

SEC source: 0000891166-21-000006 · wf-form4_160997180637080.xml · nonDerivative · entry 2

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021

F3 · shares: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

F2 · price: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021

F3 · price: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:23 UTC
Springer JonDirector · President and CRO
Tax withholdingCommon Stock 6,587 $15.10 $99,463.70
Disclosure

SEC source: 0000891166-21-000006 · wf-form4_160997180637080.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,437

F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 20,000 restricted share units.

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January 04, 2021 Filed Jan 6, 2021 22:21 UTC
Donaghy StephenDirector · CEO
Tax withholdingCommon Stock 6,555 $15.10 $98,980.50
Disclosure

SEC source: 0000891166-21-000004 · wf-form4_160997166524429.xml · nonDerivative · entry 1

Donaghy Stephen · CIK 0001492959 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,792

F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 25,000 restricted stock units.

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December 31, 2020 Filed Jan 5, 2021 22:19 UTC
Wilcox FrankCFO, Principal Acct. Officer
Tax withholdingCommon Stock 4,059 $15.11 $61,331.49
Disclosure

SEC source: 0000891166-21-000002 · wf-form4_160988513785743.xml · nonDerivative · entry 1

Wilcox Frank · CIK 0001587355 · CFO, Principal Acct. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,347

F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of shares of restricted stock that were granted in connection with an Employment Agreement between the Company and Mr. Wilcox, dated February 22, 2018.

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December 24, 2020 Filed Feb 18, 2021 21:50 UTC
Donaghy StephenDirector · CEO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000891166-21-000010 · wf-form5_161368498736428.xml · nonDerivative · entry 2

Donaghy Stephen · CIK 0001492959 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,347

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December 22, 2020 Filed Feb 18, 2021 21:50 UTC
Donaghy StephenDirector · CEO
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0000891166-21-000010 · wf-form5_161368498736428.xml · nonDerivative · entry 1

Donaghy Stephen · CIK 0001492959 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,347

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November 02, 2020 Filed Nov 2, 2020 23:58 UTC PurchaseCommon Stock 7,700 $12.43 $95,693.29
Disclosure

SEC source: 0000905148-20-001171 · form4.xml · nonDerivative · entry 1

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,502,382

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.365 to $12.434, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1).

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October 29, 2020 Filed Oct 29, 2020 22:45 UTC
Campos Kimberly DDirector · CIO & CAO
PurchaseCommon Stock 350 $12.01 $4,203.50
Disclosure

SEC source: 0000905148-20-001156 · form4.xml · nonDerivative · entry 1

Campos Kimberly D · CIK 0001645057 · Director · CIO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,117

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October 29, 2020 Filed Oct 29, 2020 22:40 UTC
Donaghy StephenDirector · CEO
PurchaseCommon Stock 10,000 $11.91 $119,099.00
Disclosure

SEC source: 0000905148-20-001154 · form4.xml · nonDerivative · entry 1

Donaghy Stephen · CIK 0001492959 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,347

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.84 to $11.93, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1).

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October 29, 2020 Filed Oct 29, 2020 22:42 UTC
Springer JonDirector · President and CRO
PurchaseCommon Stock 10,000 $11.71 $117,104.00
Disclosure

SEC source: 0000905148-20-001155 · form4.xml · nonDerivative · entry 1

Springer Jon · CIK 0001492994 · Director · President and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,024

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.13 to $11.99, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1).

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October 29, 2020 Filed Oct 30, 2020 21:50 UTC
WILENTZ JOELDirector
PurchaseCommon Stock 1,000 $12.19 $12,192.00
Disclosure

SEC source: 0000905148-20-001165 · form4.xml · nonDerivative · entry 1

WILENTZ JOEL · CIK 0001271507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,348

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.18 to $12.24, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1).

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October 29, 2020 Filed Nov 2, 2020 23:56 UTC PurchaseCommon Stock 2,500 $11.87 $29,665.50
Disclosure

SEC source: 0000905148-20-001170 · form4.xml · nonDerivative · entry 1

PIETRANGELO MICHAEL · CIK 0001258089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,083

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September 01, 2020 Filed Sep 4, 2020 00:00 UTC Tax withholdingCommon Stock 9,837 $18.67 $183,656.79
Disclosure

SEC source: 0000905148-20-000999 · form4.xml · nonDerivative · entry 1

Donaghy Stephen · CIK 0001492959 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,347

F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 25,000 restricted stock units.

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August 06, 2020 Filed Feb 18, 2021 22:11 UTC GiftCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0000891166-21-000012 · wf-form5_161368623450664.xml · nonDerivative · entry 4

DOWNES SEAN P · CIK 0001287040 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 8,000

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.