Last 12 months
Inside the activity.
0 purchase rows · 21 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2022 Filed Mar 3, 2022 21:46 UTC |
DOWNES SEAN PDirector
|
Exercise / conversionPerformance Share Units · Derivative | 16,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000891166-22-000026 · wf-form4_164634398408071.xml · derivative · entry 5 DOWNES SEAN P · CIK 0001287040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vested on March 1, 2021, and (c) 16,000 PSUs vested on March 1, 2022. F1 · price: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vested on March 1, 2021, and (c) 16,000 PSUs vested on March 1, 2022. F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vested on March 1, 2021, and (c) 16,000 PSUs vested on March 1, 2022. F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vested on March 1, 2021, and (c) 16,000 PSUs vested on March 1, 2022. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:46 UTC |
DOWNES SEAN PDirector
|
Tax withholdingCommon Stock | 4,109 | $11.70 | $48,075.30 |
DisclosureSEC source: 0000891166-22-000026 · wf-form4_164634398408071.xml · nonDerivative · entry 2 DOWNES SEAN P · CIK 0001287040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,380,522 F2 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:46 UTC |
DOWNES SEAN PDirector
|
Exercise / conversionCommon Stock | 16,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000891166-22-000026 · wf-form4_164634398408071.xml · nonDerivative · entry 1 DOWNES SEAN P · CIK 0001287040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,384,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vested on March 1, 2021, and (c) 16,000 PSUs vested on March 1, 2022. F1 · price: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vested on March 1, 2021, and (c) 16,000 PSUs vested on March 1, 2022. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:43 UTC |
Donaghy StephenDirector · CEO
|
Exercise / conversionPerformance Share Units · Derivative | 17,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000891166-22-000024 · wf-form4_164634376112478.xml · derivative · entry 3 Donaghy Stephen · CIK 0001492959 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 17,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vested on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022. F1 · price: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vested on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022. F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vested on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022. F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vested on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:43 UTC |
Donaghy StephenDirector · CEO
|
Tax withholdingCommon Stock | 4,766 | $11.70 | $55,762.20 |
DisclosureSEC source: 0000891166-22-000024 · wf-form4_164634376112478.xml · nonDerivative · entry 2 Donaghy Stephen · CIK 0001492959 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,887 F2 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:43 UTC |
Donaghy StephenDirector · CEO
|
Exercise / conversionCommon Stock | 17,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000891166-22-000024 · wf-form4_164634376112478.xml · nonDerivative · entry 1 Donaghy Stephen · CIK 0001492959 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 655,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vested on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022. F1 · price: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vested on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022. Read SEC document |
| February 28, 2022 Filed Feb 28, 2022 23:43 UTC |
Donaghy StephenDirector · CEO
|
PurchaseCommon Stock | 10,000 | $11.90 | $118,990.00 |
DisclosureSEC source: 0000891166-22-000020 · wf-form4_164609175125375.xml · nonDerivative · entry 1 Donaghy Stephen · CIK 0001492959 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 638,653 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.8495 to $11.90, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1). Read SEC document |
| December 23, 2021 Filed Feb 12, 2022 01:35 UTC |
DOWNES SEAN PDirector
|
GiftCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000891166-22-000007 · wf-form5_164462970168820.xml · nonDerivative · entry 2 DOWNES SEAN P · CIK 0001287040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,368,631 Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 22:14 UTC |
Campos Kimberly DDirector · CIO & CAO
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000891166-21-000093 · wf-form4_164012486543635.xml · nonDerivative · entry 1 Campos Kimberly D · CIK 0001645057 · Director · CIO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,117 F1 · shares: Each RSU represents the right to receive one share of the Issuer's Common Stock, subject to vesting. These RSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 1,667 restricted shares vest on December 17, 2022; (b) 1,667 restricted shares vest on December 17, 2023; and (c) 1,666 restricted shares vest on December 17, 2024. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 22:07 UTC |
Wilcox FrankCFO, Principal Acct. Officer
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000891166-21-000091 · wf-form4_164012445280441.xml · nonDerivative · entry 1 Wilcox Frank · CIK 0001587355 · CFO, Principal Acct. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,347 F1 · shares: Each RSU represents the right to receive one share of the Issuer's Common Stock, subject to vesting. These RSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 3,334 restricted shares vest on December 17, 2022; (b) 3,333 restricted shares vest on December 17, 2023; and (c) 3,333 restricted shares vest on December 17, 2024. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 23:53 UTC |
DOWNES SEAN PDirector
|
SaleCommon Stock | 20,000 | $12.90 | $258,014.00 |
DisclosureSEC source: 0000891166-21-000076 · wf-form4_163347798098420.xml · nonDerivative · entry 1 DOWNES SEAN P · CIK 0001287040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,418,631 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.73 to $13.015, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2). Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 23:53 UTC |
DOWNES SEAN PDirector
|
SaleCommon Stock | 20,000 | $13.91 | $278,276.00 |
DisclosureSEC source: 0000891166-21-000074 · wf-form4_163071320376211.xml · nonDerivative · entry 1 DOWNES SEAN P · CIK 0001287040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,438,631 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.75 to $14.195, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2). Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 23:59 UTC |
DOWNES SEAN PDirector
|
SaleCommon Stock | 20,000 | $14.00 | $280,094.00 |
DisclosureSEC source: 0000891166-21-000067 · wf-form4_162812154629971.xml · nonDerivative · entry 1 DOWNES SEAN P · CIK 0001287040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,458,631 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.90 to $14.20, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2). Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 23:56 UTC |
DOWNES SEAN PDirector
|
SaleCommon Stock | 20,000 | $13.85 | $277,026.00 |
DisclosureSEC source: 0000891166-21-000057 · wf-form4_162527017452566.xml · nonDerivative · entry 1 DOWNES SEAN P · CIK 0001287040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,478,631 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.805 to $13.95, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2). Read SEC document |
| June 16, 2021 Filed Feb 12, 2022 01:35 UTC |
DOWNES SEAN PDirector
|
GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000891166-22-000007 · wf-form5_164462970168820.xml · nonDerivative · entry 3 DOWNES SEAN P · CIK 0001287040 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Children Disclosed balance after: 18,000 Read SEC document |
| June 16, 2021 Filed Feb 12, 2022 01:35 UTC |
DOWNES SEAN PDirector
|
GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000891166-22-000007 · wf-form5_164462970168820.xml · nonDerivative · entry 1 DOWNES SEAN P · CIK 0001287040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,408,631 Read SEC document |
| June 09, 2021 Filed Jun 14, 2021 23:59 UTC |
DOWNES SEAN PDirector
|
SaleCommon Stock | 20,000 | $14.03 | $280,610.00 |
DisclosureSEC source: 0000891166-21-000049 · wf-form4_162371514056375.xml · nonDerivative · entry 1 DOWNES SEAN P · CIK 0001287040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,498,631 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $13.95 to $14.195, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2). Read SEC document |
| June 09, 2021 Filed Jun 21, 2021 23:59 UTC Amendment |
DOWNES SEAN PDirector
|
SaleCommon Stock | 20,000 | $14.03 | $280,610.00 |
DisclosureSEC source: 0000891166-21-000051 · wf-form4a_162431993339721.xml · nonDerivative · entry 1 DOWNES SEAN P · CIK 0001287040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,498,631 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.95 to $14.195, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2). Read SEC document |
| March 02, 2021 Filed Feb 12, 2022 01:42 UTC |
Donaghy StephenDirector · CEO
|
GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000891166-22-000009 · wf-form5_164463014844777.xml · nonDerivative · entry 1 Donaghy Stephen · CIK 0001492959 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 628,653 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 00:13 UTC |
Donaghy StephenDirector · CEO
|
Exercise / conversionPerformance Share Units · Derivative | 17,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000891166-21-000025 · wf-form4_161473037283533.xml · derivative · entry 5 Donaghy Stephen · CIK 0001492959 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 Underlying: Common Stock · 17,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vest on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022. F1 · price: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vest on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022. F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vest on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022. F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vest on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 00:13 UTC |
Donaghy StephenDirector · CEO
|
GrantPerformance Share Units · Derivative | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000891166-21-000025 · wf-form4_161473037283533.xml · derivative · entry 4 Donaghy Stephen · CIK 0001492959 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vest on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022. F1 · price: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vest on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022. F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vest on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022. F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vest on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 00:13 UTC |
Donaghy StephenDirector · CEO
|
GrantStock Option (Right to Buy) · Derivative | 375,294 | Not disclosed Strike: $14.75 | Not disclosed |
DisclosureSEC source: 0000891166-21-000025 · wf-form4_161473037283533.xml · derivative · entry 3 Donaghy Stephen · CIK 0001492959 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,294 Underlying: Common Stock · 375,294 shares Expires 2031-03-01 F3 · price: The option is scheduled to vest as follow: (a) 125,098 shares on March 1, 2022; (b) 125,098 shares on March 1, 2023; and (c) 125,098 shares on March 1, 2024. F3 · derivative.exercise_date: The option is scheduled to vest as follow: (a) 125,098 shares on March 1, 2022; (b) 125,098 shares on March 1, 2023; and (c) 125,098 shares on March 1, 2024. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 00:13 UTC |
Donaghy StephenDirector · CEO
|
Tax withholdingCommon Stock | 4,139 | $14.75 | $61,050.25 |
DisclosureSEC source: 0000891166-21-000025 · wf-form4_161473037283533.xml · nonDerivative · entry 2 Donaghy Stephen · CIK 0001492959 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632,653 F2 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 00:13 UTC |
Donaghy StephenDirector · CEO
|
Exercise / conversionCommon Stock | 17,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000891166-21-000025 · wf-form4_161473037283533.xml · nonDerivative · entry 1 Donaghy Stephen · CIK 0001492959 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vest on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022. F1 · price: These performance share units ("PSUs") were granted on March 1, 2021, and were conditional upon the Issuer meeting certain growth performance goals for the 2020 calendar year. On February 23, 2021, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2020 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2021, (b) 17,000 PSUs vest on March 1, 2022, and (c) 16,000 PSUs vest on December 31, 2022. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 00:06 UTC |
DOWNES SEAN PDirector
|
Exercise / conversionPerformance Share Units · Derivative | 17,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000891166-21-000023 · wf-form4_161472999036043.xml · derivative · entry 5 DOWNES SEAN P · CIK 0001287040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 17,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vested on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022. F1 · price: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vested on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022. F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vested on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022. F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vested on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 00:06 UTC |
DOWNES SEAN PDirector
|
Tax withholdingCommon Stock | 4,139 | $14.75 | $61,050.25 |
DisclosureSEC source: 0000891166-21-000023 · wf-form4_161472999036043.xml · nonDerivative · entry 2 DOWNES SEAN P · CIK 0001287040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,518,631 F2 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 00:06 UTC |
DOWNES SEAN PDirector
|
Exercise / conversionCommon Stock | 17,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000891166-21-000023 · wf-form4_161472999036043.xml · nonDerivative · entry 1 DOWNES SEAN P · CIK 0001287040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,522,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vested on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022. F1 · price: These performance share units ("PSUs") were granted on March 8, 2019, but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) 17,000 PSUs vested on March 1, 2020, (b) 17,000 PSUs vested on March 1, 2021, and (c) 16,000 PSUs vest on March 1, 2022. Read SEC document |
| January 31, 2021 Filed Mar 23, 2021 21:57 UTC |
Springer JonDirector
|
Disposition to issuerCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000891166-21-000030 · wf-form4_161653665811133.xml · nonDerivative · entry 1 Springer Jon · CIK 0001492994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535,196 F1 · shares: Mr. Springer's employment with the company ended on January 31, 2021 due to retirement and, pursuant to the terms of his restricted share unit award, forfeited the 15,000 shares of Common Stock reported on this Form 4. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:26 UTC |
DOWNES SEAN PDirector
|
Exercise / conversionPerformance Share Units · Derivative | 18,315 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000891166-21-000008 · wf-form4_160997198823531.xml · derivative · entry 3 DOWNES SEAN P · CIK 0001287040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,315 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These performance share units ("PSUs") were granted on March 19, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021. F2 · derivative.exercise_price: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock. F1 · price: These performance share units ("PSUs") were granted on March 19, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021. F2 · price: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock. F1 · derivative.exercise_date: These performance share units ("PSUs") were granted on March 19, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021. F2 · derivative.exercise_date: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock. F1 · derivative.expiration_date: These performance share units ("PSUs") were granted on March 19, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021. F2 · derivative.expiration_date: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:26 UTC |
DOWNES SEAN PDirector
|
Tax withholdingCommon Stock | 4,927 | $15.10 | $74,397.70 |
DisclosureSEC source: 0000891166-21-000008 · wf-form4_160997198823531.xml · nonDerivative · entry 2 DOWNES SEAN P · CIK 0001287040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,515,770 F3 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:26 UTC |
DOWNES SEAN PDirector
|
Exercise / conversionCommon Stock | 18,315 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000891166-21-000008 · wf-form4_160997198823531.xml · nonDerivative · entry 1 DOWNES SEAN P · CIK 0001287040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,520,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These performance share units ("PSUs") were granted on March 19, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021. F2 · shares: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock. F1 · price: These performance share units ("PSUs") were granted on March 19, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021. F2 · price: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:23 UTC |
Springer JonDirector · President and CRO
|
Exercise / conversionPerformance Share Units · Derivative | 4,450 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000891166-21-000006 · wf-form4_160997180637080.xml · derivative · entry 7 Springer Jon · CIK 0001492994 · Director · President and CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,450 Underlying: Common Stock · 4,450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These PSUs were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vested January 2, 2021, and (c) one-sixth vests January 2, 2022. F6 · derivative.exercise_price: These PSUs were scheduled to vest on January 2, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock. F5 · price: These PSUs were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vested January 2, 2021, and (c) one-sixth vests January 2, 2022. F6 · price: These PSUs were scheduled to vest on January 2, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock. F5 · derivative.exercise_date: These PSUs were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vested January 2, 2021, and (c) one-sixth vests January 2, 2022. F6 · derivative.exercise_date: These PSUs were scheduled to vest on January 2, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock. F5 · derivative.expiration_date: These PSUs were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vested January 2, 2021, and (c) one-sixth vests January 2, 2022. F6 · derivative.expiration_date: These PSUs were scheduled to vest on January 2, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:23 UTC |
Springer JonDirector · President and CRO
|
Exercise / conversionPerformance Share Units · Derivative | 5,291 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000891166-21-000006 · wf-form4_160997180637080.xml · derivative · entry 6 Springer Jon · CIK 0001492994 · Director · President and CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,291 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021 F3 · derivative.exercise_price: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock. F2 · price: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021 F3 · price: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock. F2 · derivative.exercise_date: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021 F3 · derivative.exercise_date: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock. F2 · derivative.expiration_date: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021 F3 · derivative.expiration_date: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:23 UTC |
Springer JonDirector · President and CRO
|
Tax withholdingCommon Stock | 1,362 | $15.10 | $20,566.20 |
DisclosureSEC source: 0000891166-21-000006 · wf-form4_160997180637080.xml · nonDerivative · entry 5 Springer Jon · CIK 0001492994 · Director · President and CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,196 F4 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:23 UTC |
Springer JonDirector · President and CRO
|
Exercise / conversionCommon Stock | 4,450 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000891166-21-000006 · wf-form4_160997180637080.xml · nonDerivative · entry 4 Springer Jon · CIK 0001492994 · Director · President and CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 551,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: These PSUs were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vested January 2, 2021, and (c) one-sixth vests January 2, 2022. F6 · shares: These PSUs were scheduled to vest on January 2, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock. F5 · price: These PSUs were granted on January 2, 2019 but were conditional upon the Issuer meeting certain growth performance goals for the 2019 calendar year. On January 13, 2020, the Chief Financial Officer certified that the Issuer met the performance goals for the 2019 calendar year, which the Compensation Committee of the Issuer's Board of Directors had confirmed. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested January 2, 2020, (b) one-sixth vested January 2, 2021, and (c) one-sixth vests January 2, 2022. F6 · price: These PSUs were scheduled to vest on January 2, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:23 UTC |
Springer JonDirector · President and CRO
|
Tax withholdingCommon Stock | 1,620 | $15.10 | $24,462.00 |
DisclosureSEC source: 0000891166-21-000006 · wf-form4_160997180637080.xml · nonDerivative · entry 3 Springer Jon · CIK 0001492994 · Director · President and CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,108 F4 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the settlement of vested PSUs into shares of Common Stock. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:23 UTC |
Springer JonDirector · President and CRO
|
Exercise / conversionCommon Stock | 5,291 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000891166-21-000006 · wf-form4_160997180637080.xml · nonDerivative · entry 2 Springer Jon · CIK 0001492994 · Director · President and CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021 F3 · shares: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock. F2 · price: These performance share units ("PSUs") were granted on April 11, 2018 but were conditional upon the Issuer meeting certain growth performance goals for the 2018 calendar year. On January 14, 2019, the Compensation Committee of the Issuer's Board of Directors confirmed that the Issuer met the performance goals for the 2018 calendar year. Each PSU represents the right to receive one share of Common Stock upon vesting. The PSUs are scheduled to vest as follows, subject to continued employment by the reporting person through the applicable vesting date: (a) two-thirds vested on January 1, 2019, (b) one-sixth vested on January 1, 2020, and (c) one-sixth vested on January 1, 2021 F3 · price: These PSUs were scheduled to vest on January 1, 2021, but since that date fell on a holiday, they vested the next business day, or January 4, 2021. These PSUs were settled in shares of Common Stock using the January 4, 2021 closing price of the Common Stock. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:23 UTC |
Springer JonDirector · President and CRO
|
Tax withholdingCommon Stock | 6,587 | $15.10 | $99,463.70 |
DisclosureSEC source: 0000891166-21-000006 · wf-form4_160997180637080.xml · nonDerivative · entry 1 Springer Jon · CIK 0001492994 · Director · President and CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,437 F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 20,000 restricted share units. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:21 UTC |
Donaghy StephenDirector · CEO
|
Tax withholdingCommon Stock | 6,555 | $15.10 | $98,980.50 |
DisclosureSEC source: 0000891166-21-000004 · wf-form4_160997166524429.xml · nonDerivative · entry 1 Donaghy Stephen · CIK 0001492959 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 623,792 F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 25,000 restricted stock units. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 22:19 UTC |
Wilcox FrankCFO, Principal Acct. Officer
|
Tax withholdingCommon Stock | 4,059 | $15.11 | $61,331.49 |
DisclosureSEC source: 0000891166-21-000002 · wf-form4_160988513785743.xml · nonDerivative · entry 1 Wilcox Frank · CIK 0001587355 · CFO, Principal Acct. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,347 F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of shares of restricted stock that were granted in connection with an Employment Agreement between the Company and Mr. Wilcox, dated February 22, 2018. Read SEC document |
| December 24, 2020 Filed Feb 18, 2021 21:50 UTC |
Donaghy StephenDirector · CEO
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000891166-21-000010 · wf-form5_161368498736428.xml · nonDerivative · entry 2 Donaghy Stephen · CIK 0001492959 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,347 Read SEC document |
| December 22, 2020 Filed Feb 18, 2021 21:50 UTC |
Donaghy StephenDirector · CEO
|
GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000891166-21-000010 · wf-form5_161368498736428.xml · nonDerivative · entry 1 Donaghy Stephen · CIK 0001492959 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 627,347 Read SEC document |
| November 02, 2020 Filed Nov 2, 2020 23:58 UTC |
DOWNES SEAN PDirector
|
PurchaseCommon Stock | 7,700 | $12.43 | $95,693.29 |
DisclosureSEC source: 0000905148-20-001171 · form4.xml · nonDerivative · entry 1 DOWNES SEAN P · CIK 0001287040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,502,382 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.365 to $12.434, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1). Read SEC document |
| October 29, 2020 Filed Oct 29, 2020 22:45 UTC |
Campos Kimberly DDirector · CIO & CAO
|
PurchaseCommon Stock | 350 | $12.01 | $4,203.50 |
DisclosureSEC source: 0000905148-20-001156 · form4.xml · nonDerivative · entry 1 Campos Kimberly D · CIK 0001645057 · Director · CIO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,117 Read SEC document |
| October 29, 2020 Filed Oct 29, 2020 22:40 UTC |
Donaghy StephenDirector · CEO
|
PurchaseCommon Stock | 10,000 | $11.91 | $119,099.00 |
DisclosureSEC source: 0000905148-20-001154 · form4.xml · nonDerivative · entry 1 Donaghy Stephen · CIK 0001492959 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,347 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.84 to $11.93, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1). Read SEC document |
| October 29, 2020 Filed Oct 29, 2020 22:42 UTC |
Springer JonDirector · President and CRO
|
PurchaseCommon Stock | 10,000 | $11.71 | $117,104.00 |
DisclosureSEC source: 0000905148-20-001155 · form4.xml · nonDerivative · entry 1 Springer Jon · CIK 0001492994 · Director · President and CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,024 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.13 to $11.99, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1). Read SEC document |
| October 29, 2020 Filed Oct 30, 2020 21:50 UTC |
WILENTZ JOELDirector
|
PurchaseCommon Stock | 1,000 | $12.19 | $12,192.00 |
DisclosureSEC source: 0000905148-20-001165 · form4.xml · nonDerivative · entry 1 WILENTZ JOEL · CIK 0001271507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,348 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $12.18 to $12.24, inclusive. The reporting person undertakes to provide to Universal Insurance Holdings, Inc., any security holder of Universal Insurance Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1). Read SEC document |
| October 29, 2020 Filed Nov 2, 2020 23:56 UTC |
PIETRANGELO MICHAELDirector
|
PurchaseCommon Stock | 2,500 | $11.87 | $29,665.50 |
DisclosureSEC source: 0000905148-20-001170 · form4.xml · nonDerivative · entry 1 PIETRANGELO MICHAEL · CIK 0001258089 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,083 Read SEC document |
| September 01, 2020 Filed Sep 4, 2020 00:00 UTC | Tax withholdingCommon Stock | 9,837 | $18.67 | $183,656.79 |
DisclosureSEC source: 0000905148-20-000999 · form4.xml · nonDerivative · entry 1 Donaghy Stephen · CIK 0001492959 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,347 F1 · shares: These shares of Common Stock were withheld to satisfy the tax withholding obligation in connection with the vesting of 25,000 restricted stock units. Read SEC document |
|
| August 06, 2020 Filed Feb 18, 2021 22:11 UTC |
DOWNES SEAN PDirector
|
GiftCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000891166-21-000012 · wf-form5_161368623450664.xml · nonDerivative · entry 4 DOWNES SEAN P · CIK 0001287040 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Children Disclosed balance after: 8,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.