Last 12 months
Inside the activity.
2 purchase rows · 24 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 9 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 2 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2024 Filed Jan 5, 2024 23:00 UTC |
KAPOSTASY DANIELVP Technical Services
|
Exercise / conversionCommon Shares | 9,600 | $6.85 | $65,760.00 |
DisclosureSEC source: 0001385849-24-000002 · primary_doc.xml · nonDerivative · entry 3 KAPOSTASY DANIEL · CIK 0001989355 · VP Technical Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2024 Filed Jan 5, 2024 23:00 UTC |
KAPOSTASY DANIELVP Technical Services
|
Tax withholdingCommon Shares | 4,431 | $6.92 | $30,662.52 |
DisclosureSEC source: 0001385849-24-000002 · primary_doc.xml · nonDerivative · entry 2 KAPOSTASY DANIEL · CIK 0001989355 · VP Technical Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,157 Read SEC document |
| January 03, 2024 Filed Jan 5, 2024 23:00 UTC |
KAPOSTASY DANIELVP Technical Services
|
Exercise / conversionCommon Shares | 9,489 | $6.92 | $65,663.88 |
DisclosureSEC source: 0001385849-24-000002 · primary_doc.xml · nonDerivative · entry 1 KAPOSTASY DANIEL · CIK 0001989355 · VP Technical Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2023 Filed Dec 20, 2023 16:19 UTC |
Eshleman Benjamin IIIDirector
|
GiftCommon Shares | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000577 · form4.xml · nonDerivative · entry 3 Eshleman Benjamin III · CIK 0001707162 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Margaret Shinkle Eshleman Revocable Trust Disclosed balance after: 2,000 F2 · ownership.nature: On December 19, 2023, the Reporting Person transferred 2,000 shares of UUUU common stock to the Margaret Sinkle Eshleman Revocable Trust for no consideration. The Reporting Person is a co-trustee of the trust and a member of the Reporting Person's immediate family is a beneficiary of the trust. Read SEC document |
| December 19, 2023 Filed Dec 20, 2023 16:19 UTC |
Eshleman Benjamin IIIDirector
|
GiftCommon Shares | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000577 · form4.xml · nonDerivative · entry 2 Eshleman Benjamin III · CIK 0001707162 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Katherine Kilpatrick Eshleman Revocable Trust Disclosed balance after: 2,000 F1 · ownership.nature: On December 19, 2023, the Reporting Person transferred 2,000 shares of UUUU common stock to the Katherine Kilpatrick Eshleman Revocable Trust for no consideration. The Reporting Person is a co-trustee of the trust and a member of the Reporting Person's immediate family is a beneficiary of the trust. Read SEC document |
| December 19, 2023 Filed Dec 20, 2023 16:19 UTC |
Eshleman Benjamin IIIDirector
|
GiftCommon Shares | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-23-000577 · form4.xml · nonDerivative · entry 1 Eshleman Benjamin III · CIK 0001707162 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,795 Read SEC document |
| November 28, 2023 Filed Nov 30, 2023 19:52 UTC |
NAZARENUS DEE ANNVP Human Resources and · Administration
|
Exercise / conversionStock Appreciation Rights ("SARs") · Derivative | 13,732 | $0.00 Strike: $2.92 | $0.00 |
DisclosureSEC source: 0001385849-23-000040 · primary_doc.xml · derivative · entry 3 NAZARENUS DEE ANN · CIK 0001822944 · VP Human Resources and · Administration 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,942 Underlying: Common Shares · 8,958 shares Expires 2024-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2023 Filed Nov 30, 2023 19:52 UTC |
NAZARENUS DEE ANNVP Human Resources and · Administration
|
Tax withholdingCommon Shares | 2,576 | $8.40 | $21,638.40 |
DisclosureSEC source: 0001385849-23-000040 · primary_doc.xml · nonDerivative · entry 2 NAZARENUS DEE ANN · CIK 0001822944 · VP Human Resources and · Administration 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,901 Read SEC document |
| November 28, 2023 Filed Nov 30, 2023 19:52 UTC |
NAZARENUS DEE ANNVP Human Resources and · Administration
|
Exercise / conversionCommon Shares | 8,958 | $8.40 | $75,247.20 |
DisclosureSEC source: 0001385849-23-000040 · primary_doc.xml · nonDerivative · entry 1 NAZARENUS DEE ANN · CIK 0001822944 · VP Human Resources and · Administration 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2023 Filed Dec 4, 2023 17:59 UTC Amendment |
NAZARENUS DEE ANNVP Human Resources and · Administration
|
Exercise / conversionStock Appreciation Rights ("SARs") · Derivative | 6,866 | $0.00 Strike: $2.92 | $0.00 |
DisclosureSEC source: 0001385849-23-000041 · primary_doc.xml · derivative · entry 3 NAZARENUS DEE ANN · CIK 0001822944 · VP Human Resources and · Administration 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,808 Underlying: Common Shares · 4,479 shares Expires 2024-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2023 Filed Dec 4, 2023 17:59 UTC Amendment |
NAZARENUS DEE ANNVP Human Resources and · Administration
|
Tax withholdingCommon Shares | 1,288 | $8.40 | $10,819.20 |
DisclosureSEC source: 0001385849-23-000041 · primary_doc.xml · nonDerivative · entry 2 NAZARENUS DEE ANN · CIK 0001822944 · VP Human Resources and · Administration 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,710 Read SEC document |
| November 28, 2023 Filed Dec 4, 2023 17:59 UTC Amendment |
NAZARENUS DEE ANNVP Human Resources and · Administration
|
Exercise / conversionCommon Shares | 4,479 | $8.40 | $37,623.60 |
DisclosureSEC source: 0001385849-23-000041 · primary_doc.xml · nonDerivative · entry 1 NAZARENUS DEE ANN · CIK 0001822944 · VP Human Resources and · Administration 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 19:57 UTC |
BONIFAS BERNARDVP, ISR Operations
|
Exercise / conversionStock Appreciation Rights ("SARs") · Derivative | 17,066 | $0.00 Strike: $2.92 | $0.00 |
DisclosureSEC source: 0001385849-23-000039 · primary_doc.xml · derivative · entry 3 BONIFAS BERNARD · CIK 0001989558 · VP, ISR Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,099 Underlying: Common Shares · 11,271 shares Expires 2024-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 19:57 UTC |
BONIFAS BERNARDVP, ISR Operations
|
Disposition to issuerCommon Shares | 11,271 | $8.60 | $96,930.60 |
DisclosureSEC source: 0001385849-23-000039 · primary_doc.xml · nonDerivative · entry 2 BONIFAS BERNARD · CIK 0001989558 · VP, ISR Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,951 Read SEC document |
| November 21, 2023 Filed Nov 24, 2023 19:57 UTC |
BONIFAS BERNARDVP, ISR Operations
|
Exercise / conversionCommon Shares | 11,271 | $8.60 | $96,930.60 |
DisclosureSEC source: 0001385849-23-000039 · primary_doc.xml · nonDerivative · entry 1 BONIFAS BERNARD · CIK 0001989558 · VP, ISR Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2023 Filed Nov 17, 2023 13:16 UTC |
Bovaird J. BirksDirector
|
SaleCommon Shares | 6,000 | $11.50 | $69,000.00 |
DisclosureSEC source: 0001385849-23-000038 · primary_doc.xml · nonDerivative · entry 1 Bovaird J. Birks · CIK 0001662181 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,647 Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 18:12 UTC |
Moore CurtisSenior VP Marketing and · Corporate Development
|
Exercise / conversionStock Appreciation Rights ("SARs") · Derivative | 14,095 | $0.00 Strike: $2.92 | $0.00 |
DisclosureSEC source: 0001385849-23-000037 · primary_doc.xml · derivative · entry 3 Moore Curtis · CIK 0001662070 · Senior VP Marketing and · Corporate Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,006 Underlying: Common Shares · 9,118 shares Expires 2024-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 18:12 UTC |
Moore CurtisSenior VP Marketing and · Corporate Development
|
Disposition to issuerCommon Shares | 9,118 | $8.27 | $75,405.86 |
DisclosureSEC source: 0001385849-23-000037 · primary_doc.xml · nonDerivative · entry 2 Moore Curtis · CIK 0001662070 · Senior VP Marketing and · Corporate Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,978 Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 18:12 UTC |
Moore CurtisSenior VP Marketing and · Corporate Development
|
Exercise / conversionCommon Shares | 9,118 | $8.27 | $75,405.86 |
DisclosureSEC source: 0001385849-23-000037 · primary_doc.xml · nonDerivative · entry 1 Moore Curtis · CIK 0001662070 · Senior VP Marketing and · Corporate Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 18:03 UTC |
Chalmers MarkDirector · President & CEO
|
Exercise / conversionStock Appreciation Rights ("SARs") · Derivative | 250,000 | $0.00 Strike: $2.92 | $0.00 |
DisclosureSEC source: 0001385849-23-000036 · primary_doc.xml · derivative · entry 3 Chalmers Mark · CIK 0001678867 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 802,937 Underlying: Common Shares · 161,729 shares Expires 2024-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 18:03 UTC |
Chalmers MarkDirector · President & CEO
|
Tax withholdingCommon Shares | 70,350 | $8.27 | $581,794.50 |
DisclosureSEC source: 0001385849-23-000036 · primary_doc.xml · nonDerivative · entry 2 Chalmers Mark · CIK 0001678867 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 882,431 Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 18:03 UTC |
Chalmers MarkDirector · President & CEO
|
Exercise / conversionCommon Shares | 161,729 | $8.27 | $1,337,498.83 |
DisclosureSEC source: 0001385849-23-000036 · primary_doc.xml · nonDerivative · entry 1 Chalmers Mark · CIK 0001678867 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 952,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2023 Filed Jun 20, 2023 14:48 UTC |
Moore CurtisSenior VP Marketing and · Corporate Development
|
SaleCommon Shares | 9,800 | $6.37 | $62,435.80 |
DisclosureSEC source: 0001385849-23-000027 · primary_doc.xml · nonDerivative · entry 1 Moore Curtis · CIK 0001662070 · Senior VP Marketing and · Corporate Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,978 Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 19:22 UTC |
Moore CurtisSenior VP Marketing and · Corporate Development
|
SaleCommon Shares | 14,500 | $6.90 | $100,050.00 |
DisclosureSEC source: 0001385849-23-000026 · primary_doc.xml · nonDerivative · entry 1 Moore Curtis · CIK 0001662070 · Senior VP Marketing and · Corporate Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,778 Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 11:00 UTC |
Filas Barbara AppelinDirector
|
SaleCommon Shares | 10,000 | $6.25 | $62,500.00 |
DisclosureSEC source: 0001385849-23-000024 · primary_doc.xml · nonDerivative · entry 1 Filas Barbara Appelin · CIK 0001455291 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,113 Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 21:40 UTC |
NAZARENUS DEE ANNVP Human Resources and · Administration
|
Exercise / conversionStock Appreciation Rights ("SARs") · Derivative | 7,000 | $0.00 Strike: $2.92 | $0.00 |
DisclosureSEC source: 0001385849-23-000025 · primary_doc.xml · derivative · entry 3 NAZARENUS DEE ANN · CIK 0001822944 · VP Human Resources and · Administration 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,674 Underlying: Common Shares · 3,850 shares Expires 2024-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 21:40 UTC |
NAZARENUS DEE ANNVP Human Resources and · Administration
|
Tax withholdingCommon Shares | 1,017 | $6.49 | $6,600.33 |
DisclosureSEC source: 0001385849-23-000025 · primary_doc.xml · nonDerivative · entry 2 NAZARENUS DEE ANN · CIK 0001822944 · VP Human Resources and · Administration 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,519 Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 21:40 UTC |
NAZARENUS DEE ANNVP Human Resources and · Administration
|
Exercise / conversionCommon Shares | 3,850 | $6.49 | $24,986.50 |
DisclosureSEC source: 0001385849-23-000025 · primary_doc.xml · nonDerivative · entry 1 NAZARENUS DEE ANN · CIK 0001822944 · VP Human Resources and · Administration 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2023 Filed Jun 6, 2023 16:48 UTC |
Moore CurtisSenior VP Marketing and · Corporate Development
|
SaleCommon Shares | 15,774 | $6.39 | $100,799.01 |
DisclosureSEC source: 0001385849-23-000023 · primary_doc.xml · nonDerivative · entry 1 Moore Curtis · CIK 0001662070 · Senior VP Marketing and · Corporate Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,278 Read SEC document |
| June 02, 2023 Filed Jun 2, 2023 18:04 UTC |
HIGGS DENNIS LYLEDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 27,412 | $0.00 Strike: $4.79 | $0.00 |
DisclosureSEC source: 0001385849-23-000021 · primary_doc.xml · derivative · entry 3 HIGGS DENNIS LYLE · CIK 0001134878 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,615 Underlying: Common Shares · 27,412 shares Expires 2023-07-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2023 Filed Jun 2, 2023 18:04 UTC |
HIGGS DENNIS LYLEDirector
|
SaleCommon Shares | 27,412 | $6.33 | $173,517.96 |
DisclosureSEC source: 0001385849-23-000021 · primary_doc.xml · nonDerivative · entry 2 HIGGS DENNIS LYLE · CIK 0001134878 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 270,081 Read SEC document |
| June 02, 2023 Filed Jun 2, 2023 18:04 UTC |
HIGGS DENNIS LYLEDirector
|
Exercise / conversionCommon Shares | 27,412 | $4.79 | $131,303.48 |
DisclosureSEC source: 0001385849-23-000021 · primary_doc.xml · nonDerivative · entry 1 HIGGS DENNIS LYLE · CIK 0001134878 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 297,493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 18:14 UTC Amendment |
HIGGS DENNIS LYLEDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 27,412 | $0.00 Strike: $4.79 | $0.00 |
DisclosureSEC source: 0001385849-23-000022 · primary_doc.xml · derivative · entry 3 HIGGS DENNIS LYLE · CIK 0001134878 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,615 Underlying: Common Shares · 27,412 shares Expires 2023-07-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 18:14 UTC Amendment |
HIGGS DENNIS LYLEDirector
|
SaleCommon Shares | 27,412 | $6.33 | $173,517.96 |
DisclosureSEC source: 0001385849-23-000022 · primary_doc.xml · nonDerivative · entry 2 HIGGS DENNIS LYLE · CIK 0001134878 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 270,081 Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 18:14 UTC Amendment |
HIGGS DENNIS LYLEDirector
|
Exercise / conversionCommon Shares | 27,412 | $4.79 | $131,303.48 |
DisclosureSEC source: 0001385849-23-000022 · primary_doc.xml · nonDerivative · entry 1 HIGGS DENNIS LYLE · CIK 0001134878 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 297,493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2023 Filed May 12, 2023 23:19 UTC |
Chalmers MarkDirector · President & CEO
|
Exercise / conversionStock Appreciation Rights ("SARs") · Derivative | 100,000 | $0.00 Strike: $2.92 | $0.00 |
DisclosureSEC source: 0001385849-23-000017 · primary_doc.xml · derivative · entry 6 Chalmers Mark · CIK 0001678867 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,052,937 Underlying: Common Shares · 54,938 shares Expires 2024-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2023 Filed May 12, 2023 23:19 UTC |
Chalmers MarkDirector · President & CEO
|
Tax withholdingCommon Shares | 23,517 | $6.48 | $152,390.16 |
DisclosureSEC source: 0001385849-23-000017 · primary_doc.xml · nonDerivative · entry 4 Chalmers Mark · CIK 0001678867 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 791,052 Read SEC document |
| May 11, 2023 Filed May 12, 2023 23:19 UTC |
Chalmers MarkDirector · President & CEO
|
Exercise / conversionCommon Shares | 54,938 | $6.48 | $355,998.24 |
DisclosureSEC source: 0001385849-23-000017 · primary_doc.xml · nonDerivative · entry 3 Chalmers Mark · CIK 0001678867 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 814,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2023 Filed May 15, 2023 22:31 UTC |
Frydenlund David C.Executive VP, CLO and · Corporate Secretary
|
Exercise / conversionStock Appreciation Rights ("SARs") · Derivative | 65,000 | $0.00 Strike: $2.92 | $0.00 |
DisclosureSEC source: 0001385849-23-000019 · primary_doc.xml · derivative · entry 3 Frydenlund David C. · CIK 0001662034 · Executive VP, CLO and · Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 560,525 Underlying: Common Shares · 35,709 shares Expires 2024-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2023 Filed May 15, 2023 22:31 UTC |
Frydenlund David C.Executive VP, CLO and · Corporate Secretary
|
Tax withholdingCommon Shares | 15,326 | $6.48 | $99,312.48 |
DisclosureSEC source: 0001385849-23-000019 · primary_doc.xml · nonDerivative · entry 2 Frydenlund David C. · CIK 0001662034 · Executive VP, CLO and · Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 460,608 Read SEC document |
| May 11, 2023 Filed May 15, 2023 22:31 UTC |
Frydenlund David C.Executive VP, CLO and · Corporate Secretary
|
Exercise / conversionCommon Shares | 35,709 | $6.48 | $231,394.32 |
DisclosureSEC source: 0001385849-23-000019 · primary_doc.xml · nonDerivative · entry 1 Frydenlund David C. · CIK 0001662034 · Executive VP, CLO and · Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 475,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2023 Filed May 15, 2023 16:26 UTC |
Moore CurtisSenior VP Marketing and · Corporate Development
|
Exercise / conversionStock Appreciation Rights ("SARs") · Derivative | 42,500 | $0.00 Strike: $2.92 | $0.00 |
DisclosureSEC source: 0001385849-23-000018 · primary_doc.xml · derivative · entry 3 Moore Curtis · CIK 0001662070 · Senior VP Marketing and · Corporate Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,695 Underlying: Common Shares · 23,348 shares Expires 2024-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2023 Filed May 15, 2023 16:26 UTC |
Moore CurtisSenior VP Marketing and · Corporate Development
|
Disposition to issuerCommon Shares | 23,348 | $6.48 | $151,295.04 |
DisclosureSEC source: 0001385849-23-000018 · primary_doc.xml · nonDerivative · entry 2 Moore Curtis · CIK 0001662070 · Senior VP Marketing and · Corporate Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,052 Read SEC document |
| May 11, 2023 Filed May 15, 2023 16:26 UTC |
Moore CurtisSenior VP Marketing and · Corporate Development
|
Exercise / conversionCommon Shares | 23,348 | $6.48 | $151,295.04 |
DisclosureSEC source: 0001385849-23-000018 · primary_doc.xml · nonDerivative · entry 1 Moore Curtis · CIK 0001662070 · Senior VP Marketing and · Corporate Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2023 Filed May 19, 2023 19:34 UTC Amendment |
Moore CurtisSenior VP Marketing and · Corporate Development
|
Exercise / conversionStock Appreciation Rights ("SARs") · Derivative | 14,094 | $0.00 Strike: $2.92 | $0.00 |
DisclosureSEC source: 0001385849-23-000020 · primary_doc.xml · derivative · entry 3 Moore Curtis · CIK 0001662070 · Senior VP Marketing and · Corporate Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,101 Underlying: Common Shares · 2,175 shares Expires 2024-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2023 Filed May 19, 2023 19:34 UTC Amendment |
Moore CurtisSenior VP Marketing and · Corporate Development
|
Disposition to issuerCommon Shares | 2,175 | $6.48 | $14,094.00 |
DisclosureSEC source: 0001385849-23-000020 · primary_doc.xml · nonDerivative · entry 2 Moore Curtis · CIK 0001662070 · Senior VP Marketing and · Corporate Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,052 Read SEC document |
| May 11, 2023 Filed May 19, 2023 19:34 UTC Amendment |
Moore CurtisSenior VP Marketing and · Corporate Development
|
Exercise / conversionCommon Shares | 2,175 | $6.48 | $14,094.00 |
DisclosureSEC source: 0001385849-23-000020 · primary_doc.xml · nonDerivative · entry 1 Moore Curtis · CIK 0001662070 · Senior VP Marketing and · Corporate Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2023 Filed May 12, 2023 23:19 UTC |
Chalmers MarkDirector · President & CEO
|
Exercise / conversionStock Appreciation Rights ("SARs") · Derivative | 350,000 | $0.00 Strike: $2.92 | $0.00 |
DisclosureSEC source: 0001385849-23-000017 · primary_doc.xml · derivative · entry 5 Chalmers Mark · CIK 0001678867 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,152,937 Underlying: Common Shares · 193,969 shares Expires 2024-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2023 Filed May 12, 2023 23:19 UTC |
Chalmers MarkDirector · President & CEO
|
Tax withholdingCommon Shares | 84,348 | $6.55 | $552,479.40 |
DisclosureSEC source: 0001385849-23-000017 · primary_doc.xml · nonDerivative · entry 2 Chalmers Mark · CIK 0001678867 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 759,631 Read SEC document |
| May 10, 2023 Filed May 12, 2023 23:19 UTC |
Chalmers MarkDirector · President & CEO
|
Exercise / conversionCommon Shares | 193,969 | $6.55 | $1,270,496.95 |
DisclosureSEC source: 0001385849-23-000017 · primary_doc.xml · nonDerivative · entry 1 Chalmers Mark · CIK 0001678867 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 843,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.