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ENERGY FUELS INC

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4086
SEC CIK
0001385849
Parsed reports
497

Last 12 months

Inside the activity.

2 purchase rows · 24 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202504
Jan 202600
Feb 202600
Mar 2026010
Apr 202601
May 202600
Jun 202600
Jul 202620
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2017 Filed Mar 15, 2017 22:03 UTC
Goranson William PaulEVP of ISR Operations
PurchaseCommon Shares 11,300 $2.06 $23,278.00
Disclosure

SEC source: 0001385849-17-000012 · wf-form4_148961540894348.xml · nonDerivative · entry 1

Goranson William Paul · CIK 0001593412 · EVP of ISR Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,685

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $2.05 to $2.08, inclusive. The reporting person undertakes to provide to Energy Fuels Inc., any security holder of Energy Fuels Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above

Read SEC document
March 15, 2017 Filed Mar 17, 2017 19:22 UTC
Zang Daniel GChief Financial Officer
PurchaseCommon Shares 3,000 $2.07 $6,210.00
Disclosure

SEC source: 0001140361-17-012663 · doc1.xml · nonDerivative · entry 1

Zang Daniel G · CIK 0001413509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,065

Read SEC document
March 14, 2017 Filed Mar 15, 2017 22:04 UTC PurchaseCommon Shares 10,000 $1.92 $19,200.00
Disclosure

SEC source: 0001385849-17-000015 · wf-form4_148961547036880.xml · nonDerivative · entry 1

HANSEN BRUCE D · CIK 0001064614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,817

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $1.91 to $1.93, inclusive. The reporting person undertakes to provide to Energy Fuels Inc., any security holder of Energy Fuels Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above

Read SEC document
March 14, 2017 Filed Mar 15, 2017 22:04 UTC
Moore CurtisVP Mktg & Corp. Development
PurchaseCommon Shares 523 $1.91 $998.93
Disclosure

SEC source: 0001385849-17-000014 · wf-form4_148961545198342.xml · nonDerivative · entry 1

Moore Curtis · CIK 0001662070 · VP Mktg & Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,883

Read SEC document
March 14, 2017 Filed Mar 15, 2017 22:04 UTC PurchaseCommon Shares 6,800 $1.95 $13,260.00
Disclosure

SEC source: 0001385849-17-000013 · wf-form4_148961543302613.xml · nonDerivative · entry 1

Hochstein Ron F. · CIK 0001662029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,874

F1 · price: The price reported in Column 4 is a weighted average price of Cdn$2.62, converted into U.S. dollars using an exchange rate of Cdn$1.3463=US$1.00. These shares were acquired in multiple transactions at prices ranging from Cdn$2.62 to Cdn$2.63, inclusive. The reporting person undertakes to provide to Energy Fuels Inc., any security holder of Energy Fuels Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 14, 2017 Filed Mar 17, 2017 19:24 UTC
Antony Stephen P.Director · President & CEO
PurchaseCommon Shares 10,000 $1.94 $19,400.00
Disclosure

SEC source: 0001140361-17-012665 · doc1.xml · nonDerivative · entry 1

Antony Stephen P. · CIK 0001662182 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571,214

Read SEC document
March 14, 2017 Filed Mar 18, 2017 00:20 UTC
Brown AmesDirector
PurchaseCommon Shares 5,000 $2.04 $10,200.00
Disclosure

SEC source: 0001140361-17-012675 · doc1.xml · nonDerivative · entry 1

Brown Ames · CIK 0001665386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,118

Read SEC document
February 15, 2017 Filed Feb 16, 2017 17:54 UTC SaleCommon Shares 4,005 $2.70 $10,813.50
Disclosure

SEC source: 0001628280-17-001446 · wf-form4_148728564063742.xml · nonDerivative · entry 1

CATCHPOLE GLENN · CIK 0001319928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,062

Read SEC document
February 14, 2017 Filed Feb 14, 2017 18:09 UTC
Antony Stephen P.Director · President & CEO
Tax withholdingCommon Shares 1,768 $2.54 $4,490.72
Disclosure

SEC source: 0001628280-17-001352 · wf-form4_148711373808146.xml · nonDerivative · entry 1

Antony Stephen P. · CIK 0001662182 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,214

F1 · kind: These shares were sold to satisfy income tax withholding requirements resulting from the vesting of exempt restricted stock unit grants previously reported in Table I

Read SEC document
February 14, 2017 Filed Feb 14, 2017 18:08 UTC
Zang Daniel GChief Financial Officer
Tax withholdingCommon Shares 593 $2.54 $1,506.22
Disclosure

SEC source: 0001628280-17-001349 · wf-form4_148711368834435.xml · nonDerivative · entry 1

Zang Daniel G · CIK 0001413509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,065

F1 · kind: These shares were sold to satisfy income tax withholding requirements resulting from the vesting of exempt restricted stock unit grants previously reported in Table I

Read SEC document
February 14, 2017 Filed Feb 14, 2017 23:09 UTC
Frydenlund David C.Sr. VP, Gen. Coun. & Corp. Sec
Tax withholdingCommon Shares 1,386 $2.54 $3,520.44
Disclosure

SEC source: 0001628280-17-001353 · wf-form4_148711375684971.xml · nonDerivative · entry 1

Frydenlund David C. · CIK 0001662034 · Sr. VP, Gen. Coun. & Corp. Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,978

F1 · kind: These shares were sold to satisfy income tax withholding requirements resulting from the vesting of exempt restricted stock unit grants previously reported in Table I

Read SEC document
February 14, 2017 Filed Feb 14, 2017 23:08 UTC
Goranson William PaulEVP of ISR Operations
Tax withholdingCommon Shares 715 $2.54 $1,816.10
Disclosure

SEC source: 0001628280-17-001351 · wf-form4_148711372204542.xml · nonDerivative · entry 1

Goranson William Paul · CIK 0001593412 · EVP of ISR Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,385

F1 · kind: These shares were sold to satisfy income tax withholding requirements resulting from the vesting of exempt restricted stock unit grants previously reported in Table I

Read SEC document
February 14, 2017 Filed Feb 14, 2017 23:08 UTC
Moore CurtisVP Mktg & Corp. Development
Tax withholdingCommon Shares 415 $2.54 $1,054.10
Disclosure

SEC source: 0001628280-17-001350 · wf-form4_148711370589883.xml · nonDerivative · entry 1

Moore Curtis · CIK 0001662070 · VP Mktg & Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,360

F1 · kind: These shares were sold to satisfy income tax withholding requirements resulting from the vesting of exempt restricted stock unit grants previously reported in Table I

Read SEC document
February 01, 2017 Filed Feb 1, 2017 17:44 UTC Tax withholdingCommon Shares 6,492 $2.13 $13,827.96
Disclosure

SEC source: 0001628280-17-000737 · wf-form4_148598904114096.xml · nonDerivative · entry 1

HIGGS DENNIS LYLE · CIK 0001134878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,414

F1 · kind: These shares were sold to satisfy income tax withholding requirements resulting from the vesting of exempt restricted stock unit grants previously reported in Table I

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.11 to $2.16, inclusive. The reporting person undertakes to provide to Energy Fuels Inc., any security holder of Energy Fuels Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above

Read SEC document
February 01, 2017 Filed Feb 1, 2017 17:44 UTC
Antony Stephen P.Director · President & CEO
Tax withholdingCommon Shares 135,847 $2.13 $289,354.11
Disclosure

SEC source: 0001628280-17-000739 · wf-form4_148598907468490.xml · nonDerivative · entry 1

Antony Stephen P. · CIK 0001662182 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,982

F1 · kind: These shares were sold to satisfy income tax withholding requirements resulting from the vesting of exempt restricted stock unit grants previously reported in Table I

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.11 to $2.16, inclusive. The reporting person undertakes to provide to Energy Fuels Inc., any security holder of Energy Fuels Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above

Read SEC document
February 01, 2017 Filed Feb 1, 2017 17:43 UTC Tax withholdingCommon Shares 6,045 $2.13 $12,875.85
Disclosure

SEC source: 0001628280-17-000733 · wf-form4_148598896987860.xml · nonDerivative · entry 1

Bovaird J. Birks · CIK 0001662181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,430

F1 · kind: These shares were sold to satisfy income tax withholding requirements resulting from the vesting of exempt restricted stock unit grants previously reported in Table I

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.11 to $2.16, inclusive. The reporting person undertakes to provide to Energy Fuels Inc., any security holder of Energy Fuels Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above

Read SEC document
February 01, 2017 Filed Feb 1, 2017 17:43 UTC Tax withholdingCommon Shares 6,602 $2.13 $14,062.26
Disclosure

SEC source: 0001628280-17-000735 · wf-form4_148598900809540.xml · nonDerivative · entry 1

Carroll Paul A. · CIK 0001662110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,120

F1 · kind: These shares were sold to satisfy income tax withholding requirements resulting from the vesting of exempt restricted stock unit grants previously reported in Table I

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.11 to $2.16, inclusive. The reporting person undertakes to provide to Energy Fuels Inc., any security holder of Energy Fuels Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above

Read SEC document
February 01, 2017 Filed Feb 1, 2017 17:43 UTC
Zang Daniel GChief Financial Officer
Tax withholdingCommon Shares 27,443 $2.13 $58,453.59
Disclosure

SEC source: 0001628280-17-000734 · wf-form4_148598899311201.xml · nonDerivative · entry 1

Zang Daniel G · CIK 0001413509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,658

F1 · kind: These shares were sold to satisfy income tax withholding requirements resulting from the vesting of exempt restricted stock unit grants previously reported in Table I

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.11 to $2.16, inclusive. The reporting person undertakes to provide to Energy Fuels Inc., any security holder of Energy Fuels Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above

Read SEC document
February 01, 2017 Filed Feb 1, 2017 22:45 UTC Tax withholdingCommon Shares 4,908 $2.13 $10,454.04
Disclosure

SEC source: 0001628280-17-000743 · wf-form4_148598914307148.xml · nonDerivative · entry 1

Hochstein Ron F. · CIK 0001662029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,074

F1 · kind: These shares were sold to satisfy income tax withholding requirements resulting from the vesting of exempt restricted stock unit grants previously reported in Table I

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.11 to $2.16, inclusive. The reporting person undertakes to provide to Energy Fuels Inc., any security holder of Energy Fuels Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above

Read SEC document
February 01, 2017 Filed Feb 1, 2017 22:45 UTC
Roberts Harold R.EVP of Conventional Operations
Tax withholdingCommon Shares 25,735 $2.13 $54,815.55
Disclosure

SEC source: 0001628280-17-000742 · wf-form4_148598912654889.xml · nonDerivative · entry 1

Roberts Harold R. · CIK 0001662067 · EVP of Conventional Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,934

F1 · kind: These shares were sold to satisfy income tax withholding requirements resulting from the vesting of exempt restricted stock unit grants previously reported in Table I

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.11 to $2.16, inclusive. The reporting person undertakes to provide to Energy Fuels Inc., any security holder of Energy Fuels Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above

Read SEC document
February 01, 2017 Filed Feb 1, 2017 22:45 UTC
Frydenlund David C.Sr. VP, Gen. Coun. & Corp. Sec
Tax withholdingCommon Shares 29,940 $2.13 $63,772.20
Disclosure

SEC source: 0001628280-17-000741 · wf-form4_148598910914953.xml · nonDerivative · entry 1

Frydenlund David C. · CIK 0001662034 · Sr. VP, Gen. Coun. & Corp. Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,364

F1 · kind: These shares were sold to satisfy income tax withholding requirements resulting from the vesting of exempt restricted stock unit grants previously reported in Table I

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.11 to $2.16, inclusive. The reporting person undertakes to provide to Energy Fuels Inc., any security holder of Energy Fuels Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above

Read SEC document
February 01, 2017 Filed Feb 1, 2017 22:45 UTC
Moore CurtisVP Mktg & Corp. Development
Tax withholdingCommon Shares 9,805 $2.13 $20,884.65
Disclosure

SEC source: 0001628280-17-000740 · wf-form4_148598908980599.xml · nonDerivative · entry 1

Moore Curtis · CIK 0001662070 · VP Mktg & Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,775

F1 · kind: These shares were sold to satisfy income tax withholding requirements resulting from the vesting of exempt restricted stock unit grants previously reported in Table I

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.11 to $2.16, inclusive. The reporting person undertakes to provide to Energy Fuels Inc., any security holder of Energy Fuels Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above

Read SEC document
February 01, 2017 Filed Feb 1, 2017 22:44 UTC Tax withholdingCommon Shares 10,633 $2.13 $22,648.29
Disclosure

SEC source: 0001628280-17-000738 · wf-form4_148598905886589.xml · nonDerivative · entry 1

Chalmers Mark · CIK 0001678867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,925

F1 · kind: These shares were sold to satisfy income tax withholding requirements resulting from the vesting of exempt restricted stock unit grants previously reported in Table I

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.11 to $2.16, inclusive. The reporting person undertakes to provide to Energy Fuels Inc., any security holder of Energy Fuels Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above

Read SEC document
February 01, 2017 Filed Feb 1, 2017 22:43 UTC
Goranson William PaulEVP of ISR Operations
Tax withholdingCommon Shares 26,822 $2.13 $57,130.86
Disclosure

SEC source: 0001628280-17-000736 · wf-form4_148598902384983.xml · nonDerivative · entry 1

Goranson William Paul · CIK 0001593412 · EVP of ISR Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,100

F1 · kind: These shares were sold to satisfy income tax withholding requirements resulting from the vesting of exempt restricted stock unit grants previously reported in Table I

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.11 to $2.16, inclusive. The reporting person undertakes to provide to Energy Fuels Inc., any security holder of Energy Fuels Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above

Read SEC document
January 24, 2017 Filed Jan 27, 2017 22:42 UTC GrantCommon Shares 31,773 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003252 · doc1.xml · nonDerivative · entry 1

HANSEN BRUCE D · CIK 0001064614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,817

F1 · shares: Reflects grant of 31,773 restricted stock units which vest as follows: 50% on 1/27/2018; 25% on 1/27/2019; 25% on 1/27/2020.

Read SEC document
January 24, 2017 Filed Jan 27, 2017 17:44 UTC GrantCommon Shares 26,099 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003257 · doc1.xml · nonDerivative · entry 1

HIGGS DENNIS LYLE · CIK 0001134878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 621,906

F1 · shares: Reflects grant of 26,099 restricted stock units which vest as follows: 50% on 1/27/2018; 25% on 1/27/2019; 25% on 1/27/2020.

Read SEC document
January 24, 2017 Filed Jan 27, 2017 17:54 UTC
Antony Stephen P.Director · President & CEO
GrantCommon Shares 227,692 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003270 · doc1.xml · nonDerivative · entry 1

Antony Stephen P. · CIK 0001662182 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631,829

F1 · shares: Reflects grant of 227,692 restricted stock units which vest as follows: 50% on 1/27/2018; 25% on 1/27/2019; 25% on 1/27/2020.

Read SEC document
January 24, 2017 Filed Jan 27, 2017 17:30 UTC GrantCommon Shares 34,043 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003235 · doc1.xml · nonDerivative · entry 1

Bovaird J. Birks · CIK 0001662181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,475

F1 · shares: Reflects grant of 34,043 restricted stock units which vest as follows: 50% on 1/27/2018; 25% on 1/27/2019; 25% on 1/27/2020.

Read SEC document
January 24, 2017 Filed Jan 27, 2017 17:35 UTC GrantCommon Shares 28,369 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003239 · doc1.xml · nonDerivative · entry 1

Carroll Paul A. · CIK 0001662110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,722

F1 · shares: Reflects grant of 28,369 restricted stock units which vest as follows: 50% on 1/27/2018; 25% on 1/27/2019; 25% on 1/27/2020.

Read SEC document
January 24, 2017 Filed Jan 27, 2017 18:06 UTC
Zang Daniel GChief Financial Officer
GrantCommon Shares 108,613 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003284 · doc1.xml · nonDerivative · entry 1

Zang Daniel G · CIK 0001413509 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,101

F1 · shares: Reflects grant of 108,613 restricted stock units which vest as follows: 50% on 1/27/2018; 25% on 1/27/2019; 25% on 1/27/2020.

Read SEC document
January 24, 2017 Filed Jan 27, 2017 17:40 UTC SaleCommon Shares 25,610 $2.44 $62,488.40
Disclosure

SEC source: 0001140361-17-003247 · doc1.xml · nonDerivative · entry 2

CATCHPOLE GLENN · CIK 0001319928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,067

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.45, inclusive. The reporting person undertakes to provide to Energy Fuels Inc., any security holder of Energy Fuels Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
January 24, 2017 Filed Jan 27, 2017 17:40 UTC GrantCommon Shares 28,369 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003247 · doc1.xml · nonDerivative · entry 1

CATCHPOLE GLENN · CIK 0001319928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,677

F1 · shares: Reflects grant of 28,369 restricted stock units which vest as follows: 50% on 1/27/2018; 25% on 1/27/2019; 25% on 1/27/2020.

Read SEC document
January 24, 2017 Filed Jan 27, 2017 23:03 UTC
Moore CurtisVP Mktg & Corp. Development
GrantCommon Shares 38,010 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003282 · doc1.xml · nonDerivative · entry 1

Moore Curtis · CIK 0001662070 · VP Mktg & Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,580

F1 · shares: Reflects grant of 38,010 restricted stock units which vest as follows: 50% on 1/27/2018; 25% on 1/27/2019; 25% on 1/27/2020.

Read SEC document
January 24, 2017 Filed Jan 27, 2017 23:01 UTC
Goranson William PaulEVP of ISR Operations
GrantCommon Shares 96,220 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003280 · doc1.xml · nonDerivative · entry 1

Goranson William Paul · CIK 0001593412 · EVP of ISR Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,922

F1 · shares: Reflects grant of 96,220 restricted stock units which vest as follows: 50% on 1/27/2018; 25% on 1/27/2019; 25% on 1/27/2020.

Read SEC document
January 24, 2017 Filed Jan 27, 2017 22:58 UTC
Frydenlund David C.Sr. VP, Gen. Coun. & Corp. Sec
GrantCommon Shares 109,807 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003276 · doc1.xml · nonDerivative · entry 1

Frydenlund David C. · CIK 0001662034 · Sr. VP, Gen. Coun. & Corp. Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,304

F1 · shares: Reflects grant of 109,807 restricted stock units which vest as follows: 50% on 1/27/2018; 25% on 1/27/2019; 25% on 1/27/2020.

Read SEC document
January 24, 2017 Filed Jan 27, 2017 22:56 UTC GrantCommon Shares 113,671 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003272 · doc1.xml · nonDerivative · entry 1

Chalmers Mark · CIK 0001678867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,558

F1 · shares: Reflects grant of 113,671 restricted stock units which vest as follows: 50% on 1/27/2018; 25% on 1/27/2019; 25% on 1/27/2020.

Read SEC document
January 24, 2017 Filed Jan 27, 2017 22:52 UTC GrantCommon Shares 28,369 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003268 · doc1.xml · nonDerivative · entry 1

Hochstein Ron F. · CIK 0001662029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,982

F1 · shares: Reflects grant of 28,369 restricted stock units which vest as follows: 50% on 1/27/2018; 25% on 1/27/2019; 25% on 1/27/2020.

Read SEC document
January 24, 2017 Filed Jan 27, 2017 22:32 UTC
Brown AmesDirector
GrantCommon Shares 26,099 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-003237 · doc1.xml · nonDerivative · entry 1

Brown Ames · CIK 0001665386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,118

F1 · shares: Reflects grant of 26,099 restricted stock units which vest as follows: 50% on 1/27/2018; 25% on 1/27/2019; 25% on 1/27/2020.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 16:10 UTC SaleCommon Shares 4,000 $2.40 $9,600.00
Disclosure

SEC source: 0001140361-17-002289 · doc1.xml · nonDerivative · entry 1

CATCHPOLE GLENN · CIK 0001319928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,308

Read SEC document
January 12, 2017 Filed Jan 17, 2017 15:28 UTC SaleCommon Shares 3,000 $2.40 $7,200.00
Disclosure

SEC source: 0001279569-17-000083 · v457035_form4.xml · nonDerivative · entry 1

CATCHPOLE GLENN · CIK 0001319928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,308

Read SEC document
September 06, 2016 Filed Sep 9, 2016 17:17 UTC SaleCommon Shares 3,000 $2.40 $7,200.00
Disclosure

SEC source: 0001140361-16-079383 · doc1.xml · nonDerivative · entry 1

CATCHPOLE GLENN · CIK 0001319928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,308

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October 02, 0024 Filed Oct 4, 2024 18:23 UTC
CARSTENS TIMOTHY JAMESEVP, Heavy Mineral Sands Ops
GrantCommon Shares 159,594 $0.00 $0.00
Disclosure

SEC source: 0000912282-24-000687 · form4.xml · nonDerivative · entry 1

CARSTENS TIMOTHY JAMES · CIK 0002040047 · EVP, Heavy Mineral Sands Ops

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 624,968

F1 · balance_after: The directly held securities reported in Table I are comprised of 465,374 common shares held as of the date that Mr. Carstens became a Reporting Person, and 159,594 restricted stock units granted to Mr. Carstens in connection with his appointment as a new officer of the Issuer, which vest as follows: 100% one year from the date of grant (being October 2, 2025, in the U.S. and October 3, 2025 in Australia, where Mr. Carsten resides.)

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.