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NYSE · USD

UUU

UNIVERSAL SAFETY PRODUCTS, INC.

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Tapewire entity
8803
SEC CIK
0000102109
Parsed reports
60

Last 12 months

Inside the activity.

108 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202550
Dec 2025230
Jan 202610
Feb 202670
Mar 2026310
Apr 202610
May 202610
Jun 202600
Jul 202630
Aug 2026230
Sep 2026130
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 03, 2025 Filed Dec 4, 2025 21:30 UTC PurchaseCommon Stock 1,431 $4.32 $6,188.22
Disclosure

SEC source: 0001214659-25-017615 · marketforms-71436.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 102,431

F4 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.3244. The range of purchase prices on the transaction date was $4.3116 to $4.3299 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
December 02, 2025 Filed Dec 4, 2025 21:30 UTC PurchaseCommon Stock 1,000 $4.31 $4,309.00
Disclosure

SEC source: 0001214659-25-017615 · marketforms-71436.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 6,000

F3 · ownership.nature: Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

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December 02, 2025 Filed Dec 4, 2025 21:30 UTC PurchaseCommon Stock 4,631 $4.31 $19,936.46
Disclosure

SEC source: 0001214659-25-017615 · marketforms-71436.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 101,000

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.3050. The range of purchase prices on the transaction date was $4.2999 to $4.3052 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
November 28, 2025 Filed Dec 2, 2025 21:30 UTC PurchaseCommon Stock 100 $4.40 $439.90
Disclosure

SEC source: 0001214659-25-017509 · marketforms-71424.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 96,369

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 21:30 UTC PurchaseCommon Stock 953 $4.04 $3,850.12
Disclosure

SEC source: 0001214659-25-017287 · marketforms-71372.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Alpha Structured Finance LP

Disclosed balance after: 5,953

F2 · ownership.nature: Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

Read SEC document
November 24, 2025 Filed Nov 26, 2025 21:30 UTC PurchaseCommon Stock 4,038 $3.97 $16,010.67
Disclosure

SEC source: 0001214659-25-017287 · marketforms-71372.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 96,269

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
November 21, 2025 Filed Nov 24, 2025 21:30 UTC PurchaseCommon Stock 17,798 $3.84 $68,282.03
Disclosure

SEC source: 0001214659-25-017141 · marketforms-71348.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 92,231

F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $3.8365. The range of purchase prices on the transaction date was $3.7898 to $3.913 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
November 20, 2025 Filed Nov 24, 2025 21:30 UTC PurchaseCommon Stock 9,026 $3.96 $35,768.23
Disclosure

SEC source: 0001214659-25-017141 · marketforms-71348.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 74,433

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 20, 2025 Filed Oct 22, 2025 20:30 UTC
Bormel IraDirector
GrantStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001104659-25-101547 · tm2529282-3_4seq1.xml · derivative · entry 1

Bormel Ira · CIK 0001537314 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2035-08-26

F1 · shares: The stock options (the "Options") were granted on August 27, 2025, subject to stockholder approval. The Options vested on October 20, 2025, the date of stockholder approval.

F2 · derivative.exercise_date: The Options are exercisable as soon as the NYSE American approves the supplemental listing application relating to the issuance of the common stock underlying the Options.

Read SEC document
October 20, 2025 Filed Oct 22, 2025 20:31 UTC
AULT MILTON C IIIDirector · Vice Chairman
GrantStock Options (Right to Buy) · Derivative 50,000 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001104659-25-101548 · tm2529282-6_4seq1.xml · derivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-08-26

F1 · shares: The stock options (the "Options") were granted on August 27, 2025, subject to stockholder approval. The Options vested on October 20, 2025, the date of stockholder approval.

F2 · derivative.exercise_date: The Options are exercisable as soon as the NYSE American approves the supplemental listing application relating to the issuance of the common stock underlying the Options.

Read SEC document
October 20, 2025 Filed Oct 22, 2025 20:30 UTC GrantStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001104659-25-101543 · tm2529282-2_4seq1.xml · derivative · entry 1

Nisser Henry Carl · CIK 0001775938 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2035-08-26

F1 · shares: The stock options (the "Options") were granted on August 27, 2025, subject to stockholder approval. The Options vested on October 20, 2025, the date of stockholder approval.

F2 · derivative.exercise_date: The Options are exercisable as soon as the NYSE American approves the supplemental listing application relating to the issuance of the common stock underlying the Options.

Read SEC document
October 20, 2025 Filed Oct 23, 2025 20:30 UTC
GROSSBLATT HARVEY BDirector · Chairman, President and CEO
GrantStock Options (Right to Buy) · Derivative 50,000 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001104659-25-101846 · tm2529282-1_4seq1.xml · derivative · entry 1

GROSSBLATT HARVEY B · CIK 0001232192 · Director · Chairman, President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-08-26

F1 · shares: The stock options (the "Options") were granted on August 27, 2025, subject to stockholder approval. The Options vested on October 20, 2025, the date of stockholder approval.

F2 · derivative.exercise_date: The Options are exercisable as soon as the NYSE American approves the supplemental listing application relating to the issuance of the common stock underlying the Options.

Read SEC document
October 20, 2025 Filed Oct 27, 2025 20:30 UTC
Huff James BallardChief Financial Officer
GrantStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001104659-25-102604 · tm2529282-4_4seq1.xml · derivative · entry 1

Huff James Ballard · CIK 0001301992 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2035-08-26

F1 · shares: The stock options (the "Options") were granted on August 27, 2025, subject to stockholder approval. The Options vested on October 20, 2025, the date of stockholder approval.

F2 · derivative.exercise_date: The Options are exercisable as soon as the NYSE American approves the supplemental listing application relating to the issuance of the common stock underlying the Options.

Read SEC document
October 20, 2025 Filed Oct 29, 2025 21:36 UTC GrantStock Options (Right to Buy) · Derivative 25,000 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001104659-25-103818 · tm2529282-5_4seq1.xml · derivative · entry 1

SEFF RONALD A · CIK 0001232925 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2035-08-26

F1 · shares: The stock options (the "Options") were granted on August 27, 2025, subject to stockholder approval. The Options vested on October 20, 2025, the date of stockholder approval.

F2 · derivative.exercise_date: The Options are exercisable as soon as the NYSE American approves the supplemental listing application relating to the issuance of the common stock underlying the Options.

Read SEC document
October 03, 2025 Filed Oct 4, 2025 01:33 UTC PurchaseCommon Stock 10,000 $4.79 $47,864.00
Disclosure

SEC source: 0001214659-25-014628 · marketforms-70942.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 65,407

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 02, 2025 Filed Oct 4, 2025 01:33 UTC PurchaseCommon Stock 4,697 $4.56 $21,418.32
Disclosure

SEC source: 0001214659-25-014628 · marketforms-70942.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 55,407

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 21:10 UTC PurchaseCommon Stock 3,000 $4.98 $14,926.80
Disclosure

SEC source: 0001214659-25-014551 · marketforms-70897.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 50,710

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 30, 2025 Filed Sep 30, 2025 23:15 UTC PurchaseCommon Stock 10,000 $4.24 $42,352.00
Disclosure

SEC source: 0001214659-25-014419 · marketforms-70883.xml · nonDerivative · entry 3

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 47,710

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 21:10 UTC PurchaseCommon Stock 1,000 $4.29 $4,285.00
Disclosure

SEC source: 0001214659-25-014551 · marketforms-70897.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault & Company, Inc.

Disclosed balance after: 5,000

F1 · ownership.nature: Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Milton C. Ault, III, is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Read SEC document
September 29, 2025 Filed Sep 30, 2025 23:15 UTC PurchaseCommon Stock 5,010 $4.45 $22,299.01
Disclosure

SEC source: 0001214659-25-014419 · marketforms-70883.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 37,710

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 26, 2025 Filed Sep 30, 2025 23:15 UTC PurchaseCommon Stock 10,000 $4.24 $42,373.00
Disclosure

SEC source: 0001214659-25-014419 · marketforms-70883.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending, LLC

Disclosed balance after: 32,700

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.2373 The range of purchase prices on the transaction date was $4.2206 to $4.47 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 24, 2025 Filed Sep 26, 2025 20:30 UTC PurchaseCommon Stock 4,000 $7.21 $28,820.00
Disclosure

SEC source: 0001214659-25-014246 · marketforms-70868.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending LLC

Disclosed balance after: 22,700

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 20:50 UTC PurchaseCommon Stock 3,000 $5.71 $17,141.10
Disclosure

SEC source: 0001214659-25-013975 · marketforms-70820.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending LLC

Disclosed balance after: 18,700

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 17, 2025 Filed Sep 19, 2025 20:50 UTC PurchaseCommon Stock 3,000 $6.40 $19,208.40
Disclosure

SEC source: 0001214659-25-013975 · marketforms-70820.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending LLC

Disclosed balance after: 15,700

F1 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
September 10, 2025 Filed Sep 17, 2025 01:31 UTC PurchaseCommon Stock 307 $5.13 $1,575.34
Disclosure

SEC source: 0001214659-25-013837 · mcault_universal.xml · nonDerivative · entry 2

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending LLC

Disclosed balance after: 12,700

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
July 29, 2025 Filed Aug 1, 2025 00:00 UTC
AULT MILTON C IIIDirector · 10% owner
Ault & Company, Inc.Director · 10% owner
PurchaseCommon Stock 3,152 $3.66 $11,537.58
Disclosure

SEC source: 0001214659-25-011237 · marketforms-70171.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

Ault & Company, Inc. · CIK 0001734770 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending LLC

Disclosed balance after: 11,877

F1 · security: This Form 4 is filed jointly by Ault & Company, Inc. ("Ault & Co.") and Milton C. Ault, III (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $3.6604. The range of purchase prices on the transaction date was $3.5222 to $3.7438 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F3 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
July 29, 2025 Filed Sep 17, 2025 01:31 UTC PurchaseCommon Stock 516 $3.51 $1,812.30
Disclosure

SEC source: 0001214659-25-013837 · mcault_universal.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending LLC

Disclosed balance after: 12,393

F1 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $3.5122. The range of purchase prices on the transaction date was $3.5191 to $3.5222 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
June 04, 2025 Filed Jun 7, 2025 01:00 UTC
AULT MILTON C IIIDirector · 10% owner
Ault & Company, Inc.Director · 10% owner
PurchaseCommon Stock 5,000 $3.02 $15,075.00
Disclosure

SEC source: 0001214659-25-008958 · marketforms-69821.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

Ault & Company, Inc. · CIK 0001734770 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Ault Lending LLC

Disclosed balance after: 8,725

F1 · security: This Form 4 is filed jointly by Ault & Company, Inc. ("Ault & Co.") and Milton C. Ault, III (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

Read SEC document
May 30, 2025 Filed Jun 3, 2025 20:30 UTC
AULT MILTON C IIIDirector · 10% owner
PurchaseCommon Stock 5,000 $2.39 $11,968.50
Disclosure

SEC source: 0001214659-25-008767 · marketforms-69786.xml · nonDerivative · entry 1

AULT MILTON C III · CIK 0001212502 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Alpha Structured Finance LP

Disclosed balance after: 5,000

F1 · security: The reporting person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · price: The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $2.3937. The range of purchase prices on the transaction date was $2.928 to $2.3938 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

F3 · ownership.nature: Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Milton C. Ault, III, is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

Read SEC document
December 02, 2020 Filed Dec 14, 2020 23:07 UTC
Hyperscale Data, Inc.Former 10% Owner
SaleCommon Stock, $0.01 par value 8,441 $3.10 $26,142.62
Disclosure

SEC source: 0000921895-20-003238 · form412570001_12142020.xml · nonDerivative · entry 2

DPW Holdings, Inc. · CIK 0000896493 · Former 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · DP Lending, LLC

Disclosed balance after: 0

F1 · security: This Form 4 is filed by DPW Holdings, Inc. ("DPW" or the "Reporting Person"). The Reporting Person discliaims beneficial ownership of the securities of the Issuer reported owned herein except to the extent of its pecuniary interest therein and except to the extent that such shares are owned directly by the Reporting Person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.07 to $3.10. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commision, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Securites of the Issuer held by DP Lending, LLC ("DP Lending"), a wholly owned subsidiary of DPW. Due to this relationship, DPW may be deemed to beneficially own the securities of the Issuer held by DP Lending.

Read SEC document
December 01, 2020 Filed Dec 14, 2020 23:07 UTC
Hyperscale Data, Inc.Former 10% Owner
SaleCommon Stock, $0.01 par value 2,134 $3.10 $6,615.40
Disclosure

SEC source: 0000921895-20-003238 · form412570001_12142020.xml · nonDerivative · entry 1

DPW Holdings, Inc. · CIK 0000896493 · Former 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · DP Lending, LLC

Disclosed balance after: 8,441

F1 · security: This Form 4 is filed by DPW Holdings, Inc. ("DPW" or the "Reporting Person"). The Reporting Person discliaims beneficial ownership of the securities of the Issuer reported owned herein except to the extent of its pecuniary interest therein and except to the extent that such shares are owned directly by the Reporting Person.

F2 · ownership.nature: Securites of the Issuer held by DP Lending, LLC ("DP Lending"), a wholly owned subsidiary of DPW. Due to this relationship, DPW may be deemed to beneficially own the securities of the Issuer held by DP Lending.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.