Tapewire

Nasdaq · USD

UTHR

UNITED THERAPEUTICS Corp

Export transactions ↓
Tapewire entity
664
SEC CIK
0001082554
Parsed reports
1,261

Last 12 months

Inside the activity.

1 purchase rows · 2632 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 20250142
Dec 20250143
Jan 2026078
Feb 2026026
Mar 20260364
Apr 20260346
May 20261340
Jun 20260298
Jul 20260240
Aug 20260251
Sep 20260260
Oct 20260144

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2017 Filed Feb 3, 2017 21:17 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
Exercise / conversionStock Options · Derivative 996 $0.00 Strike: $30.75 $0.00
Disclosure

SEC source: 0001127602-17-003882 · form4.xml · derivative · entry 6

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,590

Underlying: Common Stock · 996 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Exercise price and number of shares/awards has been adjusted to reflect the issuer's two-for-one stock split on September 22, 2009.

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:17 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
Exercise / conversionStock Options · Derivative 1,181 $0.00 Strike: $30.75 $0.00
Disclosure

SEC source: 0001127602-17-003882 · form4.xml · derivative · entry 5

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,586

Underlying: Common Stock · 1,181 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Exercise price and number of shares/awards has been adjusted to reflect the issuer's two-for-one stock split on September 22, 2009.

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:17 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
Disposition to issuerCommon Stock 601 $163.25 $98,116.07
Disclosure

SEC source: 0001127602-17-003882 · form4.xml · nonDerivative · entry 4

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $162.84 to $163.60. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:17 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
Disposition to issuerCommon Stock 580 $162.00 $93,959.36
Disclosure

SEC source: 0001127602-17-003882 · form4.xml · nonDerivative · entry 3

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $161.70 to $162.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:17 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
Exercise / conversionCommon Stock 996 $30.75 $30,627.00
Disclosure

SEC source: 0001127602-17-003882 · form4.xml · nonDerivative · entry 2

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 643,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

F2 · price: Exercise price and number of shares/awards has been adjusted to reflect the issuer's two-for-one stock split on September 22, 2009.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:17 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
Exercise / conversionCommon Stock 1,181 $30.75 $36,315.75
Disclosure

SEC source: 0001127602-17-003882 · form4.xml · nonDerivative · entry 1

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

F2 · price: Exercise price and number of shares/awards has been adjusted to reflect the issuer's two-for-one stock split on September 22, 2009.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:16 UTC
MAHON PAUL AEVP & General Counsel
Exercise / conversionShare Tracking Award · Derivative 6,000 $0.00 Strike: $51.37 $0.00
Disclosure

SEC source: 0001127602-17-003881 · form4.xml · derivative · entry 3

MAHON PAUL A · CIK 0001231589 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,500

Underlying: Common Stock · 6,000 shares

Expires 2020-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of share tracking awards was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:16 UTC
MAHON PAUL AEVP & General Counsel
Disposition to issuerCommon Stock 6,000 $165.10 $990,600.00
Disclosure

SEC source: 0001127602-17-003881 · form4.xml · nonDerivative · entry 2

MAHON PAUL A · CIK 0001231589 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,221

F1 · kind: This exercise of share tracking awards was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:16 UTC
MAHON PAUL AEVP & General Counsel
Exercise / conversionCommon Stock 6,000 $51.37 $308,220.00
Disclosure

SEC source: 0001127602-17-003881 · form4.xml · nonDerivative · entry 1

MAHON PAUL A · CIK 0001231589 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of share tracking awards was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:14 UTC Exercise / conversionShare Tracking Award · Derivative 750 $0.00 Strike: $54.77 $0.00
Disclosure

SEC source: 0001127602-17-003880 · form4.xml · derivative · entry 6

CAUSEY CHRISTOPHER · CIK 0001237334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Common Stock · 750 shares

Expires 2021-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of share tracking awards was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:14 UTC Exercise / conversionShare Tracking Award · Derivative 500 $0.00 Strike: $51.77 $0.00
Disclosure

SEC source: 0001127602-17-003880 · form4.xml · derivative · entry 5

CAUSEY CHRISTOPHER · CIK 0001237334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 500 shares

Expires 2020-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of share tracking awards was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:14 UTC Disposition to issuerCommon Stock 750 $165.10 $123,825.00
Disclosure

SEC source: 0001127602-17-003880 · form4.xml · nonDerivative · entry 4

CAUSEY CHRISTOPHER · CIK 0001237334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 975

F1 · kind: This exercise of share tracking awards was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:14 UTC Disposition to issuerCommon Stock 500 $165.10 $82,550.00
Disclosure

SEC source: 0001127602-17-003880 · form4.xml · nonDerivative · entry 3

CAUSEY CHRISTOPHER · CIK 0001237334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,725

F1 · kind: This exercise of share tracking awards was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:14 UTC Exercise / conversionCommon Stock 750 $54.77 $41,077.50
Disclosure

SEC source: 0001127602-17-003880 · form4.xml · nonDerivative · entry 2

CAUSEY CHRISTOPHER · CIK 0001237334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of share tracking awards was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:14 UTC Exercise / conversionCommon Stock 500 $51.77 $25,885.00
Disclosure

SEC source: 0001127602-17-003880 · form4.xml · nonDerivative · entry 1

CAUSEY CHRISTOPHER · CIK 0001237334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of share tracking awards was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 22:29 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
Exercise / conversionStock Options · Derivative 990 $0.00 Strike: $30.75 $0.00
Disclosure

SEC source: 0001127602-17-002708 · form4.xml · derivative · entry 8

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,767

Underlying: Common Stock · 990 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Exercise price and number of shares/awards has been adjusted to reflect the issuer's two-for-one stock split on September 22, 2009.

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 22:29 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
Exercise / conversionStock Options · Derivative 1,186 $0.00 Strike: $30.75 $0.00
Disclosure

SEC source: 0001127602-17-002708 · form4.xml · derivative · entry 7

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,757

Underlying: Common Stock · 1,186 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Exercise price and number of shares/awards has been adjusted to reflect the issuer's two-for-one stock split on September 22, 2009.

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 22:29 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
Exercise / conversionCommon Stock 990 $30.75 $30,442.50
Disclosure

SEC source: 0001127602-17-002708 · form4.xml · nonDerivative · entry 6

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 642,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

F2 · price: Exercise price and number of shares/awards has been adjusted to reflect the issuer's two-for-one stock split on September 22, 2009.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 22:29 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
Disposition to issuerCommon Stock 100 $161.14 $16,114.00
Disclosure

SEC source: 0001127602-17-002708 · form4.xml · nonDerivative · entry 5

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 22:29 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
Disposition to issuerCommon Stock 300 $159.64 $47,892.99
Disclosure

SEC source: 0001127602-17-002708 · form4.xml · nonDerivative · entry 4

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $159.34 to $159.93. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 22:29 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
Disposition to issuerCommon Stock 300 $158.40 $47,520.99
Disclosure

SEC source: 0001127602-17-002708 · form4.xml · nonDerivative · entry 3

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $158.03 to $158.72. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 22:29 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
Disposition to issuerCommon Stock 486 $157.34 $76,465.49
Disclosure

SEC source: 0001127602-17-002708 · form4.xml · nonDerivative · entry 2

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $157.01 to $157.75. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 22:29 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
Exercise / conversionCommon Stock 1,186 $30.75 $36,469.50
Disclosure

SEC source: 0001127602-17-002708 · form4.xml · nonDerivative · entry 1

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

F2 · price: Exercise price and number of shares/awards has been adjusted to reflect the issuer's two-for-one stock split on September 22, 2009.

Read SEC document
January 19, 2017 Filed Jan 20, 2017 22:21 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
Exercise / conversionStock Options · Derivative 982 $0.00 Strike: $30.75 $0.00
Disclosure

SEC source: 0001127602-17-002184 · form4.xml · derivative · entry 7

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,943

Underlying: Common Stock · 982 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Exercise price and number of shares/awards has been adjusted to reflect the issuer's two-for-one stock split on September 22, 2009.

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

Read SEC document
January 19, 2017 Filed Jan 20, 2017 22:21 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
Exercise / conversionStock Options · Derivative 1,195 $0.00 Strike: $30.75 $0.00
Disclosure

SEC source: 0001127602-17-002184 · form4.xml · derivative · entry 6

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,925

Underlying: Common Stock · 1,195 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Exercise price and number of shares/awards has been adjusted to reflect the issuer's two-for-one stock split on September 22, 2009.

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

Read SEC document
January 19, 2017 Filed Jan 20, 2017 22:21 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
Exercise / conversionCommon Stock 982 $30.75 $30,196.50
Disclosure

SEC source: 0001127602-17-002184 · form4.xml · nonDerivative · entry 5

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 641,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

F2 · price: Exercise price and number of shares/awards has been adjusted to reflect the issuer's two-for-one stock split on September 22, 2009.

Read SEC document
January 19, 2017 Filed Jan 20, 2017 22:21 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
Disposition to issuerCommon Stock 208 $154.54 $32,145.11
Disclosure

SEC source: 0001127602-17-002184 · form4.xml · nonDerivative · entry 4

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $154.20 to $154.675. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 19, 2017 Filed Jan 20, 2017 22:21 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
Disposition to issuerCommon Stock 516 $153.46 $79,184.38
Disclosure

SEC source: 0001127602-17-002184 · form4.xml · nonDerivative · entry 3

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $153.17 to $154.00. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 19, 2017 Filed Jan 20, 2017 22:21 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
Disposition to issuerCommon Stock 471 $152.48 $71,815.73
Disclosure

SEC source: 0001127602-17-002184 · form4.xml · nonDerivative · entry 2

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $151.98 to $152.93. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 19, 2017 Filed Jan 20, 2017 22:21 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
Exercise / conversionCommon Stock 1,195 $30.75 $36,746.25
Disclosure

SEC source: 0001127602-17-002184 · form4.xml · nonDerivative · entry 1

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

F2 · price: Exercise price and number of shares/awards has been adjusted to reflect the issuer's two-for-one stock split on September 22, 2009.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 21:12 UTC
MAHON PAUL AEVP & General Counsel
Exercise / conversionShare Tracking Award · Derivative 4,000 $0.00 Strike: $57.15 $0.00
Disclosure

SEC source: 0001127602-17-002225 · form4.xml · derivative · entry 6

MAHON PAUL A · CIK 0001231589 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,500

Underlying: Common Stock · 4,000 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of a cash-settled share tracking award pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 21:12 UTC
MAHON PAUL AEVP & General Counsel
Exercise / conversionShare Tracking Award · Derivative 2,000 $0.00 Strike: $50.09 $0.00
Disclosure

SEC source: 0001127602-17-002225 · form4.xml · derivative · entry 5

MAHON PAUL A · CIK 0001231589 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Exercise price and number of shares/awards has been adjusted to reflect the issuer's two-for-one stock split on September 22, 2009.

F1 · kind: Exercise of a cash-settled share tracking award pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 21:12 UTC
MAHON PAUL AEVP & General Counsel
Disposition to issuerCommon Stock 4,000 $153.44 $613,760.00
Disclosure

SEC source: 0001127602-17-002225 · form4.xml · nonDerivative · entry 4

MAHON PAUL A · CIK 0001231589 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,221

F1 · kind: Exercise of a cash-settled share tracking award pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 21:12 UTC
MAHON PAUL AEVP & General Counsel
Exercise / conversionCommon Stock 4,000 $57.15 $228,600.00
Disclosure

SEC source: 0001127602-17-002225 · form4.xml · nonDerivative · entry 3

MAHON PAUL A · CIK 0001231589 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of a cash-settled share tracking award pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 21:12 UTC
MAHON PAUL AEVP & General Counsel
Disposition to issuerCommon Stock 2,000 $153.44 $306,880.00
Disclosure

SEC source: 0001127602-17-002225 · form4.xml · nonDerivative · entry 2

MAHON PAUL A · CIK 0001231589 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,221

F1 · kind: Exercise of a cash-settled share tracking award pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 21:12 UTC
MAHON PAUL AEVP & General Counsel
Exercise / conversionCommon Stock 2,000 $50.09 $100,180.00
Disclosure

SEC source: 0001127602-17-002225 · form4.xml · nonDerivative · entry 1

MAHON PAUL A · CIK 0001231589 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of a cash-settled share tracking award pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.

F2 · price: Exercise price and number of shares/awards has been adjusted to reflect the issuer's two-for-one stock split on September 22, 2009.

Read SEC document
January 12, 2017 Filed Jan 12, 2017 21:32 UTC Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $30.75 $0.00
Disclosure

SEC source: 0001127602-17-001612 · form4.xml · derivative · entry 4

PATUSKY CHRISTOPHER · CIK 0001231427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.

Read SEC document
January 12, 2017 Filed Jan 12, 2017 21:32 UTC SaleCommon Stock 5,000 $141.99 $709,968.50
Disclosure

SEC source: 0001127602-17-001612 · form4.xml · nonDerivative · entry 2

PATUSKY CHRISTOPHER · CIK 0001231427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $141.86 to $142.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 12, 2017 Filed Jan 12, 2017 21:32 UTC Exercise / conversionCommon Stock 5,000 $30.75 $153,750.00
Disclosure

SEC source: 0001127602-17-001612 · form4.xml · nonDerivative · entry 1

PATUSKY CHRISTOPHER · CIK 0001231427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.

F2 · price: Exercise price and number of shares/awards has been adjusted to reflect the issuer's two-for-one stock split on September 22, 2009.

Read SEC document
January 12, 2017 Filed Jan 12, 2017 21:30 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
Exercise / conversionStock Options · Derivative 962 $0.00 Strike: $30.75 $0.00
Disclosure

SEC source: 0001127602-17-001611 · form4.xml · derivative · entry 6

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,120

Underlying: Common Stock · 962 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Exercise price and number of shares/awards has been adjusted to reflect the issuer's two-for-one stock split on September 22, 2009.

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

Read SEC document
January 12, 2017 Filed Jan 12, 2017 21:30 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
Exercise / conversionStock Options · Derivative 1,214 $0.00 Strike: $30.75 $0.00
Disclosure

SEC source: 0001127602-17-001611 · form4.xml · derivative · entry 5

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,082

Underlying: Common Stock · 1,214 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Exercise price and number of shares/awards has been adjusted to reflect the issuer's two-for-one stock split on September 22, 2009.

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

Read SEC document
January 12, 2017 Filed Jan 12, 2017 21:30 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
Exercise / conversionCommon Stock 962 $30.75 $29,581.50
Disclosure

SEC source: 0001127602-17-001611 · form4.xml · nonDerivative · entry 4

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 640,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

F2 · price: Exercise price and number of shares/awards has been adjusted to reflect the issuer's two-for-one stock split on September 22, 2009.

Read SEC document
January 12, 2017 Filed Jan 12, 2017 21:30 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
SaleCommon Stock 14 $143.36 $2,007.04
Disclosure

SEC source: 0001127602-17-001611 · form4.xml · nonDerivative · entry 3

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

Read SEC document
January 12, 2017 Filed Jan 12, 2017 21:30 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
SaleCommon Stock 1,200 $142.36 $170,833.20
Disclosure

SEC source: 0001127602-17-001611 · form4.xml · nonDerivative · entry 2

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $141.86 to $142.85. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 12, 2017 Filed Jan 12, 2017 21:30 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
Exercise / conversionCommon Stock 1,214 $30.75 $37,330.50
Disclosure

SEC source: 0001127602-17-001611 · form4.xml · nonDerivative · entry 1

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

F2 · price: Exercise price and number of shares/awards has been adjusted to reflect the issuer's two-for-one stock split on September 22, 2009.

Read SEC document
January 05, 2017 Filed Jan 6, 2017 21:08 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
Exercise / conversionStock Options · Derivative 969 $0.00 Strike: $30.75 $0.00
Disclosure

SEC source: 0001127602-17-001280 · form4.xml · derivative · entry 7

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,296

Underlying: Common Stock · 969 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Exercise price and number of shares/awards has been adjusted to reflect the issuer's two-for-one stock split on September 22, 2009.

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

Read SEC document
January 05, 2017 Filed Jan 6, 2017 21:08 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
Exercise / conversionStock Options · Derivative 1,208 $0.00 Strike: $30.75 $0.00
Disclosure

SEC source: 0001127602-17-001280 · form4.xml · derivative · entry 6

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,265

Underlying: Common Stock · 1,208 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Exercise price and number of shares/awards has been adjusted to reflect the issuer's two-for-one stock split on September 22, 2009.

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

Read SEC document
January 05, 2017 Filed Jan 6, 2017 21:08 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
Exercise / conversionCommon Stock 969 $30.75 $29,796.75
Disclosure

SEC source: 0001127602-17-001280 · form4.xml · nonDerivative · entry 5

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trusts

Disclosed balance after: 639,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

F2 · price: Exercise price and number of shares/awards has been adjusted to reflect the issuer's two-for-one stock split on September 22, 2009.

Read SEC document
January 05, 2017 Filed Jan 6, 2017 21:08 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
SaleCommon Stock 100 $148.13 $14,813.00
Disclosure

SEC source: 0001127602-17-001280 · form4.xml · nonDerivative · entry 4

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

Read SEC document
January 05, 2017 Filed Jan 6, 2017 21:08 UTC
ROTHBLATT MARTINE ADirector · Chairman & CEO
SaleCommon Stock 100 $146.82 $14,682.00
Disclosure

SEC source: 0001127602-17-001280 · form4.xml · nonDerivative · entry 3

ROTHBLATT MARTINE A · CIK 0001106578 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240

F1 · kind: This exercise of stock options and corresponding sale of shares was pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. The transaction was structured as a broker-assisted cashless exercise, such that the number of shares sold was limited to a sufficient number to cover the exercise price of the options and anticipated taxes. The remaining shares are held by a trust beneficially owned by the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.