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Nasdaq · USD

URGN

UroGen Pharma Ltd.

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4466
SEC CIK
0001668243
Parsed reports
233

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202601
Jun 202602
Jul 202601
Aug 202601
Sep 202602
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2020 Filed Jun 10, 2020 22:38 UTC
Cohen Fred EDirector
GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $28.24 $0.00
Disclosure

SEC source: 0001209191-20-035678 · doc4.xml · derivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2030-06-07

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 22:36 UTC GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $28.24 $0.00
Disclosure

SEC source: 0001209191-20-035677 · doc4.xml · derivative · entry 1

BUTITTA CYNTHIA M · CIK 0001222082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2030-06-07

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 22:35 UTC GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $28.24 $0.00
Disclosure

SEC source: 0001209191-20-035676 · doc4.xml · derivative · entry 1

Belldegrun Arie · CIK 0001296549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2030-06-07

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 18:31 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 1,042 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034672 · doc4.xml · derivative · entry 3

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,083

Underlying: Ordinary Shares · 1,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on December 7, 2017 representing 12,500 ordinary shares. 33.33% of the RSUs vested on December 4, 2018 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on December 7, 2017 representing 12,500 ordinary shares. 33.33% of the RSUs vested on December 4, 2018 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 18:31 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 349 $27.51 $9,601.97
Disclosure

SEC source: 0001209191-20-034672 · doc4.xml · nonDerivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,404

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 18:31 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 1,042 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-034672 · doc4.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
June 03, 2020 Filed Jul 12, 2021 22:59 UTC Amendment
Barrett Elizabeth A.Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 8,807 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046344 · doc4a.xml · derivative · entry 8

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,341

Underlying: Ordinary Shares · 8,807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F1 · date: On December 4, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 61,652 shares vested on May 3, 2020. In fact, the shares vested monthly from June 3, 2020.

F3 · derivative.exercise_date: On January 3, 2019, the reporting person was granted restricted stock units ("RSUs") representing 317,065 ordinary shares. 1/3rd of the RSUs vested on January 3, 2020, with the balance vesting in equal monthly installments thereafter over a period of three years.

F3 · derivative.expiration_date: On January 3, 2019, the reporting person was granted restricted stock units ("RSUs") representing 317,065 ordinary shares. 1/3rd of the RSUs vested on January 3, 2020, with the balance vesting in equal monthly installments thereafter over a period of three years.

Read SEC document
June 03, 2020 Filed Jul 12, 2021 22:59 UTC Amendment
Barrett Elizabeth A.Chief Executive Officer
Exercise / conversionOrdinary Shares 8,807 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-046344 · doc4a.xml · nonDerivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On December 4, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 61,652 shares vested on May 3, 2020. In fact, the shares vested monthly from June 3, 2020.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 20, 2020 Filed May 20, 2020 20:44 UTC
PFREUNDSCHUH PETER P.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,041 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-030900 · doc4.xml · derivative · entry 3

PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,208

Underlying: Ordinary Shares · 1,041 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on August 20, 2018 representing 12,500 ordinary shares. 33.33% of the RSUs vested on August 20, 2019 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on August 20, 2018 representing 12,500 ordinary shares. 33.33% of the RSUs vested on August 20, 2019 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

Read SEC document
May 20, 2020 Filed May 20, 2020 20:44 UTC
PFREUNDSCHUH PETER P.Chief Financial Officer
SaleOrdinary Shares 358 $25.07 $8,975.06
Disclosure

SEC source: 0001209191-20-030900 · doc4.xml · nonDerivative · entry 2

PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,079

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
May 20, 2020 Filed May 20, 2020 20:44 UTC
PFREUNDSCHUH PETER P.Chief Financial Officer
Exercise / conversionOrdinary Shares 1,041 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-030900 · doc4.xml · nonDerivative · entry 1

PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
May 12, 2020 Filed May 14, 2020 17:07 UTC
Barrett Elizabeth A.Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 35,229 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029079 · doc4.xml · derivative · entry 2

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,148

Underlying: Ordinary Shares · 35,229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on January 3, 2019 representing 317,065 ordinary shares. 33.33% of the RSUs vested on January 3, 2020. The remaining unvested restricted stock units will vest at a rate of 2.778% in equal monthly installments thereafter.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on January 3, 2019 representing 317,065 ordinary shares. 33.33% of the RSUs vested on January 3, 2020. The remaining unvested restricted stock units will vest at a rate of 2.778% in equal monthly installments thereafter.

Read SEC document
May 12, 2020 Filed May 14, 2020 17:07 UTC
Barrett Elizabeth A.Chief Executive Officer
Exercise / conversionOrdinary Shares 35,229 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029079 · doc4.xml · nonDerivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement of restricted stock units that vested from February 3, 2020 through May 3, 2020 through the issuance of ordinary shares.

Read SEC document
May 03, 2020 Filed Jul 12, 2021 22:57 UTC Amendment
Barrett Elizabeth A.Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 8,808 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046340 · doc4a.xml · derivative · entry 8

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,148

Underlying: Ordinary Shares · 8,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F1 · date: On May 14, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 35,229 shares vested on May 3, 2020. In fact, the shares vested monthly from February 3, 2020.

F3 · derivative.exercise_date: On January 3, 2019, the reporting person was granted restricted stock units ("RSUs") representing 317,065 ordinary shares. 1/3rd of the RSUs vested on January 3, 2020, with the balance vesting in equal monthly installments thereafter over a period of three years.

F3 · derivative.expiration_date: On January 3, 2019, the reporting person was granted restricted stock units ("RSUs") representing 317,065 ordinary shares. 1/3rd of the RSUs vested on January 3, 2020, with the balance vesting in equal monthly installments thereafter over a period of three years.

Read SEC document
May 03, 2020 Filed Jul 12, 2021 22:57 UTC Amendment
Barrett Elizabeth A.Chief Executive Officer
Exercise / conversionOrdinary Shares 8,808 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-046340 · doc4a.xml · nonDerivative · entry 4

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On May 14, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 35,229 shares vested on May 3, 2020. In fact, the shares vested monthly from February 3, 2020.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 27, 2020 Filed Apr 28, 2020 17:53 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 70 $24.35 $1,704.50
Disclosure

SEC source: 0001209191-20-025904 · doc4.xml · nonDerivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,711

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
April 27, 2020 Filed Apr 28, 2020 17:51 UTC
PFREUNDSCHUH PETER P.Chief Financial Officer
SaleOrdinary Shares 141 $24.35 $3,433.35
Disclosure

SEC source: 0001209191-20-025903 · doc4.xml · nonDerivative · entry 2

PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,396

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
April 27, 2020 Filed Apr 28, 2020 17:43 UTC
Mullennix StephenChief Operating Officer
SaleOrdinary Shares 145 $24.35 $3,530.75
Disclosure

SEC source: 0001209191-20-025893 · doc4.xml · nonDerivative · entry 2

Mullennix Stephen · CIK 0001764139 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,084

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
April 26, 2020 Filed Apr 28, 2020 17:53 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 208 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025904 · doc4.xml · derivative · entry 3

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,459

Underlying: Ordinary Shares · 208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on January 26, 2019 representing 2,500 ordinary shares. 33.33% of the RSUs vested on January 26, 2020 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on January 26, 2019 representing 2,500 ordinary shares. 33.33% of the RSUs vested on January 26, 2020 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

Read SEC document
April 26, 2020 Filed Apr 28, 2020 17:53 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 208 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-025904 · doc4.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
April 26, 2020 Filed Apr 28, 2020 17:51 UTC
PFREUNDSCHUH PETER P.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 417 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025903 · doc4.xml · derivative · entry 3

PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,917

Underlying: Ordinary Shares · 417 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on January 26, 2019 representing 5,000 ordinary shares. 33.33% of the RSUs vested on January 26, 2020 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on January 26, 2019 representing 5,000 ordinary shares. 33.33% of the RSUs vested on January 26, 2020 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

Read SEC document
April 26, 2020 Filed Apr 28, 2020 17:51 UTC
PFREUNDSCHUH PETER P.Chief Financial Officer
Exercise / conversionOrdinary Shares 417 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-025903 · doc4.xml · nonDerivative · entry 1

PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
April 26, 2020 Filed Apr 28, 2020 17:43 UTC
Mullennix StephenChief Operating Officer
Exercise / conversionRestricted Stock Units (RSUs) · Derivative 417 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-025893 · doc4.xml · derivative · entry 3

Mullennix Stephen · CIK 0001764139 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,917

Underlying: Ordinary Shares · 417 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted 5,000 Restricted Stock Units ("RSUs") on January 26, 2019. 33.33% of the RSUs vested on January 26, 2020 and 12.5% of the remaining RSUs will vest in eight equal quarterly installments thereafter.

F3 · derivative.expiration_date: The reporting person was granted 5,000 Restricted Stock Units ("RSUs") on January 26, 2019. 33.33% of the RSUs vested on January 26, 2020 and 12.5% of the remaining RSUs will vest in eight equal quarterly installments thereafter.

Read SEC document
April 26, 2020 Filed Apr 28, 2020 17:43 UTC
Mullennix StephenChief Operating Officer
Exercise / conversionOrdinary Shares 417 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-025893 · doc4.xml · nonDerivative · entry 1

Mullennix Stephen · CIK 0001764139 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
April 03, 2020 Filed Jul 12, 2021 22:57 UTC Amendment
Barrett Elizabeth A.Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 8,807 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046340 · doc4a.xml · derivative · entry 7

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,956

Underlying: Ordinary Shares · 8,807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F1 · date: On May 14, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 35,229 shares vested on May 3, 2020. In fact, the shares vested monthly from February 3, 2020.

F3 · derivative.exercise_date: On January 3, 2019, the reporting person was granted restricted stock units ("RSUs") representing 317,065 ordinary shares. 1/3rd of the RSUs vested on January 3, 2020, with the balance vesting in equal monthly installments thereafter over a period of three years.

F3 · derivative.expiration_date: On January 3, 2019, the reporting person was granted restricted stock units ("RSUs") representing 317,065 ordinary shares. 1/3rd of the RSUs vested on January 3, 2020, with the balance vesting in equal monthly installments thereafter over a period of three years.

Read SEC document
April 03, 2020 Filed Jul 12, 2021 22:57 UTC Amendment
Barrett Elizabeth A.Chief Executive Officer
Exercise / conversionOrdinary Shares 8,807 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-046340 · doc4a.xml · nonDerivative · entry 3

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On May 14, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 35,229 shares vested on May 3, 2020. In fact, the shares vested monthly from February 3, 2020.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 04, 2020 Filed Mar 4, 2020 22:28 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 1,042 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016275 · doc4.xml · derivative · entry 3

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

Underlying: Ordinary Shares · 1,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · kind: The transaction reported herein was matchable under Section 16(b) of the Securities and Exchange Act of 1934, to the extent of 345 shares, with the reporting person's purchase of 1,960 ordinary shares of the Issuer at a price of $28.17 per share on November 19, 2019. The reporting person has paid to the Issuer $458.85, representing the full amount of the profit realized in connection with the short-swing transaction.

F4 · derivative.exercise_date: On December 7, 2017, the reporting person was granted restricted stock units ("RSUs") representing 12,500 ordinary shares. 1/3rd of the RSUs vested on December 4, 2018, with the balance vesting in equal quarterly installments thereafter over a period of three years.

F4 · derivative.expiration_date: On December 7, 2017, the reporting person was granted restricted stock units ("RSUs") representing 12,500 ordinary shares. 1/3rd of the RSUs vested on December 4, 2018, with the balance vesting in equal quarterly installments thereafter over a period of three years.

Read SEC document
March 04, 2020 Filed Mar 4, 2020 22:28 UTC
Schoenberg MarkChief Medical Officer
Tax withholdingOrdinary Shares 345 $29.50 $10,177.50
Disclosure

SEC source: 0001209191-20-016275 · doc4.xml · nonDerivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,573

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
March 04, 2020 Filed Mar 4, 2020 22:28 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 1,042 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-016275 · doc4.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
March 03, 2020 Filed Jul 12, 2021 22:57 UTC Amendment
Barrett Elizabeth A.Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 8,807 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046340 · doc4a.xml · derivative · entry 6

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,763

Underlying: Ordinary Shares · 8,807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F1 · date: On May 14, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 35,229 shares vested on May 3, 2020. In fact, the shares vested monthly from February 3, 2020.

F3 · derivative.exercise_date: On January 3, 2019, the reporting person was granted restricted stock units ("RSUs") representing 317,065 ordinary shares. 1/3rd of the RSUs vested on January 3, 2020, with the balance vesting in equal monthly installments thereafter over a period of three years.

F3 · derivative.expiration_date: On January 3, 2019, the reporting person was granted restricted stock units ("RSUs") representing 317,065 ordinary shares. 1/3rd of the RSUs vested on January 3, 2020, with the balance vesting in equal monthly installments thereafter over a period of three years.

Read SEC document
March 03, 2020 Filed Jul 12, 2021 22:57 UTC Amendment
Barrett Elizabeth A.Chief Executive Officer
Exercise / conversionOrdinary Shares 8,807 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-046340 · doc4a.xml · nonDerivative · entry 2

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On May 14, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 35,229 shares vested on May 3, 2020. In fact, the shares vested monthly from February 3, 2020.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

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February 20, 2020 Filed Feb 24, 2020 21:53 UTC
PFREUNDSCHUH PETER P.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,042 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012017 · doc4.xml · derivative · entry 3

PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,249

Underlying: Ordinary Shares · 1,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F4 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on July 19, 2018 representing 12,500 ordinary shares. 33.33% of the RSUs vested on August 20, 2019 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

F4 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on July 19, 2018 representing 12,500 ordinary shares. 33.33% of the RSUs vested on August 20, 2019 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:53 UTC
PFREUNDSCHUH PETER P.Chief Financial Officer
SaleOrdinary Shares 360 $29.68 $10,684.80
Disclosure

SEC source: 0001209191-20-012017 · doc4.xml · nonDerivative · entry 2

PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,120

F3 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:53 UTC
PFREUNDSCHUH PETER P.Chief Financial Officer
Exercise / conversionOrdinary Shares 1,042 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-012017 · doc4.xml · nonDerivative · entry 1

PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F2 · balance_after: This amount includes 1,000 shares reported on Reporting Person's Form 3 that were omitted from subsequent Form 4 filings.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 19:33 UTC
Mullennix StephenChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 1,759 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009943 · doc4.xml · derivative · entry 3

Mullennix Stephen · CIK 0001764139 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,037

Underlying: Ordinary Shares · 1,759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on March 7, 2018, June 4, 2018 and October 28, 2018 representing 21,107 ordinary shares in the aggregate. 1/3rd of the RSUs vested on February 14, 2019, with the balance vesting in equal quarterly installments thereafter over a period of two years.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on March 7, 2018, June 4, 2018 and October 28, 2018 representing 21,107 ordinary shares in the aggregate. 1/3rd of the RSUs vested on February 14, 2019, with the balance vesting in equal quarterly installments thereafter over a period of two years.

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February 14, 2020 Filed Feb 18, 2020 19:33 UTC
Mullennix StephenChief Operating Officer
SaleOrdinary Shares 612 $28.04 $17,160.48
Disclosure

SEC source: 0001209191-20-009943 · doc4.xml · nonDerivative · entry 2

Mullennix Stephen · CIK 0001764139 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,812

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 19:33 UTC
Mullennix StephenChief Operating Officer
Exercise / conversionOrdinary Shares 1,759 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-009943 · doc4.xml · nonDerivative · entry 1

Mullennix Stephen · CIK 0001764139 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
February 03, 2020 Filed Jul 12, 2021 22:57 UTC Amendment
Barrett Elizabeth A.Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 8,807 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046340 · doc4a.xml · derivative · entry 5

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,570

Underlying: Ordinary Shares · 8,807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F1 · date: On May 14, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 35,229 shares vested on May 3, 2020. In fact, the shares vested monthly from February 3, 2020.

F3 · derivative.exercise_date: On January 3, 2019, the reporting person was granted restricted stock units ("RSUs") representing 317,065 ordinary shares. 1/3rd of the RSUs vested on January 3, 2020, with the balance vesting in equal monthly installments thereafter over a period of three years.

F3 · derivative.expiration_date: On January 3, 2019, the reporting person was granted restricted stock units ("RSUs") representing 317,065 ordinary shares. 1/3rd of the RSUs vested on January 3, 2020, with the balance vesting in equal monthly installments thereafter over a period of three years.

Read SEC document
February 03, 2020 Filed Jul 12, 2021 22:57 UTC Amendment
Barrett Elizabeth A.Chief Executive Officer
Exercise / conversionOrdinary Shares 8,807 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-046340 · doc4a.xml · nonDerivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On May 14, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 35,229 shares vested on May 3, 2020. In fact, the shares vested monthly from February 3, 2020.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 17:38 UTC
Schoenberg MarkChief Medical Officer
GrantRestricted stock unit · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006210 · doc4.xml · derivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Ordinary Shares · 6,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: 1/3rd of the shares underlying the RSU vest on January 31, 2021 and 1/12th of the shares underlying the RSU vest in 8 quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each respective vesting date.

F3 · derivative.expiration_date: 1/3rd of the shares underlying the RSU vest on January 31, 2021 and 1/12th of the shares underlying the RSU vest in 8 quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each respective vesting date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 17:38 UTC
Schoenberg MarkChief Medical Officer
GrantStock options (right to buy) · Derivative 15,000 $0.00 Strike: $29.41 $0.00
Disclosure

SEC source: 0001209191-20-006210 · doc4.xml · derivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_date: 1/3rd of the shares underlying the stock option vest on January 31, 2021 and 1/12th of the shares underlying the stock option vest in 8 quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each respective vesting date.

F1 · derivative.expiration_date: 1/3rd of the shares underlying the stock option vest on January 31, 2021 and 1/12th of the shares underlying the stock option vest in 8 quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each respective vesting date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 17:40 UTC
PFREUNDSCHUH PETER P.Chief Financial Officer
GrantRestricted Stock Unit · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006212 · doc4.xml · derivative · entry 2

PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Ordinary Shares · 6,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: 1/3rd of the shares underlying the RSU vest on January 31, 2021 and 1/12th of the shares underlying the RSU vest in 8 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each respective vesting date.

F3 · derivative.expiration_date: 1/3rd of the shares underlying the RSU vest on January 31, 2021 and 1/12th of the shares underlying the RSU vest in 8 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each respective vesting date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 17:40 UTC
PFREUNDSCHUH PETER P.Chief Financial Officer
GrantStock options (right to buy) · Derivative 15,000 $0.00 Strike: $29.41 $0.00
Disclosure

SEC source: 0001209191-20-006212 · doc4.xml · derivative · entry 1

PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_date: 1/3rd of the shares underlying the stock option vest on January 31, 2021 and 1/12th of the shares underlying the stock option vest in 8 quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each respective vesting date.

F1 · derivative.expiration_date: 1/3rd of the shares underlying the stock option vest on January 31, 2021 and 1/12th of the shares underlying the stock option vest in 8 quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each respective vesting date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 17:39 UTC
Mullennix StephenChief Operating Officer
GrantRestricted stock unit · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006211 · doc4.xml · derivative · entry 2

Mullennix Stephen · CIK 0001764139 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Ordinary Shares · 3,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: 1/3rd of the shares underlying the RSU vest on January 31, 2021 and 1/12th of the shares underlying the RSU vest in 8 quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each respective vesting date.

F3 · derivative.expiration_date: 1/3rd of the shares underlying the RSU vest on January 31, 2021 and 1/12th of the shares underlying the RSU vest in 8 quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each respective vesting date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 17:39 UTC
Mullennix StephenChief Operating Officer
GrantStock options (right to buy) · Derivative 15,000 $0.00 Strike: $29.41 $0.00
Disclosure

SEC source: 0001209191-20-006211 · doc4.xml · derivative · entry 1

Mullennix Stephen · CIK 0001764139 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_date: 1/3rd of the shares underlying the stock option vest on January 31, 2021 and 1/12th of the shares underlying the stock option vest in 8 quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each respective vesting date.

F1 · derivative.expiration_date: 1/3rd of the shares underlying the stock option vest on January 31, 2021 and 1/12th of the shares underlying the stock option vest in 8 quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each respective vesting date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 17:36 UTC
Barrett Elizabeth A.Chief Executive Officer
GrantRestricted Stock Unit · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006208 · doc4.xml · derivative · entry 2

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: 1/3rd of the shares underlying the RSU vest on January 31, 2021 and 1/12th of the shares underlying the RSU vest in 8 quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each respective vesting date.

F3 · derivative.expiration_date: 1/3rd of the shares underlying the RSU vest on January 31, 2021 and 1/12th of the shares underlying the RSU vest in 8 quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each respective vesting date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 17:36 UTC
Barrett Elizabeth A.Chief Executive Officer
GrantStock options (right to buy) · Derivative 45,000 $0.00 Strike: $29.41 $0.00
Disclosure

SEC source: 0001209191-20-006208 · doc4.xml · derivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Ordinary Shares · 45,000 shares

Expires not disclosed

F1 · derivative.exercise_date: 1/3rd of the shares underlying the stock option vest on January 31, 2021 and 1/12th of the shares underlying the stock option vest in 8 quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each respective vesting date.

F1 · derivative.expiration_date: 1/3rd of the shares underlying the stock option vest on January 31, 2021 and 1/12th of the shares underlying the stock option vest in 8 quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each respective vesting date.

Read SEC document
January 27, 2020 Filed Jan 28, 2020 22:10 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 322 $29.15 $9,386.30
Disclosure

SEC source: 0001209191-20-005200 · doc4.xml · nonDerivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,177

F2 · kind: The transaction reported herein was matchable under Section 16(b) of the Securities and Exchange Act of 1934, to the extent of 322 shares, with the reporting person's purchase of 1,960 ordinary shares of the Issuer at a price of $28.17 per share on November 19, 2019. The reporting person has paid to the Issuer $315.56, representing the full amount of the profit realized in connection with the short-swing transaction.

F3 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
January 27, 2020 Filed Jan 28, 2020 22:15 UTC
PFREUNDSCHUH PETER P.Chief Financial Officer
SaleOrdinary Shares 667 $29.28 $19,529.76
Disclosure

SEC source: 0001209191-20-005215 · doc4.xml · nonDerivative · entry 2

PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,438

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
January 27, 2020 Filed Jan 28, 2020 22:14 UTC
Mullennix StephenChief Operating Officer
SaleOrdinary Shares 684 $29.26 $20,013.84
Disclosure

SEC source: 0001209191-20-005211 · doc4.xml · nonDerivative · entry 2

Mullennix Stephen · CIK 0001764139 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,665

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.