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URGN

UroGen Pharma Ltd.

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4466
SEC CIK
0001668243
Parsed reports
233

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202601
Jun 202602
Jul 202601
Aug 202601
Sep 202602
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 26, 2021 Filed Jul 28, 2021 13:11 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 103 $15.30 $1,575.90
Disclosure

SEC source: 0001209191-21-048398 · doc4.xml · nonDerivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,821

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units

Read SEC document
July 26, 2021 Filed Jul 28, 2021 13:11 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 208 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-048398 · doc4.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

Read SEC document
June 07, 2021 Filed Jun 9, 2021 13:41 UTC GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $17.98 $0.00
Disclosure

SEC source: 0001209191-21-039130 · doc4.xml · derivative · entry 1

Holden Stuart · CIK 0001763999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-06-06

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 17:45 UTC
Cohen Fred EDirector
GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $17.98 $0.00
Disclosure

SEC source: 0001209191-21-039136 · doc4.xml · derivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-06-07

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 17:44 UTC GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $17.98 $0.00
Disclosure

SEC source: 0001209191-21-039135 · doc4.xml · derivative · entry 1

BUTITTA CYNTHIA M · CIK 0001222082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-06-06

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 17:43 UTC GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $17.98 $0.00
Disclosure

SEC source: 0001209191-21-039134 · doc4.xml · derivative · entry 1

FALBERG KATHRYN E · CIK 0001206977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-06-06

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 17:43 UTC GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $17.98 $0.00
Disclosure

SEC source: 0001209191-21-039133 · doc4.xml · derivative · entry 1

Tomasello Shawn · CIK 0001617239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-06-06

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 17:42 UTC
Nussbaum RanDirector
GrantStock Option (right to buy) · Derivative 3,183 $0.00 Strike: $17.89 $0.00
Disclosure

SEC source: 0001209191-21-039132 · doc4.xml · derivative · entry 4

Nussbaum Ran · CIK 0001609805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pontifax Cayman III Limited Partnership

Disclosed balance after: 3,183

Underlying: Common Stock · 3,183 shares

Expires 2031-06-06

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 17:42 UTC
Nussbaum RanDirector
GrantStock Option (right to buy) · Derivative 6,817 $0.00 Strike: $17.89 $0.00
Disclosure

SEC source: 0001209191-21-039132 · doc4.xml · derivative · entry 3

Nussbaum Ran · CIK 0001609805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Pontifax (Israel) III Limited Partnership

Disclosed balance after: 6,817

Underlying: Common Stock · 6,817 shares

Expires 2031-06-06

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 17:41 UTC GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $17.98 $0.00
Disclosure

SEC source: 0001209191-21-039131 · doc4.xml · derivative · entry 1

Belldegrun Arie · CIK 0001296549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-06-06

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of one year.

Read SEC document
June 05, 2021 Filed Jun 8, 2021 18:33 UTC
Smith Jason DrewGeneral Counsel
GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $17.98 $0.00
Disclosure

SEC source: 0001209191-21-038842 · doc4.xml · derivative · entry 1

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2031-05-31

F1 · derivative.exercise_date: 1/3 of the shares underlying the stock options will vest on each of June 1, 2022, June 1, 2023 and June 1, 2024.

Read SEC document
June 05, 2021 Filed Jun 8, 2021 18:33 UTC
Henderson MollyChief Financial Officer
GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $17.98 $0.00
Disclosure

SEC source: 0001209191-21-038841 · doc4.xml · derivative · entry 1

Henderson Molly · CIK 0001363812 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2031-05-31

F1 · derivative.exercise_date: 1/3 of the shares underlying the stock options will vest on each of June 1, 2022, June 1, 2023 and June 1, 2024.

Read SEC document
May 19, 2021 Filed May 21, 2021 17:44 UTC
Barrett Elizabeth A.Chief Executive Officer
Tax withholdingOrdinary Shares 1,240 $17.51 $21,711.04
Disclosure

SEC source: 0001209191-21-034823 · doc4.xml · nonDerivative · entry 4

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,499

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of RSUs.

Read SEC document
May 19, 2021 Filed May 21, 2021 17:44 UTC
Barrett Elizabeth A.Chief Executive Officer
Tax withholdingOrdinary Shares 2,185 $17.51 $38,256.95
Disclosure

SEC source: 0001209191-21-034823 · doc4.xml · nonDerivative · entry 3

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,739

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of RSUs.

Read SEC document
May 17, 2021 Filed May 18, 2021 15:36 UTC
Henderson MollyChief Financial Officer
PurchaseCommon Stock 2,500 $15.85 $39,625.00
Disclosure

SEC source: 0001209191-21-033402 · doc4.xml · nonDerivative · entry 1

Henderson Molly · CIK 0001363812 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
May 17, 2021 Filed May 18, 2021 15:35 UTC
Smith Jason DrewGeneral Counsel
PurchaseCommon Stock 2,500 $15.71 $39,275.00
Disclosure

SEC source: 0001209191-21-033399 · doc4.xml · nonDerivative · entry 1

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.675 and 15.76, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
April 30, 2021 Filed May 4, 2021 17:58 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-029758 · doc4.xml · derivative · entry 3

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Ordinary Shares · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 6,000 ordinary shares. 33.33% of the RSUs vested on January 31, 2021 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 6,000 ordinary shares. 33.33% of the RSUs vested on January 31, 2021 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

Read SEC document
April 30, 2021 Filed May 4, 2021 17:58 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 243 $20.00 $4,860.00
Disclosure

SEC source: 0001209191-21-029758 · doc4.xml · nonDerivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,132

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
April 30, 2021 Filed May 4, 2021 17:58 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-029758 · doc4.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 17:44 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 209 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028500 · doc4.xml · derivative · entry 3

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625

Underlying: Ordinary Shares · 209 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on January 26, 2019 representing 2,500 ordinary shares. 33.33% of the RSUs vested on January 26, 2020 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on January 26, 2019 representing 2,500 ordinary shares. 33.33% of the RSUs vested on January 26, 2020 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 17:44 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 89 $19.63 $1,747.07
Disclosure

SEC source: 0001209191-21-028500 · doc4.xml · nonDerivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,875

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 17:44 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 209 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028500 · doc4.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
March 26, 2021 Filed Jun 9, 2021 17:47 UTC Amendment Exercise / conversionStock Option (right to buy) · Derivative 3,241 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001209191-21-039138 · doc4a.xml · derivative · entry 2

Belldegrun Arie · CIK 0001296549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,241 shares

Expires 2021-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On April 22, 2021, the reporting person filed a Form 4 that mistakenly listed the transaction date as March 24, 2021.

Read SEC document
March 26, 2021 Filed Jun 9, 2021 17:47 UTC Amendment Exercise / conversionOrdinary Shares 3,241 $5.00 $16,205.00
Disclosure

SEC source: 0001209191-21-039138 · doc4a.xml · nonDerivative · entry 1

Belldegrun Arie · CIK 0001296549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On April 22, 2021, the reporting person filed a Form 4 that mistakenly listed the transaction date as March 24, 2021.

Read SEC document
March 25, 2021 Filed Jun 9, 2021 17:46 UTC Amendment
Nussbaum RanDirector
Exercise / conversionStock Option (right to buy) · Derivative 1,030 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001209191-21-039137 · doc4a.xml · derivative · entry 2

Nussbaum Ran · CIK 0001609805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pontifax Cayman III Limited Partnership

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,030 shares

Expires 2021-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On April 22, 2021, the reporting person filed a Form 4 that mistakenly listed the transaction date as March 24, 2021.

Read SEC document
March 25, 2021 Filed Jun 9, 2021 17:46 UTC Amendment
Nussbaum RanDirector
Exercise / conversionOrdinary Shares 1,030 $5.00 $5,150.00
Disclosure

SEC source: 0001209191-21-039137 · doc4a.xml · nonDerivative · entry 1

Nussbaum Ran · CIK 0001609805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Managing Partner of entities affiliated with Pontifax Management III G.P. (

Disclosed balance after: 1,431,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On April 22, 2021, the reporting person filed a Form 4 that mistakenly listed the transaction date as March 24, 2021.

Read SEC document
March 25, 2021 Filed Jun 9, 2021 17:42 UTC
Nussbaum RanDirector
Exercise / conversionStock Option (right to buy) · Derivative 2,211 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001209191-21-039132 · doc4.xml · derivative · entry 2

Nussbaum Ran · CIK 0001609805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Pontifax (Israel) III Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 2,211 shares

Expires 2021-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2021 Filed Jun 9, 2021 17:42 UTC
Nussbaum RanDirector
Exercise / conversionOrdinary Shares 2,211 $5.00 $11,055.00
Disclosure

SEC source: 0001209191-21-039132 · doc4.xml · nonDerivative · entry 1

Nussbaum Ran · CIK 0001609805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Managing Partner of entities affiliated with Pontifax Management III G.P.

Disclosed balance after: 1,433,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 24, 2021 Filed Apr 22, 2021 21:19 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,241 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001209191-21-027978 · doc4.xml · derivative · entry 2

Belldegrun Arie · CIK 0001296549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,241 shares

Expires 2021-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 24, 2021 Filed Apr 22, 2021 21:19 UTC Exercise / conversionOrdinary Shares 3,241 $5.00 $16,205.00
Disclosure

SEC source: 0001209191-21-027978 · doc4.xml · nonDerivative · entry 1

Belldegrun Arie · CIK 0001296549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 24, 2021 Filed Apr 22, 2021 21:18 UTC
Nussbaum RanDirector
Exercise / conversionStock Option (right to buy) · Derivative 1,030 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001209191-21-027977 · doc4.xml · derivative · entry 2

Nussbaum Ran · CIK 0001609805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pontifax Cayman III Limited Partnership

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,030 shares

Expires 2021-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 24, 2021 Filed Apr 22, 2021 21:18 UTC
Nussbaum RanDirector
Exercise / conversionOrdinary Shares 1,030 $5.00 $5,150.00
Disclosure

SEC source: 0001209191-21-027977 · doc4.xml · nonDerivative · entry 1

Nussbaum Ran · CIK 0001609805 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Managing Partner of entities affiliated with Pontifax Management III G.P. (

Disclosed balance after: 1,465,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 19:53 UTC
Schoenberg MarkChief Medical Officer
GrantRestricted Stock Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006699 · doc4.xml · derivative · entry 5

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Ordinary Shares · 6,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F5 · derivative.exercise_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2022, January 31, 2023 and January 31, 2024

F5 · derivative.expiration_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2022, January 31, 2023 and January 31, 2024

Read SEC document
January 31, 2021 Filed Feb 2, 2021 19:53 UTC
Schoenberg MarkChief Medical Officer
GrantStock Option (right to buy) · Derivative 21,000 $0.00 Strike: $22.07 $0.00
Disclosure

SEC source: 0001209191-21-006699 · doc4.xml · derivative · entry 4

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Ordinary Shares · 21,000 shares

Expires 2031-01-31

F4 · derivative.exercise_date: 1/3 of the shares underlying the stock options will vest on each of January 31, 2022, January 31, 2023 and January 31, 2024

Read SEC document
January 31, 2021 Filed Feb 2, 2021 19:53 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006699 · doc4.xml · derivative · entry 3

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Ordinary Shares · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 6,000 ordinary shares. 33.33% of the RSUs vested on January 31, 2021 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 6,000 ordinary shares. 33.33% of the RSUs vested on January 31, 2021 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 19:53 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 1,076 $22.07 $23,747.32
Disclosure

SEC source: 0001209191-21-006699 · doc4.xml · nonDerivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,755

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 19:53 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-006699 · doc4.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 20:57 UTC
Henderson MollyChief Financial Officer
GrantRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006710 · doc4.xml · derivative · entry 2

Henderson Molly · CIK 0001363812 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Ordinary Shares · 2,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2022, January 31, 2023 and January 31, 2024.

F3 · derivative.expiration_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2022, January 31, 2023 and January 31, 2024.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 20:57 UTC
Henderson MollyChief Financial Officer
GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $22.07 $0.00
Disclosure

SEC source: 0001209191-21-006710 · doc4.xml · derivative · entry 1

Henderson Molly · CIK 0001363812 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Ordinary Shares · 6,000 shares

Expires 2031-01-30

F1 · derivative.exercise_date: 1/3 of the shares underlying the stock option will vest on each of January 31, 2022, January 31, 2023 and January 31, 2024.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 20:55 UTC
Smith Jason DrewGeneral Counsel
GrantRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006709 · doc4.xml · derivative · entry 2

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Ordinary Shares · 2,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2022, January 31, 2023 and January 31, 2024.

F3 · derivative.expiration_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2022, January 31, 2023 and January 31, 2024.

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January 31, 2021 Filed Feb 2, 2021 20:55 UTC
Smith Jason DrewGeneral Counsel
GrantStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $22.07 $0.00
Disclosure

SEC source: 0001209191-21-006709 · doc4.xml · derivative · entry 1

Smith Jason Drew · CIK 0001821479 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Ordinary Shares · 8,000 shares

Expires 2031-01-30

F1 · derivative.exercise_date: 1/3 of the shares underlying the stock option will vest on each of January 31, 2022, January 31, 2023 and January 31, 2024.

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January 31, 2021 Filed Feb 2, 2021 19:54 UTC
Barrett Elizabeth A.Chief Executive Officer
GrantRestricted Stock Units · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006700 · doc4.xml · derivative · entry 2

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Ordinary Shares · 40,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2022, January 31, 2023 and January 31, 2024

F3 · derivative.expiration_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2022, January 31, 2023 and January 31, 2024

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January 31, 2021 Filed Feb 2, 2021 19:54 UTC
Barrett Elizabeth A.Chief Executive Officer
GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $22.07 $0.00
Disclosure

SEC source: 0001209191-21-006700 · doc4.xml · derivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Ordinary Shares · 150,000 shares

Expires 2031-01-31

F1 · derivative.exercise_date: 1/3 of the shares underlying the stock options will vest on each of January 31, 2022, January 31, 2023 and January 31, 2024

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January 31, 2021 Filed May 21, 2021 17:44 UTC
Barrett Elizabeth A.Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034823 · doc4.xml · derivative · entry 6

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F4 · derivative.exercise_date: The reporting person was granted RSUs on January 31, 2020 representing 15,000 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2021.

F4 · derivative.expiration_date: The reporting person was granted RSUs on January 31, 2020 representing 15,000 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2021.

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January 31, 2021 Filed May 21, 2021 17:44 UTC
Barrett Elizabeth A.Chief Executive Officer
Exercise / conversionOrdinary Shares 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-034823 · doc4.xml · nonDerivative · entry 2

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

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January 26, 2021 Filed Jan 26, 2021 22:20 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units · Derivative 208 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005460 · doc4.xml · derivative · entry 3

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 834

Underlying: Ordinary Shares · 208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on January 26, 2019 representing 2,500 ordinary shares. 33.33% of the RSUs vested on January 26, 2020 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on January 26, 2019 representing 2,500 ordinary shares. 33.33% of the RSUs vested on January 26, 2020 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

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January 26, 2021 Filed Jan 26, 2021 22:20 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 100 $22.12 $2,212.00
Disclosure

SEC source: 0001209191-21-005460 · doc4.xml · nonDerivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,831

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

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January 26, 2021 Filed Jan 26, 2021 22:20 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 208 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-005460 · doc4.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

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January 03, 2021 Filed May 21, 2021 17:44 UTC
Barrett Elizabeth A.Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 8,807 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034823 · doc4.xml · derivative · entry 5

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,689

Underlying: Ordinary Shares · 8,807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted RSUs on January 3, 2019 representing 317,065 ordinary shares. 33.33% of the RSUs vested on January 3, 2020. 33.33% of the RSUs vested in equal monthly installments through January 3, 2021. The remaining 33.33% of the RSUs will vest on January 3, 2022.

F3 · derivative.expiration_date: The reporting person was granted RSUs on January 3, 2019 representing 317,065 ordinary shares. 33.33% of the RSUs vested on January 3, 2020. 33.33% of the RSUs vested in equal monthly installments through January 3, 2021. The remaining 33.33% of the RSUs will vest on January 3, 2022.

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January 03, 2021 Filed May 21, 2021 17:44 UTC
Barrett Elizabeth A.Chief Executive Officer
Exercise / conversionOrdinary Shares 8,807 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-034823 · doc4.xml · nonDerivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.