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URGN

UroGen Pharma Ltd.

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4466
SEC CIK
0001668243
Parsed reports
233

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202601
Jun 202602
Jul 202601
Aug 202601
Sep 202602
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 26, 2020 Filed Jan 28, 2020 22:10 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units (RSUs) · Derivative 833 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005200 · doc4.xml · derivative · entry 3

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Ordinary Shares · 833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F4 · derivative.exercise_date: The reporting person was granted 2,500 Restricted Stock Units ("RSUs") on January 26, 2019. 33.33% of the RSUs vested on January 26, 2020 and 12.5% of the remaining RSUs will vest in eight equal quarterly installments thereafter.

F4 · derivative.expiration_date: The reporting person was granted 2,500 Restricted Stock Units ("RSUs") on January 26, 2019. 33.33% of the RSUs vested on January 26, 2020 and 12.5% of the remaining RSUs will vest in eight equal quarterly installments thereafter.

Read SEC document
January 26, 2020 Filed Jan 28, 2020 22:10 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 833 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-005200 · doc4.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
January 26, 2020 Filed Jan 28, 2020 22:15 UTC
PFREUNDSCHUH PETER P.Chief Financial Officer
Exercise / conversionRestricted Stock Units (RSUs) · Derivative 1,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005215 · doc4.xml · derivative · entry 3

PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Ordinary Shares · 1,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted 5,000 Restricted Stock Units ("RSUs") on January 26, 2019. 33.33% of the RSUs vested on January 26, 2020 and 12.5% of the remaining RSUs will vest in eight equal quarterly installments thereafter.

F3 · derivative.expiration_date: The reporting person was granted 5,000 Restricted Stock Units ("RSUs") on January 26, 2019. 33.33% of the RSUs vested on January 26, 2020 and 12.5% of the remaining RSUs will vest in eight equal quarterly installments thereafter.

Read SEC document
January 26, 2020 Filed Jan 28, 2020 22:15 UTC
PFREUNDSCHUH PETER P.Chief Financial Officer
Exercise / conversionOrdinary Shares 1,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-005215 · doc4.xml · nonDerivative · entry 1

PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
January 26, 2020 Filed Jan 28, 2020 22:14 UTC
Mullennix StephenChief Operating Officer
Exercise / conversionRestricted Stock Units (RSUs) · Derivative 1,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005211 · doc4.xml · derivative · entry 3

Mullennix Stephen · CIK 0001764139 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Ordinary Shares · 1,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted 5,000 Restricted Stock Units ("RSUs") on January 26, 2019. 33.33% of the RSUs vested on January 26, 2020 and 12.5% of the remaining RSUs will vest in eight equal quarterly installments thereafter.

F3 · derivative.expiration_date: The reporting person was granted 5,000 Restricted Stock Units ("RSUs") on January 26, 2019. 33.33% of the RSUs vested on January 26, 2020 and 12.5% of the remaining RSUs will vest in eight equal quarterly installments thereafter.

Read SEC document
January 26, 2020 Filed Jan 28, 2020 22:14 UTC
Mullennix StephenChief Operating Officer
Exercise / conversionOrdinary Shares 1,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-005211 · doc4.xml · nonDerivative · entry 1

Mullennix Stephen · CIK 0001764139 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 23:30 UTC
Barrett Elizabeth A.Chief Executive Officer
Exercise / conversionOrdinary Shares · Derivative 105,688 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002366 · doc4.xml · derivative · entry 2

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,377

Underlying: Ordinary Shares · 105,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: On January 3, 2018, the reporting person was granted 317,065 restricted stock units of which 33% vested on January 3, 2020. The remaining unvested restricted stock units will vest at a rate of 2.778% in equal monthly installments thereafter.

F3 · derivative.expiration_date: On January 3, 2018, the reporting person was granted 317,065 restricted stock units of which 33% vested on January 3, 2020. The remaining unvested restricted stock units will vest at a rate of 2.778% in equal monthly installments thereafter.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 23:30 UTC
Barrett Elizabeth A.Chief Executive Officer
Exercise / conversionOrdinary Shares 105,688 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002366 · doc4.xml · nonDerivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement of restricted stock units that vested on January 3, 2020 through the issuance of ordinary shares.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 18:44 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units (RSUs) · Derivative 1,042 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-059250 · doc4.xml · derivative · entry 3

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

Underlying: Ordinary Shares · 1,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F3 · kind: The transaction reported herein was matchable under Section 16(b) of the Securities and Exchange Act of 1934, to the extent of 343 shares, with the reporting person's purchase of 1,960 ordinary shares of the Issuer at a price of $28.17 per share on November 19, 2019. The reporting person has paid to the Issuer $1,207.36, representing the full amount of the profit realized in connection with the short-swing transaction.

F4 · derivative.exercise_date: On December 7, 2017, the reporting person was granted restricted stock units ("RSUs") representing 12,500 ordinary shares. 1/3rd of the RSUs vested on December 4, 2018, with the balance vesting in equal quarterly installments thereafter over a period of three years.

F4 · derivative.expiration_date: On December 7, 2017, the reporting person was granted restricted stock units ("RSUs") representing 12,500 ordinary shares. 1/3rd of the RSUs vested on December 4, 2018, with the balance vesting in equal quarterly installments thereafter over a period of three years.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 18:44 UTC
Schoenberg MarkChief Medical Officer
Tax withholdingOrdinary Shares 343 $31.69 $10,869.67
Disclosure

SEC source: 0001209191-19-059250 · doc4.xml · nonDerivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,666

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 18:44 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 1,042 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-059250 · doc4.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 20:34 UTC
Barrett Elizabeth A.Chief Executive Officer
PurchaseOrdinary Shares 7,530 $28.00 $210,840.00
Disclosure

SEC source: 0001209191-19-057766 · doc4.xml · nonDerivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,548

Read SEC document
November 20, 2019 Filed Nov 22, 2019 18:35 UTC
Barrett Elizabeth A.Chief Executive Officer
PurchaseOrdinary Shares 7,470 $28.00 $209,160.00
Disclosure

SEC source: 0001209191-19-057755 · doc4.xml · nonDerivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,018

Read SEC document
November 20, 2019 Filed Nov 22, 2019 18:29 UTC
PFREUNDSCHUH PETER P.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,042 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057753 · doc4.xml · derivative · entry 3

PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,291

Underlying: Ordinary Shares · 1,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on July 19, 2018 representing 12,500 ordinary shares. 33.33% of the RSUs vested on August 20, 2019 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on July 19, 2018 representing 12,500 ordinary shares. 33.33% of the RSUs vested on August 20, 2019 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 18:29 UTC
PFREUNDSCHUH PETER P.Chief Financial Officer
SaleOrdinary Shares 354 $28.41 $10,057.14
Disclosure

SEC source: 0001209191-19-057753 · doc4.xml · nonDerivative · entry 2

PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,439

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 18:29 UTC
PFREUNDSCHUH PETER P.Chief Financial Officer
Exercise / conversionOrdinary Shares 1,042 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-057753 · doc4.xml · nonDerivative · entry 1

PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
November 19, 2019 Filed Nov 22, 2019 01:49 UTC
Schoenberg MarkChief Medical Officer
PurchaseOrdinary Shares 1,960 $28.17 $55,213.20
Disclosure

SEC source: 0001209191-19-057692 · doc4.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mark Schoenberg Pension Plan FBO Mark Schoenberg

Disclosed balance after: 7,967

Read SEC document
November 15, 2019 Filed Nov 19, 2019 00:32 UTC
Barrett Elizabeth A.Chief Executive Officer
PurchaseOrdinary Shares 1,548 $26.00 $40,248.00
Disclosure

SEC source: 0001209191-19-057044 · doc4.xml · nonDerivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,548

Read SEC document
November 14, 2019 Filed Nov 18, 2019 21:04 UTC
Mullennix StephenChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 1,759 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-056923 · doc4.xml · derivative · entry 3

Mullennix Stephen · CIK 0001764139 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,796

Underlying: Ordinary Shares · 1,759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on March 7, 2018, June 4, 2018 and October 28, 2018 representing 21,107 ordinary shares in the aggregate. 1/3rd of the RSUs vested on February 14, 2019, with the balance vesting in equal quarterly installments thereafter over a period of two years.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on March 7, 2018, June 4, 2018 and October 28, 2018 representing 21,107 ordinary shares in the aggregate. 1/3rd of the RSUs vested on February 14, 2019, with the balance vesting in equal quarterly installments thereafter over a period of two years.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 21:04 UTC
Mullennix StephenChief Operating Officer
SaleOrdinary Shares 608 $26.00 $15,806.36
Disclosure

SEC source: 0001209191-19-056923 · doc4.xml · nonDerivative · entry 2

Mullennix Stephen · CIK 0001764139 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,683

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 21:04 UTC
Mullennix StephenChief Operating Officer
Exercise / conversionOrdinary Shares 1,759 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-056923 · doc4.xml · nonDerivative · entry 1

Mullennix Stephen · CIK 0001764139 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 13:27 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units (RSUs) · Derivative 1,041 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-048672 · doc4.xml · derivative · entry 3

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,209

Underlying: Ordinary Shares · 1,041 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: On December 7, 2017, the reporting person was granted restricted stock units ("RSUs") representing 12,500 ordinary shares. 1/3rd of the RSUs vested on December 4, 2018, with the balance vesting in equal quarterly installments thereafter over a period of two years.

F3 · derivative.expiration_date: On December 7, 2017, the reporting person was granted restricted stock units ("RSUs") representing 12,500 ordinary shares. 1/3rd of the RSUs vested on December 4, 2018, with the balance vesting in equal quarterly installments thereafter over a period of two years.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 13:27 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 343 $33.92 $11,634.56
Disclosure

SEC source: 0001209191-19-048672 · doc4.xml · nonDerivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,007

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 13:27 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 1,041 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-048672 · doc4.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 17:31 UTC
PFREUNDSCHUH PETER P.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 4,167 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047107 · doc4.xml · derivative · entry 3

PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,333

Underlying: Ordinary Shares · 4,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on July 19, 2018 representing 12,500 ordinary shares. 33.33% of the RSUs will vest on August 20, 2019 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on July 19, 2018 representing 12,500 ordinary shares. 33.33% of the RSUs will vest on August 20, 2019 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 17:31 UTC
PFREUNDSCHUH PETER P.Chief Financial Officer
SaleOrdinary Shares 1,416 $33.07 $46,827.12
Disclosure

SEC source: 0001209191-19-047107 · doc4.xml · nonDerivative · entry 2

PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,751

F2 · balance_after: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 17:31 UTC
PFREUNDSCHUH PETER P.Chief Financial Officer
Exercise / conversionOrdinary Shares 4,167 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-047107 · doc4.xml · nonDerivative · entry 1

PFREUNDSCHUH PETER P. · CIK 0001585839 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 19:38 UTC
Mullennix StephenChief Operating Officer
SaleOrdinary Shares 608 $31.65 $19,243.20
Disclosure

SEC source: 0001209191-19-046282 · doc4.xml · nonDerivative · entry 2

Mullennix Stephen · CIK 0001764139 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,532

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 19:38 UTC
Mullennix StephenChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 1,759 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-046282 · doc4.xml · derivative · entry 3

Mullennix Stephen · CIK 0001764139 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,555

Underlying: Ordinary Shares · 1,759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on March 7, 2018, June 4, 2018 and October 28, 2018 representing 21,107 ordinary shares in the aggregate. 1/3rd of the RSUs vested on February 14, 2019, with the balance vesting in equal quarterly installments thereafter over a period of two years.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on March 7, 2018, June 4, 2018 and October 28, 2018 representing 21,107 ordinary shares in the aggregate. 1/3rd of the RSUs vested on February 14, 2019, with the balance vesting in equal quarterly installments thereafter over a period of two years.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 19:38 UTC
Mullennix StephenChief Operating Officer
Exercise / conversionOrdinary Shares 1,759 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-046282 · doc4.xml · nonDerivative · entry 1

Mullennix Stephen · CIK 0001764139 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 22:21 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units (RSUs) · Derivative 1,042 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-035245 · doc4.xml · derivative · entry 3

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Ordinary Shares · 1,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: On December 7, 2017, the reporting person was granted restricted stock units ("RSUs") representing 12,500 ordinary shares. 1/3rd of the RSUs vested on December 4, 2018, with the balance vesting in equal quarterly installments thereafter over a period of two years.

F3 · derivative.expiration_date: On December 7, 2017, the reporting person was granted restricted stock units ("RSUs") representing 12,500 ordinary shares. 1/3rd of the RSUs vested on December 4, 2018, with the balance vesting in equal quarterly installments thereafter over a period of two years.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 22:21 UTC
Schoenberg MarkChief Medical Officer
Tax withholdingOrdinary Shares 343 $35.05 $12,022.15
Disclosure

SEC source: 0001209191-19-035245 · doc4.xml · nonDerivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,309

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 22:21 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 1,042 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-035245 · doc4.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 16:54 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $34.83 $0.00
Disclosure

SEC source: 0001209191-19-034780 · doc4.xml · derivative · entry 1

Holden Stuart · CIK 0001763999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2019-06-02

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of two years.

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June 03, 2019 Filed Jun 5, 2019 20:52 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $34.83 $0.00
Disclosure

SEC source: 0001209191-19-034777 · doc4.xml · derivative · entry 1

Belldegrun Arie · CIK 0001296549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2029-06-02

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of two years.

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June 03, 2019 Filed Jun 5, 2019 21:02 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $34.83 $0.00
Disclosure

SEC source: 0001209191-19-034793 · doc4.xml · derivative · entry 1

Tomasello Shawn · CIK 0001617239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2029-06-02

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of two years.

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June 03, 2019 Filed Jun 5, 2019 20:59 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $34.83 $0.00
Disclosure

SEC source: 0001209191-19-034790 · doc4.xml · derivative · entry 1

FALBERG KATHRYN E · CIK 0001206977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2029-06-02

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of two years.

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June 03, 2019 Filed Jun 5, 2019 20:58 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $34.83 $0.00
Disclosure

SEC source: 0001209191-19-034788 · doc4.xml · derivative · entry 1

BUTITTA CYNTHIA M · CIK 0001222082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2029-06-02

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of two years.

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June 03, 2019 Filed Jun 5, 2019 20:57 UTC
Cohen Fred EDirector
GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $34.83 $0.00
Disclosure

SEC source: 0001209191-19-034787 · doc4.xml · derivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2029-06-02

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of two years.

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June 03, 2019 Filed Jun 5, 2019 20:55 UTC
Nussbaum RanDirector
GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $34.83 $0.00
Disclosure

SEC source: 0001209191-19-034785 · doc4.xml · derivative · entry 1

Nussbaum Ran · CIK 0001609805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2029-06-02

F1 · derivative.exercise_date: The shares underlying the stock option will vest in equal quarterly installments over a period of two years.

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May 14, 2019 Filed May 16, 2019 22:20 UTC
Mullennix StephenChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 1,759 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030594 · doc4.xml · derivative · entry 3

Mullennix Stephen · CIK 0001764139 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,314

Underlying: Ordinary Shares · 1,759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on March 7, 2018, June 4, 2018 and October 28, 2018 representing 21,107 ordinary shares in the aggregate. 1/3rd of the RSUs vested on February 14, 2019, with the balance vesting in equal quarterly installments thereafter over a period of two years.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on March 7, 2018, June 4, 2018 and October 28, 2018 representing 21,107 ordinary shares in the aggregate. 1/3rd of the RSUs vested on February 14, 2019, with the balance vesting in equal quarterly installments thereafter over a period of two years.

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May 14, 2019 Filed May 16, 2019 22:20 UTC
Mullennix StephenChief Operating Officer
SaleOrdinary Shares 608 $37.98 $23,091.84
Disclosure

SEC source: 0001209191-19-030594 · doc4.xml · nonDerivative · entry 2

Mullennix Stephen · CIK 0001764139 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,381

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

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May 14, 2019 Filed May 16, 2019 22:20 UTC
Mullennix StephenChief Operating Officer
Exercise / conversionOrdinary Shares 1,759 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-030594 · doc4.xml · nonDerivative · entry 1

Mullennix Stephen · CIK 0001764139 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

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March 27, 2019 Filed Mar 28, 2019 20:52 UTC Exercise / conversionStock Option (right to buy · Derivative 128,000 $4.02 Strike: $4.02 $514,560.00
Disclosure

SEC source: 0001209191-19-021635 · doc4.xml · derivative · entry 2

Belldegrun Arie · CIK 0001296549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 128,000 shares

Expires 2019-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the shares underlying the stock option vested on each of October 13, 2012, October 13, 2013, October 13, 2014 and October 13, 2015.

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March 27, 2019 Filed Mar 28, 2019 20:52 UTC Exercise / conversionOrdinary Shares 128,000 $4.02 $514,560.00
Disclosure

SEC source: 0001209191-19-021635 · doc4.xml · nonDerivative · entry 1

Belldegrun Arie · CIK 0001296549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 21, 2019 Filed Mar 22, 2019 23:42 UTC
Schoenberg MarkChief Medical Officer
PurchaseOrdinary Shares 272 $37.01 $10,066.45
Disclosure

SEC source: 0001209191-19-021092 · doc4.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,610

F1 · kind: The reporting person's purchase of Ordinary Shares of the Issuer reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the reporting person's sale of 272 Ordinary Shares of the Issuer at a price of $37.30 per share on March 6, 2019. The reporting person has agreed to pay to the Issuer $79.15, representing the full amount of the profit realized in connection with the short-swing transaction.

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March 06, 2019 Filed Mar 8, 2019 02:46 UTC
Schoenberg MarkChief Medical Officer
SaleOrdinary Shares 1,991 $37.30 $74,264.30
Disclosure

SEC source: 0001209191-19-017933 · doc4.xml · nonDerivative · entry 2

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,338

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.

Read SEC document
March 04, 2019 Filed Mar 8, 2019 02:46 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionRestricted Stock Units (RSUs) · Derivative 1,042 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017933 · doc4.xml · derivative · entry 3

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,292

Underlying: Ordinary Shares · 1,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: On December 7, 2017, the reporting person was granted restricted stock units ("RSUs") representing 12,500 ordinary shares. 1/3rd of the RSUs vested on December 4, 2018, with the balance vesting in equal quarterly installments thereafter over a period of two years, with the issuance of the underlying shares for the March 4, 2019 installment delayed until March 5, 2019.

F3 · derivative.expiration_date: On December 7, 2017, the reporting person was granted restricted stock units ("RSUs") representing 12,500 ordinary shares. 1/3rd of the RSUs vested on December 4, 2018, with the balance vesting in equal quarterly installments thereafter over a period of two years, with the issuance of the underlying shares for the March 4, 2019 installment delayed until March 5, 2019.

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March 04, 2019 Filed Mar 8, 2019 02:46 UTC
Schoenberg MarkChief Medical Officer
Exercise / conversionOrdinary Shares 1,042 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-017933 · doc4.xml · nonDerivative · entry 1

Schoenberg Mark · CIK 0001763581 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
February 14, 2019 Filed Mar 8, 2019 02:44 UTC
Mullennix StephenChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 7,034 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017932 · doc4.xml · derivative · entry 3

Mullennix Stephen · CIK 0001764139 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,073

Underlying: Ordinary Shares · 7,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on March 7, 2018, June 4, 2018 and October 28, 2018 representing 21,107 ordinary shares in the aggregate. 1/3rd of the RSUs vested on February 14, 2019 (with the issuance of the underlying ordinary shares delayed until March 5, 2019), with the balance vesting in equal quarterly installments thereafter over a period of two years.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on March 7, 2018, June 4, 2018 and October 28, 2018 representing 21,107 ordinary shares in the aggregate. 1/3rd of the RSUs vested on February 14, 2019 (with the issuance of the underlying ordinary shares delayed until March 5, 2019), with the balance vesting in equal quarterly installments thereafter over a period of two years.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.