Tapewire

Nasdaq · USD

UPST

Upstart Holdings, Inc.

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Tapewire entity
4306
SEC CIK
0001647639
Parsed reports
489

Last 12 months

Inside the activity.

6 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202527
Dec 202502
Jan 202601
Feb 202605
Mar 202601
Apr 202600
May 2026311
Jun 202601
Jul 202600
Aug 202609
Sep 202611
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 27, 2021 Filed Oct 29, 2021 18:17 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 1,900 $316.60 $601,533.54
Disclosure

SEC source: 0001833661-21-000002 · wf-form4_163554581433893.xml · nonDerivative · entry 5

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,889

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $316.13 to $317.01.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 18:17 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 1,300 $315.64 $410,333.17
Disclosure

SEC source: 0001833661-21-000002 · wf-form4_163554581433893.xml · nonDerivative · entry 4

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,789

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $315.10 to $316.03.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 18:17 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 1,047 $314.58 $329,366.31
Disclosure

SEC source: 0001833661-21-000002 · wf-form4_163554581433893.xml · nonDerivative · entry 3

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,089

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $314.00 to $314.99.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 18:17 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 594 $313.69 $186,330.97
Disclosure

SEC source: 0001833661-21-000002 · wf-form4_163554581433893.xml · nonDerivative · entry 2

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,136

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $313.00 to $313.99. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (18) to this Form 4.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 18:17 UTC
Nicoll AlisonGeneral Counsel
Exercise / conversionCommon Stock 22,500 $0.23 $5,175.00
Disclosure

SEC source: 0001833661-21-000002 · wf-form4_163554581433893.xml · nonDerivative · entry 1

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 22:20 UTC
Gu PaulDirector · SVP, Product and Data Science
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 20,000 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001832812-21-000004 · wf-form4_163554601580311.xml · derivative · entry 2

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 20,000 shares

Expires 2027-01-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option, originally for 250,000 shares, of which 160,000 shares have been exercised, vested as to one forty-eighth of the shares on February 1, 2017 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 22:20 UTC
Gu PaulDirector · SVP, Product and Data Science
Exercise / conversionCommon Stock 20,000 $1.35 $27,000.00
Disclosure

SEC source: 0001832812-21-000004 · wf-form4_163554601580311.xml · nonDerivative · entry 1

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 26, 2021 Filed Oct 28, 2021 20:53 UTC
Gu PaulDirector · SVP, Product and Data Science
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 20,000 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001832812-21-000002 · wf-form4_163545437798391.xml · derivative · entry 2

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 20,000 shares

Expires 2027-01-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option, originally for 250,000 shares, of which 140,000 shares have been exercised, vested as to one forty-eighth of the shares on February 1, 2017 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
October 26, 2021 Filed Oct 28, 2021 20:53 UTC
Gu PaulDirector · SVP, Product and Data Science
Exercise / conversionCommon Stock 20,000 $1.35 $27,000.00
Disclosure

SEC source: 0001832812-21-000002 · wf-form4_163545437798391.xml · nonDerivative · entry 1

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 16:45 UTC
Nicoll AlisonGeneral Counsel
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 22,500 $0.00 Strike: $0.23 $0.00
Disclosure

SEC source: 0001209191-21-061372 · doc4.xml · derivative · entry 16

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,435

Underlying: Common Stock · 22,500 shares

Expires 2023-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F16 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 16:45 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 349 $367.88 $128,389.07
Disclosure

SEC source: 0001209191-21-061372 · doc4.xml · nonDerivative · entry 15

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,230

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $367.73 to $368.00.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 16:45 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 406 $367.02 $149,011.05
Disclosure

SEC source: 0001209191-21-061372 · doc4.xml · nonDerivative · entry 14

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,579

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $366.58 to $367.53.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 16:45 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 892 $365.77 $326,267.20
Disclosure

SEC source: 0001209191-21-061372 · doc4.xml · nonDerivative · entry 13

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,985

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $365.57 to $366.00.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 16:45 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 1,225 $364.64 $446,680.33
Disclosure

SEC source: 0001209191-21-061372 · doc4.xml · nonDerivative · entry 12

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,877

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $364.13 to $364.97.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 16:45 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 1,656 $363.48 $601,917.25
Disclosure

SEC source: 0001209191-21-061372 · doc4.xml · nonDerivative · entry 11

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,102

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $362.78 to $363.69.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 16:45 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 2,486 $362.02 $899,969.54
Disclosure

SEC source: 0001209191-21-061372 · doc4.xml · nonDerivative · entry 10

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,758

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $361.62 to $362.54.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 16:45 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 1,792 $361.01 $646,929.92
Disclosure

SEC source: 0001209191-21-061372 · doc4.xml · nonDerivative · entry 9

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,244

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $360.47 to $361.45.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 16:45 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 2,672 $359.65 $960,992.28
Disclosure

SEC source: 0001209191-21-061372 · doc4.xml · nonDerivative · entry 8

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,036

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $359.38 to $360.17.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 16:45 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 3,328 $358.82 $1,194,147.64
Disclosure

SEC source: 0001209191-21-061372 · doc4.xml · nonDerivative · entry 7

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,708

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $358.19 to $359.17.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 16:45 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 3,083 $357.72 $1,102,836.58
Disclosure

SEC source: 0001209191-21-061372 · doc4.xml · nonDerivative · entry 6

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,036

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $357.19 to $358.04.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 16:45 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 2,005 $356.43 $714,642.75
Disclosure

SEC source: 0001209191-21-061372 · doc4.xml · nonDerivative · entry 5

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,119

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $356.17 to $357.01.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 16:45 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 2,110 $355.43 $749,961.10
Disclosure

SEC source: 0001209191-21-061372 · doc4.xml · nonDerivative · entry 4

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,124

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $355.02 to $355.91.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 16:45 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 319 $353.68 $112,825.32
Disclosure

SEC source: 0001209191-21-061372 · doc4.xml · nonDerivative · entry 3

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,234

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $353.62 to $353.75. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (15) to this Form 4.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 16:45 UTC
Nicoll AlisonGeneral Counsel
SaleCommon Stock 177 $352.62 $62,413.74
Disclosure

SEC source: 0001209191-21-061372 · doc4.xml · nonDerivative · entry 2

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,553

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 16:45 UTC
Nicoll AlisonGeneral Counsel
Exercise / conversionCommon Stock 22,500 $0.23 $5,175.00
Disclosure

SEC source: 0001209191-21-061372 · doc4.xml · nonDerivative · entry 1

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:25 UTC
Gu PaulDirector · SVP, Product and Data Science
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 48,124 $0.00 Strike: $0.43 $0.00
Disclosure

SEC source: 0001209191-21-060995 · doc4.xml · derivative · entry 24

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,876

Underlying: Common Stock · 48,124 shares

Expires 2024-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F23 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:25 UTC
Gu PaulDirector · SVP, Product and Data Science
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 106,876 $0.00 Strike: $0.23 $0.00
Disclosure

SEC source: 0001209191-21-060995 · doc4.xml · derivative · entry 23

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 106,876 shares

Expires 2023-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F23 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:25 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 300 $401.16 $120,347.01
Disclosure

SEC source: 0001209191-21-060995 · doc4.xml · nonDerivative · entry 22

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,412

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F22 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $400.80 to $401.44.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:25 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 1,000 $399.86 $399,864.00
Disclosure

SEC source: 0001209191-21-060995 · doc4.xml · nonDerivative · entry 21

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,712

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F21 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $399.67 to $400.30.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:25 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 1,900 $399.06 $758,216.09
Disclosure

SEC source: 0001209191-21-060995 · doc4.xml · nonDerivative · entry 20

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,712

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F20 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $398.65 to $399.62.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:25 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 6,200 $398.10 $2,468,192.72
Disclosure

SEC source: 0001209191-21-060995 · doc4.xml · nonDerivative · entry 19

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,612

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F19 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $397.63 to $398.62.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:25 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 7,200 $397.03 $2,858,626.80
Disclosure

SEC source: 0001209191-21-060995 · doc4.xml · nonDerivative · entry 18

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,812

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F18 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $396.54 to $397.51.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:25 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 6,900 $395.99 $2,732,353.77
Disclosure

SEC source: 0001209191-21-060995 · doc4.xml · nonDerivative · entry 17

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,012

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $395.51 to $396.50.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:25 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 9,400 $394.95 $3,712,542.22
Disclosure

SEC source: 0001209191-21-060995 · doc4.xml · nonDerivative · entry 16

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,912

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $394.50 to $395.49.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:25 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 10,029 $394.02 $3,951,656.67
Disclosure

SEC source: 0001209191-21-060995 · doc4.xml · nonDerivative · entry 15

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,312

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $393.50 to $394.49.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:25 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 12,200 $392.93 $4,793,739.90
Disclosure

SEC source: 0001209191-21-060995 · doc4.xml · nonDerivative · entry 14

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,341

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $392.50 to $393.49.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:25 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 10,400 $392.07 $4,077,571.68
Disclosure

SEC source: 0001209191-21-060995 · doc4.xml · nonDerivative · entry 13

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,541

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $391.50 to $392.49.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:25 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 5,500 $390.90 $2,149,959.35
Disclosure

SEC source: 0001209191-21-060995 · doc4.xml · nonDerivative · entry 12

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,941

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $390.50 to $391.49.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:25 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 11,511 $389.93 $4,488,432.43
Disclosure

SEC source: 0001209191-21-060995 · doc4.xml · nonDerivative · entry 11

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,441

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $389.50 to $390.49.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:25 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 18,462 $388.93 $7,180,493.97
Disclosure

SEC source: 0001209191-21-060995 · doc4.xml · nonDerivative · entry 10

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,952

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $388.50 to $389.49.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:25 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 17,461 $388.04 $6,775,578.66
Disclosure

SEC source: 0001209191-21-060995 · doc4.xml · nonDerivative · entry 9

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,414

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $387.50 to $388.49.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:25 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 14,553 $386.97 $5,631,538.03
Disclosure

SEC source: 0001209191-21-060995 · doc4.xml · nonDerivative · entry 8

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,875

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $386.50 to $387.48.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:25 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 12,184 $386.10 $4,704,232.65
Disclosure

SEC source: 0001209191-21-060995 · doc4.xml · nonDerivative · entry 7

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,428

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $385.50 to $386.49.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:25 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 3,200 $384.96 $1,231,871.04
Disclosure

SEC source: 0001209191-21-060995 · doc4.xml · nonDerivative · entry 6

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,612

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $384.50 to $385.415.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:25 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 2,200 $383.83 $844,426.00
Disclosure

SEC source: 0001209191-21-060995 · doc4.xml · nonDerivative · entry 5

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,812

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $383.45 to $384.23.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:25 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 3,100 $382.86 $1,186,875.92
Disclosure

SEC source: 0001209191-21-060995 · doc4.xml · nonDerivative · entry 4

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,012

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.37 to $383.33.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:25 UTC
Gu PaulDirector · SVP, Product and Data Science
SaleCommon Stock 1,300 $381.90 $496,466.62
Disclosure

SEC source: 0001209191-21-060995 · doc4.xml · nonDerivative · entry 3

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,112

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.32 to $382.30. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (22) to this Form 4.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:25 UTC
Gu PaulDirector · SVP, Product and Data Science
Exercise / conversionCommon Stock 48,124 $0.43 $20,693.32
Disclosure

SEC source: 0001209191-21-060995 · doc4.xml · nonDerivative · entry 2

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:25 UTC
Gu PaulDirector · SVP, Product and Data Science
Exercise / conversionCommon Stock 106,876 $0.23 $24,581.48
Disclosure

SEC source: 0001209191-21-060995 · doc4.xml · nonDerivative · entry 1

Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 16:22 UTC
Nicoll AlisonGeneral Counsel
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 22,500 $0.00 Strike: $0.23 $0.00
Disclosure

SEC source: 0001209191-21-060545 · doc4.xml · derivative · entry 18

Nicoll Alison · CIK 0001833661 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,935

Underlying: Common Stock · 22,500 shares

Expires 2023-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F19 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.