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UNP

UNION PACIFIC CORP

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2854
SEC CIK
0000100885
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2,284

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202603
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 24, 2021 Filed Nov 24, 2021 22:42 UTC
Whited Elizabeth FEVP & CHIEF HR OFFICER
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 11,654 $0.00 Strike: $124.86 $0.00
Disclosure

SEC source: 0000100885-21-000383 · edgardoc.xml · derivative · entry 6

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF HR OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 11,654 shares

Expires 2028-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This option became exercisable in three equal installments starting one year from the grant date.

F2 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
November 24, 2021 Filed Nov 24, 2021 22:42 UTC
Whited Elizabeth FEVP & CHIEF HR OFFICER
Tax withholdingCommon Stock 2,536 $247.37 $627,330.32
Disclosure

SEC source: 0000100885-21-000383 · edgardoc.xml · nonDerivative · entry 3

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF HR OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,110.8865

Read SEC document
November 24, 2021 Filed Nov 24, 2021 22:42 UTC
Whited Elizabeth FEVP & CHIEF HR OFFICER
Tax withholdingCommon Stock 5,883 $247.37 $1,455,277.71
Disclosure

SEC source: 0000100885-21-000383 · edgardoc.xml · nonDerivative · entry 2

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF HR OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,646.8865

Read SEC document
November 24, 2021 Filed Nov 24, 2021 22:42 UTC
Whited Elizabeth FEVP & CHIEF HR OFFICER
Exercise / conversionCommon Stock 11,654 $124.86 $1,455,118.44
Disclosure

SEC source: 0000100885-21-000383 · edgardoc.xml · nonDerivative · entry 1

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF HR OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,529.8865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 16:20 UTC
FRITZ LANCE MCHAIRMAN PRESIDENT & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 79,739 $0.00 Strike: $124.86 $0.00
Disclosure

SEC source: 0000100885-21-000379 · edgardoc.xml · derivative · entry 8

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 79,739 shares

Expires 2028-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This option became exercisable in three equal installments starting one year from the grant date.

F2 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 16:20 UTC
FRITZ LANCE MCHAIRMAN PRESIDENT & CEO
Exercise / conversionCommon Stock 79,739 $124.86 $9,956,211.54
Disclosure

SEC source: 0000100885-21-000379 · edgardoc.xml · nonDerivative · entry 3

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,814.4479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 16:20 UTC
FRITZ LANCE MCHAIRMAN PRESIDENT & CEO
Tax withholdingCommon Stock 16,924 $241.48 $4,086,807.52
Disclosure

SEC source: 0000100885-21-000379 · edgardoc.xml · nonDerivative · entry 2

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,075.4479

Read SEC document
November 17, 2021 Filed Nov 19, 2021 16:20 UTC
FRITZ LANCE MCHAIRMAN PRESIDENT & CEO
Tax withholdingCommon Stock 41,230 $241.48 $9,956,220.40
Disclosure

SEC source: 0000100885-21-000379 · edgardoc.xml · nonDerivative · entry 1

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,999.4479

Read SEC document
November 10, 2021 Filed Nov 12, 2021 15:54 UTC
Gehringer Eric JEVP OPERATIONS
GrantCommon Stock 10.3857 $241.52 $2,508.35
Disclosure

SEC source: 0000100885-21-000372 · edgardoc.xml · nonDerivative · entry 1

Gehringer Eric J · CIK 0001839176 · EVP OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,278.3594

F1 · kind: Purchase pursuant to the 2021 Employee Stock Purchase Plan.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 15:56 UTC
Richardson Craig VEVP CHIEF LEGAL OFFICER & CORP
GrantCommon Stock 9.6611 $241.52 $2,333.35
Disclosure

SEC source: 0000100885-21-000373 · edgardoc.xml · nonDerivative · entry 1

Richardson Craig V · CIK 0001835875 · EVP CHIEF LEGAL OFFICER & CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,378.1948

F1 · kind: Purchase pursuant to the 2021 Employee Stock Purchase Plan.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 15:58 UTC
Rocker Kenyatta GEVP MARKETING & SALES
GrantCommon Stock 2.8986 $241.52 $700.07
Disclosure

SEC source: 0000100885-21-000374 · edgardoc.xml · nonDerivative · entry 2

Rocker Kenyatta G · CIK 0001749673 · EVP MARKETING & SALES

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 911.1962

F1 · kind: Purchase pursuant to the 2021 Employee Stock Purchase Plan.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 15:58 UTC
Rocker Kenyatta GEVP MARKETING & SALES
GrantCommon Stock 10.8687 $241.52 $2,625.01
Disclosure

SEC source: 0000100885-21-000374 · edgardoc.xml · nonDerivative · entry 1

Rocker Kenyatta G · CIK 0001749673 · EVP MARKETING & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,708.926

F1 · kind: Purchase pursuant to the 2021 Employee Stock Purchase Plan.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 15:59 UTC
Rynaski Todd M.VP & CONTROLLER
GrantCommon Stock 7.2458 $241.52 $1,750.01
Disclosure

SEC source: 0000100885-21-000375 · edgardoc.xml · nonDerivative · entry 1

Rynaski Todd M. · CIK 0001650791 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,530.646

F1 · kind: Purchase pursuant to the 2021 Employee Stock Purchase Plan.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:00 UTC
Whited Elizabeth FEVP & CHIEF HR OFFICER
GrantCommon Stock 7.0719 $241.52 $1,708.01
Disclosure

SEC source: 0000100885-21-000376 · edgardoc.xml · nonDerivative · entry 1

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF HR OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,875.8865

F1 · kind: Purchase pursuant to the 2021 Employee Stock Purchase Plan.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 17:02 UTC
Hamann Jennifer LEVP & CHIEF FINANCIAL OFFICER
GrantCommon Stock 7.9703 $241.52 $1,924.99
Disclosure

SEC source: 0000100885-21-000377 · edgardoc.xml · nonDerivative · entry 1

Hamann Jennifer L · CIK 0001798280 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,092.8105

F1 · kind: Purchase pursuant to the 2021 Employee Stock Purchase Plan.

Read SEC document
October 29, 2021 Filed Nov 1, 2021 19:13 UTC
Rynaski Todd M.VP & CONTROLLER
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,871 $0.00 Strike: $122.85 $0.00
Disclosure

SEC source: 0000100885-21-000361 · edgardoc.xml · derivative · entry 7

Rynaski Todd M. · CIK 0001650791 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,871 shares

Expires 2025-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This option became exercisable in three equal installments starting one year from the grant date.

F2 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
October 29, 2021 Filed Nov 1, 2021 19:13 UTC
Rynaski Todd M.VP & CONTROLLER
Tax withholdingCommon Stock 622 $242.30 $150,710.60
Disclosure

SEC source: 0000100885-21-000361 · edgardoc.xml · nonDerivative · entry 3

Rynaski Todd M. · CIK 0001650791 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,316.4002

Read SEC document
October 29, 2021 Filed Nov 1, 2021 19:13 UTC
Rynaski Todd M.VP & CONTROLLER
Tax withholdingCommon Stock 1,456 $242.30 $352,788.80
Disclosure

SEC source: 0000100885-21-000361 · edgardoc.xml · nonDerivative · entry 2

Rynaski Todd M. · CIK 0001650791 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,938.4002

Read SEC document
October 29, 2021 Filed Nov 1, 2021 19:13 UTC
Rynaski Todd M.VP & CONTROLLER
Exercise / conversionCommon Stock 2,871 $122.85 $352,702.35
Disclosure

SEC source: 0000100885-21-000361 · edgardoc.xml · nonDerivative · entry 1

Rynaski Todd M. · CIK 0001650791 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,394.4002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2021 Filed Oct 28, 2021 20:17 UTC
FRITZ LANCE MCHAIRMAN PRESIDENT & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 107,643 $0.00 Strike: $122.85 $0.00
Disclosure

SEC source: 0000100885-21-000357 · edgardoc.xml · derivative · entry 9

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 107,643 shares

Expires 2025-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This option became exercisable in three equal installments starting one year from the grant date.

F3 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
October 27, 2021 Filed Oct 28, 2021 20:17 UTC
FRITZ LANCE MCHAIRMAN PRESIDENT & CEO
Tax withholdingCommon Stock 23,165 $240.72 $5,576,278.80
Disclosure

SEC source: 0000100885-21-000357 · edgardoc.xml · nonDerivative · entry 4

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,229.4479

Read SEC document
October 27, 2021 Filed Oct 28, 2021 20:17 UTC
FRITZ LANCE MCHAIRMAN PRESIDENT & CEO
Tax withholdingCommon Stock 54,935 $240.72 $13,223,953.20
Disclosure

SEC source: 0000100885-21-000357 · edgardoc.xml · nonDerivative · entry 3

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,394.4479

Read SEC document
October 27, 2021 Filed Oct 28, 2021 20:17 UTC
FRITZ LANCE MCHAIRMAN PRESIDENT & CEO
Exercise / conversionCommon Stock 107,643 $122.85 $13,223,942.55
Disclosure

SEC source: 0000100885-21-000357 · edgardoc.xml · nonDerivative · entry 2

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,329.4479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2021 Filed Oct 28, 2021 20:28 UTC
Gehringer Eric JEVP OPERATIONS
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,952 $0.00 Strike: $124.86 $0.00
Disclosure

SEC source: 0000100885-21-000359 · edgardoc.xml · derivative · entry 4

Gehringer Eric J · CIK 0001839176 · EVP OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,952 shares

Expires 2028-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option became exercisable in three equal installments starting one year from the grant date.

F1 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
October 27, 2021 Filed Oct 28, 2021 20:28 UTC
Gehringer Eric JEVP OPERATIONS
Tax withholdingCommon Stock 624 $240.72 $150,209.28
Disclosure

SEC source: 0000100885-21-000359 · edgardoc.xml · nonDerivative · entry 3

Gehringer Eric J · CIK 0001839176 · EVP OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,267.9737

Read SEC document
October 27, 2021 Filed Oct 28, 2021 20:28 UTC
Gehringer Eric JEVP OPERATIONS
Tax withholdingCommon Stock 1,532 $240.72 $368,783.04
Disclosure

SEC source: 0000100885-21-000359 · edgardoc.xml · nonDerivative · entry 2

Gehringer Eric J · CIK 0001839176 · EVP OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,891.9737

Read SEC document
October 27, 2021 Filed Oct 28, 2021 20:28 UTC
Gehringer Eric JEVP OPERATIONS
Exercise / conversionCommon Stock 2,952 $124.86 $368,586.72
Disclosure

SEC source: 0000100885-21-000359 · edgardoc.xml · nonDerivative · entry 1

Gehringer Eric J · CIK 0001839176 · EVP OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,423.9737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2021 Filed Oct 26, 2021 21:34 UTC
Hamann Jennifer LEVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 500 $243.00 $121,500.00
Disclosure

SEC source: 0000100885-21-000355 · edgardoc.xml · nonDerivative · entry 2

Hamann Jennifer L · CIK 0001798280 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,084.8402

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2021. Union Pacific Corporation announced the trading plan in a Current Report on Form 8-K on the same date.

Read SEC document
October 26, 2021 Filed Oct 28, 2021 20:17 UTC
FRITZ LANCE MCHAIRMAN PRESIDENT & CEO
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000100885-21-000357 · edgardoc.xml · nonDerivative · entry 1

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,686.4479

F1 · kind: The reporting person made a gift of shares to a donor-advised charitable fund.

Read SEC document
October 25, 2021 Filed Oct 26, 2021 21:34 UTC
Hamann Jennifer LEVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 500 $238.00 $119,000.00
Disclosure

SEC source: 0000100885-21-000355 · edgardoc.xml · nonDerivative · entry 1

Hamann Jennifer L · CIK 0001798280 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,584.8402

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2021. Union Pacific Corporation announced the trading plan in a Current Report on Form 8-K on the same date.

Read SEC document
October 10, 2021 Filed Oct 12, 2021 20:59 UTC
FRITZ LANCE MCHAIRMAN PRESIDENT & CEO
GrantCommon Stock 30.7188 $216.48 $6,650.01
Disclosure

SEC source: 0000100885-21-000327 · edgardoc.xml · nonDerivative · entry 1

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,686.4479

F1 · kind: Purchase pursuant to the 2021 Employee Stock Purchase Plan.

Read SEC document
October 10, 2021 Filed Oct 12, 2021 21:02 UTC
Gehringer Eric JEVP OPERATIONS
GrantCommon Stock 11.5869 $216.48 $2,508.33
Disclosure

SEC source: 0000100885-21-000328 · edgardoc.xml · nonDerivative · entry 1

Gehringer Eric J · CIK 0001839176 · EVP OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,471.9737

F1 · kind: Purchase pursuant to the 2021 Employee Stock Purchase Plan.

Read SEC document
October 10, 2021 Filed Oct 12, 2021 21:03 UTC
Hamann Jennifer LEVP & CHIEF FINANCIAL OFFICER
GrantCommon Stock 8.8923 $216.48 $1,925.01
Disclosure

SEC source: 0000100885-21-000329 · edgardoc.xml · nonDerivative · entry 1

Hamann Jennifer L · CIK 0001798280 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,084.8402

F1 · kind: Purchase pursuant to the 2021 Employee Stock Purchase Plan.

Read SEC document
October 10, 2021 Filed Oct 12, 2021 21:16 UTC
Richardson Craig VEVP CHIEF LEGAL OFFICER & CORP
GrantCommon Stock 10.7785 $216.48 $2,333.33
Disclosure

SEC source: 0000100885-21-000331 · edgardoc.xml · nonDerivative · entry 1

Richardson Craig V · CIK 0001835875 · EVP CHIEF LEGAL OFFICER & CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,368.5337

F1 · kind: Purchase pursuant to the 2021 Employee Stock Purchase Plan.

Read SEC document
October 10, 2021 Filed Oct 12, 2021 21:24 UTC
Rynaski Todd M.VP & CONTROLLER
GrantCommon Stock 8.0839 $216.48 $1,750.00
Disclosure

SEC source: 0000100885-21-000333 · edgardoc.xml · nonDerivative · entry 1

Rynaski Todd M. · CIK 0001650791 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,523.4002

F1 · kind: Purchase pursuant to the 2021 Employee Stock Purchase Plan.

Read SEC document
October 10, 2021 Filed Oct 12, 2021 21:38 UTC
Whited Elizabeth FEVP & CHIEF HR OFFICER
GrantCommon Stock 7.8899 $216.48 $1,708.01
Disclosure

SEC source: 0000100885-21-000335 · edgardoc.xml · nonDerivative · entry 1

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF HR OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,868.8146

F1 · kind: Purchase pursuant to the 2021 Employee Stock Purchase Plan.

Read SEC document
October 10, 2021 Filed Oct 12, 2021 21:59 UTC
Rocker Kenyatta GEVP MARKETING & SALES
GrantCommon Stock 3.2338 $216.48 $700.05
Disclosure

SEC source: 0000100885-21-000337 · edgardoc.xml · nonDerivative · entry 2

Rocker Kenyatta G · CIK 0001749673 · EVP MARKETING & SALES

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 908.4152

F1 · kind: Purchase pursuant to the 2021 Employee Stock Purchase Plan.

Read SEC document
October 10, 2021 Filed Oct 12, 2021 21:59 UTC
Rocker Kenyatta GEVP MARKETING & SALES
GrantCommon Stock 12.1258 $216.48 $2,624.99
Disclosure

SEC source: 0000100885-21-000337 · edgardoc.xml · nonDerivative · entry 1

Rocker Kenyatta G · CIK 0001749673 · EVP MARKETING & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,698.0573

F1 · kind: Purchase pursuant to the 2021 Employee Stock Purchase Plan.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 13:52 UTC GrantPhantom Stock · Derivative 376 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-21-000315 · edgardoc.xml · derivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,862

Underlying: Common Stock · 376 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 13:53 UTC GrantPhantom Stock · Derivative 213 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-21-000316 · edgardoc.xml · derivative · entry 1

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Underlying: Common Stock · 213 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 13:54 UTC GrantPhantom Stock · Derivative 245 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-21-000317 · edgardoc.xml · derivative · entry 1

DILLON DAVID B · CIK 0001186725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,070

Underlying: Common Stock · 245 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 13:55 UTC GrantPhantom Stock · Derivative 242 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-21-000318 · edgardoc.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,313

Underlying: Common Stock · 242 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 13:55 UTC
Lute Jane HDirector
GrantPhantom Stock · Derivative 228 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-21-000319 · edgardoc.xml · derivative · entry 1

Lute Jane H · CIK 0001671434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,925

Underlying: Common Stock · 228 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 13:56 UTC GrantPhantom Stock · Derivative 706 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-21-000320 · edgardoc.xml · derivative · entry 1

MCCARTHY MICHAEL R · CIK 0001008544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,823

Underlying: Common Stock · 706 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 13:57 UTC GrantPhantom Stock · Derivative 372 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-21-000321 · edgardoc.xml · derivative · entry 1

MCLARTY THOMAS F III · CIK 0001179678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,184

Underlying: Common Stock · 372 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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October 01, 2021 Filed Oct 4, 2021 13:58 UTC GrantPhantom Stock · Derivative 336 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-21-000322 · edgardoc.xml · derivative · entry 1

VILLARREAL JOSE H · CIK 0001194718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,444

Underlying: Common Stock · 336 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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October 01, 2021 Filed Oct 4, 2021 13:58 UTC GrantPhantom Stock · Derivative 210 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-21-000323 · edgardoc.xml · derivative · entry 1

WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,374

Underlying: Common Stock · 210 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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September 10, 2021 Filed Sep 14, 2021 16:44 UTC
FRITZ LANCE MCHAIRMAN PRESIDENT & CEO
GrantCommon Stock 34.5351 $207.76 $7,175.01
Disclosure

SEC source: 0000100885-21-000278 · edgardoc.xml · nonDerivative · entry 1

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,655.7291

F1 · kind: Purchase pursuant to the 2021 Employee Stock Purchase Plan.

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September 10, 2021 Filed Sep 14, 2021 16:53 UTC
Gehringer Eric JEVP OPERATIONS
GrantCommon Stock 12.0732 $207.76 $2,508.33
Disclosure

SEC source: 0000100885-21-000280 · edgardoc.xml · nonDerivative · entry 1

Gehringer Eric J · CIK 0001839176 · EVP OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,460.3868

F1 · kind: Purchase pursuant to the 2021 Employee Stock Purchase Plan.

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September 10, 2021 Filed Sep 14, 2021 17:00 UTC
Hamann Jennifer LEVP & CHIEF FINANCIAL OFFICER
GrantCommon Stock 9.2654 $207.76 $1,924.98
Disclosure

SEC source: 0000100885-21-000282 · edgardoc.xml · nonDerivative · entry 1

Hamann Jennifer L · CIK 0001798280 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,075.9479

F1 · kind: Purchase pursuant to the 2021 Employee Stock Purchase Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.