Tapewire

Nasdaq · USD

UMBF

UMB FINANCIAL CORP

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Tapewire entity
2021
SEC CIK
0000101382
Parsed reports
1,215

Last 12 months

Inside the activity.

6 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202522
Dec 202502
Jan 202600
Feb 202624
Mar 202600
Apr 202600
May 202600
Jun 202604
Jul 202602
Aug 2026011
Sep 202620
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2020 Filed Feb 3, 2020 22:08 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 100 $68.14 $6,814.00
Disclosure

SEC source: 0001127602-20-003198 · form4.xml · nonDerivative · entry 5

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,536.1228

Read SEC document
January 31, 2020 Filed Feb 3, 2020 22:08 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 100 $68.15 $6,815.00
Disclosure

SEC source: 0001127602-20-003198 · form4.xml · nonDerivative · entry 4

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,636.1228

Read SEC document
January 31, 2020 Filed Feb 3, 2020 22:08 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 200 $68.19 $13,638.00
Disclosure

SEC source: 0001127602-20-003198 · form4.xml · nonDerivative · entry 3

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,736.1228

Read SEC document
January 31, 2020 Filed Feb 3, 2020 22:08 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 200 $68.55 $13,710.00
Disclosure

SEC source: 0001127602-20-003198 · form4.xml · nonDerivative · entry 2

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,936.1228

Read SEC document
January 31, 2020 Filed Feb 3, 2020 22:08 UTC
KEMPER J MARINERDirector · Chairman and CEO
Exercise / conversionCommon Stock 22,122 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003198 · form4.xml · nonDerivative · entry 1

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,136.1228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 21:49 UTC
KEMPER J MARINERDirector · Chairman and CEO
Tax withholdingCommon Stock 4,154 $64.82 $269,262.28
Disclosure

SEC source: 0001127602-20-002656 · form4.xml · nonDerivative · entry 1

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,014.1228

F1 · ownership.direct: Reflects shares acquired through the reinvestment of dividends on restricted stock.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 21:45 UTC
Macke Kevin MExecutive Vice President
Tax withholdingCommon Stock 358 $64.82 $23,205.56
Disclosure

SEC source: 0001127602-20-002654 · form4.xml · nonDerivative · entry 1

Macke Kevin M · CIK 0001659944 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,296.833

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 21:39 UTC
Rine James DPresident UMB Bank, n.a.
Tax withholdingCommon Stock 440 $64.82 $28,520.80
Disclosure

SEC source: 0001127602-20-002644 · form4.xml · nonDerivative · entry 1

Rine James D · CIK 0001739106 · President UMB Bank, n.a.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,966.3994

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 21:58 UTC
Wendel Abigail MPresident - Consumer Banking
Tax withholdingCommon Stock 224 $64.82 $14,519.68
Disclosure

SEC source: 0001127602-20-002667 · form4.xml · nonDerivative · entry 1

Wendel Abigail M · CIK 0001757634 · President - Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,807.6335

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 21:55 UTC
Cornelius JamesExecutive Vice President
Tax withholdingCommon Stock 352 $64.82 $22,816.64
Disclosure

SEC source: 0001127602-20-002665 · form4.xml · nonDerivative · entry 1

Cornelius James · CIK 0001739115 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,616.6445

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 21:52 UTC
Johnson Shannon AndresenChief Administrative Officer
Tax withholdingCommon Stock 308 $64.82 $19,964.56
Disclosure

SEC source: 0001127602-20-002661 · form4.xml · nonDerivative · entry 1

Johnson Shannon Andresen · CIK 0001660040 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,174.2028

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 21:40 UTC
Pauls JohnEVP & General Counsel
Tax withholdingCommon Stock 314 $64.82 $20,353.48
Disclosure

SEC source: 0001127602-20-002647 · form4.xml · nonDerivative · entry 3

Pauls John · CIK 0001676685 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,261.41

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 21:37 UTC
Shankar RamChief Financial Officer
Tax withholdingCommon Stock 440 $64.82 $28,520.80
Disclosure

SEC source: 0001127602-20-002640 · form4.xml · nonDerivative · entry 1

Shankar Ram · CIK 0001681209 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,815.3169

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 21:32 UTC
Terry Thomas SChief Lending Officer
Tax withholdingCommon Stock 376 $64.82 $24,372.32
Disclosure

SEC source: 0001127602-20-002633 · form4.xml · nonDerivative · entry 1

Terry Thomas S · CIK 0001659887 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,129.2991

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 21:31 UTC
Brian J WalkerChief Accounting Officer
Tax withholdingCommon Stock 333 $64.82 $21,585.06
Disclosure

SEC source: 0001127602-20-002631 · form4.xml · nonDerivative · entry 1

Brian J Walker · CIK 0001405031 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,074.3348

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock.

Read SEC document
December 23, 2019 Filed Jan 29, 2020 21:40 UTC
Pauls JohnEVP & General Counsel
GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002647 · form4.xml · nonDerivative · entry 2

Pauls John · CIK 0001676685 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,566.4452

Read SEC document
December 09, 2019 Filed Dec 10, 2019 22:16 UTC Disposition to issuerCommon Stock 396 $67.32 $26,658.96
Disclosure

SEC source: 0001127602-19-034706 · form4.xml · nonDerivative · entry 1

ROBBINS KRIS A · CIK 0001229039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Read SEC document
December 05, 2019 Filed Dec 9, 2019 22:05 UTC
Terry Thomas SChief Lending Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 462 $0.00 Strike: $37.84 $0.00
Disclosure

SEC source: 0001127602-19-034594 · form4.xml · derivative · entry 4

Terry Thomas S · CIK 0001659887 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 462 shares

Expires 2020-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 22:05 UTC
Terry Thomas SChief Lending Officer
SaleCommon Stock 330 $67.27 $22,197.52
Disclosure

SEC source: 0001127602-19-034594 · form4.xml · nonDerivative · entry 2

Terry Thomas S · CIK 0001659887 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,493.4426

Read SEC document
December 05, 2019 Filed Dec 9, 2019 22:05 UTC
Terry Thomas SChief Lending Officer
Exercise / conversionCommon Stock 462 $37.84 $17,482.08
Disclosure

SEC source: 0001127602-19-034594 · form4.xml · nonDerivative · entry 1

Terry Thomas S · CIK 0001659887 · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,823.4426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 22:48 UTC PurchaseCommon Stock 14.9332 $66.97 $1,000.00
Disclosure

SEC source: 0001127602-19-034275 · form4.xml · nonDerivative · entry 1

GRAVES GREG M · CIK 0001267879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,675.4672

Read SEC document
November 21, 2019 Filed Jan 29, 2020 21:40 UTC
Pauls JohnEVP & General Counsel
GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002647 · form4.xml · nonDerivative · entry 1

Pauls John · CIK 0001676685 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,666.4452

Read SEC document
November 06, 2019 Filed Nov 6, 2019 22:17 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 100 $67.11 $6,710.50
Disclosure

SEC source: 0001127602-19-032066 · form4.xml · nonDerivative · entry 16

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,066,986

Read SEC document
November 06, 2019 Filed Nov 6, 2019 22:17 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 1,000 $67.03 $67,030.00
Disclosure

SEC source: 0001127602-19-032066 · form4.xml · nonDerivative · entry 15

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,067,086

Read SEC document
November 06, 2019 Filed Nov 6, 2019 22:17 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 20 $67.01 $1,340.10
Disclosure

SEC source: 0001127602-19-032066 · form4.xml · nonDerivative · entry 14

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,068,086

Read SEC document
November 06, 2019 Filed Nov 6, 2019 22:17 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 10 $66.99 $669.85
Disclosure

SEC source: 0001127602-19-032066 · form4.xml · nonDerivative · entry 13

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,068,106

Read SEC document
November 06, 2019 Filed Nov 6, 2019 22:17 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 1,000 $66.98 $66,980.00
Disclosure

SEC source: 0001127602-19-032066 · form4.xml · nonDerivative · entry 12

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,068,116

Read SEC document
November 06, 2019 Filed Nov 6, 2019 22:17 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 1,000 $66.97 $66,970.00
Disclosure

SEC source: 0001127602-19-032066 · form4.xml · nonDerivative · entry 11

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,069,116

Read SEC document
November 06, 2019 Filed Nov 6, 2019 22:17 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 10 $66.96 $669.55
Disclosure

SEC source: 0001127602-19-032066 · form4.xml · nonDerivative · entry 10

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,070,116

Read SEC document
November 06, 2019 Filed Nov 6, 2019 22:17 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 359 $66.95 $24,035.05
Disclosure

SEC source: 0001127602-19-032066 · form4.xml · nonDerivative · entry 9

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,070,126

Read SEC document
November 06, 2019 Filed Nov 6, 2019 22:17 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 9 $66.95 $602.51
Disclosure

SEC source: 0001127602-19-032066 · form4.xml · nonDerivative · entry 8

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,070,485

Read SEC document
November 06, 2019 Filed Nov 6, 2019 22:17 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 1 $66.94 $66.94
Disclosure

SEC source: 0001127602-19-032066 · form4.xml · nonDerivative · entry 7

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,070,494

Read SEC document
November 06, 2019 Filed Nov 6, 2019 22:17 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 20 $66.93 $1,338.50
Disclosure

SEC source: 0001127602-19-032066 · form4.xml · nonDerivative · entry 6

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,070,495

Read SEC document
November 06, 2019 Filed Nov 6, 2019 22:17 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 391 $66.92 $26,165.72
Disclosure

SEC source: 0001127602-19-032066 · form4.xml · nonDerivative · entry 5

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,070,515

Read SEC document
November 06, 2019 Filed Nov 6, 2019 22:17 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 10 $66.92 $669.15
Disclosure

SEC source: 0001127602-19-032066 · form4.xml · nonDerivative · entry 4

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,070,906

Read SEC document
November 06, 2019 Filed Nov 6, 2019 22:17 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 105 $66.91 $7,025.55
Disclosure

SEC source: 0001127602-19-032066 · form4.xml · nonDerivative · entry 3

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,070,916

Read SEC document
November 06, 2019 Filed Nov 6, 2019 22:17 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 10 $66.91 $669.05
Disclosure

SEC source: 0001127602-19-032066 · form4.xml · nonDerivative · entry 2

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,071,021

Read SEC document
November 06, 2019 Filed Nov 6, 2019 22:17 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 2,555 $66.90 $170,929.50
Disclosure

SEC source: 0001127602-19-032066 · form4.xml · nonDerivative · entry 1

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,071,031

Read SEC document
November 05, 2019 Filed Nov 6, 2019 22:45 UTC
Brian J WalkerChief Accounting Officer
SaleCommon Stock 1,500 $68.00 $102,000.00
Disclosure

SEC source: 0001127602-19-032071 · form4.xml · nonDerivative · entry 1

Brian J Walker · CIK 0001405031 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,397.2595

F1 · balance_after: Includes shares acquired through the reinvestment of dividends

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:39 UTC
Payne Jennifer MSr. Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 1,680 $0.00 Strike: $47.68 $0.00
Disclosure

SEC source: 0001127602-19-031679 · form4.xml · derivative · entry 34

Payne Jennifer M · CIK 0001659975 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561

Underlying: Common Stock · 1,680 shares

Expires 2026-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:39 UTC
Payne Jennifer MSr. Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 402 $0.00 Strike: $51.42 $0.00
Disclosure

SEC source: 0001127602-19-031679 · form4.xml · derivative · entry 33

Payne Jennifer M · CIK 0001659975 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134

Underlying: Common Stock · 402 shares

Expires 2025-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Options will vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:39 UTC
Payne Jennifer MSr. Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 305 $0.00 Strike: $57.40 $0.00
Disclosure

SEC source: 0001127602-19-031679 · form4.xml · derivative · entry 32

Payne Jennifer M · CIK 0001659975 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 305 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options vest 50% on 1/1/2017, 75% on 1/1/2018, and 100% on 1/1/2019

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:39 UTC
Payne Jennifer MSr. Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 380 $0.00 Strike: $45.58 $0.00
Disclosure

SEC source: 0001127602-19-031679 · form4.xml · derivative · entry 31

Payne Jennifer M · CIK 0001659975 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 380 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests 50% on 1/1/16; 75% on 1/1/17 and 100% on 1/1/18

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:39 UTC
Payne Jennifer MSr. Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 427 $0.00 Strike: $39.97 $0.00
Disclosure

SEC source: 0001127602-19-031679 · form4.xml · derivative · entry 30

Payne Jennifer M · CIK 0001659975 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 427 shares

Expires 2022-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options will vest 50% on 1/1/2015, 75% on 1/1/2016 and 100% on 1/1/2017.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:39 UTC
Payne Jennifer MSr. Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 364 $0.00 Strike: $41.71 $0.00
Disclosure

SEC source: 0001127602-19-031679 · form4.xml · derivative · entry 29

Payne Jennifer M · CIK 0001659975 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 364 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest 50% on 1/1/14, 75% on 1/1/15, and 100% on 1/1/16

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:39 UTC
Payne Jennifer MSr. Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 402 $0.00 Strike: $37.84 $0.00
Disclosure

SEC source: 0001127602-19-031679 · form4.xml · derivative · entry 28

Payne Jennifer M · CIK 0001659975 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 402 shares

Expires 2020-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:39 UTC
Payne Jennifer MSr. Vice President
SaleCommon Stock 100 $65.46 $6,546.00
Disclosure

SEC source: 0001127602-19-031679 · form4.xml · nonDerivative · entry 25

Payne Jennifer M · CIK 0001659975 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,287.6405

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:39 UTC
Payne Jennifer MSr. Vice President
SaleCommon Stock 500 $65.36 $32,680.00
Disclosure

SEC source: 0001127602-19-031679 · form4.xml · nonDerivative · entry 24

Payne Jennifer M · CIK 0001659975 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,387.6405

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:39 UTC
Payne Jennifer MSr. Vice President
SaleCommon Stock 200 $65.34 $13,068.00
Disclosure

SEC source: 0001127602-19-031679 · form4.xml · nonDerivative · entry 23

Payne Jennifer M · CIK 0001659975 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,887.6405

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:39 UTC
Payne Jennifer MSr. Vice President
SaleCommon Stock 200 $65.33 $13,066.00
Disclosure

SEC source: 0001127602-19-031679 · form4.xml · nonDerivative · entry 22

Payne Jennifer M · CIK 0001659975 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,087.6405

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.