Tapewire

Nasdaq · USD

UMBF

UMB FINANCIAL CORP

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Tapewire entity
2021
SEC CIK
0000101382
Parsed reports
1,215

Last 12 months

Inside the activity.

6 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202522
Dec 202502
Jan 202600
Feb 202624
Mar 202600
Apr 202600
May 202600
Jun 202604
Jul 202602
Aug 2026011
Sep 202620
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2021 Filed Mar 3, 2021 23:23 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 100 $86.03 $8,602.50
Disclosure

SEC source: 0001127602-21-009261 · form4.xml · nonDerivative · entry 9

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,029,064

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:23 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 100 $86.00 $8,600.00
Disclosure

SEC source: 0001127602-21-009261 · form4.xml · nonDerivative · entry 8

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,029,164

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:23 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 15 $86.00 $1,290.00
Disclosure

SEC source: 0001127602-21-009261 · form4.xml · nonDerivative · entry 7

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,029,264

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:23 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 31 $86.00 $2,666.00
Disclosure

SEC source: 0001127602-21-009261 · form4.xml · nonDerivative · entry 6

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,029,279

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:23 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 100 $86.07 $8,606.50
Disclosure

SEC source: 0001127602-21-009261 · form4.xml · nonDerivative · entry 5

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,029,310

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:23 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 100 $86.07 $8,606.50
Disclosure

SEC source: 0001127602-21-009261 · form4.xml · nonDerivative · entry 4

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,029,410

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:23 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 100 $86.05 $8,605.00
Disclosure

SEC source: 0001127602-21-009261 · form4.xml · nonDerivative · entry 3

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,029,510

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:23 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 100 $86.05 $8,605.00
Disclosure

SEC source: 0001127602-21-009261 · form4.xml · nonDerivative · entry 2

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,029,610

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:23 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 18 $86.05 $1,548.90
Disclosure

SEC source: 0001127602-21-009261 · form4.xml · nonDerivative · entry 1

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,029,710

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:21 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 100 $86.05 $8,605.00
Disclosure

SEC source: 0001127602-21-009258 · form4.xml · nonDerivative · entry 21

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,029,728

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:21 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 13 $86.00 $1,118.00
Disclosure

SEC source: 0001127602-21-009258 · form4.xml · nonDerivative · entry 20

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,029,828

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:21 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 87 $86.00 $7,482.00
Disclosure

SEC source: 0001127602-21-009258 · form4.xml · nonDerivative · entry 19

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,029,841

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:21 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 100 $86.00 $8,600.00
Disclosure

SEC source: 0001127602-21-009258 · form4.xml · nonDerivative · entry 18

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,029,928

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:21 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 3 $86.03 $258.09
Disclosure

SEC source: 0001127602-21-009258 · form4.xml · nonDerivative · entry 17

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,030,028

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:21 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 3 $86.03 $258.09
Disclosure

SEC source: 0001127602-21-009258 · form4.xml · nonDerivative · entry 16

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,030,031

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:21 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 3 $86.03 $258.09
Disclosure

SEC source: 0001127602-21-009258 · form4.xml · nonDerivative · entry 15

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,030,034

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:21 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 3 $86.03 $258.09
Disclosure

SEC source: 0001127602-21-009258 · form4.xml · nonDerivative · entry 14

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,030,037

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:21 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 3 $86.03 $258.09
Disclosure

SEC source: 0001127602-21-009258 · form4.xml · nonDerivative · entry 13

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,030,040

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:21 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 3 $86.03 $258.09
Disclosure

SEC source: 0001127602-21-009258 · form4.xml · nonDerivative · entry 12

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,030,043

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:21 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 3 $86.03 $258.09
Disclosure

SEC source: 0001127602-21-009258 · form4.xml · nonDerivative · entry 11

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,030,046

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:21 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 3 $86.03 $258.09
Disclosure

SEC source: 0001127602-21-009258 · form4.xml · nonDerivative · entry 10

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,030,049

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:21 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 3 $86.03 $258.09
Disclosure

SEC source: 0001127602-21-009258 · form4.xml · nonDerivative · entry 9

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,030,052

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:21 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 3 $86.03 $258.09
Disclosure

SEC source: 0001127602-21-009258 · form4.xml · nonDerivative · entry 8

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,030,055

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:21 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 3 $86.03 $258.09
Disclosure

SEC source: 0001127602-21-009258 · form4.xml · nonDerivative · entry 7

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,030,058

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:21 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 3 $86.03 $258.09
Disclosure

SEC source: 0001127602-21-009258 · form4.xml · nonDerivative · entry 6

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,030,061

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:21 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 3 $86.03 $258.09
Disclosure

SEC source: 0001127602-21-009258 · form4.xml · nonDerivative · entry 5

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,030,064

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:21 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 3 $86.03 $258.09
Disclosure

SEC source: 0001127602-21-009258 · form4.xml · nonDerivative · entry 4

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,030,067

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:21 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 3 $86.03 $258.09
Disclosure

SEC source: 0001127602-21-009258 · form4.xml · nonDerivative · entry 3

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,030,070

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:21 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 3 $86.03 $258.09
Disclosure

SEC source: 0001127602-21-009258 · form4.xml · nonDerivative · entry 2

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,030,073

Read SEC document
March 02, 2021 Filed Mar 3, 2021 23:21 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 3 $86.03 $258.09
Disclosure

SEC source: 0001127602-21-009258 · form4.xml · nonDerivative · entry 1

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust - RC Kemper Irrevocable Trust

Disclosed balance after: 2,030,076

Read SEC document
February 25, 2021 Filed Feb 25, 2021 23:07 UTC
Johnson Shannon AndresenChief Administrative Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 461 $0.00 Strike: $39.97 $0.00
Disclosure

SEC source: 0001127602-21-007953 · form4.xml · derivative · entry 9

Johnson Shannon Andresen · CIK 0001660040 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 461 shares

Expires 2022-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options will vest 50% on 1/1/2015, 75% on 1/1/2016 and 100% on 1/1/2017.

Read SEC document
February 25, 2021 Filed Feb 25, 2021 23:07 UTC
Johnson Shannon AndresenChief Administrative Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 385 $0.00 Strike: $45.07 $0.00
Disclosure

SEC source: 0001127602-21-007953 · form4.xml · derivative · entry 8

Johnson Shannon Andresen · CIK 0001660040 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 385 shares

Expires 2022-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options will vest 50% on 1/1/2015, 75% on 1/1/2016 and 100% on 1/1/2017.

Read SEC document
February 25, 2021 Filed Feb 25, 2021 23:07 UTC
Johnson Shannon AndresenChief Administrative Officer
SaleCommon Stock 10 $86.87 $868.70
Disclosure

SEC source: 0001127602-21-007953 · form4.xml · nonDerivative · entry 6

Johnson Shannon Andresen · CIK 0001660040 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,102.1657

Read SEC document
February 25, 2021 Filed Feb 25, 2021 23:07 UTC
Johnson Shannon AndresenChief Administrative Officer
SaleCommon Stock 607 $86.84 $52,711.94
Disclosure

SEC source: 0001127602-21-007953 · form4.xml · nonDerivative · entry 5

Johnson Shannon Andresen · CIK 0001660040 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,112.1657

Read SEC document
February 25, 2021 Filed Feb 25, 2021 23:07 UTC
Johnson Shannon AndresenChief Administrative Officer
SaleCommon Stock 100 $86.83 $8,683.00
Disclosure

SEC source: 0001127602-21-007953 · form4.xml · nonDerivative · entry 4

Johnson Shannon Andresen · CIK 0001660040 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,719.1657

Read SEC document
February 25, 2021 Filed Feb 25, 2021 23:07 UTC
Johnson Shannon AndresenChief Administrative Officer
SaleCommon Stock 129 $86.78 $11,194.62
Disclosure

SEC source: 0001127602-21-007953 · form4.xml · nonDerivative · entry 3

Johnson Shannon Andresen · CIK 0001660040 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,819.1657

Read SEC document
February 25, 2021 Filed Feb 25, 2021 23:07 UTC
Johnson Shannon AndresenChief Administrative Officer
Exercise / conversionCommon Stock 461 $39.97 $18,426.17
Disclosure

SEC source: 0001127602-21-007953 · form4.xml · nonDerivative · entry 2

Johnson Shannon Andresen · CIK 0001660040 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,948.1657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2021 Filed Feb 25, 2021 23:07 UTC
Johnson Shannon AndresenChief Administrative Officer
Exercise / conversionCommon Stock 385 $45.07 $17,351.95
Disclosure

SEC source: 0001127602-21-007953 · form4.xml · nonDerivative · entry 1

Johnson Shannon Andresen · CIK 0001660040 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,487.1657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 24, 2021 23:03 UTC
Wendel Abigail MPresident - Consumer Banking
Exercise / conversionStock Option (Right to Buy) · Derivative 487 $0.00 Strike: $47.68 $0.00
Disclosure

SEC source: 0001127602-21-007725 · form4.xml · derivative · entry 4

Wendel Abigail M · CIK 0001757634 · President - Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 487 shares

Expires 2026-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.

Read SEC document
February 24, 2021 Filed Feb 24, 2021 23:03 UTC
Wendel Abigail MPresident - Consumer Banking
SaleCommon Stock 487 $85.50 $41,638.50
Disclosure

SEC source: 0001127602-21-007725 · form4.xml · nonDerivative · entry 2

Wendel Abigail M · CIK 0001757634 · President - Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,493.0475

Read SEC document
February 24, 2021 Filed Feb 24, 2021 23:03 UTC
Wendel Abigail MPresident - Consumer Banking
Exercise / conversionCommon Stock 487 $47.68 $23,220.16
Disclosure

SEC source: 0001127602-21-007725 · form4.xml · nonDerivative · entry 1

Wendel Abigail M · CIK 0001757634 · President - Consumer Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,980.0475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 24, 2021 22:58 UTC
Macke Kevin MExecutive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 1,197 $0.00 Strike: $47.68 $0.00
Disclosure

SEC source: 0001127602-21-007720 · form4.xml · derivative · entry 5

Macke Kevin M · CIK 0001659944 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,197 shares

Expires 2026-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.

Read SEC document
February 24, 2021 Filed Feb 24, 2021 22:58 UTC
Macke Kevin MExecutive Vice President
SaleCommon Stock 1,197 $87.50 $104,737.50
Disclosure

SEC source: 0001127602-21-007720 · form4.xml · nonDerivative · entry 2

Macke Kevin M · CIK 0001659944 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,575.6108

Read SEC document
February 24, 2021 Filed Feb 24, 2021 22:58 UTC
Macke Kevin MExecutive Vice President
Exercise / conversionCommon Stock 1,197 $47.68 $57,072.96
Disclosure

SEC source: 0001127602-21-007720 · form4.xml · nonDerivative · entry 1

Macke Kevin M · CIK 0001659944 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,772.6108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 24, 2021 22:54 UTC
Pauls JohnEVP & General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 1,747 $0.00 Strike: $75.25 $0.00
Disclosure

SEC source: 0001127602-21-007714 · form4.xml · derivative · entry 4

Pauls John · CIK 0001676685 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,747 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest 50% on 2/2/2019, 75% on 2/2/20, and 100% on 2/2/21.

Read SEC document
February 24, 2021 Filed Feb 24, 2021 22:54 UTC
Pauls JohnEVP & General Counsel
SaleCommon Stock 1,747 $87.38 $152,653.91
Disclosure

SEC source: 0001127602-21-007714 · form4.xml · nonDerivative · entry 2

Pauls John · CIK 0001676685 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,129.4902

Read SEC document
February 24, 2021 Filed Feb 24, 2021 22:54 UTC
Pauls JohnEVP & General Counsel
Exercise / conversionCommon Stock 1,747 $75.25 $131,461.75
Disclosure

SEC source: 0001127602-21-007714 · form4.xml · nonDerivative · entry 1

Pauls John · CIK 0001676685 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,876.4902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2021 Filed Feb 23, 2021 23:14 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 130 $83.80 $10,893.35
Disclosure

SEC source: 0001127602-21-007398 · form4.xml · nonDerivative · entry 19

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,555.6353

Read SEC document
February 23, 2021 Filed Feb 23, 2021 23:14 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 325 $83.63 $27,179.75
Disclosure

SEC source: 0001127602-21-007398 · form4.xml · nonDerivative · entry 18

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,685.6353

Read SEC document
February 23, 2021 Filed Feb 23, 2021 23:14 UTC
KEMPER J MARINERDirector · Chairman and CEO
SaleCommon Stock 100 $83.62 $8,361.50
Disclosure

SEC source: 0001127602-21-007398 · form4.xml · nonDerivative · entry 17

KEMPER J MARINER · CIK 0001229109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,010.6353

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.